A.B. et al v. County of San Diego et al, No. 3:2018cv01541 - Document 87 (S.D. Cal. 2020)
Court Description: ORDER Granting 44 Defendants' Daubert Motion; ORDER Granting in Part and Denying in Part 45 Defendants' Daubert Motion; ORDER Granting in Part and Denying in Part 46 Defendants' Daubert Motion; Order Denying 47 Defendants' Daubert Motion. Signed by Judge Michael M. Anello on 7/31/2020. (tcf)
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A.B. et al v. County of San Diego et al Doc. 87 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 12 13 A.B., a minor, individually and as successor in interest to decedent, Kristopher Birtcher, by and through her Guardian ad Litem, Ryan Birtcher; MICHAEL BIRTCHER, individually; and CATHERINE BIRTCHER, individually, 14 v. 16 COUNTY OF SAN DIEGO; SAN DIEGO SHERIFF’S DEPARTMENT; WILLIAM D. GORE, Sheriff; DREW BEATTY; ADRIAN CARRILLO; ROLAND GARZA; JOSEPH KODADEK; JOHN ROBLEDO; SCOTT ROSSALL; FRANK STALZER; SCOTT WINTER; and DOES 1-10, inclusive, 18 19 20 21 ORDER GRANTING DEFENDANTS’ DAUBERT MOTION; [Doc. No. 44] Plaintiffs, 15 17 Case No.: 18cv1541-MMA-LL ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ DAUBERT MOTION; [Doc. No. 45] ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ DAUBERT MOTION; [Doc. No. 46] Defendants. 22 ORDER DENYING DEFENDANTS’ DAUBERT MOTION; 23 [Doc. No. 47] 24 25 26 27 28 -1- 18cv1541-MMA-LL Dockets.Justia.com 1 Plaintiffs A.B., successor in interest to decedent, Kristopher Birtcher 2 (“Kristopher”), by and through her Guardian ad Litem, Ryan Birtcher, as well as 3 Catherine Birtcher and Michael Birtcher (collectively, “Plaintiffs”) bring this civil rights 4 action against the County of San Diego (“County”), the San Diego Sheriff’s Department 5 (“Sheriff’s Department”), Sheriff William D. Gore, and multiple individual San Diego 6 County Sheriff’s deputies (collectively, “Defendants”), alleging constitutional violations 7 arising out of Kristopher’s death on October 14, 2017. See Doc. No. 1. The parties have 8 filed cross-motions for summary judgment and relatedly move to exclude certain 9 opinions proffered by each other’s retained experts. 1 See Doc. Nos. 44-47, 49-54. As 10 relevant here, Defendants move to exclude certain opinions proffered by Plaintiffs’ 11 experts, William Krone (“Krone”), Roger Clark (“Clark”), Dr. Bennet Omalu (“Dr. 12 Omalu”), and Dr. Ronald O’Halloran (“Dr. O’Halloran”). Doc. Nos. 44, 45, 46, 47. For 13 the reasons set forth below, the Court GRANTS IN PART and DENIES IN PART 14 Defendants’ motions. 15 1. Legal Standard 16 Rule 702 of the Federal Rules of Evidence provides that expert opinion evidence is 17 admissible if: “(a) the expert’s scientific, technical, or other specialized knowledge will 18 help the trier of fact to understand the evidence or to determine a fact in issue; (b) the 19 testimony is based on sufficient facts or data; (c) the testimony is the product of reliable 20 principles and methods; and (d) the expert has reliably applied the principles and methods 21 to the facts of the case.” Fed. R. Evid. 702. The proponent of the expert opinion bears 22 the burden of establishing qualification, reliability, and helpfulness by a preponderance of 23 the evidence. Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 592 & n.10 24 (1993). Expert opinion testimony is reliable if it has a “basis in the knowledge and 25 experience of [the relevant] discipline.” Id. at 592-93 (“knowledge” requires more than a 26 27 1 28 The Court will address Plaintiffs’ Daubert motions and the parties’ summary judgment motions in separate written rulings. -2- 18cv1541-MMA-LL 1 subjective belief or an unsupported speculation; it requires an appropriate level of 2 validation). As the Ninth Circuit has explained: 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Under Daubert and its progeny, including Daubert II, a district court’s inquiry into admissibility is a flexible one. Alaska Rent-A-Car, Inc. v. Avis Budget Grp., Inc., 738 F.3d 960, 969 (9th Cir. 2013). In evaluating proffered expert testimony, the trial court is “a gatekeeper, not a fact finder.” Primiano v. Cook, 598 F.3d 558, 565 (9th Cir. 2010) (citation and quotation marks omitted). “[T]he trial court must assure that the expert testimony ‘both rests on a reliable foundation and is relevant to the task at hand.’” Id. at 564 (quoting Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 597 (1993)). “Expert opinion testimony is relevant if the knowledge underlying it has a valid connection to the pertinent inquiry. And it is reliable if the knowledge underlying it has a reliable basis in the knowledge and experience of the relevant discipline.” Id. at 565 (citation and internal quotation marks omitted). “Shaky but admissible evidence is to be attacked by cross examination, contrary evidence, and attention to the burden of proof, not exclusion.” Id. at 564 (citation omitted). The judge is “supposed to screen the jury from unreliable nonsense opinions, but not exclude opinions merely because they are impeachable.” Alaska Rent-A-Car, 738 F.3d at 969. Simply put, “[t]he district court is not tasked with deciding whether the expert is right or wrong, just whether his testimony has substance such that it would be helpful to a jury.” Id. at 969-70. 19 City of Pomona v. SQM N. Am. Corp., 750 F.3d 1036, 1043-44 (9th Cir. 2014). 20 “Challenges that go to the weight of the evidence are within the province of a fact finder, 21 not a trial court judge. A district court should not make credibility determinations that 22 are reserved for the jury.” Id. at 1044. 23 24 25 26 2. Discussion a. Defendants’ Motion to Exclude Certain Opinions Proffered by William Krone Defendants move to exclude certain opinions of William Krone, Plaintiffs’ forensic 27 video expert, that purportedly exceed his area of expertise and unhelpfully narrate the 28 video evidence for the jury. See Doc. No. 44-1 (“Krone Daubert”) at 1. Plaintiffs filed -3- 18cv1541-MMA-LL 1 2 an opposition (Doc. No. 61 (“Krone Opp.”)), to which Defendants replied. Doc. No. 75. Defendants argue that Krone was designated as an expert to proffer testimony on 3 the process of video editing and syncing, yet his opinions exceed this expertise by 4 discussing which events in the video are “significant.” See Krone Daubert at 3-6. 5 Defendants further argue that Krone’s narration of the video evidence would be unhelpful 6 to the jury and therefore should be excluded as such under Federal Rule of Evidence 7 (“Rule”) 702 and as unduly prejudicial under Rule 403. See id. at 6-7. Plaintiffs respond 8 that “[i]t is unlikely that Krone will even need to testify at trial, so long as the parties are 9 able to reach an agreement regarding the admissibility of his overall synchronized video, 10 additional demonstrative clips based on his synchronization, and a neutrally worded 11 timeline of undisputed facts depicted in the videos.” Krone Opp. at 1. Plaintiffs go on to 12 “agree that neither Krone nor Defendants’ expert Jeffrey Martin should be permitted to 13 testify regarding what events” are significant, nor regarding the content of the video 14 footage, “except to the extent that various audio or visual material was used to perform 15 the synchronization or establish a timeline.” Id. 16 The Court finds that it is not within Krone’s expertise and qualifications to narrate 17 for the jury and comment on which events in the video evidence are significant. Krone 18 was designated as a “forensic video expert” to testify regarding the process of video 19 editing and syncing. See Doc. No. 48, Ex. A at 4. Plaintiffs agree that Krone should not 20 be able to narrate the video evidence for the jury or opine on the relative significance of 21 depicted events, except to the extent necessary to proffer testimony regarding his video 22 editing and synchronization process. See Krone Opp. at 1. Accordingly, the Court 23 GRANTS Defendants’ motion to exclude Krone’s narrative opinions, as well as those 24 regarding events in the video that he deems significant. Consistent with the Court’s 25 Order denying Plaintiffs’ motion to exclude certain narrative opinions by Defendants’ 26 expert, Jeffrey Martin, the Court will allow testimony from Krone that is necessary to 27 explain the basis for his admissible opinions regarding video editing and synchronization. 28 Should the parties take issue with whether the proffered testimony is necessary to explain -4- 18cv1541-MMA-LL 1 the basis for otherwise admissible opinions, the Court will hear and rule on any such 2 objections at trial. 3 4 b. Defendants’ Motion to Exclude Certain Opinions Proffered by Roger Clark Defendants move to exclude the following categories of opinions proffered by 5 Plaintiff’s police practices expert, Roger Clark: (1) purported medical opinions; (2) 6 opinions regarding the use and efficacy of Tasers; (3) opinions regarding spit sock 7 application; and (4) purportedly legal conclusions. See Doc. No. 45-1 (“Clark Daubert”) 8 at 1. Plaintiffs filed an opposition (Doc. No. 62 (“Clark Opp.”)), to which Defendants 9 replied. Doc. No. 76 (“Clark Reply”). 10 11 i. Medical Opinions Defendants argue that Clark impermissibly proffers medical opinions that are 12 outside of his expertise as a police practices expert and cumulative of the opinions 13 proffered by Plaintiffs’ other experts. See Clark Daubert at 3-4. Plaintiffs respond that 14 Clark is qualified to proffer “opinions regarding proper police training on positional or 15 restraint asphyxia[,]” as shown by persuasive case law supporting the same. Clark Opp. 16 at 2-3 (citations omitted). 17 The Court finds that Clark is qualified to proffer the opinions on positional 18 restraint asphyxia. Defendants complain that Clark is not qualified to proffer these 19 “medical” opinions, but a reading of his report and deposition transcript demonstrate 20 otherwise. In his report, Clark opines in terms of what “[p]roperly trained officers know” 21 regarding positional asphyxia. See Doc. No. 48, Ex. E at 13-14. As Plaintiffs point out, 22 Clark is qualified to opine as such based on his 27 years of experience with the Los 23 Angeles County Sherriff’s Department, his California Peace Officer Standards and 24 Training (“POST”) training, and other extensive experience in police training. See Clark 25 Opp. at 2 (citing Doc. No. 48, Ex. E at 33-38). Moreover, Defendants’ citations to 26 Clark’s deposition demonstrate their attempt to avoid exploring the police practices basis 27 for Clark’s opinions. See Doc. No. 48, Ex. G at 222 (after testifying that his positional 28 asphyxia opinions are based on certain training videos, defense counsel clarifies to be -5- 18cv1541-MMA-LL 1 “asking about scientific literature, not police practices literature”). As in LeBlanc v. City 2 of Los Angeles, Clark “should be permitted to testify that the officer’s conduct violated 3 the relevant guideline’s warnings about asphyxiation.” No. 04-CV-8250, 2006 WL 4 4752614, at *10 (C.D. Cal. Aug. 16, 2006). Further, the probative value of Clark’s police 5 practices opinion on positional asphyxia (i.e., opinions as to whether the conduct here 6 was consistent with applicable police standards) is not substantially outweighed by the 7 danger of the needless presentation of cumulative evidence, since the other opinions 8 identified by Defendants are medical opinions proffered by Plaintiffs’ other experts. 9 Accordingly, the Court DENIES Defendants’ motion to exclude Clark’s opinions 10 regarding positional asphyxia. 11 ii. Taser-Related Opinions 12 Defendants next move to exclude Clark’s Taser-related opinions on the grounds 13 that he is not qualified to opine on such matters and that the opinions are unreliable. See 14 Clark Daubert at 5-7. Those Taser-related opinions concern Clark’s discussion of 15 Kristopher being “immobilized” by the Taser, the amount of time that the Taser made 16 contact with Kristopher, and the distance between Kristopher and the deputies at the time 17 of Taser deployment. See id. at 6 (citations omitted). Plaintiffs counter that Clark’s 18 Taser-related opinions fall within his area of expertise in police practices and are reliably 19 based on law enforcement standards that Clark identified in his report. See Clark Opp. at 20 3-6. 21 The Court finds that Clark is qualified to proffer the Taser-related opinions and 22 that such opinions are reliable. As discussed above, Clark has extensive experience in 23 law enforcement. Even though his personal experience with using a Taser is limited, 24 such experience is not the only way to become qualified to proffer opinions regarding 25 Tasers. Clark may proffer Taser-related opinions based on specialized knowledge, the 26 acquisition of which he has demonstrated in his expert report. As Plaintiffs identified, 27 “Clark discusses relevant Taser standards and training promulgated by the U.S. 28 Department of Justice, International Association of Chiefs of Police, TASER -6- 18cv1541-MMA-LL 1 International, and the County of San Diego itself.” Clark Opp. at 3 (citing Doc. No. 48, 2 Ex. E at 20-24). 3 Turning to the particular “opinions” with which Defendants take issue, the Court 4 finds Defendants first two complaints are without merit. As for the deposition testimony 5 – in which Clark discussed immobilization and the amount of time that the Taser made 6 contact with Kristopher – it is unclear to the Court whether such deposition testimony 7 constitute “opinions” that Clark intends to proffer at trial. Nevertheless, the Court finds 8 no reason to exclude the deposition testimony. Clark’s testimony regarding the Taser’s 9 contact time with Kristopher is merely an observation that he gave in response to a 10 deposition question not disclosed to the Court in Defendants’ exhibit in support of its 11 motion. See Doc. No. 48, Ex. G at 167. Further, Clark’s testimony regarding 12 immobilization first referred to his general “opinion that, based on how the [Tasers] 13 work[], the fact that they were deployed, that there was a spread sufficient that 14 [immobilization is] what would have occurred.” Id. at 168. When pressed by defense 15 counsel on whether Kristopher was actually immobilized, Clark then testified that he was 16 unaware of whether Kristopher was actually immobilized because the video recordings 17 were “not clear enough.” Id. at 169. Turning to Clark’s actual Taser-related opinion in 18 his report, Clark does not speak to whether Kristopher was actually immobilized, but 19 instead he refers to San Diego Sherriff’s Department’s use of force guidelines “stat[ing] 20 that a subject is typically immobilized within two to three seconds but recovers rapidly . . 21 ..” Id., Ex. E at 28. Therefore, seeing no opinion from Clark that Kristopher was actually 22 immobilized, the Court will not exclude Clark’s deposition testimony about the Taser’s 23 ability to immobilize a subject. 24 On the other hand, the Court finds Clark’s opinion on the distance of effective 25 Taser deployment to be unreliable. Specifically, Clark stated in his report that, based on 26 his review of the video evidence, “Deputy Garza and Deputy Robledo were not standing 27 far enough away from Mr. Birtcher to achieve effective neuromuscular incapacitation at 28 the times of TASER deployment.” Id., Ex. E at 28. Clark discussed this matter based on -7- 18cv1541-MMA-LL 1 the “training materials provided by the [Taser] manufacturer,” and it appears to be a sub- 2 opinion for his overall opinion that “[a]ny use of the TASER was totally unnecessary and 3 unjustified.” 2 Id. at 27. Plaintiffs’ reference to the County’s Federal Rule of Civil 4 Procedure 30(b)(6) witness’s testimony does not support Clark’s opinion because the 5 testimony speaks to a “preferred target distance” from “7-15 feet” and an “increase” of 6 “effectiveness” with “greater probe spreads.” Clark Opp. at 5. Clark’s opinion here, 7 however, speaks to the ineffectiveness of Taser deployment merely based on the Taser 8 manufacturer’s training materials stating that “the greater the spread of the probes, the 9 higher the likelihood [o]f neuromuscular incapacitation.” Doc. No. 48, Ex. E at 28. The 10 opinion also appears to be inconsistent with Clark’s deposition testimony discussed 11 above, that immobilization “would have occurred” based on his review of the evidence. 12 Doc. No. 48, Ex. G at 168. In sum, Plaintiffs have not sufficiently identified the requisite 13 basis for Clark’s opinion here. Accordingly, the Court GRANTS IN PART and 14 DENIES IN PART Defendants’ motion to exclude Clark’s Taser-related opinions. 15 iii. Spit Sock Opinions 16 Defendants further move to exclude Clark’s opinions regarding the deputies’ use of 17 a spit sock in their encounter with Kristopher. See Clark Daubert at 7-8. Defendants 18 argue that Clark is unqualified to proffer such opinions. See id. Plaintiffs respond that 19 Clark is so qualified because they are “based on his training and experience, the County’s 20 own policies, other agencies’ policies and training including standardized policies created 21 by Lexipol, and police standards and training regarding general obligations regarding 22 arrestees’ medical needs.” Clark Opp. at 6. 23 24 The Court will limit Clark’s opinions regarding the deputies’ use of the spit sock. On one hand, the Court agrees with Defendants that the Anaheim Police Department’s 25 26 27 28 2 However, the Court is unclear as to why Clark proffers this sub-opinion if he is taking the position that Taser use was “unnecessary and unjustified” in the first instance. The Court will nevertheless address Defendants’ arguments only, which suffice to exclude the opinion under Rule 702. -8- 18cv1541-MMA-LL 1 policy regarding use of a spit sock is not a proper basis for an opinion involving the San 2 Diego Sheriff’s Department deputies’ use of a spit sock. Contrary to Plaintiffs’ 3 argument, it is unclear whether the Anaheim Police Department’s policy is based on 4 national police standards. Thus, the Court finds that Plaintiffs have not carried their 5 burden to demonstrate that Clark’s opinion here is reliably based on this particular policy. 6 However, after arguing “the only discernible basis” for Clark’s opinion was this “sole 7 policy document” (Clark Daubert at 7), Defendants reverse course in their reply, noting 8 they are not challenging “Clark’s opinion that the use of the spit sock here did not comply 9 with the Sheriff’s Department’s policies that he reviewed.” Clark Reply at 4. Therefore, 10 the Court finds Clark may proffer his spit sock opinion as it relates to whether the 11 deputies’ use of the spit sock complied with the Sheriff’s Department’s policies. 12 However, the Court concludes: (1) it would be unhelpful to the jury for Clark to opine 13 that the spit sock application did not comply with an Anaheim Police Department Policy; 14 and (2) Plaintiffs have failed to demonstrate a reliable basis for any opinion from Clark 15 that the spit sock application did not comply with national standards. Accordingly, the 16 Court GRANTS IN PART and DENIES IN PART Defendants’ motion to exclude 17 Clark’s opinions regarding the spit sock application. 18 iv. Legal Conclusions 19 Finally, Defendants move to exclude purportedly improper legal conclusions 20 proffered by Clark. See Clark Daubert at 8-10. Plaintiffs respond that Defendants are 21 mischaracterizing Clark’s opinions, which are more accurately summarized as “opinions 22 that various aspects of Defendants’ conduct were unreasonable or excessive in light of 23 police standards and training.” Clark Opp. at 6-7. 24 “Though expert testimony is appropriate where ‘scientific, technical, or other 25 specialized knowledge will assist the trier of fact,’ expert testimony consisting of legal 26 conclusions is generally inappropriate.” CFM Commc’ns, LLC v. Mitts Telecasting Co., 27 424 F. Supp. 2d 1229, 1233 (E.D. Cal. 2005) (quoting Aguilar v. Int’l Longshoremen’s 28 Union Local # 10, 966 F.2d 443, 447 (9th Cir.1992) (upholding district court’s exclusion -9- 18cv1541-MMA-LL 1 of expert legal opinion as “utterly unhelpful”)). Under Rule 704(a), “testimony in the 2 form of an opinion or inference otherwise admissible is not objectionable because it 3 embraces an ultimate issue to be decided by the trier of fact.” Although under this rule, 4 expert witnesses can testify to the ultimate issue to be decided by the jury, they may not 5 testify to legal conclusions that are intertwined with the ultimate issue. See Nationwide 6 Transp. Fin. v. Cass Info. Sys., 523 F.3d 1051, 1058 (9th Cir. 2008) (“Resolving doubtful 7 questions of law is the distinct and exclusive province of the trial judge”) (quoting United 8 States v. Weitzenhoff, 35 F.3d 1275, 1287 (9th Cir.1993)). “An expert witness therefore 9 cannot offer testimony as to the reasonableness of an officer’s actions and whether his 10 use of force was appropriate under the facts of the case.” Sanchez v. Jiles, No. 10-CV- 11 9384, 2012 WL 13005996, at *31 (C.D. Cal. June 14, 2012) (citing Tubar v. Clift, No. 12 05-CV-1154, 2009 WL 1325952, *3 (W.D. Wash. May 12, 2009) (holding that a police 13 practices expert was precluded from offering an opinion as to whether an officer had 14 “probable cause” to believe he was in imminent danger, whether he acted 15 “unconstitutionally,” and whether his use of force was objectively unreasonable, as these 16 were conclusions concerning ultimate issues of law)); see also Shirar v. Guerrero, No. 1- 17 CV-3906, 2017 WL 6001270, at *5 (C.D. Cal. Aug. 2, 2017) (“Police practices experts 18 may only testify as to whether an action conformed with a reasonable standard of 19 practice, not whether the particular officer’s action was reasonable under the specific 20 circumstances he faced.”). 21 The Court agrees with Defendants that several of Clark’s opinions cross the line 22 into impermissible legal conclusions. For example, Clark opines that “it was excessive 23 and unreasonable for the deputies to apply maximum restraints . . ..” Doc. No. 48, Ex. E 24 at 30. Opinions such as these, separated from what a reasonable officer would do given 25 “applicable procedures and policies,” are improper legal conclusions. Godinez v. 26 Huerta, No. 16-CV-0236, 2018 WL 2018048, at *6 (S.D. Cal. May 1, 2018) (excluding 27 Clark’s opinions including “judicially defined or legally specialized terms” but allowing 28 Clark to testify about whether a deputy’s conduct comported with applicable procedures -10- 18cv1541-MMA-LL 1 and policies) (emphasis in original). Moreover, “Plaintiffs concede Clark should not 2 [opine] that, from a causation perspective, Birtcher would not have died if Defendants 3 had followed such training and standards.” Clark Opp. at 7. Thus, the Court finds this 4 opinion on causation should also be excluded. On the other hand, it appears as though 5 Clark purports to proffer some of the challenged opinions in a permissible manner by 6 evaluating the deputies’ conduct in terms of applicable procedures and policies. For 7 example, after identifying a deputy’s conduct as “unreasonable,” Clark then sets forth a 8 POST standard for evaluating the deputy’s conduct. Doc. No. 48, Ex. E at 26. 9 In sum, like the court in Godinez, this Court will allow Clark to opine as to 10 whether the deputies’ conduct comported with applicable procedures and policies; 11 however, his opinions are excluded to the extent they exceed this limitation and 12 improperly invade the province of the jury. As in Valtierra v. City of Los Angeles, if 13 Plaintiffs would like to elicit Clark’s testimony as to whether the “use of force was 14 excessive or unreasonable” in light of the facts and circumstances confronting the 15 deputies, then they may explore Clark’s testimony “through hypothetical questioning so 16 as to avoid invading the province of the jury.” 99 F. Supp. 3d 1190, 1198 (C.D. Cal. 17 2015). 18 19 Accordingly, the Court GRANTS IN PART and DENIES IN PART Defendants’ motion to exclude Clark’s opinions couched in legal terms. 20 c. Defendants’ Motion to Exclude Certain Opinions Proffered by Dr. Bennet 21 Omalu 22 Defendants move to exclude Plaintiffs’ pathology expert Dr. Bennet Omalu’s 23 opinions regarding (1) Kristopher experiencing pain and suffering during his encounter 24 with the deputies; (2) the purported subjective motivations for and reasons behind 25 individuals’ actions; and (3) the cause and manner of Kristopher’s death. See Doc. No. 26 46-1 (“Omalu Daubert”) at 1. Plaintiffs filed an opposition (Doc. No. 63 (“Omalu 27 Opp.”), to which Defendants replied. Doc. No. 77 (“Omalu Reply”). 28 /// -11- 18cv1541-MMA-LL 1 2 i. Pain and Suffering First, Defendants move to exclude as unreliable, unhelpful, and unduly prejudicial, 3 Dr. Omalu’s opinions regarding Kristopher experiencing “conscious pain and suffering” 4 during his encounter with the deputies (hereinafter, “pain and suffering opinion”). Omalu 5 Daubert at 4-7. Plaintiffs respond that Dr. Omalu reliably based such opinions on his 6 review of relevant evidence in this case, as well as “generally accepted principles of 7 medicine, as reflected in specifically identified texts.” Omalu Opp. at 2 (citing Doc. No. 8 48, Exs. I at 3-8, J at 168-69). 9 As an initial matter, for the first time in their reply, Defendants argue that Dr. 10 Omalu is not qualified to opine on Kristopher experiencing pain and suffering. See 11 Omalu Reply at 2. Not only is this argument untimely, it is also unpersuasive. Plaintiffs 12 cite to several cases in which a forensic pathologist was allowed to opine on a decedent’s 13 conscious pain and suffering prior to death. See Omalu Opp. at 3 (citing White v. 14 Gerardot, No. 05-CV-382, 2008 WL 4372019, at *12-13 (N.D. Ind. Sept. 23, 2008); 15 Figaniak v. Fraternal Order of Owl’s Home Nest, No. 15-CV-111, 2017 WL 10442122, 16 at *2 (N.D.W. Va. July 14, 2017)). Moreover, Defendants’ reliance on Neal-Lomax v. 17 Las Vegas Metro. Police Dep’t is misplaced, because at issue there was a forensic 18 pathologist’s opinion regarding a Taser being the cause of death, not pain and suffering. 19 See 574 F. Supp. 2d 1193, 1203 (D. Nev. 2008) (“[Forensic pathologist] has little to no 20 knowledge, training, experience, education, or expertise related to electronic control 21 devices generally or the Taser specifically.”). In sum, the Court finds that Dr. Omalu’s 22 training and experience in forensic pathology renders him qualified to proffer the pain 23 and suffering opinion. 24 The Court further finds that Dr. Omalu’s pain and suffering opinion is reliable. In 25 his report, Dr. Omalu provides that he based his opinion “on the prevailing forensic 26 scenario [i.e., materials reviewed in preparing the report, see Doc. No. 48, Ex. I at 3], and 27 on the generally accepted principles and common knowledge of medicine and science, 28 and based on the global constellation, configurations, and anatomic conformations of the -12- 18cv1541-MMA-LL 1 multimodal and multifaceted traumas sustained by Kristopher Birtcher . . ..” Id. at 16. 2 Further, in his deposition, Dr. Omalu testified regarding the “generally accepted 3 principles of medicine,” specifying that he relied on “Guyton’s Textbook of Physiology 4 and Gray’s Anatomy.” Id., Ex. J at 168. Yet, Defendants contend that these bases are 5 insufficient for Dr. Omalu’s pain and suffering opinion, apparently because he discusses 6 “the degree and duration of pain and suffering that Birtcher [] was subjectively feeling . . 7 ..” Omalu Opp. at 5 (emphasis omitted). Defendants primarily rely on Myers-Clark v. 8 Frahler Elec. Co. to support their position. No. 05-CV-5553, 2007 WL 189248, at *3 9 (W.D. Wash. Jan. 22, 2007). There, the court excluded as unreliable an expert’s opinion 10 that a decedent “likely experienced 45 to 50 seconds of conscious pain and suffering 11 before losing consciousness.” Id. The court reasoned that the expert’s deposition 12 transcript did not provide sufficient support that the opinion was based on “a reasonable 13 medical certainty.” Id. 14 Plaintiffs’ reliance on White is more persuasive. Like Dr. Omalu here, the expert 15 in White opined that a decedent experienced three minutes of conscious pain and 16 suffering before death. 2008 WL 4372019, at *11. The court denied the motion to 17 exclude the expert’s opinion, finding Myers-Clark distinguishable for two reasons. First, 18 the expert in White did render his opinion to a reasonable medical certainty. Id. at *12. 19 Second, the expert in White stated with particularity why he opined that the decedent 20 experienced three minutes of conscious pain and suffering. Id. (“He explains that 21 [decedent] had no injury to his central nervous system above the shoulders and that the 22 gunshots were not immediately fatal, that is, [decedent] died of blood loss five to six 23 minutes after the gunshots.”). Turning to the case here, the Court finds that Dr. Omalu’s 24 pain and suffering opinion is reliable for several reasons. First, Dr. Omalu rendered his 25 “opinions with a reasonable degree of medical certainty.” Doc. No. 48, Ex. I at 21. 26 Second, Dr. Omalu stated with scientific particularity why he proffered opinions as to 27 Kristopher experiencing conscious pain and suffering prior to death. See id. at 16-20. 28 Third, Dr. Omalu also provided the aforementioned specific bases for his pain and -13- 18cv1541-MMA-LL 1 suffering opinion. Id. at 16; Id., Ex. J at 168. Defendants’ grievance with the opinion is 2 more appropriately reserved for cross-examination at trial. Daubert, 509 U.S. at 596 3 (“Vigorous cross-examination, presentation of contrary evidence, and careful instruction 4 on the burden of proof are the traditional and appropriate means of attacking shaky but 5 admissible evidence.”). 6 The Court also finds that Dr. Omalu’s pain and suffering opinion would be helpful 7 to the jury. As Plaintiffs point out, the pain and suffering opinion is informative as to 8 “the degree of force used by Defendants, the degree of resistance by Birtcher, and the 9 extent of survival damages under § 1983.” Omalu Opp. at 3 (citations omitted). 10 Moreover, Dr. Omalu’s pain and suffering opinion is responsive to two arguments that 11 may be advanced by Defendants: (1) that Kristopher had a high tolerance to pain, and (2) 12 that Kristopher experienced pleasurable feelings when the level of oxygen in his blood 13 decreased. See id. at 4 (citing Doc. No. 50-2, Ex. A at 16; Doc. No. 48, Ex. J at 170). 14 These arguments are at least partially based on Kristopher being under the influence of 15 drugs at the time of his death, and they concern matters outside the knowledge of the 16 average juror. Accordingly, the pain and suffering opinion would be helpful to the jury 17 in considering these issues. See United States v. Cazares, 788 F.3d 956, 977 (9th Cir. 18 2015) (“Experts may be used to testify to matters outside the expected knowledge of the 19 average juror.”). 20 The Court finds that the probative value of Dr. Omalu’s pain and suffering opinion 21 is not substantially outweighed by the risk of unfair prejudice to Defendants. As 22 discussed above, the opinion is reliable and would assist should the jury have to resolve 23 such issues in this case. Moreover, Defendants’ perception of any prejudice that may 24 result from the opinion does not rise to the level of “unfair” prejudice—the relevant Rule 25 403 concern here. Rather, Dr. Omalu’s pain and suffering opinion bears on material 26 issues to be determined at trial, such as whether Plaintiffs are entitled to pain and 27 suffering damages. Moreover, as discussed above, the opinion is responsive to 28 arguments that Defendants may advance at trial. -14- 18cv1541-MMA-LL 1 2 3 Accordingly, the Court DENIES Defendants’ motion to exclude Dr. Omalu’s pain and suffering opinion. ii. Subjective and Reflex Opinions 4 Next, Defendants move to exclude four opinions that they characterize as Dr. 5 Omalu opining “as to the subjective thoughts of persons involved in this incident, as well 6 as the reasons behind their actions.” Omalu Daubert at 7-8. Defendants argue that such 7 opinions are speculative and therefore should be excluded as unreliable. See id. 8 Plaintiffs concede that Dr. Omalu may not opine as to the subjective motivations of the 9 deputies; however, they argue that Dr. Omalu may reliably proffer opinions regarding 10 Kristopher’s fear, fright, and flight response based on “generally accepted principles of 11 physiology, biochemistry, and neuropathology.” Omalu Opp. at 4-5. 12 The Court finds that Dr. Omalu’s first and second opinions are unreliable. The 13 first opinion – that “[t]he primary objective of hammer-first and slapjack strikes to the 14 human head is to cause concussive injuries to the brain” – is not grounded in Dr. Omalu’s 15 expertise in forensic pathology. Plaintiffs essentially concede this point, as they argue 16 this is “simply . . . the obvious proposition that such techniques are designed to stun a 17 person into submission.” Omalu Opp. at 4. If the proposition is so obvious, then Dr. 18 Omalu’s recitation of it will not assist the jury in this case either. Dr. Omalu’s second 19 opinion – that “it was seemingly more important to the arresting deputies to maintain 20 Kristopher Birtcher in a state of hogtie restraint than to untie him and provide life-saving 21 cardiac support” – is likewise not grounded in Dr. Omalu’s expertise. Plaintiffs expressly 22 concede that “Dr. Omalu may not opine as to the subjective motivations of the deputies . . 23 ..” Id. Accordingly, the Court GRANTS Defendants’ motion to exclude these opinions 24 (hereinafter, “subjective opinions”). 25 On the other hand, the Court finds that Dr. Omalu’s third and fourth challenged 26 opinions are reliably based on his expertise in forensic pathology. Defendants take issue 27 with these opinions regarding Kristopher’s “reflexes of fear, fright and flight” and 28 decreasing “blood oxygen levels,” both of which, in Dr. Omalu’s opinion, caused -15- 18cv1541-MMA-LL 1 Kristopher to struggle and experience pain and suffering (hereinafter, “reflex opinions”). 2 See Omalu Daubert at 7 (citing Doc. No. 48, Ex. I at 18-19). These opinions, however, 3 are couched in forensic pathology terms, as Dr. Omalu is describing the fear, fight, and 4 flight “primitive human reflexes” (as opposed to a subjective state of mind) that 5 Kristopher may have experienced in his encounter with the deputies. In White, the court 6 allowed the admission of similar opinions regarding pain and suffering, even though the 7 pathology expert testified at his deposition that he was of the opinion the decedent 8 experienced “physical pain and the fear of impending death.” 2008 WL 4372019, at *11. 9 In another analogous case, Potdevin v. Dorset Hotel Co., the court had before it motions 10 for reduction of the verdict based on the argument that the jury had no factual basis for 11 any award of damages for the decedent’s conscious pain and suffering. See No. 87-CV- 12 3603, 1991 WL 12312, at *3 (S.D.N.Y. Jan. 30, 1991). The court found the pathology 13 expert’s testimony on the possibility of pain and suffering, and “the inference that 14 [decedent] endured acute and excruciating pain, fear and anguish[,]” provided a factual 15 basis for the jury’s award of conscious pain and suffering damages. Id. The court 16 remarked that it “instructed the jury before deliberations began that they were free to 17 accept all of [the pathology expert’s] testimony, to accept some of it, or to disregard it 18 entirely.” Id. Here, the Court can similarly instruct the jury before deliberations to 19 address any concerns from Defendants’ that the jury will simply adopt Dr. Omalu’s 20 conclusion; however, the Court will not exclude the reflex opinions as speculative, since 21 they are sufficiently based on Dr. Omalu’s expertise in forensic pathology and 22 neuropathology. See Doc. No. 48, Ex. I at 1-2. Accordingly, the Court DENIES 23 Defendants’ motion to exclude the reflex opinions. 24 25 iii. Cause and Manner of Death Finally, Defendants move to exclude Dr. Omalu’s opinion on Kristopher’s cause of 26 death as cumulative of Dr. O’Halloran’s opinion on Kristopher’s cause of death. See 27 Omalu Daubert at 8-9. Plaintiffs counter that Dr. Omalu and Dr. O’Halloran may 28 permissibly proffer overlapping opinions on Kristopher’s cause of death since these -16- 18cv1541-MMA-LL 1 experts “have different areas of expertise and different methods of reaching their 2 opinions.” Omalu Opp. at 5-8. 3 The Court declines to exclude Dr. Omalu’s cause of death opinion pursuant to Rule 4 403. Plaintiffs’ reliance on Garlick v. Cty. of Kern is persuasive. There, the court denied 5 a motion in limine to exclude cause of death opinions from four medical experts as a 6 needless presentation of cumulative evidence. See No. 13-CV-01051, 2016 WL 7 1461841, at *4 (E.D. Cal. Apr. 14, 2016). The court found that “each [expert] has a 8 different background from the others and arrives at conclusions from the formation of 9 different processes.” Id. Here, Drs. Omalu and O’Halloran similarly have different 10 backgrounds and arrive at conclusions from the formation of different processes. For 11 example, Dr. Omalu is board-certified in forensic pathology and neuropathology with 12 major areas of interest in brain pathophysiology, brain injuries, and brain trauma. See 13 Doc. No. 48, Ex. I at 1-2. On the other hand, Dr. O’Halloran is board-certified in 14 anatomic pathology and forensic pathology with a special interest in the subject of 15 sudden deaths in custody temporally associated with restraint procedures. See id., Ex. K 16 at 1. Moreover, “[w]hile Dr. O’Halloran’s opinions in this case relate solely to the issue 17 of restraint asphyxia, . . . Dr. Omalu’s opinions relate primarily to his highly specialized 18 expertise in neuropathology.” Omalu Opp. at 6. 19 In their reply, Defendants do not provide any persuasive reason as to why Drs. 20 Omalu and O’Halloran cannot opine on the cause of death despite having different 21 backgrounds and forming conclusions from different processes. Further, Defendants 22 provide no explanation as to why the two cause of death opinions from Plaintiffs’ experts 23 should be excluded as a needless presentation of cumulative evidence, but the cause of 24 death opinions from their own two medical experts, Drs. Gary Vilke and Binh Ly, should 25 not. In sum, the Court is not persuaded that the probative value of Drs. Omalu’s and 26 O’Halloran’s cause of death opinions are “substantially outweighed by [the] danger of . . 27 . needlessly presenting cumulative evidence.” Fed. R. Evid. 403. Accordingly, the Court 28 DENIES Defendants’ motion to exclude Dr. Omalu’s cause of death opinion. -17- 18cv1541-MMA-LL 1 d. Defendants’ Motion to Exclude Certain Opinions Proffered by Ronald 2 3 O’Halloran Defendants move to exclude opinions of Plaintiffs’ additional pathology expert, 4 Dr. Ronald O’Halloran, that criticize the Sheriff’s Department’s training of its deputies. 5 See Doc. No. 47-1 (“O’Halloran Daubert”) at 3. The specific opinions (hereinafter, 6 “training opinions”) at issue are as follows: 7 1. The Sheriff’s Department’s training videos do not “address the issues in the case of 8 Kristopher Birtcher’s prolonged restraint and death at the hands of San Diego 9 County deputy sheriffs;” 10 2. “Training peace officers on restraint methods that are associated with asphyxia 11 deaths, without warning them about the risk, can and does lead to preventable 12 deaths such as that of Mr. Birtcher;” and 13 3. The Sheriff’s Department’s training video on excited delirium “does not address 14 the relatively frequent issues of restrain asphyxia present in the Birtcher restraint 15 and asphyxia death.” 16 O’Halloran Daubert at 3-4 (citing Doc. No. 48, Ex. L at 3-4). Plaintiffs filed an 17 opposition (Doc. No. 64 (“O’Halloran Opp.”), to which Defendants replied. Doc. No. 78. 18 Defendants argue that Dr. O’Halloran is unqualified to render the training opinions 19 and that they are unreliable. See O’Halloran Daubert at 3-5. Plaintiffs respond that Dr. 20 O’Halloran is well-qualified with his medical experience, expertise in forensic pathology 21 and neuropathology, and special interest in sudden deaths in police custody to render the 22 training opinions. See O’Halloran Opp. at 1-4. Plaintiffs further argue that Dr. 23 O’Halloran sufficiently based his training opinions on his experience and expertise to 24 address the County’s reliance on medical opinions in devising its training programs. See 25 id. at 3-4. 26 The Court finds that Dr. O’Halloran is qualified to render the training opinions, 27 and that such opinions are reliable. As Plaintiffs note, Dr. Gary Vilke, one of 28 Defendants’ medical experts, worked with the County and Sheriff’s Department in -18- 18cv1541-MMA-LL 1 developing the Sheriff’s Department’s training videos on maximum restraint and excited 2 delirium. See O’Halloran Opp. at 2 (citing Doc. No. 48, Ex. L at 1-2). Nevertheless, 3 Defendants curiously argue Dr. O’Halloran is not qualified to render opinions purporting 4 to undermine the adequacy of the medical underpinnings of the training videos. The 5 Court is not persuaded. Dr. O’Halloran is board certified in anatomic and forensic 6 pathology; has 33 years of experience as a forensic pathologist and medical examiner; 7 has had a special interest in the subject of sudden deaths in custody temporally associated 8 with restraint procedures for over 25 years; has studied the phenomenon, written 9 scientific papers on the subject and lectured about it; and has reviewed approximately 10 100 incidents of asphyxia deaths during custody restraint. See Doc. No. 48, Ex. K at 1. 11 Surely Dr. O’Halloran’s extensive experience, particularly on the subject of restraint 12 asphyxia in police custody, renders him qualified and provides him a sufficient basis to 13 opine on the adequacy of the County’s training videos. Indeed, Dr. O’Halloran expressly 14 stated in his supplemental report that his training opinions were based on this extensive 15 experience. See id., Ex. L at 3-4. Accordingly, the Court DENIES Defendants’ motion 16 to exclude Dr. O’Halloran’s training opinions. 17 18 19 20 21 22 CONCLUSION Based on the foregoing, the Court GRANTS IN PART and DENIES IN PART Defendants’ Daubert motions. Specifically, the Court: 1. GRANTS Defendants’ motion to exclude Krone’s narrative opinions, as well as those regarding events in the video that Krone deems significant.; 2. DENIES Defendants’ motion to exclude Clark’s opinions regarding positional 23 asphyxia; GRANTS IN PART and DENIES IN PART Defendants’ motion to 24 exclude Clark’s Taser-related opinions; GRANTS IN PART and DENIES IN 25 PART Defendants’ motion to exclude Clark’s opinions regarding the spit sock 26 application; and GRANTS IN PART and DENIES IN PART Defendants’ motion 27 to exclude Clark’s opinions couched in legal terms; 28 3. DENIES Defendants’ motion to exclude Dr. Omalu’s pain and suffering opinion; -19- 18cv1541-MMA-LL 1 GRANTS Defendants’ motion to exclude Dr. Omalu’s subjective opinions; 2 DENIES Defendants’ motion to exclude Dr. Omalu’s reflex opinions; and 3 DENIES Defendants’ motion to exclude Dr. Omalu’s cause of death opinion; and 4 4. DENIES Defendants’ motion to exclude Dr. O’Halloran’s training opinions. 5 6 IT IS SO ORDERED. 7 8 Dated: July 31, 2020 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -20- 18cv1541-MMA-LL
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