Nilon v. Natural-Immunogenics Corp et al, No. 3:2012cv00930 - Document 55 (S.D. Cal. 2014)
Court Description: ORDER granting in part and denying in part defendant's 49 Motion to Compel. No later than August 8, 2014, Attorney Negrete shall file a supplemental declaration as to the expenses and attorney's fees incurred to notice the 5/16/14 deposition and prepare defendant's motion to compel. Signed by Magistrate Judge Bernard G. Skomal on 7/31/14. (kas)
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Nilon v. Natural-Immunogenics Corp et al Doc. 55 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA 9 ANDREW NILON, individually and ) ) on behalf of all other similarly 11 situated, ) ) 12 Plaintiff, ) ) 13 vs. ) ) 14 NATURAL-IMMUNOGENICS ) CORP.; and DOES 1-25, Inclusive, ) 15 ) Defendant. ) 16 ) ) 17 ) ______________________________ ) 10 Case No: 3:12-cv-00930-LAB (BGS) ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION TO COMPEL [ECF No. 49.] 18 19 20 21 22 23 24 25 26 27 I. INTRODUCTION Pending before the Court is Defendant’s motion to compel class representative, Plaintiff Andrew Nilon, to attend his deposition and produce documents described in his second amended notice of deposition. [ECF No. 49.] The motion seeks monetary sanctions for Plaintiff’s failure to appear at his deposition, previously scheduled for May 16, 2014. Id. at 11. Defendant also requests that the Court: (1) order Plaintiff to supplement his interrogatory responses; and (2) deem admitted any late responses to Defendant’s requests for admission. Id. at 7-9. The Court has considered the parties’ briefs and exhibits thereto and GRANTS IN PART and DENIES in part Defendant’s 28 1 12cv930 LAB (BGS) Dockets.Justia.com 1 motion to compel. [ECF No. 49.] 2 II. FACTUAL BACKGROUND 3 4 5 6 A. Defendant’s Attempts to Notice The Deposition of Lead Plaintiff Andrew Nilon 1. May 3, 2013, Deposition Date On April 18, 2013, Defendant served a Notice of Deposition on Plaintiff, which 7 scheduled the deposition for May 3, 2013 at 10:00 a.m. in Mission Viejo, California. 8 [See Exhibit C to Def.’s Brief at ECF No. 49.] The May 3, 2013, date was a day 9 chosen by Plaintiff’s counsel. [See Exhibit B to Def.’s Brief at ECF No. 49.] On 10 April 24, 2013, Plaintiff’s counsel notified Defense counsel that Plaintiff was 11 unavailable for deposition on May 3, 2013 and provided additional dates for deposition 12 including May 22, 2013. [See Exhibit D to Def.’s Brief at ECF No. 49.] 13 14 2. May 22, 2013, Deposition Date Defendant served a new Notice of Deposition on Plaintiff, which scheduled the 15 deposition for May 22, 2013 at 10:00 a.m. [See Exhibit E to Def.’s Brief at ECF No. 16 49.] On the day of the deposition, May 22, 2013, Plaintiff’s counsel notified Defense 17 counsel via email that Plaintiff would not be produced for deposition. [See Exhibit F 18 to Def.’s Brief at ECF No. 49.] Counsel for the Defendant noted Plaintiff’s failure to 19 appear on the record at the deposition. 20 3. February 7, 2014, Deposition Date 21 On January 3, 2014, Defendant served a First Amended Notice of Deposition on 22 Plaintiff, which scheduled the deposition for February 7, 2014 at 10:00 a.m. in Mission 23 Viejo, California. [See Exhibit G to Def.’s Brief at ECF No. 49.] Plaintiff’s counsel 24 failed to produce Plaintiff for deposition on February 7, 2014. 25 26 4. May 16, 2014 Deposition Date On April 29, 2014,Defendant served a Second Amended Notice of Deposition 27 on Plaintiff, which scheduled the deposition for May 16, 2014 at 10:00 a.m. in Mission 28 Viejo, California. [See Exhibit A to Def.’s Brief at ECF No. 49.] On May 13, 2014, 2 12cv930 LAB (BGS) 1 counsel for the Defendant received a letter from Plaintiff’s counsel refusing to produce 2 Plaintiff for the May 16th deposition. [See Exhibit H to Def.’s Brief at ECF No. 49.] 5. The Parties’ Meet-And-Confer Communications 3 4 On June 18, 2014, the parties were telephonically connected to each other’s 5 offices by the chambers staff of Judge Skomal due to their inability to find a common 6 time to speak. The parties were instructed to meet-and-confer about their discovery 7 dispute as is required under the local rules and chambers rules. [ECF Nos. 46-47.] 8 After meeting and conferring telephonically, the parties were unable to agree on the 9 necessity of a deposition for Plaintiff Andrew Nilon, and consequently contacted Judge 10 Skomal’s chambers jointly on June 23, 2014 to receive a briefing schedule on 11 Defendants’ motion to compel deposition and discovery. [ECF No. 48.] 12 B. Service of Responses to Defendant’s Requests for Admission 13 Defendant served its Requests for Admission (“RFA”) on Plaintiff’s counsel by 14 U.S. Mail and by email on May 13, 2014. (See Declaration of Carlos Negrete 15 (“Negrete Decl.” , ECF No. 49 at 18:18-20.) Under Rule 36(a)(3) of the Federal Rules 16 of Civil Procedure, which allows 30 days to respond to RFAs, and Rule 6(d), which 17 extends the thirty-day deadline by three days when a response is mailed, the due date to 18 serve Plaintiff’s responses to the RFAs was June 16, 2014.1 Defendant states it did not 19 receive Plaintiff’s responses until June 25, 2014, nine days after the responses were 20 required to be served. Defendant also takes issue with the accuracy of the proof of 21 service, which states the responses were served by mail on May 30, 2014, while the 22 metered postage stamp on the front of the envelope in which the interrogatories were 23 sent indicates Plaintiff’s responses were mailed on June 16, 2014. [See Exhs. I and J 24 to Defendants’ Mtn. at ECF No. 49, pp. 90-92.] 25 26 27 28 1 Because the thirty-third day fell on Sunday, June 15, 2014, the deadline for responding was extended under Rule 6(a)(1)C of the Federal Rules of Civil Procedure which states “if the last day is a Sunday...the period continues to run until the end of the next day that is not a Saturday, Sunday or legal holiday.” 3 12cv930 LAB (BGS) 1 III. STANDARD OF REVIEW 2 A. Motion to Compel 3 The general authority to apply to the court for a motion to compel is derived 4 from Rule 37 of the Federal Rules of Civil Procedure. Rule 37 states that the motion 5 “must include a certification that the movant has in good faith conferred or attempted 6 to confer with the person or party failing to make disclosure or discovery in an effort to 7 obtain it without court action.” See Fed.R.Civ. P. 37(a)(1). Judge Skomal’s chambers 8 rules and Civil Local Rule 26.1 similarly require counsel to meet and confer in-person 9 or telephonically concerning any disputed issue before the Court will entertain a 10 motion to compel. Civ. Local R. 26.1(a). The local rules specifically state, “[u]nder no 11 circumstances may the parties satisfy the meet and confer requirement by exchanging 12 written correspondence.” Id. 13 In addition to a meet-and-confer requirement, Judge Skomal’s chambers rules 14 prohibit stale controversies and advise the parties that the Court will not rule “ on a 15 discovery dispute that is brought to [Judge Skomal’s] attention more than thirty (30) 16 days after the date upon which the event giving rise to the dispute occurred absent 17 good cause.” 18 B. Failure to Attend Deposition 19 Federal Rule of Civil Procedure 30 (d)(2) provides: 20 “The court may impose an appropriate sanction - including the reasonable expenses and attorney’s fees incurred by any party - on a person who impedes, delays, or frustrates the fair examination of the deponent.” 21 22 23 24 25 26 27 Fed.R.Civ. P. 30(d)(2). Similarly, Federal Rule of Civil Procedure 37(d)(1)(A)(I) states: “Motion; Grounds for Sanctions. The Court where the action is pending may, on motion, order sanctions if a party ... fails after being served with proper notice, to appear for that person’s deposition.” Fed.R.Civ. P. 37(d)(1)(A)(I). Specifically, the sanction authorized by Rule 37 directs the Court to “require the 28 4 12cv930 LAB (BGS) 1 party failing to act, the attorney advising that party, or both to pay reasonable 2 attorney’s fees, caused by the failure, unless the failure was substantially justified or 3 other circumstances make an award of expenses unjust.” Fed.R.Civ. P. 37(d)(3). 4 C. Time in Which to Respond to Requests For Admission 5 Under Rule 36(a)(3) of the Federal Rules, “[a] matter is admitted unless, within 6 30 days after being served, the party to whom the request is directed serves on the 7 requesting party a written answer or objection addressed to the matter and signed by 8 the party or its attorney.” Rule 29 allows the parties to stipulate to a shorter or longer 9 time for responding, and the court may also shorten or extend the 30-day time period 10 under Rule 36. See Fed.R.Civ. P. 36(a)(3). 11 IV. DISCUSSION 12 13 14 A. Motion to Compel and For Sanctions As To The Unattended Depositions of Lead Plaintiff In this matter, four dates were noticed for lead Plaintiff, Andrew Nilon’s 15 deposition: May 3, 2013; May 22, 2013; February 7, 2014; and May 16, 2014. Mr. 16 Nilon did not attend any of the depositions. The parties did not contact the Court, 17 however, until June 18, 2014, to resolve the issue of Plaintiff’s failure to attend a 18 deposition. Under Judge Skomal’s chambers rules, the Court will not decide a 19 discovery dispute that has been raised with the court more than 30 days after the 20 occurrence of the date giving rise to the dispute. Accordingly, the Court will not rule 21 on the legitimacy of Plaintiff’s failure to appear at the depositions noticed for May 3, 22 2013; May 22, 2013; and February 7, 2014. The appropriate time for bringing these 23 disputes to the Court’s attention has past by six months in one instance and by one 24 year with respect to the remaining two depositions which were noticed to take place in 25 2013. Defendant has not demonstrated good cause for the Court to unearth those old 26 disputes; therefore, its motion to compel and motion for sanctions based on the May 3, 27 2013; May 22, 2013; and February 7, 2014 depositions are DENIED. 28 5 12cv930 LAB (BGS) 1 As to the deposition noticed for May 16, 2014, Defendant asks the Court: (1) to 2 compel Mr. Nilon to appear for a future deposition; and (2) to sanction him for failing 3 to appear. [ECF No. 49 at 7:7-14.] Defendant contends generally that by being unable 4 to take Plaintiff’s deposition, it has been unfairly prejudiced, especially now that the 5 July 11, 2014, fact discovery deadline has passed. Id.; see also ECF No. 45, Court’s 6 April 29, 2014 Scheduling Order at ¶ 1. Defendant also suggests that Plaintiff’s 7 pattern of non-cooperation and cancellation suggests that Andrew Nilon does not exist 8 or is not a true participant in this lawsuit. Id. at 10:11-14. 9 In response, Plaintiff’s counsel states that on June 18, 2014 and on June 23, 10 2014, he proposed a stipulation to substitute a new class representative and 11 immediately schedule that substituted class representative’s deposition, but 12 Defendant’s counsel refused the offer. See Ferrell Decl. at ¶2. Plaintiff subsequently 13 filed a motion to substitute class representative on July 9, 2014, which is set for 14 hearing before the Hon. Larry A. Burns on August 18, 2014. [ECF No. 52.] Andrew 15 Nilon opposes the taking of his deposition and Plaintiff’s counsel has not attempted to 16 reschedule Mr. Nilon’s deposition with Defendant’s counsel. 17 While the Court acknowledges that Mr. Nilon currently has a motion to 18 substitute a new class representative in this action, he, nevertheless, is still the named 19 Plaintiff in this matter and as a party, Defendant is entitled to take his deposition. Fed. 20 R.Civ. P. 30(a)(1). Therefore, the Court GRANTS Defendant’s motion to compel the 21 deposition of Andrew Nilon.2 Mr. Nilon will sit for his deposition no later than 22 August 15, 2014. See Dysthe v. Basic Research, L.L.C., 273 F.R.D. 625 (C.D. Cal 23 24 25 26 27 28 2 Under Fed. R. Civ. P. 30(b)(2), Defendant was authorized to include a request for production of documents with its deposition notice. However, in accordance with Fed.R.Civ. P. 34(b)(2), Defendant was required to give Plaintiff 30 days to object, which Defendant failed to do. Therefore, the Court declines to order Plaintiff to respond to the document request that accompanied the May 16, 2014 deposition notice. See e.g. Dowling v. Cleveland Clinic Foundation, 593 F.3d 472, 479 (6th Cir. 2010)(explaining that where the deposition witness is a party, he must be given 30 days to raise objections so as not to circumvent Rule 34.) 6 12cv930 LAB (BGS) 1 2011) (holding that the named plaintiff in a class action was subject to deposition 2 despite the fact that he had a pending motion to be dismissed from the action because 3 his anticipated testimony was relevant to class certification issues as well as the merits 4 of the consumer claims against the defendants’ weight-loss products.) 5 The Plaintiff’s pattern of avoiding his duly-noticed depositions deeply troubles 6 the Court and but for the 30-day deadline requiring discovery disputes to be brought to 7 the Court’s attention, Plaintiff’s counsel would likely have been sanctioned for the 8 spate of excessive cancellations at an earlier point in this litigation. Defendant’s failure 9 to bring this behavior to the Court’s attention at an earlier time is inexcusable. 10 Nonetheless, sanctions are in order under Federal Rule of Civil Procedure 30 (d)(2) 11 and Federal Rule of Civil Procedure 37(d)(1)(A)(I) because Mr. Nilon, the only named 12 party plaintiff in this action, failed to appear for his deposition on May 16, 2014,3 and 13 Plaintiff’s counsel frustrated attempts to take Mr. Nilon’s deposition by refusing to 14 meet-and-confer with defense counsel to reschedule the May 16, 2014 deposition. 15 Specifically, Rules 30 and 37 direct the Court to require the party failing to 16 attend his deposition, the attorney advising that party, or both to pay reasonable 17 attorney’s fees, caused by the failure, unless the failure was substantially justified or 18 other circumstances make an award of expenses unjust. Fed.R.Civ. P. 37(d)(3); see 19 also Fed. R. Civ. P. 30 (stating “court may impose an appropriate sanction - including 20 the reasonable expenses and attorney’s fees incurred by any party.”). Although 21 Plaintiff argues sanctions are unwarranted because a new class representative is 22 waiting in the wings to take his place, this new development does not constitute the 23 substantial justification needed to avoid sanctions in this situation. Defendant served 24 the Second Amended Notice of Deposition on Plaintiff on April 29, 2014. The 25 deposition was scheduled to take place on for May 16, 2014. Plaintiff’s counsel 26 3 27 28 Fed. R. Civ. P. 30(b)(1) requires reasonable written notice of deposition. The Second Amended Notice of Deposition of Plaintiff was served on April 29, 2104, which is a reasonable amount of time to prepare for a May 16, 2014 deposition. 7 12cv930 LAB (BGS) 1 cancelled the deposition on May 13, 2014, but inexplicably did not file his motion to 2 substitute Mr. Nilon as a class representative until July 9, 2014. The Court notes that 3 the motion to substitute was filed after the Defendant finally brought Mr. Nilon’s 4 failure to appear to the Court’s attention and after the Defendant filed the instant 5 motion to compel. Plaintiff’s counsel has provided no explanation for why he did not 6 reschedule Plaintiff’s deposition, or file the motion for substitution, in May of 2014. 7 Plaintiff’s law firm, Newport Trial Group, is HEREBY SANCTIONED 8 and ORDERED to pay the reasonable expenses and attorney’s fees incurred by the 9 Law Office of Carlos Negrete in: (1) noticing the May 16, 2014 deposition date and (2) 10 preparing the instant motion to compel. The Court will set the amount of the sanction 11 and the due date for payment following receipt of an updated declaration from the Law 12 Office of Carlos Negrete as explained below. 13 IT IS FURTHER ORDERED that no later than August 8, 2014, Attorney 14 Negrete shall provide the Court with a supplemental declaration as to the expenses and 15 attorney’s fees his client incurred to notice the May 16, 2014 deposition and prepare 16 the motion to compel. The present declaration in support of Defendant’s motion is 17 inaccurate in that it requests attorney’s fees for attendance at the pre-scheduled hearing 18 on the motion to compel, which was not held because the Court exercised its discretion 19 to take the matter under submission in accordance with Civil Local Rule 7.1(d)(1). 20 B. Motion to Deem Admitted Defendant’s Requests for Admission 21 Defendant seeks to have Plaintiff’s responses to its Requests for Admission 22 deemed admitted because the responses were not received by Defendant until June 25, 23 2014, although they were due to be served on June 16, 2014. Plaintiff opposes 24 Defendant’s request, arguing the responses were properly served by mail on June 16, 25 2014, as the date-stamp on the envelope indicates. 26 The parties are essentially arguing over a nine-day delay. As noted in the 27 Standard of Review in Section III© above, Rule 36 allows for a shorter or longer time 28 8 12cv930 LAB (BGS) 1 to respond to Requests for Admission if so ordered by the court. Fed.R.Civ. P. 2 36(a)(3). Courts construing motions to deem requests admitted after only a brief delay 3 in receiving responses, have looked to whether the failure to receive the responses in a 4 timely fashion caused any prejudice to the propounding party. See A. Farber & 5 Partners, Inc. v. Garber, 237 F.R.D. 250, 257 (C.D. Cal. 2006)(declining to deem 6 requests for admission admitted where the delay amounted to a total of two days and 7 plaintiff failed to show prejudice.) Defendant has demonstrated no prejudice as a result 8 of the nine-day lag in receiving Plaintiff’s responses to the Requests for Admission and 9 its motion to deem responses admitted is DENIED on that basis. In addition, 10 Defendant’s motion is DENIED on the grounds that Defendant has failed to provide 11 the Court with a copy of the RFA responses of which it complains. The Court will not 12 deem admitted, nor compel Plaintiff to amend, responses to Requests for Admissions 13 that have not been provided to the Court to read and review. 14 15 16 C. Motion to Order Amendment or Supplementation of Plaintiff’s Interrogatory Responses Defendant finally argues Plaintiff’s responses to its first set of interrogatories are 17 inadequate and boilerplate. [ECF No. 49 at 7:19-25.] Plaintiff’s counsel responds that 18 Defendant’s counsel has never met-and conferred with him regarding the allegedly 19 deficient interrogatory responses. [ECF No. 52-1 at 2:20-22.] As noted in the 20 Standard of Review in Section III(A) above, the Court will not countenance a Rule 37 21 motion without certification that the parties have made a good faith attempt to resolve 22 the dispute informally. Because Defendant did not meet and confer with Plaintiff’s 23 counsel regarding its request for amendment or supplementation, Defendant’s motion 24 to compel is DENIED. 25 In addition, the Court notes that while Defendant’s motion to compel includes 26 argument contending the substance of Plaintiff’s responses to its interrogatories is 27 insufficient, Defendant does not provide the Court with the numbers and text of the 28 9 12cv930 LAB (BGS) 1 interrogatories at issue, nor does it provide the Court with a copy of the text of 2 Plaintiff’s responses. Without the opportunity to see and analyze the discovery 3 material at issue, the Court cannot rule on Defendant’s request that Plaintiff amend or 4 supplement his interrogatory responses; therefore, Defendant’s motion to compel 5 further interrogatory responses is DENIED on that ground as well. See Funetes v. 6 Knowles, 2007 WL 1946619, *2 (“It is not the court's duty to go through each 7 [discovery] request ... in order to determine whether a response is inadequate. It is [the 8 moving party’s] duty to inform the court and [opposing counsel] of his specific 9 objections to each of the at-issue requests. The court cannot make ... argument for [the 10 movant].”) 11 V. CONCLUSION 12 13 14 As the Court has explained herein, Defendant’s motion to compel is GRANTED IN PART and DENIED IN PART as follows: 1. Defendant is entitled to take Mr. Nilon’s deposition as he is the named 15 plaintiff in this action. The Court GRANTS Defendant’s motion to compel the 16 deposition of Andrew Nilon, which will take place no later than August 15, 2014; 17 2. Plaintiff’s law firm, Newport Trial Group, is HEREBY SANCTIONED 18 and ORDERED to pay the reasonable expenses and attorney’s fees incurred by the 19 Law Office of Carlos Negrete in: (1) noticing the May 16, 2014 deposition date and (2) 20 preparing the instant motion to compel. The amount of the sanctions shall be 21 determined by the Court subject to the Court’s receipt of a supplemental declaration 22 from the Law Offices of Carlos Negrete; 23 3. No later than August 8, 2014, Attorney Negrete shall file a supplemental 24 declaration as to the expenses and attorney’s fees incurred to notice the May 16, 2014 25 deposition and prepare Defendant’s motion to compel; 26 4. Defendant has failed to show it was prejudiced by the nine-day lag in 27 receiving Plaintiff’s responses to the Requests for Admission; therefore, its request to 28 10 12cv930 LAB (BGS) 1 deem its Requests for Admission admitted is DENIED; and 2 5. Defendant did not meet and confer with Plaintiff’s counsel regarding its 3 request for amendment or supplementation of Plaintiff’s interrogatory responses, 4 therefore, Defendant’s motion to compel Mr. Nilon to amend his interrogatory 5 responses is DENIED. 6 DATED: July 31, 2014 7 8 9 Hon. Bernard G. Skomal U.S. Magistrate Judge United States District Court 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11 12cv930 LAB (BGS)
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