Cohen v. Covello, No. 4:2019cv01980 - Document 21 (N.D. Cal. 2022)
Court Description: ORDER DENYING PETITION FOR A WRIT OF HABEAS CORPUS; DENYING CERTIFICATE OF APPEALABILITY. Signed by Judge Jon S. Tigar on April 4, 2022. (mll, COURT STAFF) (Filed on 4/4/2022)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 DANIEL COHEN, 7 Petitioner, 8 v. 9 WARDEN MARCUS POLLARD, 10 ORDER DENYING PETITION FOR A WRIT OF HABEAS CORPUS; DENYING CERTIFICATE OF APPEALABILITY Respondent. 11 United States District Court Northern District of California Case No. 19-cv-01980-JST 12 Before the Court is the above-titled petition for a writ of habeas corpus, filed pursuant to 13 14 28 U.S.C. § 2254 by petitioner Daniel Cohen, challenging the validity of his state court 15 conviction. ECF Nos. 1, 2. Respondent has filed an answer to the petition,1 ECF Nos. 16, 17, and 16 Petitioner has filed a traverse, ECF No. 20. For the reasons set forth below, the petition is 17 DENIED. I. PROCEDURAL HISTORY 18 On January 21, 2016, a Santa Cruz County jury found Petitioner and his mother, 19 20 codefendant Diana Cohen, guilty of first-degree murder with the special circumstance of lying in 21 wait (Cal. Penal Code §§ 187(a), 190.2(a)(15)). The jury also found true multiple firearm use 22 enhancement allegations as to Petitioner. Answer, Ex. 1 (“CT”) at 1420-21, 1424-25. On April 23 21, 2016, 2013, Petitioner was sentenced to life without the possibility of parole for the first- 24 degree murder conviction, with an additional term of twenty-five years to life for the 25 enhancement. CT 1551, 1563-64. 26 27 28 1 In accordance with Habeas Rule 2(a) and Rule 25(d)(1) of the Federal Rules of Civil Procedure, the Clerk of the Court is directed to substitute Warden Marcus Pollard as respondent because he is Petitioner’s current custodian. Petitioner appealed. CT 1553. On or about January 11, 2017, Petitioner filed an ex parte 1 2 motion for appointment of an expert psychiatrist and for approval of funds in the California Court 3 of Appeal. The state appellate court denied this motion on January 19, 2017. ECF No. 2-2 at 5- 4 16. On March 7, 2018, Petitioner filed a petition for a writ of habeas corpus in the California 5 6 Court of Appeal, which raised the claims presented in the instant petition. ECF No. 2-1 at 43-172. 7 On October 24, 2018, the California Court of Appeal affirmed the judgement in an 8 unpublished opinion and denied the habeas petition. ECF No. 2 at 4-20, ECF No. 2-2 at 20. Petitioner filed petitions for review of the appeal and denial of the habeas petition in the United States District Court Northern District of California 9 10 California Supreme Court. ECF No. 2-2 at 22-131. On January 30, 2019, the California Supreme 11 Court denied review of both petitions. Ans., Ex. 5; ECF No. 2 at 22; ECF No. 2-2 at 172. II. FACTUAL BACKGROUND 12 The following factual and procedural background is taken from the California Court of 13 14 Appeal’s opinion:2 15 Gordon Smith was found dead on the floor at his office in Capitola on a November morning in 2013. He had been shot four times, including twice in the head. Pooled blood around his body indicated he had been dead for some time. 16 17 24 Police interviewed Smith’s administrative assistant, who told them Smith was in the property management business and had recently had some unusually negative interactions with two tenants he was attempting to evict, defendants Daniel and Diana Cohen. The assistant described defendants as “disgruntled” and “threatening” and recounted an incident several weeks before when Daniel came to the office to confront Smith about an eviction notice. Daniel was erratic and angry and told Smith that proceeding with the eviction would be like “murdering his mom,” who was in poor health. After the incident, Smith remarked to his assistant that he was relieved Daniel “didn’t just come down and shoot” him. The assistant also relayed to police that on the day he was shot, Smith received a phone call from Daniel and became visibly upset during the conversation. 25 Police obtained a warrant to search defendants’ apartment and car. 18 19 20 21 22 23 26 27 28 2 The Court has independently reviewed the record as required by AEDPA. Nasby v. Daniel, 853 F.3d 1049, 1052–54 (9th Cir. 2017). Based on the Court’s independent review, the Court finds that it can reasonably conclude that the state court’s summary of the prosecution case and the defense case is supported by the record, unless otherwise indicated in this order. 2 While waiting for the warrant to be issued, a team of officers maintained surveillance on the apartment. When defendants left in their car, several officers followed. Police conducted a high risk vehicle stop, meaning defendants were ordered out of the car at gunpoint and forced to the ground. While they were detained in the back of a police car, a recording device captured them discussing what to say if asked about their interactions with Smith. They were transported to the police station where they were kept in separate rooms, held overnight, and questioned at length. 1 2 3 4 5 The search of defendants’ apartment and car yielded four expended bullet casings and an invoice from a storage facility in Santa Cruz. The invoice led police to a storage unit rented to Daniel Cohen. Inside was a .357 caliber revolver. The revolver had six bullet chambers; two bullets remained in the gun, and the other four chambers were empty. Forensic analysis confirmed the bullets that killed Smith were fired from that gun, and that Daniel’s fingerprints were on it. DNA from a blood spot on Daniel’s shoe was a match to Smith. 6 7 8 9 10 Statements from a used car dealer and witnesses at Smith’s office, along with surveillance footage and records from the storage facility where the gun was found, chronicled defendants’ activities the day of the killing. That morning, they took an SUV from a used car dealership, purportedly for a test drive. After obtaining the SUV–– which Diana drove off the lot–– they went to the storage facility (arriving at 12:38 p.m.), then left 14 minutes later. They were next seen in the parking lot of Smith’s office building at around 5:15 p.m. The borrowed SUV was backed into a parking space with Daniel in the passenger seat. Cigarette butts found in the parking lot had DNA from both Daniel and Diana. Data extracted from an office computer indicated that Smith last used it at 6:42 p.m., at which time he would have been alone in the office. Twelve minutes later, defendants were back at the storage facility (which is about a fourminute drive from Smith’s office). United States District Court Northern District of California 11 12 13 14 15 16 17 18 The Santa Cruz County District Attorney charged Daniel Cohen with first degree murder (Pen. Code, § 187, subd. (a)), with the special circumstance allegation that he committed the murder while lying in wait (Pen. Code, § 190.2, subd. (a)(15)), and several enhancements for personal use of a firearm. (Pen. Code, §§ 12022.5, subd. (a)(1); 12022.53, subds. (b)–(d); 12022.53, subd. (d)). Diana Cohen was charged with first degree murder under an aiding and abetting theory, with the special circumstance of lying in wait. The jury found both defendants guilty of first degree murder and the special allegations true. The trial court sentenced Daniel Cohen to life without the possibility of parole, with a consecutive 25-years-to-life term for the Penal Code section 12022.53, subdivision (d) firearm enhancement. Diana Cohen was sentenced to life without the possibility of parole. 19 20 21 22 23 24 25 26 Cohen, 2015 WL 5096044, at *1-*4. 27 /// 28 /// 3 III. DISCUSSION 1 2 3 Standard of Review A petition for a writ of habeas corpus is governed by the Antiterrorism and Effective Death 4 Penalty Act of 1996 (“AEDPA ). This Court may entertain a petition for a writ of habeas corpus 5 “in behalf of a person in custody pursuant to the judgment of a State court only on the ground that 6 he is in custody in violation of the Constitution or laws or treaties of the United States. 28 U.S.C. 7 § 2254(a). 8 9 United States District Court Northern District of California A. A district court may not grant a petition challenging a state conviction or sentence on the basis of a claim that was reviewed on the merits in state court unless the state courts’ adjudication 10 of the claim: “(1) resulted in a decision that was contrary to, or involved an unreasonable 11 application of, clearly established Federal law, as determined by the Supreme Court of the United 12 States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in 13 light of the evidence presented in the State court proceeding. 28 U.S.C. § 2254(d); Williams v. 14 Taylor, 529 U.S. 362, 412–13 (2000). Additionally, habeas relief is warranted only if the 15 constitutional error at issue “had substantial and injurious effect or influence in determining the 16 jury’s verdict.” Penry v. Johnson, 532 U.S. 782, 795 (2001). 17 A state court decision is “contrary to” clearly established Supreme Court precedent if it 18 “applies a rule that contradicts the governing law set forth in [the Supreme Court’s] cases,” or if it 19 “confronts a set of facts that are materially indistinguishable from a decision of [the Supreme] 20 Court and nevertheless arrives at a result different from [its] precedent.” Williams, 529 U.S. at 21 405–06. “Under the ‘unreasonable application’ clause, a federal habeas court may grant the writ if 22 the state court identifies the correct governing legal principle from [the Supreme] Court’s 23 decisions but unreasonably applies that principle to the facts of the prisoner’s case.” Id. at 413. 24 “[A] federal habeas court may not issue the writ simply because that court concludes in its 25 independent judgment that the relevant state-court decision applied clearly established federal law 26 erroneously or incorrectly. Rather, that application must also be unreasonable.” Id. at 411. 27 28 Section 2254(d)(1) restricts the source of clearly established law to the Supreme Court’s jurisprudence. “[C]learly established Federal law, as determined by the Supreme Court of the 4 1 United States” refers to “the holdings, as opposed to the dicta, of [the Supreme] Court’s decisions 2 as of the time of the relevant state-court decision.” Williams, 529 U.S. at 412. “A federal court 3 may not overrule a state court for simply holding a view different from its own, when the 4 precedent from [the Supreme Court] is, at best, ambiguous.” Mitchell v. Esparza, 540 U.S. 12, 17 5 (2003). The state court decision to which § 2254(d) applies is the “last reasoned decision” of the United States District Court Northern District of California 6 7 state court. See Ylst v. Nunnemaker, 501 U.S. 797, 803–04 (1991);3 Barker v. Fleming, 423 F.3d 8 1085, 1091–92 (9th Cir. 2005). Section 2254(d) applies even where, as here, both the California 9 Supreme Court and the California Court of Appeals summarily denied the state habeas petitions 10 raising these claims. Cullen v. Pinholster, 563 U.S. 170, 187 (2011); Harrington v. Richter, 562 11 U.S. 86, 98 (2011). “In these circumstances, [a petitioner] can satisfy the ‘unreasonable 12 application’ prong of § 2254(d)(1) only by showing that ‘there was no reasonable basis’ for the 13 California Supreme Court’s decision.” Cullen, 563 U.S. at 187–88 (quoting Harrington, 562 U.S. 14 at 98). In other words, where a state court issues a summary denial, “a habeas court must 15 determine what arguments or theories . . . could have supported[ ] the state court’s decision; and 16 then it must ask whether it is possible fairminded jurists could disagree that those arguments or 17 theories are inconsistent with the holding in a prior decision of [the Supreme] Court.” Harrington, 18 562 U.S. at 102. Even if a reviewing court would grant federal habeas relief upon de novo review, 19 Section 2254(d) precludes such relief if there are “arguments that would otherwise justify the state 20 court’s result.” Id. 21 B. Petitioner’s Claims 22 1. Ineffective Assistance of Counsel Claim 23 Petitioner alleges that he was denied effective assistance of counsel because trial counsel 24 25 26 27 28 Although Ylst was a procedural default case, the “look through” rule announced there has been extended beyond the context of procedural default. Barker v. Fleming, 423 F.3d 1085, 1091 n.3 (9th Cir. 2005). The look through rule continues as the Ninth Circuit held that “it is a common practice of the federal courts to examine the last reasoned state decision to determine whether a state-court decision is ‘contrary to’ or ‘an unreasonable application of’ clearly established federal law” and “it [is] unlikely that the Supreme Court intended to disrupt this practice without making its intention clear.” Cannedy v. Adams, 706 F.3d 1148, 1158 (9th Cir.), amended, 733 F.3d 794 (9th Cir. 2013). 5 3 United States District Court Northern District of California 1 failed to investigate his mental health defenses. Petitioner argues that trial counsel’s consultation 2 with Dr. Dondershine in the course of trial preparation alerted trial counsel to the existence of 3 evidence that Plaintiff suffered from “folie a deux,” a mental illness that would have caused his 4 decision-making to be impaired; and that the consultation indicated that Petitioner had symptoms 5 of mental disassociation. Petitioner argues that trial counsel erred in not investigating this mental 6 health defense by obtaining Petitioner’s medical and mental health records which would have 7 supported Dr. Dondershine’s preliminary diagnosis. Petitioner argues that the presentation of 8 expert opinion evidence that Petitioner killed the victim while in a dissociative state arising out of 9 his folie a deux psychotic disorder would have supported the sole defense theory presented and 10 would also have supported a defense as to the premeditation element of first-degree murder. ECF 11 No. 1 at 2-4; ECF No. 2-1 at 59-86. Petitioner also alleges that trial counsel erred in not 12 investigating a not guilty by reason of insanity defense, and that the failure was due to trial 13 counsel’s misunderstanding of the law of insanity and the available mental health defenses. 14 Petitioner alleges that an investigation would have would have supported a valid defense of 15 imperfect defense of another, a valid defense to the premeditation element of first-degree murder 16 as set forth in Cortes, and a valid insanity defense as set forth in Leeds. ECF No. 1 at 2-4; ECF 17 No. 2-1 at 59-86. 18 a. Standard In Strickland v. Washington, 466 U.S. 668 (1984), the U.S. Supreme Court held that 19 20 ineffective assistance of counsel is cognizable as a denial of the Sixth Amendment right to 21 counsel, which guarantees not only assistance, but effective assistance, of counsel. Id. at 686. The 22 Strickland framework for analyzing ineffective assistance of counsel claims is considered to be 23 “clearly established Federal law, as determined by the Supreme Court of the United States” for the 24 purposes of 28 U.S.C. § 2254(d) analysis. Daire v. Lattimore, 812 F.3d 766, 767–68 (9th Cir. 25 2016); see also Cullen v. Pinholster, 563 U.S. 170, 189 (2011). To prevail on an ineffective assistance of counsel claim, a petitioner must establish two 26 27 28 things. First, he must establish that counsel’s performance was deficient, i.e., that it fell below an 6 1 “objective standard of reasonableness” under prevailing professional norms. Id. at 687–88. This 2 requires showing that counsel made errors so serious that counsel was not functioning as the 3 “counsel” guaranteed by the Sixth Amendment. Id. at 687. The relevant inquiry is not what 4 defense counsel could have done, but rather whether the choices made by defense counsel were 5 reasonable. See Babbitt v. Calderon, 151 F.3d 1170, 1173 (9th Cir. 1998). Judicial scrutiny of 6 counsel’s performance must be highly deferential, and a court must indulge a strong presumption 7 that counsel’s conduct falls within the wide range of reasonable professional assistance. See 8 Strickland, 466 U.S. at 689. United States District Court Northern District of California 9 Second, he must establish that he was prejudiced by counsel’s deficient performance, i.e., 10 that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the 11 proceeding would have been different.” Strickland, 466 U.S. at 694. A reasonable probability is a 12 probability sufficient to undermine confidence in the outcome. Id. Ultimately, a petitioner must 13 overcome the “strong presumption that counsel’s conduct falls within the wide range of reasonable 14 professional assistance” and “might be considered sound trial strategy” under the circumstances. 15 Id. at 689 (internal quotation marks omitted). A federal habeas court considering an ineffective 16 assistance of counsel claim need not address the prejudice prong of the Strickland test “if the 17 petitioner cannot even establish incompetence under the first prong.” Siripongs v. Calderon, 133 18 F.3d 732, 737 (9th Cir. 1998). Conversely, the court “need not determine whether counsel’s 19 performance was deficient before examining the prejudice suffered by the defendant as a result of 20 the alleged deficiencies.” Strickland, 466 U.S. at 697. 21 A “doubly” deferential standard of review is appropriate in analyzing ineffective assistance 22 of counsel claims under AEDPA because “[t]he standards created by Strickland and § 2254(d) are 23 both highly deferential.” Harrington v. Richter, 562 U.S. 86, 105 (2011) (internal quotation marks 24 omitted); see also Cullen, 563 U.S at 190; Premo v. Moore, 562 U.S. 115, 122 (2011). The 25 general rule of Strickland, i.e., to review a defense counsel’s effectiveness with great deference, 26 gives the state courts greater leeway in reasonably applying that rule, which in turn “translates to a 27 narrower range of decisions that are objectively unreasonable under AEDPA.” Cheney v. 28 Washington, 614 F.3d 987, 995 (9th Cir. 2010). When section 2254(d) applies, “the question is 7 1 not whether counsel’s actions were reasonable. The question is whether there is any reasonable 2 argument that counsel satisfied Strickland’s deferential standard.” Id. United States District Court Northern District of California 3 A defense attorney has a general duty to make reasonable investigations or “to make a 4 reasonable decision that makes particular investigations unnecessary.” See Andrus v. Texas, 140 5 S. Ct. 1875, 1881 (2020); Weeden, 854 F.3d 1063, 1070 (9th Cir. 2017) (investigation must 6 determine trial strategy; not other way around) (“The correct inquiry is not whether psychological 7 evidence would have supported a preconceived trial strategy, but whether Weeden’s counsel had a 8 duty to investigate such evidence in order to form a trial strategy, considering “all the 9 circumstances.”). Counsel must, at a minimum, conduct a reasonable investigation enabling him 10 to make informed decisions about how best to represent his client. Ramirez v. Ryan, 937 F.3d 11 1230, 1245-47 (9th Cir. 2019) (failure to investigate defendant’s mental deficiency, which led to 12 “inaccurate and flawed report at sentencing,” was deficient performance). 13 14 b. Analysis Petitioner argues that trial counsel behaved unreasonably, in violation of the Sixth 15 Amendment, when trial counsel failed to further investigate Petitioner’s mental health after 16 consulting with Dr. Dondershine. To support this argument, Petitioner proffers a declaration by 17 his appellate counsel, Marc Zilversmit. Zilversmit states that Petitioner’s trial counsel, Mitchell 18 Page, hired Dr. Harvey Dondershine to evaluate Petitioner prior to trial, and that Page told 19 Zilversmit that after he consulted with Dr. Dondershine, Page concluded that there was not a 20 viable insanity defense and did not investigate further expert testimony regarding mental illness as 21 applied to premeditation, malice, or imperfect self-defense. Zilversmit reports that when he 22 contacted Dr. Dondershine in late 2016, Dr. Dondershine stated that his examination of Petitioner 23 indicated a long history of serious and worsening major mental illness, leading Dr. Dondershine to 24 suspect that Petitioner and his mother had a fused psychological state, and that Dr. Dondershine 25 asked trial counsel to obtain specific medical records, but never heard back from trial counsel. In 26 January 2017, after obtaining and reviewing approximately 500 pages of Petitioner’s medical and 27 psychiatric records, Zilversmit contacted Dr. Dondershine and provided a summary of the trial 28 testimony and the medical and psychiatric records. Dr. Dondershine indicated that Zilversmit’s 8 1 summary tended to confirm his initial, tentative diagnosis that Petitioner and his mother had a 2 shared delusion and that Petitioner may have been in a dissociative state. Zilversmit asked Dr. 3 Dondershine to provide a declaration in support of the state habeas petition, but Dr. Dondershine 4 suffered a stroke before he could do so. ECF No. 2-1 at 92-114. To further support his argument 5 that trial counsel’s failure to further investigate a mental illness defense, specifically folie a deux, 6 prejudiced him, Petitioner also provides articles about folie a deux and the 500 pages of medical 7 and psychiatric records obtained by Zilversmit. ECF No. 2-1 at 145-65. 8 United States District Court Northern District of California 9 Respondent argues that trial counsel could have reasonably decided that he did not need to obtain Petitioner’s medical and psychiatric records because (1) he could reasonably have decided 10 that Petitioner himself was an adequate and convenient source of information about his medical 11 and psychiatric history because, according to Zilversmit’s declaration, Petitioner himself informed 12 Dr. Dondershine about his history of mental illness, including his hallucinations and shared 13 mother-son delusion of being poisoned by methamphetamine and because a licensed clinical 14 psychologist reported that Petitioner was a reliable historian after evaluating him on July 30, 2013; 15 and (2) trial counsel was already aware of Petitioner’s extremely close relationship with his 16 mother. Respondent further argues that trial counsel’s failure to obtain and review Petitioner’s 17 medical and psychiatric records cannot be considered deficient absent evidence that Petitioner was 18 uncooperative or his recollection was inadequate to permit trial counsel or Dr. Dondershine to 19 accurately assess the viability of an insanity or mental defense. Respondent also argues that trial 20 counsel could have reasonably decided that there was overwhelming evidence of malice, 21 premeditation and deliberation, and lying in wait, that it would be reasonable to present a defense 22 of imperfect self-defense. ECF No. 16-1 at 12-14. 23 The Court finds that trial counsel’s failure to obtain Petitioner’s medical records 24 constituted deficient performance. Respondent’s arguments are based on the erroneous premise 25 that medical and psychiatric records are unnecessary where the defendant is aware that he suffers 26 from mental illness and has reported the mental illness to either counsel or the consulting expert. 27 The Court does not consider the unsigned declaration drafted by Zilversmit for Page. Although 28 Zilversmit believes that the declaration accurately reflects his discussions with Page, Page’s 9 United States District Court Northern District of California 1 refusal to sign the declaration casts doubt on Zilversmit’s representation of its accuracy. 2 Nonetheless, even without the draft declaration prepared by Zilversmit, there was ample evidence 3 in the record that Petitioner suffered from mental health issues that may have been relevant to his 4 defense: Petitioner’s unfounded belief that the neighbors were running a methamphetamine lab, 5 CT 89-90, 132; his unusually close relationship with his mother; his unkempt appearance, RT 6 6276; his statement to the police officers that his memory of everything after high school was 7 fuzzy, Aug. CT 113; and letters to other neighbors threatening violence, RT 6268-70. Given this 8 evidence, trial counsel could not reasonably have concluded that Petitioner was a reliable historian 9 or that Petitioner’s medical and psychiatric records would not support an insanity or mental 10 defense. Given all the circumstances, trial counsel’s general duty to make a reasonable 11 investigation included obtaining Petitioner’s medical and psychiatric records to determine whether 12 Petitioner’s reporting was accurate and whether it was necessary to have these records reviewed 13 by an expert. Without Petitioner’s medical and psychiatric records, trial counsel could not make 14 an informed decision about whether further investigation into an insanity or mental defense was 15 necessary. See, e.g., Avila v. Galaza, 297 F.3d 911, 924 (9th Cir. 2002) (failure to conduct 16 reasonable investigation, despite virtual certainty that defendant did not commit the crime, 17 constituted deficient performance because the information could have undermined the 18 prosecution’s case). 19 However, Petitioner has failed to demonstrate prejudice. In reviewing the reasonableness 20 of the state court’s summary denial of this claim, the Court may rely only on the record that was 21 before the state court. See Pinholster, 563 U.S. at 180. Although Petitioner’s medical and 22 psychiatric records were before the state court, without the assistance of an expert witness 23 interpreting the medical and psychiatric records, the Court cannot assess whether these records 24 would have been supported an insanity or mental health defense, or otherwise affected the 25 outcome of the underlying state proceeding. In other words, the Court cannot determine from the 26 record before it if there is a reasonable probability that, but for counsel’s unprofessional errors, the 27 result of the proceeding would have been different.” Strickland, 466 U.S. at 694. Accordingly, 28 applying the required deference, the Court cannot say that the state court’s summary denial of this 10 United States District Court Northern District of California 1 claim was contrary to, or involved an unreasonable application of, clearly established Federal law, 2 or that the denial resulted in a decision that was based on an unreasonable determination of the 3 facts in light of the evidence presented in the State court proceedings. The Court must DENY 4 federal habeas relief on this claim. 5 2. Ancillary Services Claim 6 Petitioner argues that the state court’s denial of his request for funds for an expert to 7 review his medical, psychiatric and Social Security records and provide an expert opinion denied 8 his federal constitutional right to a mental health expert. Petitioner argues that, in McWIlliams v. 9 Dunn, 137 S. Ct. 1790 (2017), and Ake v. Oklahoma, 470 U.S. 68, 76-77 (1985), the Supreme 10 Court held that the right to counsel includes the right to a mental health expert when the 11 defendant’s mental condition is relevant to his criminal culpability and potential sentence and the 12 defendant’s mental condition at the time of the offense was in question, and that, consequently, the 13 state appellate court’s denial of his request for funds to access an expert deprived him of his 14 constitutional right to effective assistance of counsel and ancillary funds. He further argues that 15 there is a reasonable probability of a different result, namely a finding of not guilty by reason of 16 insanity. ECF No. 2-1 at 87-89. 17 Respondent argues that the Supreme Court’s holdings in McWilliams and Ake only address 18 the right to a mental health expert at trial; and that the Supreme Court has not clearly established 19 the right to a mental health expert on appeal or on collateral review. ECF No. 16-1 at 19-21. The 20 Court agrees. 21 “If Supreme Court cases ‘give no clear answer to the question presented,’ the state court’s 22 decision cannot be an unreasonable application of clearly established federal law.” Ponce v. 23 Felker, 606 F.3d 596, 604 (9th Cir. 2010) (quoting Wright v. Van Patten, 552 U.S. 120, 126 24 (2008)). In McWilliams, the Supreme Court specified that the right to a mental health expert, as 25 set forth in Ake, was in the context of trial, referencing the defense and the prosecution in its 26 summary of Ake’s holding: 27 28 Our decision in Ake v. Oklahoma, 470 U.S. 68, 105 S. Ct. 1087, 84 L.Ed.2d 53 (1985), clearly established that, when certain threshold criteria are met, the State must provide an indigent defendant with access to a mental health expert who is sufficiently available to the 11 defense and independent from the prosecution to effectively “assist in evaluation, preparation, and presentation of the defense.” Id., at 83, 105 S.Ct. 1087. 1 2 McWilliams, 137 S. Ct. at 1793. Neither McWilliams nor Ake can be reasonably read as 3 recognizing a right to a mental health expert at all stages of litigation. Both these challenged the 4 denial of access to a mental health expert during trial and neither case concerned a request for a 5 mental health expert on appeal. Petitioner is asking for an extension of the rule set forth in Ake 6 and McWilliams to his situation, which is the denial of access to a mental health expert on appeal. Because there is no clearly established right to a mental health expert on appeal, the state 7 8 court’s denial of this claim was not contrary to, or an unreasonable application of, clearly 9 established federal law. Federal habeas relief is denied on this claim. 10 C. The federal rules governing habeas cases brought by state prisoners require a district court 11 United States District Court Northern District of California Certificate of Appealability 12 that issues an order denying a habeas petition to either grant or deny therein a certificate of 13 appealability. See Rules Governing § 2254 Case, Rule 11(a). A judge shall grant a certificate of appealability “only if the applicant has made a 14 15 substantial showing of the denial of a constitutional right,” 28 U.S.C. § 2253(c)(2), and the 16 certificate must indicate which issues satisfy this standard. Id. § 2253(c)(3). “Where a district 17 court has rejected the constitutional claims on the merits, the showing required to satisfy § 2253(c) 18 is straightforward: [t]he petitioner must demonstrate that reasonable jurists would find the district 19 court’s assessment of the constitutional claims debatable or wrong.” Slack v. McDaniel, 529 U.S. 20 473, 484 (2000). Here, Petitioner has not made such a showing, and, accordingly, a certificate of 21 22 appealability will be denied. IV. CONCLUSION 23 For the reasons stated above, the petition for a writ of habeas corpus is DENIED, and a 24 25 certificate of appealability is DENIED. 26 /// 27 /// 28 /// 12 1 The Clerk shall enter judgment in favor of Respondent and close the file. 2 IT IS SO ORDERED. 3 4 5 Dated: April 4, 2022 ______________________________________ JON S. TIGAR United States District Judge 6 7 8 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 13
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