J.P. v. County of Alameda et al, No. 4:2017cv05679 - Document 170 (N.D. Cal. 2021)
Court Description: ORDER OF PARTIAL DISMISSAL IN LIGHT OF THE NINTH CIRCUITS DECISION; GRANTING IN PART AND DENYING IN PART MOTION FOR SUMMARY JUDGMENT by Judge Yvonne Gonzalez Rogers; granting in part and denying in part 117 Motion for Summary Judgment; granting 135 Administrative Motion to File Under Seal. Proposed Schedule due by 12/3/2021. Compliance Deadline set for 12/10/2021 09:01 AM. (fs, COURT STAFF) (Filed on 11/19/2021)
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J.P. v. County of Alameda et al Doc. 170 1 UNITED STATES DISTRICT COURT 2 NORTHERN DISTRICT OF CALIFORNIA 3 4 5 J.P., BY AND THROUGH HIS GUARDIAN AD LITEM SHANNON VILLANUEVA, 6 7 8 Plaintiff, vs. COUNTY OF ALAMEDA, ET AL., 9 Case No. 4:17-CV-5679-YGR ORDER OF PARTIAL DISMISSAL IN LIGHT OF THE NINTH CIRCUIT’S DECISION; GRANTING IN PART AND DENYING IN PART MOTION FOR SUMMARY JUDGMENT Re: Dkt. Nos. 117, 135, 163, 164, 165 Defendants. 10 Northern District of California United States District Court 11 Currently pending in this Section 1983 action are (I) the parties’ dispute about the effect of 12 the Ninth Circuit’s decision on the claims against the County defendants (Dkt. Nos. 163, 164, 165); 13 and (II) defendant Triad’s motion for summary judgment (Dkt. No. 117). Having carefully 14 considered the papers and the oral arguments at the September 29, 2021 hearing, and for the reasons 15 stated below, the Court DISMISSES the claims against the individual County defendants and the 16 negligence claim against Triad. The Monell claims against the County and Triad shall remain 17 pending insofar as they are based on the Fourteenth Amendment claim; otherwise, the Monell claims 18 are DISMISSED. 19 I. CLAIMS AGAINST COUNTY DEFENDANTS1 20 J.P. asserted claims against the County of Alameda and its employees Diane Davis Maas and 21 Sue May for violations of the First and Fourteenth Amendments. (Dkt. No. 36.) The Court granted 22 in part and denied in part the County defendants’ motion to dismiss, which order was appealed to the 23 Ninth Circuit. (Dkt. No. 52.) The Ninth Circuit held that the individual County defendants are 24 entitled to qualified immunity as to the Fourteenth Amendment claim based on state-created-danger 25 and special-relationship theories and the First Amendment claim based on loss of familial 26 27 28 1 The Court assumes the parties’ familiarity with the facts of this case and therefore discusses them only as necessary to explain its decision. Dockets.Justia.com Northern District of California United States District Court 1 association. See J.P. v. County of Alameda, 803 F. App’x 106, 108–09 (9th Cir. 2020).2 2 Specifically, the Ninth Circuit concluded: (A) “no law clearly established” the Fourteenth 3 Amendment claim, and (B) “[n]o viable loss-of-familial-association claim exists for siblings under 4 the First Amendment.” Id. After the United States Supreme Court denied J.P.’s petition for a writ of 5 certiorari, the parties presented to the Court their disagreement about the scope of the Ninth Circuit’s 6 decision. The Court concludes that although all claims predicated on the First Amendment should 7 be dismissed, as should the Fourteenth Amendment claim against the individual County defendants, 8 the same cannot be said about the Monell claims against the County to the extent that they are based 9 on the Fourteenth Amendment. 10 The County argues that the Ninth Circuit considered the issue and found a Fourteenth 11 Amendment claim had not been stated. This is not a precise characterization of the appellate 12 decision. The Ninth Circuit’s ruling on the Fourteenth Amendment claim reads in full: 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 “To determine whether qualified immunity applies in a given case, [courts] must determine: (1) whether a public official has violated a plaintiff’s constitutionally protected right; and (2) whether the particular right that the official has violated was clearly established at the time of the violation.” Shafer v. City of Santa Barbara, 868 F.3d 1110, 1115 (9th Cir. 2017) (citation omitted). “For a right to be clearly established, case law must ordinarily have been earlier developed in such a concrete and factually defined context to make it obvious to all reasonable government actors, in the defendant’s place, that what he was doing violates federal law.” Id. at 1117 (citations omitted). The state-created danger exception “only applies in situations where the plaintiff was directly harmed by a third party.” [Henry A. v. Willden, 678 F.3d 991, 1002 (9th Cir. 2012) (second emphasis in the original).] Appellee alleged that the Appellants’ failure to remove him from his foster home caused him emotional distress, exposing him to potential harm from drugs. Appellee never alleged any direct harm to him, only to his sibling. Our cases have not recognized a Fourteenth Amendment violation under these two exceptions for emotional distress alone, or for direct harm to another party. See, e.g., Willden, 678 F.3d at 998–1003; see also Tamas v. Dep’t of Soc. & Health Servs., 630 F.3d 833, 843–47 (9th Cir. 2010). Because no law clearly established that child welfare workers could be liable to a sibling who 2 Although the Ninth Circuit stated that it was reversing this Court’s denial of qualified immunity for both claims, the Court only ruled on qualified immunity as to the First Amendment claim. (Dkt. No. 52.) The Court noted in its order that the individual County defendants did not assert qualified immunity as to the Fourteenth Amendment claim and therefore the Court did not decide that issue. (Id. at 8 n.4.) 2 1 2 3 4 5 Northern District of California J.P., 803 F. App’x at 108. The Ninth Circuit did not hold that a Fourteenth Amendment claim was not viable.3 Cf. id. 6 at 109 (“No viable loss-of-familial association claim exists for siblings under the First 7 Amendment.”). Instead, the appellate court determined that “no law clearly established” a 8 Fourteenth Amendment violation. This conclusion is different from holding that no constitutional 9 violation occurred based on the facts alleged. 10 United States District Court suffered non direct injury as a result of a state-created danger or special relationship, the defendants were entitled to qualified immunity. See Shafer, 868 F.3d at 1117 (holding that qualified immunity applies if no clearly established law exists on the issue); see also White v. Pauly, 137 S. Ct. 548, 552 (2017) (reiterating that clearly established law must not be defined “at a high level of generality” but “particularized” to the facts of the case). Where the grant of qualified immunity “rests solely on the ‘clearly established’ law prong,” 11 the Monell claims do not automatically fail. See Horton by Horton v. City of Santa Maria, 915 F.3d 12 592, 603 (9th Cir. 2019) (“[O]ur qualified immunity determination with respect to Officer Brice rests 13 solely on the ‘clearly established’ law prong; we do not reach the question of whether Officer 14 Brice’s actions give rise to a constitutional violation.”). “A municipality may be liable if an 15 individual officer is exonerated on the basis of the defense of qualified immunity, because even if an 16 officer is entitled to immunity a constitutional violation might still have occurred.” Id. (“Thus, the 17 district court could still conclude that Officer Brice did commit a constitutional violation under the 18 19 20 3 21 22 23 24 25 26 27 28 The Court is mindful that the Ninth Circuit stated: “The state-created danger exception ‘only applies in situations where the plaintiff was directly harmed by a third party.’” J.P., 803 F. App’x at 108 (quoting Willden, 678 F.3d at 1002). However, the Court is unable to conclude that the Ninth Circuit purported to require plaintiffs to establish actual physical injury (as opposed to danger or risk of physical injury) by a third party when Willden itself did not so hold. Indeed, Willden reversed a district court’s dismissal of a state-created-danger claim where the plaintiffs “allege[d] that Defendants knew of the danger of abuse and neglect that Plaintiffs faced in certain homes and acted with deliberate indifference by exposing Plaintiffs to that anyway. This is sufficient to state a claim under the controlling opinion in [Kennedy v. City of Ridgefield, 439 F.3d 1055, 1061 (9th Cir. 2006)].” Willden, 678 F.3d at 1003. In any event, the Ninth Circuit did not address the viability of the other theory for recovery under the Fourteenth Amendment, the special-relationship doctrine, under these circumstances. Thus, in this Court’s view, the Ninth Circuit’s decision here did not preclude a finding of a Fourteenth Amendment violation (as it did with the First Amendment claim). 3 1 now-applicable standard and, if the other requisites of Monell liability are met, hold the municipality 2 liable.”).4 3 Accordingly, in light of the Ninth Circuit’s decision, the causes of action against the 4 individual County defendants for violations of the Fourteenth and First Amendments, respectively, 5 are hereby DISMISSED. The causes of action against the County under Monell are also DISMISSED to 6 the extent that they are based on the First Amendment claim. However, the Monell causes of action 7 survive insofar as they are premised on the Fourteenth Amendment claim. 8 II. CLAIMS AGAINST TRIAD Northern District of California United States District Court 9 Triad moves for summary judgment on the causes of action pending against it, namely, the 10 causes of action under Monell and the cause of action for negligence. Triad asserts two grounds for 11 summary judgment: (A) it is not a state actor for Section 1983 purposes; and (B) with respect to the 12 negligence claim, J.P. cannot recover for emotional distress as a direct victim or a bystander. 13 Summary judgment is appropriate when “there is no genuine dispute as to any material fact 14 and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). “A party asserting 15 that a fact cannot be or is genuinely disputed must support that assertion by . . . citing to particular 16 parts of materials in the record, including depositions, documents, electronically stored information, 17 affidavits, or declarations, stipulations . . . admissions, interrogatory answers, or other materials,” or 18 by “showing that materials cited do not establish the absence or presence of a genuine dispute, or 19 that an adverse party cannot produce admissible evidence to support the fact.” Id. 56(c)(1)(A), (B). 20 “[W]here evidence is genuinely disputed on a particular issue—such as by conflicting testimony— 21 that issue is inappropriate for resolution on summary judgment.” Zetwick v. County of Yolo, 850 22 F.3d 436, 441 (9th Cir. 2017) (internal quotation marks omitted). 23 When the party moving for summary judgment does not bear the burden of proof at trial 24 (usually the defendant), the party has the burden of producing evidence negating an essential 25 element of each claim on which it seeks judgment or showing that the opposing party cannot 26 27 28 4 Of course, “[i]f no constitutional violation occurred, the municipality cannot be held liable . . . .” Long v. City and County of Honolulu, 511 F.3d 901, 907 (9th Cir. 2007); see also City of Los Angeles v. Heller, 475 U.S. 795, 799 (1986) (holding that Monell liability will not attach “based on the actions of one of its officers when in fact the jury has concluded that the officer inflicted no constitutional harm”). 4 Northern District of California United States District Court 1 produce evidence sufficient to satisfy her burden of proof at trial. See Nissan Fire & Mar. Ins. Co., 2 Ltd. v. Fritz Cos., 210 F.3d 1099, 1102 (9th Cir. 2000). Once the moving party meets that burden, 3 the non-moving party must show that a material factual dispute exists. See California v. Campbell, 4 138 F.3d 772, 780 (9th Cir. 1998). 5 A. STATE ACTION 6 Triad first seeks summary judgment on the ground that it is not a state actor under any 7 applicable test for purposes of Section 1983 liability. To recover under Section 1983, the plaintiff’s 8 constitutional rights must be violated by a defendant acting under color of state law. See West v. 9 Atkins, 487 U.S. 42, 48 (1988). The ultimate determination of whether the action of a private entity 10 like Triad is considered the action of the state is a question of law to be resolved by the court. See 11 Blum v. Yaretsky, 457 U.S. 991, 997 (1982) (describing “whether there is state action” as one of 12 “several issues of law” for the court). However, the extent of the state involvement in the action 13 presents a question of fact. See Lugar v. Edmonson Oil Co., 457 U.S. 922, 939 (1982) 14 (determination of whether a private entity is a state actor is a “necessarily fact-bound inquiry”); see 15 also Lee v. Katz, 276 F.3d 550, 554 (9th Cir. 2002) (recognizing “the fact-intensive nature of the 16 [state action] inquiry”). 17 The Court must begin “with the presumption that conduct by private actors is not state 18 action.” Florer v. Congregation Pidyon Shevuyim, 639 F.3d 916, 922 (9th Cir. 2011). It is the 19 plaintiff’s burden to prove otherwise. Id. (citing Flagg Bros., Inc. v. Brooks, 436 U.S. 149, 156 20 (1978)). However, as the moving party, Triad bears the initial burden of production either by 21 demonstrating, with evidence, that it is not a state actor or by pointing out an absence of evidence 22 supporting a finding of state action. See Nissan, 210 F.3d at 1106. 23 The Ninth Circuit uses four tests to determine whether a private actor is a state actor: “(1) 24 public function; (2) joint action; (3) governmental compulsion or coercion; and (4) governmental 25 nexus.” Kirtley v. Rainey, 326 F.3d 1088, 1092 (9th Cir. 2003) (citation omitted). “Satisfaction of 26 any one test is sufficient to find state action . . . .” Rawson v. Recovery Innovations, Inc., 975 F.3d 27 742, 747–48 (9th Cir. 2020) (internal citations omitted). At its core, “the inquiry is always whether 28 5 1 the defendant has exercised power possessed by virtue of state law and made possible only because 2 the wrongdoer is clothed with the authority of state law.” Id. Northern District of California United States District Court 3 “Under the public function test, ‘when private individuals or groups are endowed by the State 4 with powers or functions governmental in nature, they become agencies or instrumentalities of the 5 State and subject to its constitutional limitations.’” Lee, 276 F.3d at 554–55 (quoting Evans v. 6 Newton, 382 U.S. 296, 299 (1966)). “To satisfy the public function test, the function at issue must 7 be both traditionally and exclusively governmental.” Id. (citing Rendell-Baker v. Kohn, 457 U.S. 8 830, 842 (1982)). Although Triad briefs a number of functions alleged in the First Amended 9 Complaint (“FAC”) (Dkt. No. 55), J.P. focuses on “the two subject delegated duties in the 10 agreement—[(1)] to report incidents to the County’s assigned social worker for foster children and 11 [(2)] to move children to avoid imminent risk out of an unsafe foster home[.]” (Opp. at 12.) 12 Both of these functions are addressed by the “Placement Agency – Foster Family Agency 13 Agreement” between the County and Triad.5 Triad does not actually deny that these functions in 14 particular are “both traditionally and exclusively governmental,” the fundamental question under the 15 public function test. See Lee, 276 F.3d at 555. Indeed, Triad does not respond to J.P.’s assertion that 16 “[i]f the County had directly licensed the Moore home, instead of going through Triad for 17 5 18 The agreement provides: 19 FOSTER FAMILY AGENCY AGREES TO . . . . 20 3. Notify the placing agency within 24 hours (unless there is a separate written agreement with the placing agency) by phone followed in writing of significant changes in the child’s health, behavior or location as well as significant issues including suspected physical or psychological abuse, death, injury, unusual incidents, absence of a child, placement issues and school non-attendance and all items listed under Section 80061 of Title 22, Division 6. . . . 21 22 23 24 25 26 27 28 9. Give placing agency 7 day notice of intent to discharge or move this child. Notify the placing agency of any intended move of this child between certified homes prior to the move. The FFA has the authority to move a child in the case of imminent risk to the child or family. The FFA shall notify the placing agency within 24 hours of such move. (Dkt. No. 133, Plaintiff’s Additional Fact 15 (citing Ex. P, Placement Agency – Foster Family Agency Agreement, Dkt. No. 132-1 at 186–87).) 6 1 placement, the two subject delegated duties in the agreement . . . would have been the County’s 2 exclusive functions to fulfill . . . .” (Opp. at 12.)6 Thus, the agreement between the County and 3 Triad raises a genuine issue of material fact, as it reasonably suggests that the County would have 4 performed these functions in the absence of the agreement. This finding of fact, in turn, could 5 support the conclusion that the functions at issue are traditionally and exclusively governmental.7 6 Because Triad may be a state actor under the public function test, the other tests need not be 7 8 9 10 11 Northern District of California United States District Court 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 6 Instead, Triad focuses its arguments on functions not actually at issue. First, with respect to the reporting function, Triad argues that reporting abuse or neglect of a child cannot be a public function because otherwise, all mandated reporters such as “employees at private schools, employees at private day camps, commercial film processor[s], clergy member[s], etc.,” would be transformed into state actors by virtue of this function. (Mtn. at 11.) However, the function at issue is not merely reporting abuse or neglect of children generally, but rather reporting such incidents involving foster children placed in certified homes, which none of the other actors listed can do. Foster family agencies like Triad are uniquely positioned to directly monitor the care of foster children and therefore discover harmful issues in the foster home. Therefore, a finding that the specific reporting function at issue is a public function will not lead to the outcome put forth by Triad. Similarly, Triad’s argument that it is not responsible for investigating these incidents does not address the reporting of these incidents, which is distinct from investigation. Second, with respect to the removal function, Triad distinguishes “between a child being forcibly removed by a law enforcement officer from his or her family, and [a child] being transferred from one certified foster home to another.” (Reply at 5.) However, Triad does not explain how the difference between the two procedures bears on the fundamental question of whether the latter is traditionally or exclusively governmental in nature. Simply because a foster family agency may not be authorized to remove a child not yet designated a ward of the state from the home where he or she has been residing with his or her family, does not mean that its ability to transfer children between foster homes is any less governmental. Triad’s reliance on Martinez v. County of Kern, No. 06-CV1827 (LJO), 2007 WL 1079937 (E.D. Cal. April 9, 2007), does not aid its position because that case did not involve an agreement like the one here. As stated above, Triad does not deny that the County would have performed the actual functions at issue had the County conducted the placement itself. Triad’s arguments here do not suggest otherwise. 7 Indeed, the public function test “requires close scrutiny of historical exclusivity.” Rawson, 975 F.3d at 752 n.10 (citing Flagg Bros., 436 U.S. at 158). Neither side provides their perspective on this fundamental issue. The Court decline to examine a matter on an incomplete evidentiary record and not briefed by the parties, particularly since “[f]ederal courts disagree as to whether private foster agencies that place children in foster homes conduct a public function.” D.B. v. Brewer, No. 17-CV-1651 (CAS), 2017 WL 2766437, at *7 (C.D. Cal. June 26, 2016) (collecting cases). 7 Northern District of California United States District Court 1 considered. Accordingly, the motion for summary judgment on the Monell causes of action is 2 DENIED. 3 B. NEGLIGENCE 4 Triad also seeks summary judgment on the ground that J.P. is not entitled to relief for 5 emotional distress under his negligence cause of action.8 In California, “there is no independent tort 6 of negligent infliction of emotional distress[.]” Potter v. Firestone Tire & Rubber Co., 6 Cal.4th 7 965, 984 (1993); see also Judicial Council of California Civil Jury Instruction (“CACI”) 1620 (“The 8 doctrine of negligent infliction of emotional distress [(‘NIED’)] is not a separate tort or cause of 9 action. It simply allows certain persons to recover damages for emotional distress only on a 10 negligence cause of action even though they were not otherwise injured or harm.”) (citing Molien v 11 Kaiser Foundation Hospitals, 27 Cal.3d 916, 928 (1980)). NIED cases are generally divided into 12 two categories: (1) direct victim cases and (2) bystander cases. See Burgess v. Superior Court, 2 13 Cal.4th 1064, 1072 (1992). “The distinction between the ‘bystander’ and the ‘direct victim’ cases is 14 found in the source of the duty owed by the defendant to the victim.” Id. Triad challenges J.P.’s 15 ability to recover under both theories, which the Court addresses in turn. 1. J.P. AS A DIRECT VICTIM 16 17 Triad contends that J.P. was not a direct victim of its alleged negligence. “‘Direct victim’ 18 cases are cases in which the plaintiff’s claim of emotional distress is not based upon witnesses an 19 injury to someone else, but rather is based upon the violation of a duty owed directly to the 20 plaintiff.” Wooden v. Raveling, 61 Cal. App. 4th 1035, 1038 (1998). “The California Supreme 21 Court has allowed plaintiffs to recover damages as ‘direct victims’ in only three types of factual 22 situations: (1) the mishandling of corpses [Christensen v. Superior Court, 54 Cal.3d 868, 879 23 (1991)]; (2) the negligent misdiagnosis of a disease that could potentially harm another [Molien, 27 24 Cal.3d at 923]; and (3) the negligent breach of a duty arising out of a preexisting relationship 25 [Burgess, 2 Cal.4th at 1076].” CACI 1620. J.P. proceeds under the third category, alleging that 26 “[t]here was a special relationship between these foster siblings and [Triad].” (FAC ¶ 110; see also 27 Opp. at 18.) 28 8 J.P. concedes that he does not allege physical injury. 8 Triad specifically argues that its alleged failure “to protect M.M. from the harm caused by Northern District of California United States District Court 1 2 her ingestion of methamphetamine, does not create a duty on the part of Triad to protect [J.P.] from 3 the emotional distress he suffered because of M.M.’s death.” (Mtn. at 18.) Triad relies on Martin v. 4 United States, 984 F.2d 1033, 1034–35 (9th Cir. 1993), in which the plaintiff (and her mother) sued 5 for emotional distress stemming from a government child care center’s negligent supervision of the 6 plaintiff’s sister, who was abducted and raped on a field trip. The plaintiff was on the field trip with 7 her sister, who had separated from the group. Id. However, the Ninth Circuit concluded that the 8 plaintiff could not recover as a direct victim because California law does not “impos[e] a duty upon 9 a caretaker not negligently to cause emotional distress to a relative of the child being negligently 10 supervised.” Id. at 1036–37 (Plaintiff’s “argument that by virtue of a special relationship between 11 young children and supervisors, the supervisor has a duty to all children under his care not to let 12 harm occur to any of them that causes emotional distress to one of them, lacks support in California 13 law.”). 14 The Court agrees with Triad that Martin dictates a similar outcome in this case. While Triad 15 certainly owed J.P. a duty not to supervise him negligently, J.P.’s alleged emotional distress did not 16 arise from a breach of that duty. 9 Instead, the alleged distress arose from Triad’s failure to supervise 17 his sister. (FAC ¶ 116.) In other words, the tortious conduct upon which the NIED claim is based 18 was directed toward M.M., not J.P. Martin precludes direct-victim liability on this basis. See 19 Martin, 984 F.3d at 1036 (“When . . . negligence that causes injury to a third-party collaterally 20 results in the plaintiff’s emotional distress, but the tort is not also to the plaintiff, California courts 21 have been reluctant to find a duty and allow recovery for the negligent infliction of emotional 22 distress.”).10 Thus, based on the record in this case, the Court finds that, as a matter of law, J.P. was 23 24 25 26 27 28 9 Although J.P. alleges that Triad failed to care for his emotional well-being (FAC ¶ 114), he does not explain how such a duty is independent of Triad’s duty to supervise. 10 J.P. distinguishes the instant case from Martin in eight ways. However, none of the distinctions support the notion that his emotional distress arose from something other than Triad’s negligent supervision of M.M. (See Opp. at 21–22 (“Unlike the case at bar, the Martin defendant: (1) was a daycare service, not an FFA, (2) did not violate its reporting mandates, criminally, (3) was not delegated functions to assess and investigate risks after clear abuse or neglect at this park, (4) did not bring the children back to the same park without assessing the risks first, (5) did not initially certify the park as being safe before the first rape, (6) did not agree to encourage and not interfere 9 1 not a direct victim of Triad’s alleged negligence and therefore cannot prevail under a direct-victim 2 theory. Summary judgment is GRANTED on this theory. 3 2. J.P. AS A BYSTANDER Triad also contends that J.P. cannot sustain a claim as a bystander of its alleged negligence. 4 5 To recover for NIED as a bystander, the elements require that a plaintiff: “(1) is closely related to the 6 injury victim; (2) is present at the scene of the injury-producing event at the time it occurs and is 7 then aware that [the event] is causing injury to the victim; and (3) as a result suffers serious 8 emotional distress—a reaction beyond that which would be anticipated in a disinterested witness and 9 which is not an abnormal response to the circumstances.” Thing v. La Chusa, 48 Cal.3d 644, 667–68 10 Northern District of California United States District Court 11 (1989). The parties disagree as to the second element, that is, the relevant injury-producing event. 12 Here, Triad challenges J.P.’s showing, pointing to the undisputed fact that J.P. did not observe his 13 sister M.M. ingest the methamphetamine which caused her death. (Joint Stipulation of Fact, Dkt. 14 No. 117-2 at 32–33.) Triad further argues “J.P., who was then five years old when M.M. died would 15 not have had the capacity to appreciate that the methamphetamine ingested by M.M. was causing her 16 harm, even if he had seen her ingest it.” (Mtn. at 17.) J.P. disagrees, submitting that the injury- 17 producing event was the “‘sickness’ from drug toxicity” that caused M.M.’s injuries, not the 18 placement of the drug in her mouth. (Opp. at 22 (“M.M. could have spit them out, vomited them, or 19 20 21 with both siblings’ relationship, (7) was not bound to care for each sibling’s emotional wellbeing independent of its supervision duties of the day; or (8) contractually agree with the County to work together to ensure these siblings’ needs were met.”). 22 23 24 25 26 27 28 J.P. also relies on Marlene F. v. Affiliated Psychiatric Medical Clinic, Inc., 48 Cal.3d 583, 592 (1989). There, the mothers of two boys, who were molested by a therapist treating both the mothers and their sons for intra-family problems, were permitted to maintain a cause of action for negligent infliction of emotional distress against the therapist. The California Supreme Court concluded that the therapist had a duty to the mothers, because the mothers were also his patients, were being treated by him for intra-family difficulties, and was aware of the patients’ relationships. Id. at 585–591. When the therapist molested the boys, he breached his duty of care to the mothers as well as the boys. Id. at 591. The mothers’ distress arose from the therapist’s failure to protect their well-being. While Triad owed the same duty to J.P., his emotional distress arose from the breach of a different duty, that which Triad owed to M.M. A tort does not necessarily injure every member of a family unit in the same legal sense. Accordingly, Marlene is distinguishable. 10 1 if they were contained, had them pass through her system. What caused injuries was the drugs’ 2 absorption into M.M.’s young, small body.”).) Northern District of California United States District Court 3 The Court finds that plaintiff cannot establish the second element under Thing for either 4 asserted injury-producing event: the ingestion of the methamphetamine or its absorption into the 5 M.M.’s bloodstream (toxification). California courts read the requirement “that a plaintiff be 6 ‘present at the scene of the injury-producing event at the time it occurs and is then aware that it is 7 causing injury to the victim’ in light of the court’s admonition that recovery for NIED must be 8 limited to ‘plaintiffs who personally and contemporaneously perceive the injury-producing event and 9 its traumatic consequences.’” Ko v. Maxim Healthcare Services, Inc., 58 Cal. App. 5th 1144, 1156 10 (2020) (quoting Thing, 48 Cal.3d at 666, 669). “The Thing Court expressly disapproved suggestions 11 in prior cases that a negligent actor is liable to all those ‘who may have suffered emotional distress 12 on viewing or learning about the injurious consequences of his conduct,’ rather than on viewing the 13 injury-producing event itself.” Ra v. Superior Court, 154 Cal. App. 4th 142, 148 (2007) (quoting 14 Thing, 48 Cal.3d at 668). 15 With respect to Triad’s definition of the injury-producing event as ingestion, J.P. concedes 16 that he did not observe M.M. consuming the methamphetamine. Nor does J.P. argue that he could 17 otherwise sensorily perceive the occurrence of this event. Therefore, J.P. necessarily could not have 18 “witness[ed], with knowing comprehension, the ‘causal connection’ between accident and injury.” 19 Golstein v. Superior Court, 223 Cal. App. 3d 1415, 1425 (1990) (citing Ochoa v. Superior Court, 39 20 Cal.3d 159, 170 (1985)); see id. at 1427 (“Thing reaffirms Ochoa’s requirement of observation of the 21 injury-causing event, the injury, and the causal connection between them.”).11 Thus, defining the 22 injury-producing event as the ingestion of the drug, the Court finds that J.P. cannot satisfy the 23 second Thing requirement for bystander liability. 24 25 26 27 28 11 Even if J.P. had observed M.M. consume the drug, there is no evidence that “he was then aware” that M.M. was being injured thereby. See Golstein, 223 Cal. App. 3d at 1423 (criticizing holding in Mobaldi v. Regents of the Univ. of Cal., 55 Cal. App. 3d 573 (1976), in which a mother, whose son died in her arms after he was negligently injected with a dangerous solution for which she was present, recovered as a bystander) (“Even accepting the injection as the ‘accident,’ its role in triggering the emotional trauma is meaningless because—unlike a car bearing down on one’s child—the event was bereft of obvious danger.”); Bird v. Saenz, 28 Cal.4th 910, 920–21 (2002) (disapproving of Mobaldi). 11 1 2 M.M.’s bloodstream. By its nature, toxification is invisible and therefore could not have been “a 3 component of [J.P.’s] emotional trauma.” Id. at 1423. “In the case of an event which cannot be 4 perceived, distress recovery is not allowed.” Id. at 1427 (concluding that plaintiffs, parents of child 5 who received excessive dose of radiation, which is invisible, could not have witnessed the same and 6 therefore had not “experience[d] a contemporaneous sensory awareness of the causal connection 7 between the negligent conduct and the resulting injury”); see also Jansen v. Children’s Hospital 8 Medical Center, 31 Cal. App. 3d 22, 24 (1973) (injury-producing event “must itself be one which 9 can be the subject of sensory perception”).12 Therefore, the Court’s conclusion is not changed by 10 Northern District of California 11 United States District Court Nor can J.P. do so by re-defining the injury-producing event as absorption of the drug into characterizing the injury-producing event as drug absorption. In sum, the Court finds that, as a matter of law, J.P. was not “present at the scene of the 12 injury-producing event at the time it occur[red] and [was] then aware that it [was] causing injury” to 13 M.M. See Thing, 48 Cal.3d at 667–68. Thus, J.P. cannot establish NIED liability as a bystander. 14 12 15 16 17 18 J.P. argues that “[w]hen an injury-producing event’s effects are dramatic, visible, ongoing and slowly continue to injure a third party, the bystander need not observe the initial event. Nor must a bystander plaintiff perceive sensory or contemporaneous observations of the injury producing event when he experiences a progressive killing.” (Opp. at 23 (citing Zuniga v. Housing Authority, 41 Cal. App. 4th 82 (2011); Ortiz v. HPM Corp., 234 Cal. App. 3d 178 (2011); and Walsh v. Tehachapi Unified School District, No. 11-CV-1489 (LJO), 2013 WL 4517887 (E.D. Cal. Aug. 26, 2013)).) 19 20 21 22 23 24 25 26 27 28 However, the injury-producing event in each of the cited cases (the burning building in Zuniga, the pressing of the molding machine in Ortiz, and the dangling from a noose in Walsh), while still in progress, were “not necessarily hidden from the understanding awareness of” the plaintiff-bystanders. See Keyes v. Alta Bates Summit Medical Center, 235 Cal. App. 4th 484, 489 (2015); see also Bird, 28 Cal. 4th at 918 (“Such an accident, and its injury-causing effects, would not lie beyond the plaintiff’s understanding awareness.”). Conversely, M.M.’s adverse physical reaction, while also in progress, “carried no clear information to” J.P. that his sister was exposed to a harmful substance. See Bird, 28 Cal. 4th at 917 (“The earlier call for a thoracic surgeon over the hospital’s loudspeaker system may seem full of portent in retrospect, but it carried no clear information to a bystander in the waiting room about the progress of a particular surgical procedure.”). “The impact of personally observing the injury-producing event in most, although concededly not all, cases distinguishes the plaintiff’s resultant emotional distress from the emotion felt when one learns of the injury or death of a loved one from another, or observes pain and suffering but not the traumatic cause of the injury.” Ko, 58 Cal. App. 5th at 1153–54 (quoting Thing, 48 Cal.3d at 666) (emphasis supplied). 12 1 Because J.P. cannot recover for emotional distress either as a direct victim or a bystander of Triad’s 2 alleged negligence, the motion for summary judgment on this cause of action is GRANTED. 3 III. CONCLUSION Northern District of California United States District Court 4 In light of the Ninth Circuit’s decision, the individual County defendants, as well as the 5 Monell causes of action to the extent that they are based on the First Amendment, are DISMISSED. 6 The motion for summary judgment is GRANTED IN PART AND DENIED IN PART, such that the cause 7 of action for negligence is DISMISSED. The only causes of action that remain are those under Monell 8 against the County and Triad to the extent that they are based on the Fourteenth Amendment.13 The 9 Court hereby SETS a compliance deadline for December 10, 2021. Five (5) business days before 10 the compliance deadline, the parties must meet and confer and file a joint proposed schedule as to 11 the remaining claims, including the deadline by which the County must file its responsive pleading. 12 If compliance is complete, the compliance deadline will be taken off calendar. 13 14 15 This Order terminates Docket Numbers 117 and 135. IT IS SO ORDERED. Dated: November 19, 2021 ____________________________________ YVONNE GONZALEZ ROGERS UNITED STATES DISTRICT COURT JUDGE 16 17 18 19 20 21 22 23 24 25 13 26 27 28 In deciding the motion for summary judgment, the Court did not rely on matters which were filed with a request to seal. Thus, while the Court GRANTS the motion to seal (Dkt. No. 135), it does so only given the procedural context. The parties should not assume that the material will be sealed at trial. Likewise, the Court did not consider the evidence submitted by plaintiffs in opposition to the motion for summary judgment and therefore need not consider Triad’s objections thereto. (Dkt. No. 138-2.) 13
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