Edwards v. Swarthout, No. 4:2010cv04923 - Document 13 (N.D. Cal. 2012)
Court Description: ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS. Signed by Judge Hamilton on 6/18/12. (pjhlc3, COURT STAFF) (Filed on 6/18/2012)
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Edwards v. Swarthout Doc. 13 1 2 3 4 5 UNITED STATES DISTRICT COURT 6 NORTHERN DISTRICT OF CALIFORNIA 7 8 MARK L. EDWARDS, 9 Petitioner, No. C 10-4923 PJH v. 11 For the Northern District of California United States District Court 10 ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS 12 GARY SWARTHOUT, Warden, 13 Respondent. _______________________________/ 14 Before the court is the petition for writ of habeas corpus pursuant to 28 U.S.C. § 15 2254, filed by state prisoner, Mark L. Edwards (“Edwards”). Having reviewed the parties’ 16 papers, the record, and having carefully considered their arguments and the relevant legal 17 authorities, the court DENIES the petition. 18 BACKGROUND 19 A. Procedural Background 20 A jury in the Contra Costa County Superior Court convicted Edwards of (1) evading 21 a peace officer and causing serious bodily injury under California Vehicle Code § 2800.3, 22 and (2) and driving under the influence (“DUI”) causing injury under Vehicle Code § 23 23153(a). The jury further found two great bodily injury enhancements related to the DUI to 24 be true. The court also found true two other allegations, including that Edwards had 25 committed a prior DUI offense within ten years of the current offense, and that he had a 26 prior serious felony conviction and a prior strike conviction based on a 1994 robbery 27 conviction. 28 The court sentenced Edwards to a term of seventeen years imprisonment, Dockets.Justia.com 1 consisting of six years for the DUI conviction, based in part on the prior “strike” offense; 2 three years each for two great bodily injury enhancements; and five years for a prior 3 serious felony conviction. The court also imposed a five-year concurrent sentence for the 4 evading a peace officer conviction. Edwards appealed to the California Court of Appeal, which affirmed his conviction 5 6 and sentence on December 18, 2009. The California Supreme Court denied review on 7 March 10, 2010. On October 29, 2010, Edwards filed this federal habeas petition. 8 B. 9 Factual Background Edwards was charged and tried as a result of his role in an August 15, 2006 high- speed police chase and car crash near the border of El Cerrito and Richmond, California. 11 For the Northern District of California United States District Court 10 Several people were injured in the crash, including Edwards, who was subsequently 12 hospitalized. The charges for which Edwards was convicted related to injuries received by 13 Cynthia Pierce and Lawanda Wadley, both passengers in the vehicle Edwards was driving. 14 At the time of the crash, Edwards was driving his girlfriend’s SUV, and Pierce and 15 Wadley were passengers in the SUV. The other vehicle involved in the crash, a Nissan 16 Murano, carried three people, including its driver Deandre Kincaid, and two passengers, 17 Marsha Long and Aaron Powell. 18 Two different blood samples were drawn from Edwards after the accident, one at 19 9:40 p.m., approximately one hour after the accident, and one at 2:20 a.m., approximately 20 six hours after the accident. Based on these samples, one prosecution witness estimated 21 that Edwards’ blood alcohol content (“BAC”) was approximately .238 at the time of the 22 accident, and another estimated that his BAC was .266 more than one hour after the 23 accident. 24 San Pablo Police Officer Timothy Cauwels witnessed the events immediately 25 preceding the crash. Cauwels was parked in his marked patrol car at an intersection in 26 San Pablo, California at approximately 8:30 p.m. when he heard the SUV revving its 27 engine. The SUV subsequently entered the intersection, approaching Cauwels’ vehicle, 28 2 1 ran a red light, and narrowly missed hitting another car. Cauwels made a u-turn and turned 2 on his patrol car’s overhead lights, and the SUV pulled over. As Cauwels began making a 3 radio dispatch regarding the traffic stop, the SUV sped away. Cauwels turned on his 4 flashing lights and siren and pursued the SUV, which was accelerating quickly. Cauwels 5 observed that within just a few blocks, the SUV was traveling at approximately 80 miles per 6 hour and had run two more red lights. 7 At an overpass near Richmond, California, Cauwels terminated the pursuit as the 8 SUV now traveled at approximately ninety to one hundred miles per hour in a thirty mile per 9 hour speed zone. Cauwels lost sight of the SUV for a moment as it traveled over the overpass, but just a few seconds later, Cauwels observed a huge cloud of smoke. When 11 For the Northern District of California United States District Court 10 he arrived at the scene soon after, Cauwels saw that two cars, including the SUV and a 12 Nissan Murano, were completely destroyed, bodies were laying in the roadway, and oil, 13 fluids, and other car parts were “everywhere.” 14 Edwards was one of three bodies Cauwels observed on the ground at the scene. 15 Cauwels quickly checked the three bodies, but mistakenly believing all three were dead, 16 went to help three additional people who were screaming and trapped inside the Nissan, 17 which was resting on its side. Cauwels freed the three people in the Nissan, and then 18 returned to help the victims on the ground. 19 Two of the victims on the ground had regained consciousness, and appeared to be 20 moving. Cauwels asked the two women who was driving the SUV, and both women 21 pointed at Edwards, who was laying unconscious nearby. Some of the victims were taken 22 to the hospital by helicopter, and others were taken by ambulance. 23 In addition to Cauwels, Richmond Police Sergeant Andre Hill responded to the 24 scene of the accident. Sergeant Hill’s investigation revealed that Edwards’ SUV was 25 traveling southbound on the overpass at a high rate of speed, that Edwards lost control, the 26 SUV crossed over the double yellow line and traveled into the northbound lanes of traffic, 27 and struck the Nissan. The debris and damage to the vehicles demonstrated that the SUV 28 3 1 had been traveling at a significant velocity. Hill determined that Edwards was at fault, that 2 his intoxication was the primary cause of the crash, and that an additional factor was his 3 failure to drive on the correct side of the road and his crossing a divided highway. 4 One of the female victims, Pierce, was hospitalized for four days after the accident. 5 She suffered from neck and back pain after the accident for approximately two and a half 6 weeks to a month, was given a neck brace to wear, and received four stitches to her head. 7 The other female victim, Wadley, also was hospitalized for approximately four days after 8 the accident. She received stitches to her head, had a leg injury that required a splint, and 9 was required to use a walker for approximately two weeks after the accident. 11 For the Northern District of California United States District Court 10 12 ISSUES Edwards raises the following two claims, both of which he raised before the California appellate courts on direct appeal: 13 (1) that his Due Process rights were violated because the phrase “great bodily injury” 14 as defined by California Penal Code § 12022.7 is unconstitutionally vague on its face 15 and as applies to him; and 16 (2) that the Fifth Amendment Double Jeopardy Clause was violated because he 17 was convicted and punished twice for causing the same injuries to the same people. 18 19 STANDARD OF REVIEW A district court may not grant a petition challenging a state conviction or sentence on 20 the basis of a claim that was reviewed on the merits in state court unless the state court's 21 adjudication of the claim: “(1) resulted in a decision that was contrary to, or involved an 22 unreasonable application of, clearly established Federal law, as determined by the 23 Supreme Court of the United States; or (2) resulted in a decision that was based on an 24 unreasonable determination of the facts in light of the evidence presented in the State court 25 proceeding.” 28 U.S.C. § 2254(d). The first prong applies both to questions of law and to 26 mixed questions of law and fact, Williams (Terry) v. Taylor, 529 U.S. 362, 407–09, (2000), 27 while the second prong applies to decisions based on factual determinations, Miller–El v. 28 4 1 2 Cockrell, 537 U.S. 322, 340 (2003). A state court decision is “contrary to” Supreme Court authority, that is, falls under the 3 first clause of § 2254(d)(1), only if “the state court arrives at a conclusion opposite to that 4 reached by [the Supreme] Court on a question of law or if the state court decides a case 5 differently than [the Supreme] Court has on a set of materially indistinguishable facts.” 6 Williams (Terry), 529 U.S. at 412–13. A state court decision is an “unreasonable 7 application of” Supreme Court authority, falling under the second clause of § 2254(d)(1), if it 8 correctly identifies the governing legal principle from the Supreme Court's decisions but 9 “unreasonably applies that principle to the facts of the prisoner's case.” Id. at 413. The federal court on habeas review may not issue the writ “simply because that court concludes 11 For the Northern District of California United States District Court 10 in its independent judgment that the relevant state-court decision applied clearly 12 established federal law erroneously or incorrectly.” Id. at 411. Rather, the application must 13 be “objectively unreasonable” to support granting the writ. Id. at 409. 14 A state court's determination that a claim lacks merit precludes federal habeas relief 15 so long as “fairminded jurists could disagree” on the correctness of the state court's 16 decision. Harrington v. Richter, 131 S.Ct. 770, 786-87 (2011) (citing Yarborough v. 17 Alvarado, 541 U.S. 652, 664 (2004)). “[E]valuating whether a rule application [i]s 18 unreasonable requires considering the rule's specificity. The more general the rule, the 19 more leeway courts have in reaching outcomes in case-by-case determinations.” Id. “As a 20 condition for obtaining habeas corpus [relief] from a federal court, a state prisoner must 21 show that the state court's ruling on the claim being presented in federal court was so 22 lacking in justification that there was an error well understood and comprehended in 23 existing law beyond any possibility for fairminded disagreement.” Id. 24 Under 28 U.S.C. § 2254(d)(2), a state court decision “based on a factual 25 determination will not be overturned on factual grounds unless objectively unreasonable in 26 light of the evidence presented in the state-court proceeding.” Miller–El, 537 U.S. at 340. 27 Review under § 2254(d)(1) is limited to the record that was before the state court that 28 5 1 adjudicated the claim on the merits. Cullen v. Pinholster, 131 S.Ct. 1388, 1398 (2011). 2 When a federal claim has been presented to a state court and the state court has denied 3 relief, it may be presumed that the state court adjudicated the claim on the merits in the 4 absence of any indication or state-law procedural principles to the contrary. Harrington, 5 131 S.Ct. at 784–85. When there is no reasoned opinion from the highest state court to 6 consider the petitioner's claims, the court looks to the last reasoned opinion. Ylst v. 7 Nunnemaker, 501 U.S. 797, 801–06 (1991). 8 9 DISCUSSION A. Vagueness Claim Edwards raises the same claim in his federal habeas petition that he raised before 11 For the Northern District of California United States District Court 10 the California courts on direct appeal. He argues that the phrase “great bodily injury,” as 12 defined by California Penal Code section 12022.7, subdivisions (a) and (f), is 13 unconstitutionally vague under the Due Process Clause of the Fourteenth Amendment of 14 the United States Constitution and also is unconstitutional as applied to him. Those 15 sections provide in pertinent part that: 16 17 18 19 (a) Any person who personally inflicts great bodily injury on any person other than an accomplice in the commission of a felony or attempted felony shall be punished by an additional and consecutive term of imprisonment in the state prison for three years. .... (f) As used in this section, “great bodily injury” means a significant or substantial physical injury. 20 Under California law, for a “great bodily injury” to have occurred, the victim need not 21 have suffered a permanent or prolonged injury, disfigurement, or impairment. See People 22 v. Escobar, 3 Cal.4th 740, 750 (Cal. Sup. Ct. 1992); People v. Cross, 45 Cal.4th 58, 64 23 (Cal. Ct. App. 2008). The question of whether a victim has suffered physical harm 24 amounting to a “great bodily injury” is a factual inquiry to be resolved by the jury. Id. “Proof 25 that a victim's bodily injury is ‘great’ . . . is commonly established by evidence of the 26 severity of the victim's physical injury, the resulting pain, or the medical care required to 27 treat or repair the injury.” Id. at 66. 28 6 1 1. State Court Ruling 2 The California Court of Appeal rejected Edwards’ facial and as applied vagueness 3 challenges to the statute under both the United States and the California Constitutions. 4 The court held as follows regarding Edwards’ facial challenge to section 12022.7: 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 In his opening brief, defendant argues that the definition of ‘great bodily injury’ contained in section 12022.7 is unconstitutionally vague on its face. Although he takes some care in outlining the United States Supreme Court's discussion of the ‘void-for-vagueness’ doctrine in criminal cases, relying heavily on Kolender v. Lawson, 461 U.S. 352 (1983) (Kolender), he presents a very spare argument for his position regarding section 12022.7. Essentially, he poses a few hypothetical questions about different types of injuries, and cites People v. Nava, 207 Cal.App.3d 1490 (1989), in which the appellate court found that the trial court committed instructional error when it instructed the jury that a bone fracture was a ‘great bodily injury’ pursuant to section 12022.7, as this usurped the function of the jury. Id. at 1495, 1497-1499. Defendant concludes that under Kolender this approach ‘virtually entrusts lawmaking to the jury, and hence the statute is unconstitutional.’ According to defendant, we must find section 12022.7 unconstitutional because it does not ‘establish minimal guidelines to govern law enforcement’ pursuant to Kolender's instruction. 461 U.S. at 357-358. Therefore, the true findings of the 12022.7 enhancements attached to count two should not be allowed to stand. 14 15 16 17 18 19 We disagree. The instructional error analysis in People v. Nava, 207 Cal.App.3d 1490, is not relevant to the constitutional question defendant raises here; if anything, it stands for the proposition that determining whether an injury satisfies section 12022.7 is a jury function. On the other hand, in his opening brief, defendant, other than citing People v. Cross, 45 Cal.4th 58, ignores the ample California case law that has upheld the constitutionality of ‘great bodily injury’ or equivalent language. For example, in People v. Guest, 181 Cal.App.3d 809 (1986), the court rejected a claim ‘that section 12022.7 is unconstitutionally vague because one cannot tell from instance to instance what injuries will be considered significant or substantial enough to constitute great bodily injury.’ Id. at 811. The court explained: 20 21 22 23 24 25 26 27 The orthodox test under the United States or California Constitutions for unconstitutional vagueness is whether the statute ‘either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application [,] [violating] the first essential of due process of law.’ However, ‘a statute is sufficiently certain if it employs words of long usage or with a common law meaning, notwithstanding an element of degree in the definition as to which estimates may differ.’ As we have stated . . . , ‘We are persuaded by the long acceptance of great bodily injury as a term commonly understandable to jurors that it has not acquired a technical legal definition requiring in the absence of special circumstances a clarifying instruction.’ While the defendant may be correct in that an ‘I know it when I see it’ standard is applied to injuries under section 12022.7, men of 28 7 2 common intelligence can apply these words of long usage to discern what injuries they are forbidden to inflict under pain of enhancement. . . . Section 12022.7 is constitutional. 3 People v. Guest, 181 Cal.App.3d at 811-812. 1 4 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 In People v. Maciel, 113 Cal.App.4th 679 (2003) (Maciel), the court also found that the phrase ‘great bodily injury’ contained in section 12022.7 is not vague. The court acknowledged that a penal statute must define an offense with sufficient definiteness that ordinary people can understand what conduct is prohibited, and in a manner that does not encourage arbitrary and discriminatory enforcement. Id. at 683. If a criminal statute is not sufficiently certain and definite, it is unconstitutionally vague. Id. The court found that ‘the phrase ‘great bodily injury’ standing alone is not vague. The term ‘great bodily injury’ has been used in the law of California for over a century without further definition and the courts have consistently held that it is not a technical term that requires further elaboration.’ Id. at 686. The Maciel court quoted the definition contained in section 12022.7, subdivision (f), of ‘great bodily injury’ as ‘a significant or substantial physical injury,’ and stated that the phrase was ‘sufficiently certain and definite to meet the constitutional requirements' and avoid vagueness.’ Id. at 686; see also People v. La Fargue, 147 Cal.App.3d 878, 886-887 (1983) (‘[t]he term ‘great bodily injury’ has been used in the law of California for over a century without further definition and the courts have consistently held that it is not a technical term that requires further elaboration’); People v. Roberts, 114 Cal.App.3d 960, 962-963 (1981) (finding ‘great bodily injury,’ as used in Penal Code section 245, subdivision (a), was not unconstitutionally vague). The People cite most of these cases in their respondent's brief. In his reply brief, defendant argues that the cases relied upon by the People ‘did not address the constitutionality of Penal Code section 12022.7 in light of Kolender, 461 U.S. 352. Kolender is controlling authority on the issue, and merits some consideration.’ Defendant does not explain why he failed to inform this court in his opening brief about California cases that have ruled on the very issue he raises here. Regardless, his effort to distinguish these cases based on Kolender is unpersuasive. 19 20 21 22 23 24 25 26 27 Defendant correctly points out that in Kolender, 461 U .S. 352, the United States Supreme Court found that the requirement that a suspect loiterer provide ‘credible and reliable’ identification to a peace officer to account for his presence, as provided for in section 647(e), was unconstitutionally vague. In doing so, the court, relying in part on its previous ruling in Hoffman Estates v. Flipside, 455 U.S. 489 (1982) (Hoffman Estates), noted, ‘As generally stated, the void-for-vagueness doctrine requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.’ Kolender, 461 U S. at 357-358. Furthermore, the majority in Kolender, in distinguishing its view from Justice White's dissent, stated that his description of the court's previous holdings as requiring that a statute be held unconstitutionally vague only if it was vague ‘In all its possible applications was inaccurate in several respects.’ Id. at 358-59 n 8. Relying again on Hoffman Estates, the majority stated that this description ‘neglects the fact that we permit a facial challenge if a law reaches a substantial amount of constitutionally protected conduct.’ Id. at 359 28 8 1 2 n. 8. The majority also stated that ‘where a statute imposes criminal penalties, the standard of certainty is higher. This concern has, at times, led us to invalidate a criminal statute on its face even when it could conceivably have had some valid application.’ Id. 3 4 5 6 7 8 9 11 For the Northern District of California United States District Court 10 12 13 14 15 16 17 18 19 20 21 22 The Supreme Court's discussion makes clear that Kolender, 461 U.S. 352, rather than chart a new direction as defendant suggests, merely summarized and clarified its previous holdings, including its discussion in Hoffman Estates, 455 U.S. 489. Defendant also fails to explain how the court's treatment of the language and statute involved in Kolender has any real bearing on the language he challenges here, which, as we have indicated, has been employed for more than a century, and repeatedly been found to be constitutional. Defendant makes a number of other unpersuasive arguments. First, he contends that People v. Guest, 181 Cal.App.3d 809, is somehow inapposite because the court relied on the long usage and commonly understood meaning of ‘great bodily injury.’ Id. at 811. According to defendant, ‘[l]ong usage or common usage . . . plays no significant role in a vagueness analysis after Kolender.’ We fail to see how this is the case from our reading of Kolender. Indeed, as we have discovered in our independent research, after Kolender, the Fourth District rejected a void-for-vagueness challenge to the phrase ‘great bodily injury,’ as used in Penal Code section 273ab, based on long usage, and with Kolender, 461 U.S. 352, in mind. In People v. Albritton, 67 Cal.App.4th 647 (1998) (Albritton), the Fourth District quoted Kolender's ‘sufficient definiteness’ requirement, as well as the requirement stated in People v. Heitzman, 9 Cal.4th 189 (1994), that a criminal statute ‘be definite enough to provide a standard of conduct for those whose activities are proscribed,’ and ‘provide definite guidelines for the police . . . to prevent arbitrary and discriminatory enforcement.’ Albritton, 67 Cal.App.4th at 656-657. The court also correctly pointed out that ‘[t]he starting point of our analysis is the strong presumption that legislative enactments must be upheld unless their unconstitutionality clearly, positively, and unmistakably appears. A statute should be sufficiently certain so that a person may know what is prohibited thereby and what may be done without violating its provisions, but it cannot be held void for uncertainty if any reasonable and practical construction can be given to its language.’ Id. at 657. The Fourth District rejected Albritton's argument that the phrase ‘great bodily injury’ was vague because it could cover ‘a multitude of injuries ranging from a cut lip to broken bones,’ noting that, as we have discussed, the term ‘has been used in the law of California for over a century without further definition and the courts have consistently held that it is not a technical term that requires further elaboration.’ Id. at 658 (quoting People v. La Fargue, supra, 147 Cal.App.3d at pp. 886-887.) 23 24 25 26 27 Defendant also argues that the court in People v. Maciel, 113 Cal.App.4th 679, should be ignored, because it employed the ‘vague in all its applications’ test, id. at 683, that is intended for civil, but not criminal cases, as stated in Kolender, 461 U.S. at 358-359 n. 8. We do not necessarily agree that Kolender rejects the application of this test in all criminal cases, but need not determine this issue. Defendant's argument is unpersuasive because Maciel did not directly apply this standard, instead looking to the long usage of the phrase ‘great bodily injury’ and previous case law to conclude that it was not unconstitutionally vague. 113 Cal.App.4th at 686. 28 9 1 2 3 4 5 6 7 8 9 Finally, as the People point out, after Kolender, 461 U.S. 352, the United States Supreme Court decided James v. United States, 550 U.S. 192 (2007), which also provides some support for our conclusion here. In James, the majority, relying in part on the court's discussion in Kolender, rejected Justice Scalia's dissenting argument that the phrase ‘serious potential risk of physical injury’ was unconstitutionally vague. James, 550 U.S. at 210 n. 6. In doing so, the court relied in part on similar formulations in federal and state criminal statutes, including California's Health and Safety Code section 42400.3, subdivision (b), which criminalized air pollution that ‘results in any unreasonable risk of great bodily injury. . .’ Id. at 210. Defendant argues that this analysis focuses on statutes involving risk of great bodily injury, rather than great bodily injury itself, and also cites People v. Roberts, 114 Cal.App.3d at 964 (distinguishing between cases involving assaults in which there is a likelihood that great bodily injury will result and those involving enhancements for the actual injury inflicted). We do not think this distinction is as relevant, however, as the fact that the James majority summarily dismissed Justice Scalia's ‘void-for-vagueness’ argument. The California Court of Appeal then held as follows regarding Edwards’ as applied 11 For the Northern District of California United States District Court 10 challenge to section 12022.7: 12 13 14 15 16 17 18 19 Defendant's argument that section 12022.7 is void for vagueness as applied to him in this case is also without merit. Defendant does not provide any meaningful legal analysis. Instead, relying again on the inapposite instructional error discussion in People v. Nava, 207 Cal.App.3d 1490, and on his minimizing of the injuries to Pierce and Wadley, defendant appears to argue that if the jury had been properly instructed pursuant to Kolender, 461 U.S. 352, it could have found that the injuries to Pierce and Wadley were not great bodily injuries. However, there was ample evidence to support the jury's conclusion that the two suffered significant and substantial physical injuries. They lost consciousness, later received stitches to their heads, were hospitalized for days, and endured pain and/or significant physical limitations for weeks after the accident. We reject defendant's argument that under Kolender, his constitutional rights were somehow violated as a result of section 12022.7's application to his case. 20 2. Legal Standards 21 A state criminal statute may be challenged as unconstitutionally vague by way of a 22 petition for a writ of habeas corpus by a prisoner convicted under the statute. See Vlasak 23 v. Superior Court of California, 329 F.3d 683, 688-90 (9th Cir. 2003). Outside the First 24 Amendment context, a petitioner alleging facial vagueness must show that “the enactment 25 is impermissibly vague in all its applications.” Hotel & Motel Ass'n of Oakland v. City of 26 Oakland, 344 F.3d 959, 972 (9th Cir. 2003) (quoting Village of Hoffman Estates v. Flipside, 27 Hoffman Estates, Inc., 455 U.S. 489, 495 (1982)); Humanitarian Law Project v. United 28 10 1 States Treasury Dept., 578 F.3d 1133 (9th Cir. 2009). Additionally, “[u]nless First 2 Amendment freedoms are implicated, a vagueness challenge may not rest on arguments 3 that the law is vague in its hypothetical applications, but must show that the law is vague as 4 applied to the facts of the case at hand.” United States v. Johnson, 130 F.3d 1352, 1354 5 (9th Cir. 1997) (citing Chapman v. United States, 500 U.S. 453, 467 (1991)). 6 “To satisfy due process, ‘a penal statute [must] define the criminal offense (1) with (2) in a manner that does not encourage arbitrary and discriminatory enforcement.’” Skilling 9 v. United States, 130 S.Ct. 2896, 2927–28 (2010) (quoting Kolender v. Lawson, 461 U.S. 10 352, 357 (1983)); United States v. Kilbride, 584 F.3d 1240, 1256–57 (9th Cir. 2009) (even 11 For the Northern District of California sufficient definiteness that ordinary people can understand what conduct is prohibited; and 8 United States District Court 7 under heightened standards of clarity for statutes involving criminal sanctions, “due process 12 does not require impossible standards of clarity”); see also Maynard v. Cartwright, 486 U.S. 13 356, 361 (1988) (“[o]bjections to vagueness under the Due Process Clause rest on lack of 14 notice, and hence may be overcome in any specific case where reasonable persons would 15 know that their conduct is at risk”). 16 A criminal statute is unconstitutionally vague when it “fails to give a person of 17 ordinary intelligence fair notice that his contemplated conduct is forbidden by the statute.” 18 United States v. Harriss, 347 U.S. 612, 617 (1954); see also United States v. Batchelder, 19 442 U.S. 114, 123 (1979). A statute will meet the certainty required by the Constitution if its 20 language conveys sufficiently definite warning as to the proscribed conduct when 21 measured by common understanding and practices. See Panther v. Hames, 991 F.2d 576, 22 578 (9th Cir. 1993); see also, e.g., Holder v. Humanitarian Law Project, 130 S.Ct. 2705, 23 2719-21 (2010) (finding statutory terms “training,” “expert advice or assistance,” “service,” 24 and “personnel” in federal statute prohibiting knowingly providing material support to a 25 foreign terrorist organization provide fair notice because they do not require “untethered, 26 subjective judgments”); United States v. Rodriguez, 360 F.3d 949, 954 (9th Cir. 2004) 27 (Hobbs Act's definition of commerce is well-established and therefore not unconstitutionally 28 11 1 vague); Houston v. Roe, 177 F.3d 901, 907-08 (9th Cir. 1999) (California’s non-capital first 2 degree murder by lying in wait statute is not vague because it applies to slightly different 3 conduct than capital murder with the special circumstance of lying in wait and therefore the 4 two statutes do not encourage discriminatory or arbitrary enforcement). 5 In assessing whether a state statute is unconstitutionally vague, federal courts must 6 look to the plain language of the statute, as well as consider state courts' constructions of 7 the challenged statute. See Kolender, 461 U.S. at 355; see also United States v. Lanier, 8 520 U.S. 259, 266 (1997) (noting that judicial opinions may clarify “an otherwise uncertain 9 statute”); Nunez by Nunez v. City of San Diego, 114 F.3d 935, 941-42 (9th Cir. 1997). The federal court is not bound by the state court's analysis of the constitutional effect of that 11 For the Northern District of California United States District Court 10 construction, however. See Nunez, 114 F.3d at 942. Nevertheless, it must accept a 12 narrow construction to uphold the constitutionality of a state statute if its language is readily 13 susceptible to it. See id. 14 When a term has a well-settled common law meaning, it will not violate due process 15 "'notwithstanding an element of degree in the definition as to which estimates might differ.'" 16 Panther, 991 F.2d at 578 (quoting Connally v. General Constr. Co., 269 U.S. 385, 391 17 (1926)). For example, the fact that a penal statute requires a jury upon occasion to 18 determine a question of reasonableness is not sufficient to make it too vague to afford a 19 practical guide to permissible conduct. See id. at 578-80 (use of "substantial risk" and 20 "gross deviation" to define prohibited conduct did not make Alaska criminal negligence 21 statute unconstitutionally vague) (quoting United States v. Ragen, 314 U.S. 513, 523 22 (1942)). 23 To avoid a vagueness challenge based on the potential for arbitrary enforcement, 24 statutes must include “minimal guidelines to govern law enforcement.” Kolender, 461 U.S. 25 at 358; see also City of Chicago v. Morales, 527 U.S. 41, 60 (1999). “Where the legislature 26 fails to provide such minimal guidelines, a criminal statute may permit a standardless 27 sweep that allows policemen, prosecutors, and juries to pursue their personal 28 12 1 predilections.” Kolender, 461 U.S. at 358. 2 In the Kolender case relied on by Edwards before the California appellate courts and 3 before this court, as discussed below, the Supreme Court declared unconstitutionally vague 4 a California anti-loitering statute requiring persons loitering or wandering the streets to 5 provide a “credible and reliable” identification and to account for their presence upon police 6 request. 461 U.S. at 358-59. Although the law was deemed to violate the Due Process 7 Clause of the Fourteenth Amendment because it failed to define what was meant by 8 “credible and reliable,” the Kolender Court also noted its concern that the challenged 9 statute had the potential to suppress First Amendment rights. See id. at 357-63. The petitioner in Kolender had been arrested fifteen times for disorderly conduct, 11 For the Northern District of California United States District Court 10 prosecuted twice, and convicted once, under a California statute which provided that an 12 individual had committed the offense if, he “loiters or wanders upon the streets or from 13 place to place without apparent reason or business and who refuses to identify himself and 14 to account for his presence when requested by any peace officer to do so, if the 15 surrounding circumstances are such as to indicate to a reasonable man that the public 16 safety demands such identification." Id. (citing Cal. Penal Code § 647(e)). The Supreme 17 Court was concerned that by affording so much discretion to police in determining whether 18 a suspect violated the anti-loitering law, the statute “furnishe[d] a convenient tool for harsh 19 and discriminatory enforcement by local prosecuting officials, against particular groups 20 deemed to merit their displeasure.” Id. at 359. The Court noted that the void-for-vagueness 21 doctrine focuses not only on notice, but on whether the “legislature establish[ed] minimal 22 guidelines to govern law enforcement.” Id. at 358. Ultimately, the Kolender Court held that 23 the state statute was unconstitutionally vague on its face because it “encourage[d] arbitrary 24 enforcement by failing to describe with sufficient particularity what a suspect must do in 25 order to satisfy the statute.” Id. at 361. 26 3. Parties’ Arguments 27 As for his facial challenge, in his current petition, Edwards suggests that the state 28 13 1 court of appeal applied state law cases and standards that were contrary to the Supreme 2 Court’s holding in Kolender. He argues that for the same reasons the Kolender Court 3 found California Penal Code § 647(e) unconstitutionally vague, so is section 12022.7. 4 Edwards contends that the jury should not be permitted to decide what constitutes “great 5 bodily injury” with no guidance “from the court at all.” 6 The state responds that contrary to Edwards’ suggestions otherwise, the California 7 Court of Appeal correctly applied the law as set out by the Supreme Court in Kolender. It 8 asserts that the state court addressed Kolender at length, applying the legal standards 9 taken directly from Kolender. It further argues that it was not unreasonable for the state court to rely on long usage and common understanding for the term “great bodily injury” in 11 For the Northern District of California United States District Court 10 finding that the language was not unconstitutionally vague. It notes that in addition to 12 Kolender, the state court also relied on the Supreme Court’s decision in James v. United 13 States, 550 U.S. 192 (2007). 14 In his traverse, Edwards challenges the California Court of Appeal’s interpretation of 15 its own case law. He also disputes the state’s contention that the state court applied 16 Kolender, asserting that its decision makes no reference to the “minimal guidelines” 17 required by Kolender. Edwards argues that Kolender requires “minimal guidelines” so that 18 juries such as his have guidance in applying phrases like “great bodily injury.” 19 Regarding his as applied challenge, Edwards argues that a jury provided with the 20 guidance required by Kolender could have found that the injuries attributed to him did not 21 qualify as “great bodily injuries,” and that § 12022.7 was therefore unconstitutional as 22 applied to him. 23 The state responds that given the state court’s holding regarding the nature of the 24 victims’ injuries, Edwards is unable to show that the court’s conclusion was so lacking in 25 justification as to entitle him to relief. 26 27 In his traverse, Edwards argues that the issue is not one of sufficiency of the evidence. He contends that the jury was not given any standard to follow regarding the 28 14 1 definition of “great bodily injury,” and without any such guidance, the jurors could have 2 followed their own predilections, which he asserts may have been contrary to Kolender. 3 4. Analysis 4 The state appellate court’s decision that the statute was not facially 5 unconstitutionally vague was neither contrary to, nor involved an unreasonable application 6 of, clearly established federal law, as determined by the Supreme Court of the United 7 States, because California Penal Code § 12022.7 includes “minimal guidelines” to govern 8 those who apply the law. See Kolender, 461 U.S. at 358. As described above, the statute 9 defines “great bodily injury” to include only “significant or substantial physical injury.” Additionally, California’s “great bodily injury” standard jury instructions, as given in this 11 For the Northern District of California United States District Court 10 case, further explain that “minor” or “moderate” injuries do not constitute great bodily injury. 12 See R.T. 370-71 (giving CALCRIM 3160). It was not unreasonable for the state appellate 13 court to conclude that these definitions provide sufficient guidelines for juries to follow. See 14 Kolender, 461 U.S. at 358. 15 Edwards’ assertion that the California Court of Appeal failed to reference Kolender’s 16 “minimal guidelines” standard is entirely without merit. The state court correctly and 17 expressly noted at the outset that Edwards’ primary focus was not so much on the right to 18 notice as it was on the prohibition against arbitrary enforcement, and specifically on 19 Kolender’s “minimal guidelines” requirement. See Exh. F at 5-6. The state court then 20 noted a number of state cases in which California courts have held that the phrase “great 21 bodily injury” or its equivalent was not unconstitutionally vague, and rejected Edwards’ 22 suggestion that Kolender mandated a different result in those cases. 23 It was not unreasonable, as Edwards suggests, for the California Court of Appeal to 24 consider its own case law in assessing whether the statute was unconstitutionally vague, or 25 the common usage and acceptance of the phrase “great bodily injury.” See Panther, 991 26 F.2d at 578; see also, e.g., Humanitarian Law Project, 130 S.Ct. at 2719-21. In fact, in 27 assessing whether a state statute is unconstitutionally vague, federal courts must consider 28 15 1 state courts' constructions of the challenged statute. See Kolender, 461 U.S. at 355; see 2 also Lanier, 520 U.S. at 266. The court notes that numerous California appellate courts 3 have repeatedly rejected the very challenge Edwards raises here, and the state court 4 decisions cited by the appellate court in this case are not contrary to the United Supreme 5 Court’s decision in Kolender. As the state court correctly noted, Kolender did not so much 6 chart a new course in terms of federal constitutional law regarding the vagueness doctrine, 7 as it clarified and built upon the Court’s prior decisions in Village of Hoffman Estates v. 8 Flipside, 455 U.S. 489 (1982), and Smith v. Goguen, 415 U.S. 566 (1974)). See Kolender, 9 461 U.S. at 357-360. Additionally, the California Court of Appeal’s decision that as applied, § 12022.7 was 11 For the Northern District of California United States District Court 10 not unconstitutionally vague, was neither contrary to, nor involved an unreasonable 12 application of, clearly established federal law, as determined by the Supreme Court of the 13 United States. First, an ordinary person plainly could understand that evading a police 14 officer and driving a vehicle while intoxicated at least sixty miles per hour above the speed 15 limit at ninety to one hundred miles per hour on local streets would constitute prohibited 16 conduct. Per California Penal Code section 12022.7(f), Edwards was on notice that 17 causing any “significant or substantial physical injury” would subject him to criminal liability. 18 Moreover, given the two victims’ injuries in this case, which included a loss of 19 consciousness by both, hospitalization for several days, fractured vertebrae, and stitches, 20 the jury’s finding of “great bodily injury” cannot be deemed the result of its arbitrary exercise 21 of personal predilections. For these reasons, this claim fails. 22 23 24 B. Double Jeopardy Again, Edwards raises the same claim before this court that he raised before the 25 California appellate courts on direct appeal. He argues that the trial court’s imposition of 26 sentence on the great bodily injury enhancements as to count two, the DUI charge, violated 27 double jeopardy because the jury found him guilty in count one, evading a peace officer, of 28 16 1 causing serious injury to the same individuals, Pierce and Wadley. He contends that he 2 was thus convicted and punished twice for causing the same injuries to the same people. 3 At sentencing, the trial court stated that count two, the DUI charge, would be the 4 primary offense, and it imposed the upper term of three years on that count, which it 5 doubled based on Edwards’ prior strike offense. As noted above, the court then imposed a 6 five-year term on count one, evading a peace officer, to run concurrently. The court added 7 three years for each of the great bodily injury enhancements alleged as to count two as 8 pertained to Pierce and Wadley, for a total of six additional years. 9 State Court Ruling The California Court of Appeal rejected Edwards’ claim, noting that California Penal 11 For the Northern District of California United States District Court 10 1. Code § 12022.7, pertaining to great bodily injury, is a sentencing enhancement and not a 12 substantive offense. It further noted that Edwards had not cited any authority that 13 precludes a defendant from being “convicted and punished for a substantive offense that 14 includes as an element conduct arguably equivalent to that found true for an enhancement 15 to another offense.” The appellate court relied on the California Supreme Court’s decision 16 in another case in concluding that Edwards’ sentence did not violate double jeopardy. See 17 People v. Sloan, 42 Cal.4th 110, 121 (Cal. Sup. Ct. 2007) (citing Hudson v. United States, 18 522 U.S. 93, 99 (1997), and noting that “the [United States] Supreme Court has made clear 19 that ‘[t]he [Double Jeopardy] Clause protects only against the imposition of multiple criminal 20 punishments for the same offense. . . and then only when such occurs in successive 21 proceedings’”). 22 23 24 25 26 27 The California court rejected Edwards’ arguments otherwise, based on United States Supreme Court law: Defendant argues that the People present “far too broad a description” of the United States Supreme Court's interpretation of the Double Jeopardy Clause. He quotes the high court's statement in Missouri v. Hunter, 459 U.S. 359 (1983), that “[w]ith respect to cumulative sentences imposed on a single trial, the Double Jeopardy Clause does no more than prevent the sentencing court from prescribing greater punishment than the Legislature intended.” Id. at 366. Defendant ignores that the Sloan court's source for its description of the limited scope of the Double Jeopardy Clause was the United States Supreme 28 17 4 Court's discussion in Hudson, 522 U.S. 93, a case issued after Missouri v. Hunter, which cited the same page in Missouri v. Hunter from which defendant quotes, Hudson, 522 U.S. at 99. Hudson's limitation of the Double Jeopardy Clause to “successive proceedings” controls. In any event, we must follow our [California] Supreme Court's understanding of the scope of the clause, as stated in Sloan. Auto Equity Sales, Inc. v. Superior Court, 57 Cal.2d 450, 455 (1962). 5 2. 6 The Double Jeopardy Clause of the Fifth Amendment guarantees that no person 1 2 3 Legal Standards 7 shall "be subject for the same offense to be twice put in jeopardy of life or limb.” U.S. 8 Const. amend. V. In Benton v. Maryland, 395 U.S. 784 (1969), its protections were held 9 applicable to the states through the Fourteenth Amendment. The guarantee against double jeopardy protects against (1) a second prosecution for the same offense after acquittal or 11 For the Northern District of California United States District Court 10 conviction, and (2) multiple punishments for the same offense. See Witte v. United States, 12 515 U.S. 389, 395-96 (1995); United States v. DiFrancesco, 449 U.S. 117, 129 (1980); 13 North Carolina v. Pearce, 395 U.S. 711, 717 (1969). 14 The protection against multiple punishments is designed to ensure that the 15 sentencing discretion of courts is confined to the limits established by the legislature. See 16 Garrett v. United States, 471 U.S. 773, 793 (1985); Ohio v. Johnson, 467 U.S. 493, 499 17 (1984); Brown v. Ohio, 432 U.S. 161, 165 (1977). Because the substantive power to 18 prescribe crimes and determine punishments is vested with the legislature, the question 19 under the Double Jeopardy Clause whether punishments are "multiple" is essentially one of 20 legislative intent. See Missouri v. Hunter, 459 U.S. 359, 366-68 (1983). When the 21 legislature intends to impose multiple punishments, as for example in a sentence 22 enhancement for use of a firearm in the crime, there is no double jeopardy. Plascencia v. 23 Alameda, 467 F.3d 1190, 1204 (9th Cir. 2006) (California Penal Code § 12022.53 does not 24 offend double jeopardy principles). In the federal courts, the "same elements" test, which 25 asks "whether each provision requires proof of a fact which the other does not,” ordinarily 26 determines whether crimes are indeed separate and whether cumulative punishments may 27 be imposed. Blockburger v. United States, 284 U.S. 299, 304 (1932); see also Rutledge v. 28 18 1 United States, 517 U.S. 292, 297 (1996); Ohio v. Johnson, 467 U.S. at 499 n.8. The 2 Blockburger test does not necessarily control the inquiry into the intent of a state 3 legislature, however. Id. 4 3. Parties’ Arguments 5 Edwards contends that the California Court of Appeal’s determination that the support, while conceding that it was not a double jeopardy case, Edwards argues that the 8 United States Supreme Court’s decision in Apprendi v. New Jersey, mandates treating a 9 sentencing enhancement as an element of the offense for double jeopardy purposes. 530 10 U.S. 466, 476 (2000). He further argues that there is no “clear indication” by the California 11 For the Northern District of California Double Jeopardy Clause does not apply to sentencing enhancements was erroneous. In 7 United States District Court 6 legislature that it intended to punish the same act under California Penal Code § 12022.7 12 and California Vehicle Code § 2800.3, and that “serious bodily injury,” and “great bodily 13 injury” under the two statutes, respectively, constitute the same offense. 14 Among other arguments, the state contends that the California legislature authorized 15 cumulative punishment here for the evading peace officer offense and for the § 12022.7 16 sentencing enhancement on the DUI offense, and that under the United States Supreme 17 Court’s decision in Hunter, 459 U.S. at 368-69, the inquiry must end there. 18 4. Analysis 19 The state appellate court’s decision that no double jeopardy violation occurred was 20 neither contrary to, nor involved an unreasonable application of, clearly established federal 21 law, as determined by the Supreme Court of the United States. In Hunter, the Supreme 22 Court made clear that the protection against multiple punishments for the same offense did 23 not necessarily preclude cumulative punishments in a single prosecution. 459 U.S. at 366. 24 The court notes that, applying Hunter, the Ninth Circuit has held that the enhancement of 25 punishment of one charged offense, committed in the course of another charged offense, 26 does not violate the Double Jeopardy Clause. Williams v. Borg, 139 F.3d 737, 744 (9th Cir. 27 1998). In Williams, the Ninth Circuit held in a habeas case that where a kidnaping 28 19 1 sentencing enhancement was applied to one charge, forced oral copulation, at the same 2 time the petitioner was also convicted of a separate kidnaping offense, there was no double 3 jeopardy violation. Id. at 743-44. 4 Moreover, as the Supreme Court has repeatedly held, even if the element(s) of the 5 crimes are the same under Blockburger, if it is evident that Congress or a state legislature 6 intended to authorize cumulative punishments, a federal court's inquiry is at an end. See 7 Johnson, 467 U.S. at 499 n.8; Hunter, 459 U.S. at 369. Here, contrary to Edwards’ 8 assertion otherwise, there is evidence that by enacting § 12022.7, the California legislature 9 intended to authorize additional punishment, such as the sentence that occurred in Edwards’ case. Section 12022.7 plainly provides for a three-year sentencing enhancement 11 For the Northern District of California United States District Court 10 where one personally inflicts great bodily injury on any person other than an accomplice in 12 the commission of a felony. See People v. Guzman, 77 Cal.App.4th 761, 765 (Cal. Ct. 13 App. 2000) (“[s]ection 12022.7 is a legislative attempt to punish more severely those crimes 14 that actually result in great bodily injury”). 15 16 17 18 Finally, the court rejects Edwards’ argument that Apprendi, which did not even concern the Double Jeopardy Clause, requires a different result. 530 U.S. at 476. Accordingly, the California Court of Appeal’s decision denying relief was not unreasonable, and Edwards is not entitled to relief on his double jeopardy claim. CONCLUSION 19 20 21 22 23 For the foregoing reasons, Edwards’ petition for a writ of habeas corpus is DENIED. The clerk shall close the file. CERTIFICATE OF APPEALABILITY To obtain a COA, Edwards must make “a substantial showing of the denial of a 24 constitutional right.” 28 U.S.C. § 2253(c)(2). “Where a district court has rejected the 25 constitutional claims on the merits, the showing required to satisfy § 2253(c) is 26 straightforward. “The petitioner must demonstrate that reasonable jurists would find the 27 district court’s assessment of the constitutional claims debatable or wrong.” Slack v. 28 20 1 McDaniel, 529 U.S. 473, 484 (2000). Section 2253(c)(3) requires a court granting a 2 COA to indicate which issues satisfy the COA standard. Here, the court finds that the two 3 issues presented by Edwards in his petition meet the above standard and accordingly 4 GRANTS the COA as to those issues. See generally Miller-El v. Cockrell, 537 U.S. at 322. 5 Those issues are: 6 (1) that his Due Process rights were violated because the phrase “great bodily injury” 7 as defined by California Penal Code § 12022.7 is unconstitutionally vague on its face 8 and as applies to him; and 9 (2) that the Fifth Amendment Double Jeopardy Clause was violated because he was convicted and punished twice for causing the same injuries to the same people. 11 For the Northern District of California United States District Court 10 Accordingly, the clerk shall forward the file, including a copy of this order, to the 12 Court of Appeals. See Fed. R. App. P. 22(b); United States v. Asrar, 116 F.3d 1268, 1270 13 (9th Cir. 1997). 14 IT IS SO ORDERED. 15 16 Dated: June 18, 2012 ______________________________ PHYLLIS J. HAMILTON United States District Judge 17 18 19 20 21 22 23 24 25 26 27 28 21
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