Clark v. VIP PetCare, LLC, No. 3:2022cv08935 - Document 57 (N.D. Cal. 2023)
Court Description: ORDER GRANTING MOTION TO TRANSFER. Signed by Judge Araceli Martinez-Olguin on 12/6/2023. (ads, COURT STAFF) (Filed on 12/6/2023)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 JULIE KAY CLARK, 7 Plaintiff, 8 ORDER GRANTING MOTION TO TRANSFER v. 9 VIP PETCARE, LLC, 10 Re: Dkt. No. 42 Defendant. 11 United States District Court Northern District of California Case No. 22-cv-08935-AMO 12 Before the Court is Defendant VIP Petcare, LLC’s motion to transfer. The matter is fully 13 14 briefed and suitable for decision without oral argument. See Civil L.R. 7-6. Having read the 15 parties’ papers and carefully considered their arguments and the relevant legal authority, the Court 16 hereby GRANTS the motion for the following reasons.1 17 I. BACKGROUND 18 Plaintiff Doctor Julie Kay Clark (“Clark”), pro se, is a resident of White Bluff Tennessee, 19 ECF 36 (“Second Amended Complaint” or “SAC”) at 1.2 As a former independent contractor for 20 Defendant VIP Petcare, LLC (“VIP”), Clark performed veterinary services at clinics in Pet Co, Pet 21 Supermarkets, and Tractor Supply stores in the Middle Tennessee area. Id. at 6, 53. Clark does 22 not presently live within California or the Northern District of California, did not live here when 23 24 25 1 There is also a pending motion to dismiss before the Court. ECF 50. Because the Court grants the motion to transfer, it does not consider the motion to dismiss. Defendant may re-file the motion to dismiss in the Middle District of Tennessee upon transfer of the case. 26 2 27 28 In considering the motion to transfer, the Court may consider evidence outside of the pleadings, but it “draw[s] all reasonable inferences and resolve factual conflicts in favor of the non-moving party.” Hamer v. JP Morgan Chase Long-Term Disability Benefit Plan, No. 22-CV-06886-LB, 2023 WL 4053801, at *5 (N.D. Cal. June 16, 2023). 1 she worked for VIP, nor did she work for VIP here. See id. at 38; ECF 1-1 at 303-307. VIP Petcare, LLC, through its corporate members, has its corporate headquarters (and 2 3 principal management offices) in Eagle, Idaho. ECF 42-2 (“Herrman Declaration”) ¶¶ 4-7. 4 Clark signed a contract with Gentle Doctor Tennessee, PLLC (“Gentle Doctor”) on 5 October 31, 2016, which contains a forum selection clause stating that “[v]enue shall be in the 6 state in which the Contractor resides.” ECF 51-1 at 9.3 The contract also states that the agreement 7 will be governed by California law. Id. at 8. Gentle Doctor is an independent professional limited 8 liability company, ECF 51-1 at 19, and not a party to this lawsuit. Clark has not clarified the 9 relationship between Gentle Doctor and VIP but refers to the contract with Gentle Doctor as the 10 contract between herself and VIP. See, e.g., SAC at 31. On October 31, 2022, Clark filed an action against VIP in the Superior Court of California, United States District Court Northern District of California 11 12 County of Sonoma, concerning her employment with VIP. ECF 1 at 2, Ex. A. On December 16, 13 2022, Defendant removed the action to this Court invoking its diversity jurisdiction. Id. at 2. 14 Clark has since amended her complaint twice. After the Court granted VIP’s first motion to 15 dismiss, Clark filed her Second Amended Complaint, the operative complaint, on April 25, 2023, 16 alleging breach of contract, fraud, and “unconscionable contract.” SAC. VIP’s instant motion to 17 transfer followed. 18 II. LEGAL STANDARD “Section 1404(a) requires the court to make a threshold determination of whether the case 19 20 could have been brought where the transfer is sought. If venue is appropriate in the alternative 21 venue, the court must weigh the convenience of the parties, the convenience of the witnesses, and 22 the interest of justice.” State v. Bureau of Land Mgmt., 286 F. Supp. 3d 1054, 1059 (N.D. Cal. 23 2018) (citing 28 U.S.C. § 1404(a)). In considering whether a transfer of venue is warranted, courts consider several factors, 24 25 including: 26 27 28 VIP’s request for judicial notice, ECF 51, is unopposed. The Court takes judicial notice of the copy of the fully executed contract described in the complaint as well as the copy of the Tennessee Secretary of State’s Business Entity Detail record for Gentle Doctor Tennessee, PLLC. 2 3 4 (1) the location where the relevant agreements were negotiated and executed, (2) the state that is most familiar with the governing law, (3) the plaintiff’s choice of forum, (4) the respective parties’ contacts with the forum, (5) the contacts relating to the plaintiff’s cause of action in the chosen forum, (6) the differences in the costs of litigation in the two forums, (7) the availability of compulsory process to compel attendance of unwilling non-party witnesses, and (8) the ease of access to sources of proof. 5 Jones v. GNC Franchising, Inc., 211 F.3d 495, 498-99 (9th Cir. 2000). Additionally, “the 6 presence of a forum selection clause” and “the relevant public policy of the forum state” are 7 “significant factor[s]” in the analysis. Id. at 499; see also Lax v. Toyota Motor Corp., 65 F. Supp. 8 3d 772, 776 (N.D. Cal. 2014) (in making the determination, a court may consider: “(1) plaintiff’s 9 choice of forum, (2) convenience of the parties, (3) convenience of the witnesses, (4) ease of 10 access to the evidence, (5) familiarity of each forum with the applicable law, (6) feasibility of 11 consolidation of other claims, (7) any local interest in the controversy, and (8) the relative court 12 congestion and time of trial in each forum”). 1 2 United States District Court Northern District of California 3 The party seeking to transfer bears the burden of showing that “the balance of convenience 13 14 clearly favors transfer.” Lax, 65 F. Supp. 3d at 776 (citing Commodity Futures Trading Comm’n 15 v. Savage, 611 F.2d 270, 279 (9th Cir. 1979)). “The defendant must make a strong showing of 16 inconvenience to warrant upsetting the plaintiff’s choice of forum.” Decker Coal Co. v. 17 Commonwealth Edison Co., 805 F.2d 834, 843 (9th Cir. 1986) (citation omitted). A motion for 18 transfer lies within the broad discretion of the district court and must be determined on an 19 individualized basis. Jones, 211 F.3d at 498. 20 III. 21 DISCUSSION This case is about Clark’s employment and employment contract with VIP. VIP argues 22 that transfer is warranted because there is a valid forum selection clause in the contract Clark 23 entered into with Gentle Doctor, Clark and the relevant witnesses reside in Tennessee, and all 24 events giving rise to her claims took place in the Middle District of Tennessee. ECF 42 25 (“Motion”) at 7-11. Clark argues that the forum selection clause is invalid, her choice of forum is 26 owed deference, VIP’s headquarters are located in California, California federal courts can better 27 apply California state law, California juries will be more favorable, and California favors 28 employee rights. ECF 48 (“Response”) at 12-24. 3 United States District Court Northern District of California 1 The presence of a valid forum selection clause requires district courts to adjust their usual 2 Section 1404(a) analysis in three ways: (1) “the plaintiff’s choice of forum merits no weight” and 3 the plaintiff “bears the burden” of establishing that transfer is unwarranted; (2) the Court should 4 not consider arguments about the parties’ private interests; and (3) a Section 1404(a) transfer of 5 venue will not carry with it the original venue’s choice-of-law rules, which may affect public 6 interest considerations. Atl. Marine Const. Co. v. U.S. Dist. Ct. for W. Dist. of Texas, 571 U.S. 49, 7 63-64 (2013). “When parties agree to a forum-selection clause, they waive the right to challenge 8 the preselected forum as inconvenient or less convenient for themselves or their witnesses, or for 9 their pursuit of the litigation.” Id. at 64. Accordingly, the Court first considers whether there is a 10 valid forum selection clause before addressing whether transfer is warranted under Section 11 1404(a). 12 VIP seeks to avail itself of the forum selection clause in Clark’s employment contract. 13 However, the contract is between Clark and Gentle Doctor, see ECF 51-1 at 5, and VIP has 14 offered the Court no authority for being able to avail itself of a contract to which it is not a party. 15 As a result, the Court concludes that there is no binding forum selection clause between VIP and 16 Clark. For that reason, the Court instead engages in the typical section 1404(a) analysis below. 17 18 A. Section 1404(a) Factors Under 28 U.S.C. § 1404(a), the Court must first determine whether the case could have 19 been brought in the district where transfer is sought, i.e., where venue is proper, before assessing 20 the convenience of parties and witnesses and the interest of justice. 28 U.S.C. § 1404(a); see 21 Bureau of Land Mgmt., 286 F.Supp.3d at 1059. Clark does not dispute that this action could have 22 been brought in the Middle District of Tennessee. See Response at 13. The Court therefore turns 23 directly to the case-specific analysis of convenience and fairness. Because most of the Jones 24 factors favor transfer, the Court ultimately finds transfer appropriate under the facts and 25 circumstances of this case. 26 1. Plaintiff’s Choice of Forum 27 Although Plaintiff’s choice of forum is generally entitled to some deference, “this 28 deference is substantially diminished in several circumstances, including where: (1) the plaintiff’s 4 1 venue choice is not its residence; [or] (2) the conduct giving rise to the claims occurred in a 2 different forum . . .” Burgess v. HP, Inc., No. 16-CV-04784-LHK, 2017 WL 467845, at *6 (N.D. 3 Cal. Feb. 3, 2017) (citations and quotation marks omitted); see Easton v. Wells Fargo & Co., No. 4 20-CV-02193-HSG, 2020 WL 3639934, at *3 (N.D. Cal. July 6, 2020) (same). “If the operative 5 facts have not occurred within the forum and the forum has no interest in the parties or subject 6 matter, [the plaintiff’s] choice is entitled to only minimal consideration.” Burgess, 2017 WL 7 467845, at *6 (quoting Lou v. Belzberg, 834 F.2d 730, 739 (9th Cir. 1987)). 8 United States District Court Northern District of California 9 Here, Clark resides in White Bluff, Tennessee, which is in Dickson County, within the jurisdiction of the Middle District of Tennessee. SAC at 1; see Divisions of Court, United States 10 District Court, Middle District of Tennessee <https://www.tnmd.uscourts.gov/divisions-court>. 11 Clark’s relevant employment occurred entirely within Tennessee. SAC at 6-7. Accordingly, any 12 deference owed to Clark’s choice of venue is substantially diminished. See Brown v. Abercrombie 13 & Fitch Co., No. 4:13-CV-05205 YGR, 2014 WL 715082, at *4 (N.D. Cal. Feb. 14, 2014) 14 (affording plaintiff’s choice of forum “significantly reduced deference” in putative class action 15 where plaintiffs resided outside of the Northern District and the majority of events occurred 16 outside of the Northern District); see also Easton, 2020 WL 3639934, at *3 (plaintiff’s choice of 17 venue in putative class action “entitled to little—if any—weight” where plaintiff resided in the 18 Central District and relevant employment occurred in the Central District). 19 20 2. Convenience of the Parties and Witnesses “The convenience of the witnesses, particularly non-party witnesses, is often the most 21 important factor” in ruling on a motion to transfer venue under § 1404(a). Grossman v. Johnson 22 & Johnson, No. 14-CV-03557-VC, 2015 WL 1743116, at *1 (N.D. Cal. Apr. 13, 2015) (citing 23 cases). However, the “[c]onvenience of a litigant’s employee witnesses is entitled to little weight 24 because they can be compelled by their employers to testify regardless of venue.” Brown v., 2014 25 WL 715082, at *4 (citing cases). 26 To evaluate this factor, “courts must consider not only the number of witnesses, but also 27 the nature and quality of their testimony.” United States ex rel. Tutanes-Luster v. Broker Sols., 28 Inc., No. 17-CV-04384-JST, 2019 WL 1024962, at *6 (N.D. Cal. Mar. 4, 2019) (quoting Metz v. 5 1 U.S. Life Ins. Co., 674 F. Supp. 2d 1141, 1147 (C.D. Cal. 2009)). When “establishing 2 inconvenience to witnesses, the moving party must name the witnesses, state their location, and 3 explain their testimony and its relevance.” Hendricks v. StarKist Co., No. 13-CV-729 YGR, 2014 4 WL 1245880, at *3 (N.D. Cal. Mar. 25, 2014) (quoting Costco Wholesale Corp. v. Liberty Mut. 5 Ins. Co., 472 F. Supp. 2d 1183, 1193 (S.D. Cal. 2007)). United States District Court Northern District of California 6 The parties dispute where potential witnesses reside. Clark contends that she “plans to 7 subpoena the same number of witnesses from California as she plans to subpoena from 8 Tennessee.” Response at 22. VIP argues that party and non-party witnesses such as clinic 9 technicians, VIP Petcare employees, and store personnel “will most likely reside within the 10 Middle District.” Motion at 10. However, VIP has not identified the substance or relevance of 11 any potential witness’s testimony. Accordingly, VIP has not met its burden to show that the 12 convenience of witnesses will be greater in Tennessee. See Woolfson v. Conn Appliances, Inc., 13 No. 21-CV-07833-MMC, 2022 WL 3139522, at *7 (N.D. Cal. Aug. 5, 2022) (citing Williams v. 14 Bowman, 157 F. Supp. 2d 1103, 1108 (N.D. Cal. 2001)) (“as to the convenience of the witnesses, 15 defendants have not met their burden to ‘identify relevant witnesses, state their location[,] and 16 describe their testimony and its relevance’”). 17 Nevertheless, Clark’s relevant employment occurred entirely within Tennessee. SAC at 6- 18 7. The record before the Court indicates that the principal witnesses in the case will likely be 19 Plaintiff and local managers, coworkers, and technicians. See SAC at 7-12. For that reason, the 20 Court believes that “any non-party witnesses—such as [Clark’s] former coworkers or managers— 21 are most likely to reside in the [Middle] District, and therefore, most likely would find it more 22 convenient to testify there.” See Perez v. Performance Food Grp., Inc., No. 15-CV-02390-HSG, 23 2017 WL 66874, at *4 (N.D. Cal. Jan. 6, 2017); see also Arreola v. Finish Line, No. 14-CV- 24 03339-LHK, 2014 WL 6982571, at *10 (N.D. Cal. Dec. 9, 2014) (same). Such non-party 25 witnesses are also “very likely [to] be beyond this Court’s subpoena power.” Perez, 2017 WL 26 66874, at *4; see Arreola, 2014 WL 6982571, at *10 (same); Wilson v. Walgreen Co., No. C-11- 27 2930 EMC, 2011 WL 4345079, at *4 (N.D. Cal. Sept. 14, 2011) (same); Fed. R. Civ. P. 45(c) 28 (limiting subpoena power under most circumstances to “within 100 miles of where the person 6 1 resides, is employed, or regularly transacts business in person”). As to the parties’ convenience, Clark’s convenience is “entitled to lesser weight here United States District Court Northern District of California 2 3 because she chose to sue in a forum where she does not reside.” See Easton, 2020 WL 3639934, 4 at *3 (citing cases). Since Clark resides in the Middle District, SAC at 1, a transfer there would be 5 more cost-effective and convenient. See Motion at 9. Clark argues that litigating in the Northern 6 District of California would not be inconvenient for VIP because its headquarters are in California. 7 Response at 14. However, VIP’s corporate members are Delaware limited liability companies 8 with headquarters in Idaho. Herrman Decl. ¶¶ 4-7.4 Clark has not presented any facts to suggest 9 that VIP has any relevant case-related contacts with California. Given VIP’s seeming lack of 10 contacts with this district, that any non-party witnesses will likely reside in Tennessee, and that 11 Clark herself resides in the Middle District, the Court finds that these factors weigh in favor of 12 transfer.5 3. Each Forum’s Familiarity with the Applicable Law 13 VIP argues that “both forums have sufficient familiarity with the applicable law.” Motion 14 15 at 12. Clark’s claims relate to her employment contract, which contains a California choice of law 16 provision. ECF 51-1 at 9. For that reason, Clark argues that the case should remain in this 17 district. However, “federal judges routinely apply the law of a State other than the State in which 18 they sit.” Atl. Marine, 571 U.S. at 67. Thus, requiring a court to apply another forum’s law does 19 not weigh against transfer. See Indep. Fin. Grp., LLC v. Quest Tr. Co., No. 3:21-CV-00537- 20 WHO, 2021 WL 2550397, at *6 (N.D. Cal. June 22, 2021). Clark further argues that there are differences in the damages typically awarded and the 21 22 availability of punitive damages in California and Tennessee for breach of contract and fraud. 23 Response at 16. This argument is inapposite. The fact that California and Tennessee may have 24 25 26 27 28 Clark points to the contract with Gentle Doctor to argue that VIP’s headquarters are in Windsor, California. Response at 14. However, the contract only refers to Gentle Doctor’s business location. Neither the contract nor the complaint clarifies the relationship between Gentle Doctor and VIP. 4 VIP’s arguments about ease of access to evidence repeat the arguments made about the convenience of parties at witnesses. See Motion at 9. Accordingly, that factor does not augur toward transfer. 7 5 1 different damages laws does not factor into whether a Tennessee forum can apply California law. 2 Moreover, even if the differences in law were relevant, Clark has not indicated how they differ, 3 beyond mere conclusory allegations. As the Middle District of Tennessee and the Northern District of California can equally 4 5 apply California law, this factor is neutral. 4. Public Policy Considerations 6 The Court may also consider “private and public interest factors affecting the convenience United States District Court Northern District of California 7 8 of the forum.” Decker Coal Co., 805 F.2d at 843. Such factors include court congestion and the 9 “interest in having localized controversies decided at home.” Ravelo Monegro v. Rosa, 211 F.3d 10 509, 512 (9th Cir. 2000). VIP argues that public policy considerations such as the relative 11 congestion of the courts warrant transfer to Tennessee. Motion at 11. “The real issue is not 12 whether a dismissal will reduce a court’s congestion but whether a trial may be speedier in another 13 court because of its less crowded docket.” Gates Learjet Corp. v. Jensen, 743 F.2d 1325, 1337 14 (9th Cir. 1984). However, VIP only points to the difference in the number of pending cases in the 15 Northern District of California and the Middle District of Tennessee and does not indicate that the 16 relative speed of adjudicating cases is longer in the Northern District. Motion at 11; see id. Thus, 17 the relative congestion of the courts does not weigh in VIP’s favor. VIP also argues that Tennessee has a strong interest in resolving the dispute for a contract 18 19 executed and carried out in its home district. Id. at 11. The Court agrees. The Middle District has 20 a greater local interest in this dispute as Clark performed all of the relevant work giving rise to this 21 suit there.6 See Easton, 2020 WL 3639934, at *5 (citing cases); Brown, 2014 WL 715082, at *6 22 (finding this factor favored transfer even though defendant operated stores in both the Northern 23 and Central Districts because “the majority of events occurred in the Central District”); Vu v. 24 Ortho-McNeil Pharm., Inc., 602 F. Supp. 2d 1151, 1157 (N.D. Cal. 2009) (“while the Central 25 26 27 28 Clark’s only response is that California should be invested in the outcome of the case because it “involves a corporation that is registered and doing business in the state of California.” Response at 10. But as noted above, see id. at 14-15, Clark has proffered no indication that VIP has relevant case-related contacts to California. 6 8 1 District’s local interest in the controversy may not be substantially stronger than this district’s, it 2 nevertheless remains stronger because the events at issue took place there”). This factor weighs in favor of transfer. 3 B. Balancing of Discretionary Factors 4 Plaintiff’s choice of forum, as always, weighs against transfer, but is entitled to little 5 6 deference because Plaintiff does not reside in the Northern District, and she did not suffer any of 7 the alleged violations here. In contrast, the convenience of the parties and witnesses weigh in 8 favor of transfer, as does the local interest in the controversy. The remaining factors are neutral.7 9 In its discretion, the Court concludes that transfer is appropriate. 10 IV. For the foregoing reasons, the Court GRANTS VIP’s motion to transfer venue. The Clerk United States District Court Northern District of California 11 12 CONCLUSION is DIRECTED to transfer the case to the Middle District of Tennessee, and to close the case. 13 14 IT IS SO ORDERED. 15 16 Dated: December 6, 2023 17 18 ARACELI MARTÍNEZ-OLGUÍN United States District Judge 19 20 21 22 23 24 25 26 7 27 28 Clark argues that California is the proper forum due to the attitudes of individuals in California about pit bulls versus the attitudes of those in Tennessee. Response at 17-21. She also argues that California favors employee rights and provides pro se help by pro bono attorneys. Id. at 21-22. These are not appropriate factors to consider in determining whether transfer is proper. 9
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