Luna et al v. Renewal by Andersen et al, No. 3:2018cv07304 - Document 53 (N.D. Cal. 2020)
Court Description: ORDER GRANTING STIPULATED REQUEST FOR DISMISSAL. Signed by Judge Vince Chhabria on 3/3/2020. (knm, COURT STAFF) (Filed on 3/3/2020)
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Luna et al v. Renewal by Andersen et al Doc. 53 1 GLANCY PRONGAY & MURRAY LLP Lionel Z. Glancy (SBN 134180) 2 Marc L. Godino (SBN 182689) Danielle L. Manning (SBN 313272) 3 1925 Century Park East, Suite 2100 Los Angeles, California 90067 4 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 5 E-mail: mgodino@glancylaw.com E-mail: dmanning@glancylaw.com 6 GREENSTONE LAW APC 7 Mark S. Greenstone (SBN 199606) 1925 Century Park East, Suite 2100 8 Los Angeles, California 90067 Telephone: (310) 201-9156 9 Facsimile: (310) 201-9160 E-mail: mgreenstone@greenstonelaw.com 10 Attorneys for Plaintiff John Luna 11 TUCKER ELLIS LLP LANCE WILSON SBN 183852 12 lance.wilson@tuckerellis.com 201 Mission Street, Suite 2310 13 San Francisco, CA 94105 Telephone: 415-617-2400 14 Facsimile: 415-617-2409 Attorneys for Defendants 15 (additional parties continued on next page) 16 17 UNITED STATES DISTRICT COURT 18 NORTHERN DISTRICT OF CALIFORNIA, SAN FRANCISCO DIVISION 19 20 JOHN LUNA, as an individual and on behalf of all others similarly situated, 21 Plaintiff, 22 vs. 23 RENEWAL BY ANDERSEN LLC; 24 ANDERSEN CORPORATION; JEMICO LLC d/b/a RENEWAL BY ANDERSEN OF 25 SAN FRANCISCO, LONG ISLAND CUSTOM WINDOWS LLC d/b/a RENEWAL 26 BY ANDERSEN OF LONG ISLAND, and MOORE HOLDINGS LLC, 27 Defendant. 28 516762.1 Case No. 3:18-cv-07304-vc STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER Case No. 3:18-cv-07304-vc STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER Dockets.Justia.com 1 JAURIGUE LAW GROUP 2 Michael J. Jaurigue (SBN 208123) 300 West Glenoaks Boulevard, Suite 300 3 Glendale, California 91202 Telephone: (818) 630-7280 4 Facsimile: (888) 879-1697 E-mail: michael@jlglawyers.com 5 Attorneys for Plaintiff John Luna 6 Attorneys for Plaintiff John Luna 7 BERENSON LLP D.S. BERENSON 8 dsb@berensonllp.com ALLAN L. WAINWRIGHT 9 alw@berensonllp.com 4495 Military Trial, Suite 203 10 Jupiter, FL 33458 Telephone: 561-429-4496 11 Facsimile: 703-759-1051 *Pro Hac Vice applications to be submitted 12 Attorneys for Defendants 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 516762.1 Case No. 3:18-cv-07304-vc -2STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER Pursuant to F.R.C.P. 41(a)(1)(A)(ii) and Paragraph 48 of the Court’s Standing Order for 1 2 Civil Cases,1 Plaintiff and Defendants Renewal by Andersen, LLC (“Andersen”), Jemico, LLC 3 d/b/a Renewal by Andersen of San Francisco (“Jemico”), Long Island Custom Windows, LLC 4 d/b/a/ Renewal by Andersen of Long Island (“Long Island”) and Moore Holdings, LLC (“Moore”) 5 hereby jointly and respectfully submit this request for approval of the dismissal of Plaintiff’s 6 individual claims with prejudice and the putative class claims without prejudice. The Parties 7 further jointly and respectfully submit that, because there has been no publicity surrounding this 8 case and no unnamed class members will be prejudiced (or even bound) by the dismissal, there is 9 no need for notice. A proposed order to this effect is set forth at the end of this pleading, and 10 Plaintiff and Defendant hereby jointly and respectfully request that the Court enter this proposed 11 order. 12 I. Factual Background And Procedural History 13 On November 1, 2018, Plaintiff filed the instant putative class action in the Superior Court 14 of the State of California for the County of Santa Clara, entitled John Luna, et al. v. Renewal by 15 Andersen, LLC, et al., Case No. CIV537393. The complaint alleged that Defendants violated 16 California Penal Code section 632.7 by recording outbound calls to customers who were using 17 cellular or mobile phones. On December 3, 2018, Defendants removed the action to the United States District for the 18 19 Northern District of California, and the action is now captioned John Luna, et al. v. Renewal by 20 Andersen, LLC, et al., No. 18-CV-07304 (“Federal Action”). On April 30, 2019, Plaintiff filed a 21 First Amended Complaint against Renewal by Andersen, LLC (“Andersen”), Andersen 22 Corporation, Jemico, LLC d/b/a Renewal by Andersen of San Francisco (“Jemico”), Long Island 23 The Standing Order states: “In the event of a pre-certification settlement or dismissal of a proposed 24 class action, the named plaintiffs may not simply dismiss the lawsuit without court approval. Rather, the parties must submit a request for dismissal explaining how a dismissal would not prejudice the 25 unnamed class members whose claims are not being resolved by the settlement. In particular, the parties must consider whether the unnamed class members need to be notified of the dismissal. See, 26 e.g., Dunn v. Teachers Ins. & Annuity Ass’n of Am., No. 13-cv-05456-HSG, 2016 WL 153266, at *3 (N.D. Cal. Jan. 13, 2016); Tombline v. Wells Fargo Bank, N.A., No. 13-cv-04567-JD, 2014 WL 27 5140048 (N.D. Cal. Oct. 10, 2014); Lyons v. Bank of Am., N.A., No. 11-cv-01232-CW, 2012 WL 28 5940846 (N.D. Cal. Nov. 27, 2012); see also Diaz v. Trust Territory of Pac. Islands, 876 F.2d 1401, 1408 (9th Cir. 1989).” 1 516762.1 Case No. 3:18-cv-07304-vc -3STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 and Moore Holdings, LLC (“Moore”) (collectively, “Defendants”). On June 11, 2019 the Parties 2 filed a stipulation and proposed order dismissing Andersen Corporation without prejudice from 3 the Federal Action, which the Court entered on June 14, 2019. 4 Once again, the sole claim in this action is that Defendants allegedly recorded outbound 5 telephone calls to the cellular telephones of Plaintiff and putative class members without 6 disclosing such calls were being recorded in violation of California Penal Code Section 632.7. 7 Defendants have denied and continue to deny all allegations of wrongdoing made in the Action by 8 Plaintiff and the putative class members. 9 On December 20, 2019, the Fourth District, Division Two of the California Court of 10 Appeal held in Smith v. LoanMe, Inc., 43 Cal. App. 5th 844 (Ct. App. 2019), that Section 632.7 11 applies only to third party eavesdroppers, not alleged parties to a call such as the Defendants here. 12 As this Court has noted, federal courts have a “duty” to follow California Court of Appeal 13 precedent unless “it is in tension with the law as stated by the California Supreme Court.” Am. 14 Guarantee and Liability Ins. Co. v. Technichem, Inc., 2016 WL 3844329, at n.1 (N.D. Cal. July 15 15, 2016); see also Ryman v. Sears, Roebuck & Co., 505 F.3d 993, 995 (9th Cir. 2007) (“[W]here 16 there is no convincing evidence that the state supreme court would decide differently, a federal 17 court is obligated to follow the decisions of the state's intermediate appellate courts.”) It is 18 Defendants’ position that this precedent precludes the claim asserted in this action as a matter of 19 law. After further investigation (including extensive discovery) into the facts underlying 20 Plaintiff’s claims and into the likelihood of obtaining any recovery for either himself or the 21 putative class even if the litigation proceeds, including assessment of LoanMe, Plaintiff and his 22 counsel believe that the dismissal requested here is the best course for an efficient resolution of 23 Plaintiff’s individual claims without prejudice to absent class members. The Court Should 24 Dismiss Plaintiff’s Individual Claims With Prejudice and the Putative Class Claims Without 25 Prejudice and Without Requiring Notice to the Putative Class. Under the Court’s Standing Order, the parties to a putative class action seeking a pre- 26 27 certification dismissal of the action must “submit a request for dismissal explaining how a 28 dismissal would not prejudice the unnamed class members whose claims are not being resolved by 516762.1 Case No. 3:18-cv-07304-vc -4STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 the settlement,” and must consider in particular “whether the unnamed class members need to be 2 notified of the dismissal.” The Standing Order cites several cases all of which rely on Diaz v. 3 Trust Territory of Pac. Islands, 876 F.2d 1401, 1408 (9th Cir. 1986) discussing the factors for 4 evaluating a pre-certification settlement and dismissal. See, e.g., Dunn v. Teachers Ins. & Annuity 5 Ass’n of Am., 2016 WL 153266, at *3 (N.D. Cal. Jan. 13, 2016); Tombline v. Wells Fargo Bank, 6 N.A., 2014 WL 5140048 (N.D. Cal. Oct. 10, 2014); Lyons v. Bank of Am., N.A., 2012 WL 7 5940846 (N.D. Cal. Nov. 27, 2012). These cases hold that under (at least the prior version of) 8 Rule 23(e), a court must review and approve both pre- and post-certification dismissals, but a pre9 certification dismissal review takes “a much lighter form that does not entail the kind of 10 substantive oversight required when reviewing a settlement binding upon the class.” See, e.g., 11 Tombline, 2014 WL 5140048, at *2 (citing Diaz, 876 F.2d at 1408). To determine whether pre-certification dismissal is appropriate, “the Court must inquire 12 13 into possible prejudice from (1) class members’ possible reliance on the filing of the action if they 14 are likely to know of it either because of publicity or other circumstances; (2) lack of adequate 15 time for class members to file other actions, because of a rapidly approaching statute of 16 limitations; (3) any settlement or concession of class interests made by the class representative or 17 counsel in order to further their own interests.” Lyons, 2012 WL 5940846, at *1 (citing Diaz, 876 18 F.2d at 1408); see also Tombline, 2014 WL 5140048, at *2. The purpose of this review is to 19 assess whether there are unusual circumstances that would necessitate notice to absent class 20 members prior to the dismissal. Diaz, 876 F.2d at 1408 (“In no pre-certification dismissal would 21 the court reject the dismissal and require anything more than notice to the class and an opportunity 22 to intervene.”) The Ninth Circuit “emphasized” in Diaz that notice “to the class of pre23 certification dismissal is not … required in all circumstances.” Tombline, 2014 WL 5140048, at 24 *2 (citing Diaz, 876 F.2d at 1408-09). Instead, notice may be appropriate only if the “putative 25 class members might be subject to prejudicial or unfair impacts” from the dismissal. Id. 26 Here, the Diaz factors for approving a pre-certification dismissal are clearly satisfied. 27 28 516762.1 Case No. 3:18-cv-07304-vc -5STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 A. Class Members Have Not Relied To Their Detriment On This Lawsuit 2 First, there is no evidence that unnamed class members relied on this lawsuit at all, much 3 less to their detriment, such that they will be prejudiced by the dismissal. The Parties are unaware 4 of any media coverage regarding the lawsuit, and Plaintiff’s counsel have not received any 5 communications from any putative class members about the case. 6 B. Class Members Do Not Face A Rapidly Approaching Statute Of Limitations 7 Second, even if some putative class members have relied on this lawsuit, there is no 8 “rapidly approaching statute of limitations” that would render them without sufficient time to 9 pursue relief. The complaint was filed in November 2018 and addressed conduct allegedly taking 10 place up to that point. As many courts in this circuit have recognized in approving pre11 certification dismissals, the “filing of the class action complaint toll[s] the statute of limitations, 12 which will not resume running until [Plaintiffs’] class claims are dismissed.” See, e.g., Tombline, 13 2014 WL 5140048, at *3 (internal citations omitted); Lyons, 2012 WL 5940846, at *2 (“What’s 14 more, these claims would not be time-barred because of the class action tolling doctrine.”); 15 Houston, 2009 WL 921627, at *2 (“[T]he statute of limitations has been tolled since the lawsuit 16 was filed.”); Diaz, 876 F.2d at 1407 (citing American Pipe Construction Co. v. Utah, 414 U.S. 538 17 (1974) (filing of class action tolls statute of limitations on individual claims covered by class 18 action)). Here, of course, only Plaintiff’s individual claims are being dismissed with prejudice, and 19 20 so absent class members can make use of American Pipe tolling should one of them wish to assert 21 his or her own individual claim. See American Pipe & Construction Co. v. Utah, 414 U.S. 538 22 (1974), and Crown, Cork & Seal Co., Inc. v. Parker, 462 U.S. 345, 353-54 (1983) (“the 23 commencement of a class action suspends the applicable statute of limitations as to all asserted 24 members of the class who would have been parties had the suit been permitted to continue as a 25 class action.”). Under this rule, if the case is dismissed before certification as requested here, and 26 an absent class member then brings his or her own individual claim for the same wrong, then the 27 statute of limitations will be deemed tolled during the pendency of the prior putative class action 28 until the date of dismissal. See American Pipe, 414 U.S. at 561; see also China Agritech, Inc. v. 516762.1 Case No. 3:18-cv-07304-vc -6STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 Resh, ––– U.S. ––––, 138 S. Ct. 1800, 201 L.Ed.2d 123 (2018); Robbin v. Fluor Corp., 835 F.2d 2 213, 214 (9th Cir. 1987). Thus, because absent class members will not “face a short fuse on pursuing the claims to 3 4 be dismissed,” this Diaz factor favors dismissal without notice. 5 C. There Was No Collusion Or Concession Of Class Interests 6 Third, and finally, there has been no concession of class interests – the claims of the absent 7 class members are being dismissed without prejudice. See, e.g., Lyons, 2012 WL 5940846, at *1 8 (citing Diaz, 876 F.2d at 1408) (“because the parties intend to dismiss the class claims without 9 prejudice, absent class members would still be able to bring suit against Defendants.”); see also 10 Tombline, 2014 WL 5140048, at *3 (“Because the settlement does not prevent putative class 11 members from pursuing claims, they are not likely, as a general matter, to be prejudiced.”); 12 Houston, 2009 WL 921627, at *2 (“[T]he parties do not seek to dismiss the class claims with 13 prejudice and, therefore, they are not impacting the rights of potential class members.”). To the 14 extent class members still have viable claims in the wake of LoanMe, such claims will not be 15 compromised by the dismissal of this matter. In sum, the Diaz factors individually, and together favor approving the dismissal 16 17 requested without notice. 18 II. CONCLUSION 19 For the foregoing reasons, the Parties respectfully request that the Court enter the proposed 20 order and dismiss Plaintiff’s individual claims with prejudice and the putative class claims without 21 prejudice. 22 23 24 25 26 27 28 516762.1 Case No. 3:18-cv-07304-vc -7STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 DATED: March 3, 2020 GREENSTONE LAW APC 2 3 By: 4 5 6 7 8 /s/ Mark S. Greenstone Mark S. Greenstone 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9156 Facsimile: (310) 201-9160 E-mail: mgreenstone@greenstonelaw.com GLANCY PRONGAY & MURRAY LLP Lionel Z. Glancy (SBN 134180) Marc L. Godino (SBN 182689) Danielle L. Manning (SBN 313272) 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 E-mail: mgodino@glancylaw.com E-mail: dmanning@glancylaw.com 9 10 11 12 13 14 18 JAURIGUE LAW GROUP Michael J. Jaurigue (SBN 208123) 300 West Glenoaks Boulevard, Suite 300 Glendale, California 91202 Telephone: (818) 630-7280 Facsimile: (888) 879-1697 E-mail: michael@jlglawyers.com 19 Attorneys for Plaintiff 15 16 17 20 21 22 23 24 25 26 27 28 516762.1 Case No. 3:18-cv-07304-vc -8STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 DATED: March 3, 2020 TUCKER ELLIS LLP 2 3 By: 4 5 6 7 8 /s/ Lance Wilson Lance Wilson 201 Mission Street, Suite 2310 San Francisco, CA 94105 Telephone: 415-617-2400 Facsimile: 415-617-2409 Email: lance.wilson@tuckerellis.com BERENSON LLP D.S. Berenson Allan L. Wainwright 4495 Military Trial, Suite 203 Jupiter, Florida 33458 Telephone: 561-429-4496 Facsimile: 703-759-1051 E-mail: dsb@berensonllp.com alw@berensonllp.com *Pro Hac Vice applications to be submitted 9 10 11 12 13 14 Attorneys for Defendant 15 16 17 18 19 20 21 22 23 24 25 26 27 28 516762.1 Case No. 3:18-cv-07304-vc -9STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER 1 [PROPOSED] ORDER 2 3 This action is hereby dismissed with prejudice to as to Plaintiff’s claims and without prejudice as 4 to any claims of any absent or unnamed members of the putative class. PURSUANT TO 5 STIPULATION, IT IS SO ORDERED 6 7 8 Dated: March 3, 2020 Hon. Vince Chhabria United States District Court 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 516762.1 Case No. 3:18-cv-07304-vc -10STIPULATED REQUEST FOR DISMISSAL AND [PROPOSED] ORDER
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