Atkinson v. Felker et al, No. 3:2006cv04612 - Document 23 (N.D. Cal. 2008)

Court Description: ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS. Signed by Judge William Alsup on 11/12/08. (Attachments: # 1 Certificate of Service)(dt, COURT STAFF) (Filed on 11/14/2008)
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Atkinson v. Felker et al Doc. 23 1 2 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE NORTHERN DISTRICT OF CALIFORNIA 9 United States District Court For the Northern District of California 10 11 JOSEPH ATKINSON, 12 13 14 15 Petitioner, ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS v. T. FELKER, Warden, Respondent. 16 17 18 No. C 06-4612 WHA (PR) / (Docket No. 21) INTRODUCTION This is a federal habeas corpus action filed by a state prisoner pursuant to 28 U.S.C. 2254. 19 As grounds for habeas relief petitioner alleges that the trial court violated his rights when it denied 20 his motion for a new trial, and that he received ineffective assistance of counsel. For the reasons set 21 forth below, the petition is DENIED. 22 23 BACKGROUND Petitioner was convicted in state court of murder and received a sentence of fifty-five years. 24 The prosecution’s case rested largely on the testimony of Reece Allen, who gave evidence at trial 25 that she had seen petitioner and another man on the street outside her apartment less than thirty 26 minutes before the shooting of Cook, had heard the gunshots, and then had seen from her window 27 petitioner shooting at a “person or whatever it was.” The defense case rested largely on the 28 testimony of Celia Cruz, who lived with petitioner at the time of the killing. Cruz, who was married 1 to petitioner at the time of trial, but not at the time of the murder, testified that she had seen another 2 man, Larry Russell, fire three or four shots at Cook. On cross-examination, Cruz admitted that she 3 had lied in a statement she gave to the police shortly after the shooting. “She also admitted that she 4 did not identify Larry Russell as the killer of Paul Cook when she spoke to police, and indeed at no 5 time thereafter even though [petitioner], her husband, had been arrested for the murder” (Ans., Exh. 6 5 (People v. Atkinson, No. A097376, 2005 WL 435494 (Cal. Ct. App. Feb. 25, 2005) at 3-7). 7 8 Larry Russell in order to talk with him about the Cook murder, having heard of Russell’s alleged 9 guilt through petitioner’s brother Reggie Atkinson. Wasson testified that when Russell saw Wasson, 10 United States District Court For the Northern District of California An investigator for the district attorney, John Wasson, testified at trial that he tried to contact 11 Russell walked away and that he (Wasson) never saw Russell after that (id. at 6-7). Petitioner testified at trial that during the day before the murder, he was nursing Cruz, who 12 was ill, and had also spent the day gambling and hanging out with Cook, who was his friend. 13 Petitioner testified that on the night of the killing, he walked Cruz to her house, and then saw Russell 14 and Cook arguing. Petitioner testified that after he tried to calm the two down, Russell took a gun, 15 “charged at Cook,” fired at him, but missed. Petitioner testified that Cook then ran to the front of a 16 parked car while Russell ran around the back to cut him off. Petitioner testified that Cook said, “I’m 17 sorry” three times before Russell said, “[I]t’s too late now” and then shot Cook in the back of the 18 head. According to petitioner’s testimony, Cook then fell and Russell shot him a few more times 19 (id. at 8). 20 A Contra Costa County Superior Court jury convicted petitioner of one count of first-degree 21 murder, Cal. Pen. Code § 187, and one count of possessing marijuana, Cal. Health & Saf. Code 22 § 11359. The jury further found that petitioner personally had used a firearm (Cal. Pen. Code 23 § 12022.5(a)(1)), personally had discharged a firearm that caused great bodily injury (id. 24 § 12022.53(d)), and had served two prior prison terms (id. § 667.5(b)). The trial court sentenced 25 petitioner to fifty-five years in state prison (Ans., Ex. 5 at 8). Petitioner appealed. The California 26 Court of Appeal for the First Appellate District, in an unpublished opinion, affirmed the judgment 27 (id. at 1). The state appellate court also denied petitioner’s state habeas petition and the California 28 Supreme Court denied petitioner’s petition for review (Pet. at 3-4). Petitioner filed this federal 2 1 2 habeas action in 2006. As grounds for federal habeas relief, petitioner alleges that (1) the trial court violated his 3 rights when it denied his motion for a new trial; and (2) he received ineffective assistance of trial 4 counsel. 5 United States District Court For the Northern District of California 6 STANDARD OF REVIEW A federal habeas court will entertain a petition for a writ of habeas corpus “in behalf of a 7 person in custody pursuant to the judgment of a State court only on the ground that he is in 8 custody in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. 9 2254(a). The court may not grant a petition with respect to any claim that was adjudicated on the 10 merits in state court unless the state court’s adjudication of the claim “resulted in a decision that 11 was contrary to, or involved an unreasonable application of, clearly established Federal law, as 12 determined by the Supreme Court of the United States” 28 U.S.C. 2254(d)(1). 13 “Under the ‘contrary to’ clause, a federal habeas court may grant the writ if the state court 14 arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if 15 the state court decides a case differently than [the Supreme] Court has on a set of materially 16 indistinguishable facts.” Williams v. (Terry) Taylor, 529 U.S. 362, 412-13 (2000). “Under the 17 ‘unreasonable application clause,’ a federal habeas court may grant the writ if the state court 18 identifies the correct governing legal principle from [the Supreme] Court’s decisions but 19 unreasonably applies that principle to the facts of the prisoner’s case.” Id. at 413. 20 A federal habeas court may also grant the writ if it concludes that the state court’s 21 adjudication of the claim “resulted in a decision that was based on an unreasonable determination 22 of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. 2254 23 (d)(2). The court must presume as correct any determination of a factual issue made by a state 24 court unless the petitioner rebuts the presumption of correctness by clear and convincing evidence. 25 28 U.S.C. 2254(e)(1). 26 The state court decision to which section 2254(d) applies is the “last reasoned decision” of 27 the state court. See Ylst v. Nunnemaker, 501 U.S. 797, 803-04 (1991); Barker v. Fleming, 423 28 F.3d 1085, 1091-92 (9th Cir. 2005). When there is no reasoned opinion from the highest state 3 1 court to consider the petitioner’s claims, the court looks to the last reasoned opinion. See 2 Nunnemaker at 801-06; Shackleford v. Hubbard, 234 F.3d 1072, 1079, n. 2 (9th Cir. 2000). 3 Where the state court gives no reasoned explanation of its decision on a petitioner’s federal claim 4 and there is no reasoned lower court decision on the claim, a review of the record is the only 5 means of deciding whether the state court’s decision was objectively reasonable. See Himes v. 6 Thompson, 336 F.3d 848, 853 (9th Cir. 2003). When confronted with such a decision, a federal 7 court should conduct “an independent review of the record” to determine whether the state court’s 8 decision was an unreasonable application of clearly established federal law. Ibid. United States District Court For the Northern District of California 9 If constitutional error is found, habeas relief is warranted only if the error had a 10 “‘substantial and injurious effect or influence in determining the jury’s verdict.’” Penry v. 11 Johnson, 532 U.S. 782, 795 (2001) (quoting Brecht v. Abrahamson, 507 U.S. 619, 638 (1993)). 12 DISCUSSION 13 Petitioner contends that the trial court violated his rights when it denied his motion for a 14 new trial. Petitioner also contends that trial counsel rendered ineffective assistance by failing to 15 adequately investigate and impeach Allen. 16 A. 17 Petitioner claims that he based his motion for a new trial on newly discovered evidence Motion for a New Trial 18 (Pet. at 5). Specifically, petitioner contends that several persons could provide testimonial 19 evidence that Russell murdered Cook (id., Exh. 1 at 4). The same state court judge who oversaw 20 petitioner’s trial held a hearing on petitioner’s motion, but found petitioner’s new witnesses to be 21 not credible, and denied the motion. The state appellate court also rejected petitioner’s claim.1 Its 22 discussion of the issue is worth quoting at length: 23 24 25 26 27 A former girlfriend of Russell, Melody Waldon, was with [petitioner] and Russell on 4th Street just before the shooting. Russell was selling drugs and would not take her home. She walked to the neighborhood store. On her way back she heard shots. She did not see the shooting. She went to the motel room she shared with Russell. Russell came back to the room and washed his hands in the bathroom. Waldon saw Russell had burned some clothes in the dumpster. Russell told Waldon he shot Cook because Cook had been “talking crazy or some shit all day.” Waldon had seen Russell with a gun that day. Russell had a number of guns. Although she knew [petitioner] had been arrested for the murder, she did not go to 28 1 The appellate panel’s members were Judges Marchiano, Swager, and Margulies. 4 1 the police because she was afraid of Russell. Waldon admitted drug use, but claimed she had not used drugs the night of the shooting. 2 3 4 5 6 Aaron Allison was a close family friend of [petitioner]. He was involved in the dice game the day of the killing. Cook came up to the dice players and threatened to rob someone. [Petitioner] told the players Cook was “cool” and “just under the influence right now.” Allison did not see Cook begging for drugs. Allison did not witness the shooting. A few days later, Russell told Allison he shot Cook in the head because Cook had argued with [petitioner]. Many months later Russell told Allison he would confess to the police. Because he did not witness the shooting, Allison did not go to the police himself and identify Russell, not [petitioner], as the killer. 7 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 A lifelong friend of [petitioner], DeShawn Clark, was also involved in the dice game the day Cook was shot. Cook showed an interest in the money being won by some of the players. Clark was on 4th Street, a block from the murder scene, when he heard shots. He ran into [petitioner], who said to Clark, “I told [Russell] not to do that.” [Petitioner] also said Russell had “popped” Cook. Clark soon learned that [petitioner] had been arrested for the killing. At some later point, Clark and Russell were in jail at the same time. Russell told Clark to tell [petitioner] that he, Russell, was planning to admit the Cook killing. Reggie [Atkinson, petitioner’s] brother, played dice with the others in the park the day of the shooting. [Petitioner], Clark, Russell, and Cook were there. Cook wasn’t gambling, but was mostly watching the game. Cook was a friend of his brother’s. Cook asked [petitioner] for money and kept asking Reggie for money and drugs. Cook was “high and drunk most likely.” Cook’s behavior irritated Russell, who had “heated words” with Cook. The game broke up and Reggie went home. Russell met with Reggie the next day and said the night before he had shot someone with a weapon. Russell indicated he had shot the victim in the shoulder area. Henderson Porter met Russell and [petitioner] while the three were in jail together. While [petitioner] was being tried, Russell told Porter he was going to tell police he killed Cook. Porter heard Russell tell a sheriff’s deputy that [petitioner] did not kill Cook. 19 20 21 22 23 24 On February 23, 2000 — a week after the jury convicted [petitioner] — Russell made a taped jailhouse confession to police officers that he killed Cook. But after the tape was turned off Russell told one of the officers that “he was just trying to take care of his boy [viz., petitioner].” Russell took the stand at the new trial hearing and invoked the Fifth Amendment. Then the court admitted into evidence a tape of the jailhouse confession. Neither the tape, nor a transcript of the confession is included in the record on appeal. [Petitioner] represents, without contradiction by the People, that in his confession Russell claimed he shot Cook “one to three times while he was standing or falling to the ground” because Russell thought Cook was reaching for a gun. 25 26 27 Both Reggie and [petitioner’s] trial counsel, Michael Oliver, testified that the basic idea that Russell, not [petitioner], killed Cook was well known at the outset of the case. Indeed, Reggie testified he had repeatedly told Oliver before, during, and after [petitioner’s] trial that Russell killed Cook, not [petitioner]. Oliver testified Reggie was “adamant that Mr. Russell was the perpetrator of the homicide . . .” 28 The trial court denied the motion for new trial insofar as it was based on newly 5 1 2 3 4 5 6 7 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 discovered evidence. The court found that Russell’s admission to the killing was not newly discovered: “The substance of it was known by Mr. Oliver through Reggie Atkinson and the [petitioner] at almost the beginning of his representation.” Furthermore, “The so-called substantive confession given a week after the trial, in this court’s view, now that I have heard all the evidence, was contrived. The sequence of events, the manner of killing, and reason for the killing as related by Russell demonstrates clearly that the statement was false.” Also, “Russell admitted to Investigator Wasson after the tape was turned off . . . that he was just trying to help his [‘]boy[’].” The court further found the testimony of [petitioner’s] witnesses was “simply not credible.” “All were either friends of or related to the [petitioner] and thus had a motive to fabricate evidence.” The court also noted that, except for Reggie, none of the witnesses “ever told the police what they knew.” .... Here the trial court specifically found that [petitioner’s] witnesses were not credible. The court saw and evaluated their demeanor in court. They were all friends or family members of [petitioner]. Except for Reggie, none ever went to the police with their information. In any case, we do not readjudicate witness credibility on appeal. The court also found that Russell’s jailhouse confession was “false” and “contrived.” We agree. The confession, made just a few days after [petitioner] was convicted and with the stated motivation of Russell to “take care of his boy,” is inconsistent with the physical evidence: Cook was not shot one to three times as he was standing or falling, but was shot four times — once in the neck and three times in the back of the head — as he was lying flat on the ground. The confession is also inconsistent with Allen’s eyewitness testimony. We cannot disturb the trial court’s determination that the confession is not credible. Ultimately, none of [petitioner’s] evidence was newly discovered in the sense that its basic premise — that Russell killed Cook and [petitioner] was innocent — was well known to the defense all during trial. And [petitioner] was able to present to the jury his theory that Russell was the killer through his own testimony and that of his wife, Celia Cruz. The jury simply chose to disbelieve this testimony. And even if one regards the evidence itself, not its basic premise, as newly discovered, it is merely cumulative of the defense theory, which was soundly rejected by the jury. 21 (Ans., Exh. 5 at 10-13). 22 As an initial matter, petitioner has not stated a cognizable federal claim. There is no 23 clearly established Supreme Court precedent that finds that a federal habeas petitioner has a right 24 to a new trial hearing.2 Even if petitioner has stated a cognizable federal claim, his claim that the 25 trial court violated his constitutional rights by denying his motion for a new trial is without merit. 26 First, as the quotation above shows, some of this evidence — Reggie Atkinson’s information — 27 28 2 Though a criminal defendant has no right to such a hearing, if a hearing on a motion for a new trial is held, a defendant does have a right to counsel at such a hearing. Menefield v. Borg, 881 F.2d 696, 699 (9th Cir. 1989). 6 United States District Court For the Northern District of California 1 was not newly discovered, but rather well-known to petitioner throughout the trial. Second, the 2 defense theory that Russell, and not petitioner, murdered Cook was also not newly discovered. In 3 fact, petitioner presented this theory at trial by calling Cruz to testify. Finally, the trial court, 4 which had overseen the trial and heard the testimony of the eyewitness Allen, concluded at the 5 new trial hearing that the new witnesses were not credible. This Court must defer to this finding 6 because “no sort of factual finding [] is more appropriate for deferential treatment than [] a state 7 court’s credibility determination.” Knaubert v. Goldsmith, 791 F.2d 722, 727 (9th Cir. 1986). 8 “Title 28 U.S.C. § 2254(d) gives federal habeas courts no license to redetermine credibility of 9 witnesses whose demeanor has been observed by the state trial court, but not by them.” Ibid., 10 quoting Marshall v. Lonberger, 459 U.S. 422, 434 (1983). Petitioner, then, has not shown that the 11 trial court’s denial of his motion for a new trial violated his constitutional rights. To be sure, a 12 petition is always troubling when a habeas petitioner convicted of murder can point to a series of 13 witnesses who “would have testified” that someone else committed the murder. Very often, 14 nonconclusory statements by uncalled witnesses could lend support to claims made in federal 15 court. But, in this case, an evidentiary hearing is unwarranted. The judge who presided over the 16 trial held an evidentiary hearing and made the specific finding that the new witnesses were not 17 credible. Given that 28 U.S.C. 2254 requires this federal court to defer to a state court’s credibility 18 findings, an evidentiary hearing on federal habeas is precluded. 19 Accordingly, the Court finds that the state court’s determination was not contrary to, or an 20 unreasonable application of, clearly established Supreme Court precedent, nor was it based on an 21 unreasonable determination of the facts in light of the evidence presented under 28 U.S.C. 2254 22 (d)(1), (2). Petitioner’s claim is DENIED. 23 B. Ineffective Assistance of Trial Counsel 24 Petitioner contends that trial counsel rendered ineffective assistance because (1) he failed 25 to adequately investigate Russell’s culpability and to subpoena Russell; and (2) he failed to 26 investigate and present evidence to impeach Allen (Pet. at 5, Exh. 8-9). The state appellate court 27 denied all of petitioner’s ineffective assistance of counsel claims. 28 7 United States District Court For the Northern District of California 1 1. Investigating Russell’s Alleged Culpability 2 Trial counsel, Michael Oliver, testified at the hearing on petitioner’s motion for a new trial, 3 that he conducted his own investigation regarding Russell’s alleged culpability, including visiting 4 the crime scene and talking to nearby residents.3 According to Oliver, he concluded after his 5 investigation that subpoenaing Russell to testify would be a mistake. First, Russell, who was 6 facing criminal charges unrelated to Cook’s murder, was represented by another attorney, who, 7 Oliver testified, would likely recommend that Russell not speak to Oliver about Cook’s murder or 8 agree to testify at petitioner’s trial. Second, Oliver concluded that Russell would not be a credible 9 witness because Russell’s stated version of the events was inconsistent with the physical evidence. 10 According to Oliver, Reggie Atkinson, from whom Oliver received most of his information about 11 Russell, stated that Russell confessed to shooting Cook one to three times in the chest as he was 12 standing or falling. The physical evidence indicated that Cook in fact had been shot four times in 13 the neck and head while he was lying on the ground. Third, at trial Oliver tried to admit Reggie 14 Atkinson’s statements about Russell’s confession. The trial court denied Oliver’s request because 15 it concluded that Oliver “had not been sufficiently diligent to make Russell an available witness.” 16 Fourth, Oliver testified that he declined to present a recording of a 911 call in which an 17 anonymous caller named Russell as the killer because it was hearsay. Also, Oliver testified that he 18 was “suspicious” of the tape because Reggie Atkinson knew about its existence before the defense 19 (Ans., Exh. 5 at 14-15). 20 Claims of ineffective assistance of counsel are examined under Strickland v.Washington, 21 466 U.S. 668 (1984). In order to prevail on a claim of ineffectiveness of counsel, petitioner must 22 establish two things. First, he must establish that counsel’s performance was deficient, i.e., that it 23 fell below an “objective standard of reasonableness” under prevailing professional norms. Id. at 24 687-68. Second, he must establish that he was prejudiced by counsel’s deficient performance, i.e., 25 that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the 26 proceeding would have been different.” Id. at 694. A reasonable probability is a probability 27 28 3 Oliver did not use investigators because he thought that the neighborhood residents would not cooperate with an investigator, and also because he thought the neighborhood was “dangerous” (Ans., Exh. 5 at 14). 8 1 sufficient to undermine confidence in the outcome. Ibid. Where the defendant is challenging his 2 conviction, the appropriate question is “whether there is a reasonable probability that, absent the 3 errors, the factfinder would have had a reasonable doubt respecting guilt.” Id. at 695. It is 4 unnecessary for a federal court considering a habeas ineffective assistance claim to address the 5 prejudice prong of the Strickland test if the petitioner cannot even establish incompetence under 6 the first prong. See Siripongs v. Calderon, 133 F.3d 732, 737 (9th Cir. 1998). United States District Court For the Northern District of California 7 Applying these principles to the instant matter, this order concludes that petitioner’s claim 8 is without merit. As to the question of Oliver’s alleged incompetence, facts such as Russell’s 9 description of the gunshot wounds being at odds with the physical evidence and his being 10 represented by counsel in another criminal matter indicate that Oliver conducted a reasonable 11 investigation, and, as a result of that investigation, concluded that Russell would not be a credible 12 or helpful witness. Also, even though Russell did not testify at trial, Oliver was able to present at 13 trial the theory of Russell’s culpability. The record supports the state appellate court’s conclusion 14 that Oliver “performed with reasonable competence.” 15 2. 16 Petitioner contends that trial counsel rendered ineffective assistance by failing to properly Impeaching Allen 17 investigate Allen and impeach her testimony. At trial, Oliver chose to paint Allen as a paid 18 informant, rather than as a possible drug addict, and, to this end, presented evidence at trial that 19 Allen had received $18,000 for living and moving expenses from the district attorney’s office. 20 Allen testified at the new trial hearing that she had used drugs in the past, but had stopped such use 21 six years before the hearing. At the same hearing, petitioner presented witnesses who testified that 22 Allen was a liar, a crack-user who exchanged sex for drugs and bought drugs from petitioner, and 23 was motivated to testify by her desire for revenge against petitioner (Ans., Exh. 5 at 18-19). 24 In ruling on the motion for a new trial, the trial court found that petitioner’s impeachment 25 witness were not credible, whereas Allen was “a terrific witness” who “came across as highly 26 believable.” The trial court further found that Oliver was prepared to cross-examine Allen and 27 was in fact used his “game plan” of impeaching Allen as a paid informant, and tried to show that 28 Allen was mistaken in her observations of the crime. The state appellate court affirmed the trial 9 United States District Court For the Northern District of California 1 court’s finding as correct. “Oliver conducted a reasonable investigation of Allen and her 2 demeanor as a witness. He knew her testimony was consistent with the physical evidence. He 3 knew of no reason for her to be lying except possibly of being so motivated by the financial 4 assistance she received from the People” (id. at 19-20). 5 Petitioner’s claim is without merit. Tactical decisions of trial counsel, such as Oliver’s 6 plan to paint Allen as a paid informant, deserve deference when: (1) counsel in fact bases trial 7 conduct on strategic considerations; (2) counsel makes an informed decision based upon 8 investigation; and (3) the decision appears reasonable under the circumstances. See Sanders v. 9 Ratelle, 21 F.3d 1446, 1456 (9th Cir. 1994). The record indicates that all three elements are 10 present in this case. Oliver chose what he saw as the most effective method of impeachment, 11 rather than relying on witnesses who may not have been credible. This decision was based on an 12 investigation into Allen and her financial relationship with the district attorney’s office. Further, 13 Oliver’s tactical decision was reasonable under the circumstances, considering that Allen did 14 receive a great deal of money from the district attorney. The record supports the state court’s 15 conclusion that Oliver’s representation fell within the objective standard of competence.4 Because 16 petitioner has not shown incompetence under the first prong of Strickland, it is unnecessary to 17 consider the question of prejudice. See Siripongs, 133 F.3d at 737. 18 As to petitioner’s ineffective assistance claims, the Court concludes that the state court’s 19 determination was not contrary to, or an unreasonable application of, clearly established Supreme 20 Court precedent, nor was it based on an unreasonable determination of the facts in light of the 21 evidence presented under 28 U.S.C. 2254 (d)(1), (2). Petitioner’s claims are DENIED. 22 23 24 25 26 4 27 28 Petitioner offers as evidence of incompetence that Oliver was facing disciplinary proceedings before the California State Bar for his handling of an unrelated case (Ans., Exh. 5 at 15-16). Oliver was in fact disbarred in 2002, for conduct unrelated to the instant matter (id., Mem. P. & A. at 14 n.8). These facts, however, are insufficient to show a Sixth Amendment violation. Petitioner must show that Oliver rendered ineffective assistance in the instant matter. This petitioner has not done. 10 1 CONCLUSION 2 For the foregoing reasons, the petition for a writ of habeas corpus is DENIED. Petitioner’s 3 motion for discovery (Docket No. 21) is DENIED AS MOOT. The clerk shall enter judgment, 4 terminate all pending motions, and close the file. 5 IT IS SO ORDERED. 6 Dated: November 12 , 2008 7 WILLIAM ALSUP UNITED STATES DISTRICT JUDGE 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11