Saldana v. Kane et al, No. 3:2005cv04400 - Document 13 (N.D. Cal. 2008)

Court Description: ORDER DENYING PETITION re 1 Petition for Writ of Habeas Corpus filed by Miguel Saldana. Signed by Judge William Alsup on 10/13/08. (Attachments: # 1 Certificate of Service)(dt, COURT STAFF) (Filed on 10/14/2008)
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Saldana v. Kane et al Doc. 13 1 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE NORTHERN DISTRICT OF CALIFORNIA 8 9 Petitioner, 12 13 No. C 05-4400 WHA (PR) MIGUEL SALDANA, 11 For the Northern District of California United States District Court 10 ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS vs. ANTHONY P. KANE, Warden, et al., 14 Respondents. / 15 16 17 This is a habeas corpus case filed by a state prisoner pursuant to 28 U.S.C. 2254. The petition is directed to denial of parole. 18 The court ordered respondent to show cause why the writ should not be granted. 19 Respondent has filed an answer and a memorandum of points and authorities in support of it, 20 and has lodged exhibits with the court. Petitioner has responded with a traverse. For the 21 reasons set forth below, the petition is DENIED. STATEMENT 22 Petitioner was convicted of second degree murder in 1991. He received a sentence of 23 24 sixteen years to life in prison. In 2004 he was denied parole for the third time; it is that parole 25 decision he challenges here. He alleges that he has exhausted these claims by way of state 26 habeas petitions. 27 /// 28 /// 1 2 DISCUSSION A. A district court may not grant a petition challenging a state conviction or sentence on the For the Northern District of California 3 United States District Court STANDARD OF REVIEW 4 basis of a claim that was reviewed on the merits in state court unless the state court's 5 adjudication of the claim: "(1) resulted in a decision that was contrary to, or involved an 6 unreasonable application of, clearly established Federal law, as determined by the Supreme 7 Court of the United States; or (2) resulted in a decision that was based on an unreasonable 8 determination of the facts in light of the evidence presented in the State court proceeding." 28 9 U.S.C. § 2254(d). The first prong applies both to questions of law and to mixed questions of 10 law and fact, Williams (Terry) v. Taylor, 529 U.S. 362, 407-09 (2000), while the second prong 11 applies to decisions based on factual determinations, Miller-El v. Cockrell, 537 U.S. 322, 340 12 (2003). 13 A state court decision is “contrary to” Supreme Court authority, that is, falls under the 14 first clause of § 2254(d)(1), only if “the state court arrives at a conclusion opposite to that 15 reached by [the Supreme] Court on a question of law or if the state court decides a case 16 differently than [the Supreme] Court has on a set of materially indistinguishable facts.” 17 Williams (Terry), 529 U.S. at 412-13. A state court decision is an “unreasonable application of” 18 Supreme Court authority, falls under the second clause of § 2254(d)(1), if it correctly identifies 19 the governing legal principle from the Supreme Court’s decisions but “unreasonably applies 20 that principle to the facts of the prisoner’s case.” Id. at 413. The federal court on habeas 21 review may not issue the writ “simply because that court concludes in its independent judgment 22 that the relevant state-court decision applied clearly established federal law erroneously or 23 incorrectly.” Id. at 411. Rather, the application must be “objectively unreasonable” to support 24 granting the writ. See id. at 409. 25 “Factual determinations by state courts are presumed correct absent clear and 26 convincing evidence to the contrary.” Miller-El, 537 U.S. at 340. This presumption is not 27 altered by the fact that the finding was made by a state court of appeals, rather than by a state 28 2 1 trial court. Sumner v. Mata, 449 U.S. 539, 546-47 (1981); Bragg v. Galaza, 242 F.3d 1082, 2 1087 (9th Cir.), amended, 253 F.3d 1150 (9th Cir. 2001). A petitioner must present clear and 3 convincing evidence to overcome § 2254(e)(1)'s presumption of correctness; conclusory 4 assertions will not do. Id. For the Northern District of California United States District Court 5 Under 28 U.S.C. § 2254(d)(2), a state court decision “based on a factual determination 6 will not be overturned on factual grounds unless objectively unreasonable in light of the 7 evidence presented in the state-court proceeding.” Miller-El, 537 U.S. at 340; see also Torres 8 v. Prunty, 223 F.3d 1103, 1107 (9th Cir. 2000). 9 When there is no reasoned opinion from the highest state court to consider the 10 petitioner’s claims, the court looks to the last reasoned opinion. See Ylst v. Nunnemaker, 501 11 U.S. 797, 801-06 (1991); Shackleford v. Hubbard, 234 F.3d 1072, 1079, n. 2 (9th Cir.2000). 12 B. ISSUES PRESENTED 13 In the petition the issues were not set out in clear numbered form, but in the order to 14 show cause they were distilled into three contentions, that (1) petitioner’s due process rights 15 were denied when the Board denied parole for the third time based on the circumstances of his 16 crime; (2) his due process rights were violated by the Board’s failure to comply with California 17 law requiring that parole “normally” be granted; and (3) there was no reliable evidence to 18 support denial of parole. Respondent’s motion to dismiss was granted as to issue two, which is 19 a state-law claim, and issues one and three were held to be essentially the same claim, that 20 denial of parole violated petitioner’s due process rights because it was not supported by “some 21 evidence.” 22 In his traverse petitioner attempts to state two new claims, that his Sixth Amendment 23 rights were violated by the Board’s post-trial fact finding, and that the degree of threat to 24 society he presents was fixed by the sentencing court. As respondent points out, there new 25 issues cannot be raised in a traverse, even assuming they are exhausted. See Cacoperdo v. 26 Demosthenes, 37 F.3d 504, 507 (9th Cir. 1994). They will not be considered further. 27 28 Among other things, respondent contends that California prisoners have no liberty interest in parole and that if they do, the only due process protections available are a right to be 3 1 heard and a right to be informed of the basis for the denial – that is, respondent contends there 2 is no due process right to have the result supported by sufficient evidence. Because these 3 contentions go to whether petitioner has any due process rights at all in connection with parole, 4 and if he does, what those rights are, they will addressed first. 5 1. 6 The Fourteenth Amendment provides that no state may “deprive any person of life, 7 liberty, or property, without due process of law.” U.S. Const., amend. XIV, § 1. For the Northern District of California 8 United States District Court RESPONDENT’S CONTENTIONS a. LIBERTY INTEREST 9 Respondent contends that California prisoners have no liberty interest in parole. 10 Respondent is incorrect that Sandin v. Conner, 515 U.S. 472 (1995), applies to parole decisions, 11 see Biggs v. Terhune, 334 F.3d 910, 914 (9th Cir. 2003) (Sandin “does not affect the creation of 12 liberty interests in parole under Greenholtz and Allen.”), and, applying the correct analysis, the 13 California parole statute does create a liberty interest protected by due process, see McQuillion 14 v. Duncan, 306 F.3d 895, 902 (9th Cir. 2002) (“California’s parole scheme gives rise to a 15 cognizable liberty interest in release on parole.”). Respondent’s claim to the contrary is without 16 merit. 17 18 b. DUE-PROCESS PROTECTIONS Respondent contends that even if California prisoners do have a liberty interest in 19 parole, the due process protections to which they are entitled by clearly-established Supreme 20 Court authority are limited to notice, an opportunity to be heard, and a statement of reasons for 21 denial. That is, he contends there is no due process right to have the decision supported by 22 “some evidence.” This position, however, has been rejected by the Ninth Circuit, which has 23 held that the Supreme Court has clearly established that a parole board’s decision deprives a 24 prisoner of due process if the board’s decision is not supported by "some evidence in the 25 record", or is "otherwise arbitrary." Irons v. Carey, 479 F.3d 658, 662 (9th Cir. 2007) (applying 26 "some evidence" standard used for disciplinary hearings as outlined in Superintendent v. Hill, 27 472 U.S. 445-455 (1985)); McQuillion, 306 F.3d at 904 (same). The evidence underlying the 28 Board’s decision must also have "some indicia of reliability." McQuillion, 306 F.3d at 904; 4 1 Biggs, 334 F.3d at 915. The some evidence standard identified in Hill is clearly established 2 federal law in the parole context for purposes of § 2254(d). See Sass, 461 F.3d at 1128-1129. 2. 4 As discussed above, in the ruling on respondent’s motion to dismiss it was concluded 5 that petitioners claims boil down to one: whether there was “some evidence” to support the 6 Board’s denial of parole. Subsequent to that ruling, however, the Ninth Circuit decided Irons v. 7 Carey, 505 F.3d 846 (9th Cir. 2007), in which it treated a contention that repeated denial of 8 parole based solely on the commitment offense, coupled with extensive evidence of 9 rehabilitation (hereafter called a “Biggs claim”), as different than a “some evidence” claim. For the Northern District of California 10 United States District Court PETITIONER’S CLAIMS 3 Petitioner’s Biggs claim therefore will be considered separately. “BIGGS CLAIM” 11 a. 12 In a line of relatively recent cases the Ninth Circuit has discussed the constitutionality of 13 denying parole when the only basis for denial is the circumstances of the offense. See Irons v. 14 Carey, 505 F.3d 846, 852-54 (9th Cir. 2007); Sass v. California Bd. of Prison Terms, 15 461 F.3d 1123, 1129 (9th Cir. 2006); Biggs v. Terhune, 334 F.3d 910, 915-17 (9th Cir. 16 2003). 17 In Biggs the court said that it might violate due process if the Board were to continue to 18 deny parole to a prisoner because of the facts of his or her offense and in the face of evidence of 19 rehabilitation. 334 F.3d at 916-17. No legal rationale for this statement was provided, and it 20 was unclear whether the court was suggesting that the continued denial of parole would be a 21 new sort of due process violation or whether it was simply expressing the thought that with the 22 passage of time the nature of the offense could cease to be “some evidence” that the prisoner 23 would be a danger if paroled.1 This ambiguity was helpfully cleared up in Irons, where the 24 court clearly treated a “some evidence” claim as different from a “Biggs claim.” Irons, 505 25 26 27 The Supreme Court has clearly established that a parole board’s decision deprives a prisoner of due process if the board’s decision is not supported by “some evidence in the record,” or is “otherwise arbitrary.” Sass v. California Bd. of Prison Terms, 461 F.3d 28 1123, 1129 (9th Cir. 2006) (adopting “some evidence” standard for disciplinary hearings outlined in Superintendent v. Hill, 472 U.S. 445, 454-55 (1985). 1 5 For the Northern District of California United States District Court 1 F.3d at 853-54. It appears, putting together the brief discussions in Biggs and Irons, that the 2 court meant that at some point denial of parole based on long-ago and unchangeable factors, 3 when overwhelmed with positive evidence of rehabilitation, would be fundamentally unfair and 4 violate due process. As the dissenters from denial of rehearing en banc in Irons point out, in the 5 Ninth Circuit what otherwise might be dictum is controlling authority if the issue was presented 6 and decided, even if not strictly “necessary” to the decision. Irons v. Carey, 506 F.3d 951, — 7 (9th Cir. Nov. 6, 2007) (dissent from denial of rehearing en banc) (citing and discussing 8 Barapind v. Enomoto, 400 F.3d 744, 751 n. 8 (9th Cir.2005)). Depending on whether the 9 discussion of dictum in the dissent from denial of rehearing en banc in Irons is correct, it thus 10 may be that the Ninth Circuit has recognized that due process right, which for convenience will 11 be referred to in this opinion as a “Biggs claim.” 12 Petitioner has failed to establish the predicate for his Biggs claim. For one thing, a third 13 denial based on the circumstances of the crime does not amount to the repeated denials which 14 the Biggs court suggested might violate due process. For another, petitioner’s parole was not 15 denied solely because of the circumstances of his offense, but also because of his insufficient 16 programing in prison, his receipt of a negative report (“chrono”) since his last hearing, his lack 17 of acceptable parole plans, the psychological report which said he was not a “good bet” for 18 release, and his failure to come to terms with his offense (Exh. 3 at 35-37). And finally, 19 assuming for purposes of this discussion that Biggs and Irons recognized an abstract due 20 process right not to have parole repeatedly denied on the basis of the facts of one’s crime and in 21 the face of extensive evidence of rehabilitation, and also assuming arguendo that the right was 22 violated in petitioner’s case, petitioner still cannot obtain relief on this theory, because there is 23 no clearly-established United States Supreme Court authority recognizing a “Biggs claim.” The 24 state courts’ rulings therefore could not be contrary to, or an unreasonable application of, 25 clearly-established Supreme Court authority. “SOME EVIDENCE” CLAIM 26 b. 27 Petitioner contends that denial of parole was not supported by “some evidence” and thus 28 violated his due process rights. 6 For the Northern District of California United States District Court 1 Ascertaining whether the some evidence standard is met "does not require examination 2 of the entire record, independent assessment of the credibility of witnesses, or weighing of the 3 evidence. Instead, the relevant question is whether there is any evidence in the record that 4 could support the conclusion reached by the disciplinary board." Hill, 472 U.S. at 455; Sass, 5 461 F.3d at 1128. The some evidence standard is minimal, and assures that "the record is not so 6 devoid of evidence that the findings of the disciplinary board were without support or otherwise 7 arbitrary." Sass, 461 F.3d at 1129 (quoting Hill, 472 U.S. at 457). 8 It is now established under California law that the task of the Board of Parole Hearings 9 and the governor is to determine whether the prisoner would be a danger to society if he or she 10 were paroled. See In re Lawrence, 44 Cal. 4th 1181, 1205-06 (2008). The constitutional “some 11 evidence” requirement therefore is that there be some evidence that the prisoner would be such 12 a danger, not that there be some evidence of one or more of the factors that the regulations list 13 as factors to be considered in deciding whether to grant parole. Ibid. 14 Before the Board petitioner tried to minimize his responsibility for the crime, and the 15 Board noted that he has given conflicting versions of it (Exh. 3 at 10-15, 33). He also was on 16 probation at the time of the offense (id. at 10). In prison he had received counseling chronos for 17 being late for work, which the Board considered a potential problem for his being employed if 18 released (id. at 22-23), his counselor considered him to be a “moderate” risk to the public (id. at 19 24), and the psychologist who prepared an evaluation said that petitioner was not “a good bet 20 for release” in the absence of more solid plans for what he would do if released (id. at 25; Exh. 21 7 at (unnumbered) 4). He did not have evidence of current firm plans for a place to live or a job 22 (Exh. 3 at 26-28). 23 At the time of the hearing petitioner had served thirteen years on his sixteen-years-to- 24 life sentence. At that point in his sentence the circumstances of the offense, particularly that he 25 was on probation when it occurred, continue to have some persuasive value. That is, he once 26 before had been given a conditional release somewhat similar to parole, and instead of 27 performing well committed a serious crime. He also seemed not to appreciate the seriousness 28 of his offense, trying to minimize it and giving inconsistent versions of it, which suggests that 7 1 he has failed to come to terms with his guilt, a factor which goes to his suitability at the present 2 time. In addition, the Board’s decision was supported by the reports of his counselor and a 3 psychologist, and by the inadequacy of his plans if released. There was “some evidence” to 4 support the denial. 5 6 not contrary to, or an unreasonable application of, clearly-established Supreme Court authority. 7 CONCLUSION 8 The petition for a writ of habeas corpus is DENIED. The clerk shall close the file. 9 IT IS SO ORDERED. 10 Dated: October 13 , 2008. 11 For the Northern District of California United States District Court Because petitioner’s rights were not violated, the state courts’ rejection of this claim was WILLIAM ALSUP UNITED STATES DISTRICT JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 G:\PRO-SE\WHA\HC.05\SALDANA4400.RUL.wpd 8