(HC) Rodriguez v. Madden, No. 2:2022cv01539 - Document 25 (E.D. Cal. 2023)
Court Description: FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kendall J. Newman on 5/18/2023 RECOMMENDING that 3 Motion for Discovery and to Expand the Record be denied and that 1 Petition for Writ of Habeas Corpus be denied. Referred to Senior Judge William B. Shubb. Objections due within 14 days after being served with these findings and recommendations. (Huang, H)
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(HC) Rodriguez v. Madden Doc. 25 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 STEVEN REFUGIO RODRIGUEZ, 12 Petitioner, 13 14 No. 2:22-cv-1539 WBS KJN P v. FINDINGS AND RECOMMENDATIONS MADDEN, Warden, 15 Respondent. 16 17 I. Introduction Petitioner, a state prisoner, proceeds without counsel with an application for a writ of 18 19 habeas corpus under 28 U.S.C. § 2254. Petitioner challenges the denial of his request to continue 20 the hearing on his motion to withdraw his guilty plea, and the denial of such motion. He also 21 moves for discovery and to expand the record. After careful review of the record, this court 22 concludes that the petition and his motion should be denied. 23 II. The Instant Action On September 1, 2022, petitioner filed the instant petition, a supporting memorandum, 24 25 and a motion for discovery and expansion of the record. (ECF Nos. 1, 2, 3.) Respondent lodged 26 the record and filed an answer. (ECF Nos. 18, 19.) Following extensions of time, petitioner filed 27 a traverse on April 6, 2023. (ECF No. 24.) 28 //// 1 Dockets.Justia.com 1 III. Facts and Procedural Background 1 2 In its unpublished opinion affirming petitioner’s judgment of conviction on appeal, the 3 California Court of Appeal for the Third Appellate District provided the following factual 4 summary: 5 Defendant Steven Refugio Rodriguez pled no contest 2 to several charges of assault on a peace officer with a machine gun, discharge of a firearm from a vehicle, felony evading a peace officer, and being a prohibited person with a firearm, and stipulated to a 21-year sentence. This plea was in exchange for dismissal of numerous other charges. Thereafter, defendant filed a motion to withdraw the plea on the basis that it was not knowing, intelligent, and voluntary. At the hearing, the trial court denied defendant’s request for a continuance, denied his motion, and sentenced him to 21 years in prison. . . .[¶] . . . . 6 7 8 9 10 In September 2017, defendant was charged with three counts of attempted murder of a peace officer . . . three counts of assault on a peace officer with a semiautomatic firearm. . ., two counts of shooting at an occupied motor vehicle . . . , two counts of permitting a passenger to shoot from a vehicle . . ., one count of evading a peace officer . . ., two counts of premeditated attempted murder . . ., two counts of assault with a semiautomatic firearm . . . , one count of possession of a firearm with a prior violent felony conviction . . ., one count of possession of ammunition . . ., one count of bigamy . . . , and one count of criminal street gang activity . . . . Defendant was also charged with the special allegations that the offense was committed for the benefit of, at the direction of, or in association with a criminal street gang . . . , in the commission of the felony a principal used a firearm . . ., defendant was previously convicted of the serious felony of robbery, and defendant served several prior prison terms and did not remain free of committing an offense resulting in a felony conviction during a period of five years subsequent to the conclusion of said terms. . . . 11 12 13 14 15 16 17 18 19 20 In October 2017, the trial court granted defendant’s Faretta v. California (1975) 422 U.S. 806 motion to represent himself. The trial court appointed standby counsel. In February 2019, defendant withdrew his self-representation status and the trial court appointed counsel. Four months later, the court granted another Faretta motion and again appointed standby counsel. 21 22 23 In January 2021, defendant initialed and signed a plea agreement, entering pleas of no contest to three counts of assault on a peace 24 25 26 27 1 The facts are taken from People v. Rodriguez, No. C093743 (Dec. 22, 2021), a copy of which was lodged by respondent as ECF No. 18-14 at 1-5.) 2 Under California law, a plea of no contest is equivalent to a guilty plea. Cal. Penal Code § 1016; People v. Mendez, 19 Cal.4th 1084, 1094-95, 81 Cal.Rptr.2d 301 (1999). 28 2 1 2 3 4 officer with a machine gun, [fn2] and as to each of these counts, defendant admitted an arming enhancement. . . . . Defendant also pled no contest to one count of discharge of a firearm from a vehicle, one count of evading a peace officer, and one count of possession of a firearm with a prior violent felony conviction. Defendant agreed to a stipulated term of 21 years in prison. The People dismissed the remaining counts and the remaining allegations and enhancements were stricken. 5 6 [FN 2: The originally charged counts of assault on a peace officer with a semiautomatic firearm were amended to assault on a peace officer with a machine gun.] 7 8 9 10 11 12 13 14 During the change of plea hearing, the trial court addressed defendant: “Mr. Rodriguez, what I anticipate happening this morning is that Count 1 will be amended to reflect violation of . . . [s]ection 245[, subdivision (d)](3), which is assault with a machine gun on a police officer. That will be amended from the attempt[ed] murder charge. Count 1 applies to Officer Clyborn. And there will be an amendment as to the enhancement on that charge, which will be a [section]12022[, subdivision (a)](1), principal being armed. “Count 2 will, likewise, be amended to reflect a violation of . . . [s]ection 245[, subdivision (d)](3). Same enhancement pursuant to . . . [s]ection 12022[, subdivision (a)](1), principal armed. That applies to Officer Tacker. Count 3 will be amended to reflect a violation of . . . [s]ection 245[, subdivision (d)])(3). Same enhancement pursuant to . . . [s]ection 12022[, subdivision (a)](1). 15 16 17 18 “For some reason, on my plea form here, there is a typo as to the enhancements. I have (A)(2) on Counts 2 and 3. I’m going to amend that right now. Count 9, is not going to be amended. Count 10 and Count 16, it’s my understanding that you are going to enter pleas of no contest to those six counts. Now, the maximum exposure for those six counts is actually 21 years 8 months. However, that’s not going to be the sentence because Count 16 is going to run concurrent. 19 20 “So the total prison sentence would be 21 years in [s]tate [p]rison, is that your understanding?” 21 Defendant responded, “Yes.” 22 The trial court determined the plea was knowledgeable, intelligent, and voluntary. The court accepted the plea and set the matter for sentencing in March 2021. 23 24 25 26 27 28 In February 2021, defendant filed a motion to withdraw his plea. The bases for defendant’s motion were that his plea was not entered knowingly, intelligently, and of his own free will, and that there existed outstanding discovery. Defendant argued he was missing outstanding discovery, that he was unaware that the machine gun charge was a greater offense than the semiautomatic rifle charge, the plea process was undertaken by his standby counsel without his participation, and he was not given adequate time to consider the plea. 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 The People filed a seven-page opposition on March 11, 2021. The hearing on defendant’s motion took place on March 15, 2021. During the hearing, defendant indicated he did not have adequate time to review the People’s opposition to his motion and would like a continuance to formulate a response. Defendant stated: “I just received the -- there has been a finding issue with the service for my gang expert as well as my legal runs, and Mr. Valdez. I just barely received the People’s opposition to the [d]efendant’s motion right now. If it pleases the Court, it’s seven pages long. There is [sic] authorities attached. And I would like to request a short continuance to respond. I’ll do an oral argument, if that’s fine with the Court. “But I do not know the legalities of her motion, because I don’t have my tablet with me. I can’t research it at the law library, because I don’t have nexus [sic] with me at this point in time to respond to the motion. I was prepared to do an oral argument if there wasn’t no [sic] opposition motion. But, like I said, now that there is an opposition motion, it’s going to change the trajectory of my legal arguments that was [sic] set forth for the motion.” The trial court responded: “I don’t think anything contained within her motion is going to change your arguments in any way, shape, or form. Take a minute to look at it. The reality is, all she does is go through your plea. And she’s arguing that you made a knowing, intelligent, voluntary waiver of your plea. That’s pages 1 through 4. The legal arguments that she makes are just that there is no defect in your plea. “That you can’t take back your plea just because you changed your mind. And asks me to take judicial notice of your plea form. I don’t see how that response is going to alter your argument in any way.” Defendant responded: “Okay. Well, if the Court’s not going to grant the motion, I’m going to object. And I’m going to be compelled to argue here today as I am, pro per.” Defendant and the trial court engaged in significant discussions on the record concerning the merits of his motion. Specifically, defendant raised concerns about payment of his gang expert, issues with outstanding discovery, and his argument that he did not understand the nature of the charges he was pleading guilty to at the time he pled guilty. The trial court ultimately denied the motion to withdraw the plea, concluding defendant made a knowing, voluntary, and intelligent waiver of his rights. Defendant “[f]ully understood what was happening when he entered his pleas. That’s borne out by the transcript, by the plea form, and by my own observations of [defendant] when I took the plea.” The trial court sentenced defendant to a determinate term of 21 years in prison pursuant to the plea agreement. Defendant filed a timely notice of appeal and the trial court issued a certificate of probable cause. 28 4 1 People v. Rodriguez, No. C093743, 1-5 (Dec. 22, 2021). (ECF No. 18-14 at 1-5.) After 2 independently reviewing the record, this court finds the appellate court’s summary accurate and 3 adopts it herein. 4 IV. Standards for a Writ of Habeas Corpus 5 An application for a writ of habeas corpus by a person in custody under a judgment of a 6 state court can be granted only for violations of the Constitution or laws or treaties of the United 7 States. 28 U.S.C. § 2254(a). A federal writ is not available for alleged error in the interpretation 8 or application of state law. See Wilson v. Corcoran, 562 U.S. 1, 5 (2010); Estelle v. McGuire, 9 502 U.S. 62, 67-68 (1991). 10 11 12 13 14 15 16 17 18 19 20 Title 28 U.S.C. § 2254(d) sets forth the following standards for granting federal habeas corpus relief: An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. 28 U.S.C. § 2254(d). For purposes of applying § 2254(d)(1), “clearly established Federal law” consists of 21 holdings of the Supreme Court at the time of the last reasoned state court decision. Thompson v. 22 Runnels, 705 F.3d 1089, 1096 (9th Cir. 2013) (citing Greene v. Fisher, 132 S. Ct. 38, 44-45 23 (2011)); Stanley v. Cullen, 633 F.3d 852, 859 (9th Cir. 2011) (citing Williams v. Taylor, 529 U.S. 24 362, 412 (2000)). Circuit court precedent “may be persuasive in determining what law is clearly 25 established and whether a state court applied that law unreasonably.” Stanley, 633 F.3d at 859 26 (quoting Maxwell v. Roe, 606 F.3d 561, 567 (9th Cir. 2010)). However, circuit precedent may 27 not be “used to refine or sharpen a general principle of Supreme Court jurisprudence into a 28 specific legal rule that th[e] [Supreme] Court has not announced.” Marshall v. Rodgers, 133 S. 5 1 Ct. 1446, 1450 (2013) (citing Parker v. Matthews, 132 S. Ct. 2148, 2155 (2012) (per curiam)). 2 Nor may it be used to “determine whether a particular rule of law is so widely accepted among 3 the Federal Circuits that it would, if presented to th[e] [Supreme] Court, be accepted as correct. 4 Id. Further, where courts of appeals have diverged in their treatment of an issue, there is no 5 “clearly established federal law” governing that issue. See Carey v. Musladin, 549 U.S. 70, 77 6 (2006). 7 A state court decision is “contrary to” clearly established federal law if it applies a rule 8 contradicting a holding of the Supreme Court or reaches a result different from Supreme Court 9 precedent on “materially indistinguishable” facts. Price v. Vincent, 538 U.S. 634, 640 (2003). 10 Under the “unreasonable application” clause of § 2254(d)(1), “a federal habeas court may grant 11 the writ if the state court identifies the correct governing legal principle from [the Supreme 12 Court’s] decisions, but unreasonably applies that principle to the facts of the prisoner’s case.” 3 13 Lockyer v. Andrade, 538 U.S. 63, 75 (2003) (quoting Williams, 529 U.S. at 413; see also Chia v. 14 Cambra, 360 F.3d 997, 1002 (9th Cir. 2004). In this regard, “a federal habeas court may not issue 15 the writ simply because that court concludes in its independent judgment that the relevant state- 16 court decision applied clearly established federal law erroneously or incorrectly. Rather, that 17 application must also be unreasonable.” Williams, 529 U.S. at 411; see also Schriro v. Landrigan, 18 550 U.S. 465, 473 (2007); Lockyer, 538 U.S. at 75 (“It is not enough that a federal habeas court, 19 in its ‘independent review of the legal question,’ is left with a ‘“firm conviction’” that the state 20 court was ‘“erroneous’””). “A state court’s determination that a claim lacks merit precludes 21 federal habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of the state 22 court’s decision.” Harrington v. Richter, 562 U.S. 86, 101 (2011) (quoting Yarborough v. 23 Alvarado, 541 U.S. 652, 664 (2004)). Accordingly, “[a]s a condition for obtaining habeas corpus 24 from a federal court, a state prisoner must show that the state court’s ruling on the claim being 25 presented in federal court was so lacking in justification that there was an error well understood 26 3 27 28 Under § 2254(d)(2), a state court decision based on a factual determination is not to be overturned on factual grounds unless it is “objectively unreasonable in light of the evidence presented in the state court proceeding.” Stanley, 633 F.3d at 859 (quoting Davis v. Woodford, 384 F.3d 628, 638 (9th Cir. 2004)). 6 1 and comprehended in existing law beyond any possibility for fair-minded disagreement.” Id. at 2 103. 3 The court looks to the last reasoned state court decision as the basis for the state court 4 judgment. Stanley, 633 F.3d at 859; Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004). 5 If the last reasoned state court decision adopts or substantially incorporates the reasoning from a 6 previous state court decision, this court may consider both decisions to ascertain the reasoning of 7 the last decision. Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007) (en banc). “When a 8 federal claim has been presented to a state court and the state court has denied relief, it may be 9 presumed that the state court adjudicated the claim on the merits in the absence of any indication 10 or state-law procedural principles to the contrary.” Richter, 562 U.S. at 99. This presumption 11 may be overcome by a showing “there is reason to think some other explanation for the state 12 court’s decision is more likely.” Id. at 99-100. Similarly, when a state court decision on 13 petitioner’s claims rejects some claims but does not expressly address a federal claim, a federal 14 habeas court must presume, subject to rebuttal, that the federal claim was adjudicated on the 15 merits. Johnson v. Williams, 568 U.S. 289, 298-301 (2013) (citing Richter, 562 U.S. at 98). If a 16 state court fails to adjudicate a component of the petitioner’s federal claim, the component is 17 reviewed de novo in federal court. See, e.g., Wiggins v. Smith, 539 U.S. 510, 534 (2003). 18 V. Petitioner’s Claims 19 A. Denial of Continuance 20 The Parties’ Arguments 21 Petitioner claims that the trial court abused its discretion and violated petitioner’s rights to 22 due process and the effective assistance of counsel when it denied his request for a continuance so 23 he could review the prosecutor’s opposition to the motion to withdraw the guilty plea, research 24 the cases argued in the opposition, and prepare a written reply. He relies on various California 25 cases and Faretta. (ECF No. 2 at 18-25.) 26 Respondent counters that to the extent petitioner renews the claim raised on appeal, it fails 27 because, in addition to the state appellate court’s discussion: 28 //// 7 1 reasonable jurists reading only Supreme Court holdings on the Opinion’s date could doubt: 2 3 4 5 (a) that claimed abuse of discretion implicates the Constitution, (b) that a “general appeal to a constitutional guarantee as broad as due process” has “substance” even as to preparing for a constitutionallyguaranteed trial, much less a not-constitutionally-guaranteed reply to opposition to one’s own after-conviction motion filed in pro per, or (c) that the Constitution governs effectiveness of an attorney who is discretionarily appointed for a self-represented defendant. 6 7 8 9 (ECF No. 19 at 6) (all footnotes omitted). In reply, petitioner contends that “the trial court knew the clandestine plea discussions would not be accepted by petitioner once he found out the plea was illegal and amended greater in 10 time.” (ECF No. 24 at 4.) Petitioner claims the rejection of the continuance violated his 11 constitutional rights, citing various cases from California state courts, but adding “accord” 12 Chambers v. Mississippi, 410 U.S. 284, 294 (1973). (ECF No. 24 at 3-4.) Petitioner also 13 reiterates his claim that the decision violated his rights under Faretta. 14 State Court Decision 15 The last reasoned rejection of petitioner’s claim is the decision of the California Court of 16 17 18 19 20 21 22 23 24 Appeal on petitioner’s direct appeal. The state court addressed this claim as follows: Defendant argues the trial court abused its discretion when it denied his request for a continuance of the hearing on his motion to withdraw his plea. Courts, judicial officers, and counsel owe a duty to expedite criminal proceedings “to the greatest degree that is consistent with the ends of justice.” (§ 1050, subd. (a).) Accordingly, motions to continue are disfavored and granted only on a showing of good cause. (Id., subd. (e); Cal. Rules of Court, rule 4.113.) “An important factor for a trial court to consider is whether a continuance would be useful.” (People v. Beeler (1995) 9 Cal.4th 953, 1003.) “[T]o demonstrate the usefulness of a continuance a party must show both the materiality of the evidence necessitating the continuance and that such evidence could be obtained within a reasonable time.” (Ibid.) The decision to grant or deny a continuance rests within the sound discretion of the trial court. (People v. Beames (2007) 40 Cal.4th 907, 920.) 25 26 27 28 A trial court may not exercise its discretion over continuances so as to deprive the defendant or his attorneys of a reasonable opportunity to prepare. (People v. Snow (2003) 30 Cal.4th 43, 70.) However, “the party challenging a ruling on a continuance bears the burden of establishing an abuse of discretion, and an order denying a continuance is seldom successfully attacked. [Citation.] [¶] Under 8 1 this state law standard, discretion is abused only when the court exceeds the bounds of reason, all circumstances being considered.” (People v. Beames, supra, 40 Cal.4th at p. 920.) “A reviewing court considers the circumstances of each case and the reasons presented for the request to determine whether a trial court’s denial of a continuance was so arbitrary as to deny due process.” (People v. Doolin (2009) 45 Cal.4th 390, 450.) Not every denial of a request for more time violates due process, “even if the party seeking the continuance thereby fails to offer evidence.” (Beames, supra, at p. 921; accord Ungar v. Sarafite (1964) 376 U.S. 575, 589.) 2 3 4 5 6 All circumstances being considered, the trial court did not abuse its discretion in denying defendant’s request for a continuance. Defendant argues that the lack of a continuance resulted in denial of a reasonable opportunity to prepare, however the proof of service on the opposition indicates it was served electronically on March 10, 2021, five days before the hearing. Further, even if defendant did not receive the opposition on March 10, the trial court offered defendant time to fully read the opposition, which directly addressed arguments made by defendant in his moving papers. As the trial court indicated, the opposition was only seven pages long, of which one and a half pages had the legal standard for withdrawing a previously entered guilty plea. Defendant’s motion also sets out this legal standard, and includes cites to some of the same cases cited in the People’s opposition. The opposition did not include any detailed scrutiny of case law or comparisons of defendant’s circumstances to a specific precedent. The opposition focused instead on the People’s argument that defendant entered into the plea agreement with knowledge of its terms and received a “justly-bargained plea.” Thus, the crux of the opposition’s argument relied on facts known to defendant prior to the hearing and relied on the same legal standard as defendant’s moving papers. 7 8 9 10 11 12 13 14 15 16 17 Defendant was given the opportunity to read and respond to these arguments during the hearing on his motion to withdraw his plea. After reviewing the opposition, defendant did not point to any specific legal or factual issue that he needed additional time to adequately address. The trial court engaged in extensive discussion with him concerning the claimed reasons for his motion, including his arguments that he did not enter into the plea agreement with full knowledge of its terms. Defendant articulated the details of his complaints on the record, and after full consideration of the arguments, the trial court denied his motion to withdraw. 18 19 20 21 22 23 Defendant has failed to establish that the trial court’s denial of a continuance was so arbitrary as to deny him due process, or that a continuance would have been useful. (See People v. Doolin, supra, 45 Cal.4th at p. 450; People v. Beeler, supra, 9 Cal.4th at p. 1003.) Acting as his own counsel, the record demonstrates defendant was able to adequately respond to the arguments raised in the opposition, as well as to engage with the trial court as to the validity of his claimed bases for the withdrawal of his plea. In determining 24 25 26 27 28 //// 9 1 defendant was adequately prepared to respond to the opposition, the trial court did not exceed the bounds of reason. 2 3 (ECF No. 18-14 at 5-6.) 4 Governing Standards 5 Habeas corpus relief is available only if the petitioner’s conviction or sentence is “in 6 violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a). See 7 Estelle v. McGuire, 502 U.S. 62, 67-68 (1991). “The matter of continuance is traditionally within 8 the discretion of the trial judge, and it is not every denial of a request for more time that violates 9 due process even if the party fails to offer evidence or is compelled to defend without counsel.” 10 Ungar v. Sarafite, 376 U.S. 575, 589 (1964). In other words, the denial of a motion for a 11 continuance is generally a matter of state law and only violates due process when it is arbitrary. 12 Id.; U.S. v. Rivera-Guerrero, 426 F.3d 1130, 1138 (9th Cir. 2005). 13 “There are no mechanical tests for deciding when a denial of a continuance is so arbitrary 14 as to violate due process.” Ungar, 376 at 589. Instead, a court must look at the circumstances of 15 each individual case with special consideration given to “the reasons presented to the trial judge 16 at the time the [continuance was] request is denied.” Id. at 589-90 (citations omitted). The Ninth 17 Circuit identified four factors to help guide the analysis: (1) petitioner’s diligence in preparing 18 his case; (2) the likelihood that a continuance would serve a useful purpose; (3) whether a 19 continuance would inconvenience the court, the parties, or the witnesses; and (4) whether 20 petitioner was prejudiced by the denial. Rivera-Guerrero, 426 F.3d at 1138-43. Of the four 21 factors, only the fourth is dispositive. Id. at 1139. Because trial courts have broad discretion 22 when considering whether to continue a trial, the denial of a motion for more time violates due 23 process only in rare cases. Ungar, 376 U.S. at 589; see also Morris v. Slappy, 461 U.S. 1, 11-12 24 (1983) (only unreasonable and arbitrary “‘insistence upon expeditiousness in the face of a 25 justifiable request for delay’ violates the right to the assistance of counsel”). 26 Analysis 27 Here, petitioner’s claim that the trial court abused its discretion in denying petitioner’s 28 request for a continuance of the hearing on his motion to withdraw his guilty plea is a state law 10 1 issue. Because the claim is solely based on an error under California law, it fails to state a basis 2 for federal habeas relief. See Langford v. Day, 110 F.3d 1380, 1389 (9th Cir. 1996) (petitioner 3 “may not[ ] transform a state-law issue into a federal one merely by asserting a violation of due 4 process”), cert. denied, 522 U.S. 881 (1997); Laborin v. Clark, 2010 WL 3835778, at *4 (E.D. 5 Cal. Sept. 30, 2010) (no cognizable federal habeas claim where petitioner claimed state court’s 6 denial of continuance motion constituted an abuse of discretion). 7 8 9 Therefore, the question is whether the trial court’s denial of petitioner’s motion for a continuance was so arbitrary as to violate petitioner’s due process rights. The undersigned finds that the state appellate court reasonably determined that the trial 10 court’s decision was not so arbitrary as to violate due process. The trial court considered the 11 basis for petitioner’s requested continuance and found it lacking. As the appellate court found, 12 the trial court gave petitioner time to review the seven page opposition, noting that all the 13 prosecution did was to “go through [petitioner’s] plea,” simply arguing that there was no defect in 14 the plea. (ECF No. 18-10 at 5.) Review of the prosecution’s opposition confirms that the 15 opposition did not have any detailed scrutiny of case law or comparisons of defendant’s 16 circumstances to a specific precedent. (ECF No. 18-8 at 279-85 (Clerk’s Transcript (“CT”) 1969- 17 76).) In addition, petitioner argued his motion in detail, engaging the trial judge on multiple 18 occasions, and demonstrating he was prepared to argue his motion and address the prosecution’s 19 opposing arguments. (ECF No. 18-10, passim (2RT).) On this record, the undersigned cannot 20 find that petitioner suffered actual prejudice from the denial of the continuance. See Gallego v. 21 McDaniel, 124 F.3d 1065, 1072 (9th Cir. 1997) (“In the absence of a showing of actual prejudice 22 to [the petitioner’s] defense resulting from the trial court’s refusal to grant a continuance, it 23 cannot be said that the district court erred by denying relief on this ground.”). 24 Finally, petitioner’s reliance on Faretta is unavailing. Under the Sixth Amendment, a 25 defendant in a state court criminal proceeding is entitled to assert the right to self-representation. 26 Faretta v. California, 422 U.S. 806, 821, 832 (1975). Although Faretta entitles a criminal 27 defendant the right to represent himself at trial, “Faretta says nothing about any specific legal aid 28 that the State owes a pro se criminal defendant.” Kane v. Espitia, 546 U.S. 9, 10 (2005) (per 11 1 curiam). Moreover, there is no clearly established constitutional right to effective assistance of 2 standby counsel or to receive correct advice from standby counsel in the plea bargaining process. 3 See Locks v. Sumner, 703 F.2d 403, 407-08 (9th Cir. 1983) (holding that the right to advisory 4 counsel is “not of constitutional dimension”); United States v. Kienenberger, 13 F.3d 1354, 1356 5 (9th Cir. 1994) (holding that a district court has discretion in deciding whether to appoint standby 6 counsel). Therefore, petitioner’s reliance on Faretta is unavailing. 7 Accordingly, petitioner’s first claim should be denied. 8 B. Denial of Motion to Withdraw Plea 9 The Parties’ Arguments 10 Petitioner argues that the trial court committed error by denying the motion to withdraw 11 the plea because petitioner was rushed to accept the plea because standby counsel was no longer 12 assigned, and the next court date was January 11, 2021. Further, at the January 8, 2021 hearing, 13 petitioner was not aware the charges would be amended to include 245(D)(3), and he was not 14 prepared for trial because he did not have all the necessary discovery and thought he would have 15 to go to trial without an adequately prepared gang expert. (ECF No. 2 at 27.) For all those 16 reasons, petitioner accepted the plea under duress, impulsively, and contrary to his right and 17 desire to have a jury trial. Petitioner argues his standby counsel (also his second cousin by 18 blood), was concerned at the unexpected court hearing, which “coerced” petitioner to take the 19 plea because standby counsel had been excused on December 14, 2020. (ECF No. 2 at 33.) 20 Petitioner contends he was confused and believed he pleaded no contest to the assaults charged in 21 counts 4, 5 and 6, assault with a semi-automatic rifle on an officer under P.C. 245(D)(2). (ECF 22 No. 2 at 35.) Further, he acted under duress because he knew he would be without funds to retain 23 a gang expert and without a complete review of all necessary discovery. Finally, petitioner 24 argues that his plea was not voluntary and intelligent because his standby counsel was working 25 with the prosecution and intimidated petitioner with “losing trial and getting life in prison.” (ECF 26 No. 2 at 36.) Petitioner objects that this case is not a matter of “buyer’s remorse,” but that he did 27 not understand the terms of the plea deal as required under Faretta and accepted the plea deal 28 under duress. (ECF No. 2 at 37.) 12 1 2 3 4 5 6 7 8 9 10 11 12 Respondent argues that to the extent petitioner renews the claim raised on appeal, it fails because, in addition to the state appellate court’s discussion, reasonable jurists at finality could find it not apparent, and fairminded jurists reading only Supreme Court holdings on the Opinion’s date could doubt: (a) that one lacked legally-required knowledge of consequences of admitted charges when one personally agreed in writing to admit specific charges to get a twentyone-year term (ECF 18-8 at 144) and after one’s plea to precisely those charges one received precisely that term (id. at 296-98; ECF 18-9 at 4-6); (b) that any alleged nondisclosure of evidence to undercut prosecution efforts to prove guilt in a trial constitutionally mattered, when one agreed instead to be convicted without a trial (ECF 18-9 at 8); (c) that a right constitutionally exists to represent that one’s plea is free and voluntary, not a result of undisclosed promises or threats (id. at 9), but later change one’s mind and invoke judicial process to pursue a factual premise that the contrary is true; or (d) that on the list of things that must not have “induced” a plea, alleged impulsiveness appears. (ECF No. 19 at 8-9) (all footnotes omitted).) 13 In reply, petitioner claims that his plea was not voluntary and intelligent because he had 14 not received outstanding and exculpatory discovery, including interviews with gang officers, in 15 violation of Brady v. Maryland, 373 U.S. 83 (1963). (ECF No. 24 at 6-11.) Petitioner claims he 16 was left out of plea negotiations which coerced the plea in a rapid resolution and deprived him of 17 the knowledge of amended charges that resulted in a 21 year sentence instead of the 18 year 18 sentence it should have been. (ECF No. 24 at 18.) 19 State Court Decision 20 The last reasoned rejection of petitioner’s claim is the decision of the California Court of 21 22 23 24 25 26 27 28 Appeal on petitioner’s direct appeal. The state court addressed this claim as follows: Defendant argues the trial court committed error when it denied defendant’s motion to withdraw his no contest plea because he has shown by clear and convincing evidence there was good cause to withdraw the plea. Defendant asserts he was unaware that the indictment would be amended with charges of assault on a peace officer with a machine gun, as opposed to assault on a peace officer with a semiautomatic rifle. As the original charges were lesser than the amended charges, defendant argues that if he had been aware of the proposed amendment, he never would have accepted the deal. Section 1018 provides that, at any time before judgment, the court may, “for a good cause shown, permit the plea of guilty to be withdrawn and a plea of not guilty substituted. . . . This section shall 13 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 be liberally construed to [a]ffect these objects and to promote justice.” Although the statute directs liberal interpretation, case law implementing section 1018 establishes a rigid standard for overturning a guilty plea. Courts have stated that “ ‘pleas resulting from a bargain should not be set aside lightly and finality of proceedings should be encouraged.’ ” (People v. Weaver (2004) 118 Cal.App.4th 131, 146.) “A plea may not be withdrawn simply because the defendant has changed his [or her] mind.” (People v. Nance (1991) 1 Cal.App.4th 1453, 1456.) A defendant seeking to withdraw his plea has the “burden to produce evidence of good cause by clear and convincing evidence.” (People v. Wharton (1991) 53 Cal.3d 522, 585.) To demonstrate good cause, a defendant must show that his plea was not the product of his free judgment. “Mistake, ignorance or any other factor overcoming the exercise of free judgment is good cause for withdrawal of a guilty plea.” (People v. Cruz (1974) 12 Cal.3d 562, 566.) “The defendant must also show prejudice in that he or she would not have accepted the plea bargain had it not been for the mistake. (In re Moser (1993) 6 Cal.4th 342, 352.)” (People v. Breslin (2012) 205 Cal.App.4th 1409, 1416.) We review a claim of an erroneous denial of a motion to withdraw a plea for abuse of discretion. (People v. Holmes (2004) 32 Cal.4th 432, 442-443.) As detailed above, at the change of plea hearing, the trial court walked defendant step-by-step through the charges he was pleading no contest to, including the fact that the charging document would be amended to reflect violations of “[s]ection 245[, subdivision (d)](3), which is assault with a machine gun on a police officer.” The trial court explained that defendant’s maximum exposure for what he was pleading to was 21 years eight months, but that defendant would be sentenced to 21 years in prison. The trial court specifically inquired whether defendant understood these amended charges and the total prison sentence. Defendant responded with an unequivocal “yes.” 18 19 20 21 22 23 24 25 26 27 At the hearing on the motion to withdraw his plea, the trial court listened to and questioned defendant as he argued that the plea was not knowing, intelligent, and voluntary. The trial court noted that the plea form itself listed that defendant was pleading no contest to “Assault w/machine gun on officer” instead of simply listing the applicable Penal Code section. The trial court indicated it had done this so defendant would understand exactly what he was pleading to, as well as the minimum exposure and maximum exposure. The trial court also noted that it had witnessed defendant over numerous appearances and concluded: “[Y]ou’re probably one of the smartest defendants that I have ever witnessed in 22 years of practicing criminal law. So, it doesn’t work for you to plead ignorance at this point. Because I have stacks of very articulate motions from you. And for you to say that now, all of a sudden, you don’t understand what’s going on, belies the fact that you’re a very good attorney.” The trial court further addressed defendant’s concerns regarding discovery issues and his complaints about his gang expert. 28 14 1 The trial court did not engage in an abuse of discretion in denying defendant’s motion to withdraw his no contest plea. The trial court made numerous efforts to ensure that defendant’s plea was knowing, intelligent, and voluntary, including by spelling out the charges on the plea form, walking defendant through the charges and sentence at the plea hearing, and addressing all of defendant’s concerns at the hearing on defendant’s motion to withdraw his plea. We are not persuaded by defendant’s contention he acted in duress because he thought he would be required to go to trial without the benefit of all discovery, as the trial court confirmed with the People that defendant had indeed received outstanding discovery documents. Further, the discovery was related to the gang activity charges, which were all dismissed as part of defendant’s plea. Defendant argued that funding for his gang expert had been denied, but the trial court pointed out that the trial court had already authorized “many tens of thousands of dollars” for this expense. While defendant may have changed his mind subsequent to entering his plea, such circumstances do not provide the good cause necessary for withdrawal. 2 3 4 5 6 7 8 9 10 11 (ECF No. 18-14 at 6-8.) 12 Analysis and Applicable Law 13 Again, whether the state trial court properly exercised its discretion in denying petitioner’s 14 motion to withdraw his guilty plea concerns an issue of state law that is not cognizable on federal 15 habeas review. Langford, 110 F.3d at 1389. A state prisoner is entitled to habeas relief only if he 16 is being held in custody in violation of the constitution, laws or treaties of the United States 17 Constitution. 28 U.S.C. § 2254(a). The California appellate court analyzed this claim solely 18 under an abuse of discretion analysis pursuant to California law because petitioner presented a 19 violation of state law and did not allege a constitutional violation. (ECF No. 18-14 at 6-8.) Any 20 alleged error is one of state law which is not cognizable in a federal habeas petition. Plummer v. 21 McDaniel, 2009 WL 10677901, at *4-5 (D. Nev. Mar. 16, 2009), aff’d, 444 F. App’x 177 (9th 22 Cir. 2011). 23 Moreover, “a guilty plea represents a break in the chain of events which has preceded it in 24 the criminal process. When a criminal defendant has solemnly admitted in open court that he is 25 in fact guilty of the offense with which he is charged, he may not thereafter raise independent 26 claims relating to the deprivation of constitutional rights that occurred prior to the entry of the 27 guilty plea. He may only attack the voluntary and intelligent character of the guilty plea.” Tollett 28 v. Henderson, 411 U.S. 258, 267 (1973). Petitioner makes various claims concerning his inability 15 1 to obtain discovery prior to the entry of his plea. In addition to failing to show a violation of 2 clearly established federal law, under Tollett, such claims are not cognizable on federal habeas 3 review. See Ortberg v. Moody, 961 F.2d 135, 137-38 (9th Cir.), cert. denied, 506 U.S. 878 4 (1992) (holding that claims alleging constitutional violations that occurred prior to the entry of a 5 plea were not cognizable under Tollett). 6 In any event, the record establishes that the trial court’s denial of the motion to withdraw 7 the guilty plea did not violate petitioner’s federal constitutional rights. It is clearly established 8 federal law that a guilty plea must be knowing, intelligent and voluntary. Brady v. United States, 9 397 U.S. 742, 748 (1970); Boykin v. Alabama, 395 U.S. 238, 242 (1969). The record must 10 reflect that a criminal defendant pleading guilty understands, and is voluntarily waiving, his rights 11 to the privilege against compulsory self-incrimination, to trial by jury and to confront one’s 12 accusers. Boykin, 395 U.S. at 243. However, “beyond these essentials, the Constitution ‘does 13 not impose strict requirements on the mechanics of plea proceedings.’” Loftis v. Almager, 704 14 F.3d 645, 648 (9th Cir. 2012) (quoting United States v. Escamilla-Rojas, 640 F.3d 1055, 1062 15 (9th Cir. 2011), cert. denied, 133 S. Ct. 101 (2012)). See also Wilkins v. Erickson, 505 F.2d 761, 16 763 (9th Cir. 1974) (specific articulation of the Boykin rights “is not the sine qua non of a valid 17 guilty plea.”). Rather, if the record demonstrates that a guilty plea is knowing and voluntary, “no 18 particular ritual or showing on the record is required.” United States v. McWilliams, 730 F.2d 19 1218, 1223 (9th Cir. 1984). The long-standing test for determining the validity of a guilty plea is 20 “‘whether the plea represents a voluntary and intelligent choice among the alternative courses of 21 action open to the defendant.’” Parke v. Raley, 506 U.S. 20, 29 (quoting North Carolina v. 22 Alford, 400 U.S. 25, 31 (1970)). “The voluntariness of [a petitioner’s] guilty plea can be 23 determined only by considering all of the relevant circumstances surrounding it." Brady, 397 24 F.2d at 749. 25 In Blackledge v. Allison, 431 U.S. 63 (1977), the Supreme Court addressed the 26 presumption of verity to be given the record of plea proceedings when the plea is subsequently 27 subject to a collateral challenge. While noting that the defendant’s representations at the time of 28 his guilty plea are not “invariably insurmountable” when challenging the voluntariness of his 16 1 plea, the court stated that, nonetheless, the defendant’s representations, as well as any findings 2 made by the judge accepting the plea, “constitute a formidable barrier in any subsequent collateral 3 proceedings” and that “[s]olemn declarations in open court carry a strong presumption of verity." 4 Blackledge, 431 U.S. at 74. 5 “[I]t is the policy of the law to hold litigants to their assurances” at a plea colloquy. 6 United States v. Marrero-Rivera, 124 F.3d 342, 349 (1st Cir. 1997) (citations, internal quotation 7 marks, and alteration omitted). A petitioner “should not be heard to controvert his Rule 11 8 statements in a subsequent § 2255 motion unless he offers a valid reason why he should be 9 permitted to depart from the apparent truth of his earlier statement[s].” United States v. Butt, 731 10 F.2d 75, 80 (1st Cir. 1984) (quoting Crawford v. United States, 519 F.2d 347 (4th Cir. 1975)). 11 “[I]n the absence of extraordinary circumstances, the truth of sworn statements made during a 12 Rule 11 colloquy is conclusively established.” United States v. Lemaster, 403 F.3d 216, 221 (4th 13 Cir. 2005) (quoting United States v. Bowman, 348 F.3d 408, 417 (4th Cir. 2003.) 14 Here, the state court record includes petitioner’s signed “Plea Form, With Explanations 15 and Waiver of Rights -- Felony” (hereafter “waiver”). (ECF No. 18-8 at 144-50 (CT 1832-40).) 16 The waiver states that petitioner is pleading no contest to three counts of “assault w/ machine gun 17 on officer,” with a minimum of 6 years and a maximum of 12 years, in violation of California 18 Penal Code § 12022(a)(1) – principle armed. (ECF No. 18-8 at 144.) The waiver further states 19 that petitioner faced a maximum of 21 years, 8 months, but will be sentenced to 21 years in state 20 prison. (ECF No. 18-8 at 144.) The waiver provides that petitioner is also pleading no contest to 21 one count of discharge of firearm from vehicle (count 9), felony evading VC 2600.2 (count 10), 22 and prohibited person w/ firearm (count 16).” (ECF No. 18-8 at 144.) Petitioner acknowledged 23 that he had discussed the negotiated plea with his attorney, that his attorney had answered all of 24 his questions, and that he and his attorney had discussed possible defenses and motions. (ECF 25 No. 18-8 at 148.) 26 Petitioner also waived his Constitutional rights to a jury trial and court trial, the right to 27 confront and cross-examine witnesses, the right to remain silent and not to incriminate himself, 28 and the right to produce evidence and to present a defense, including the right to testify on his 17 1 own behalf. (ECF No. 18-8 at 147, 148.) He marked that he understood that he was, “in fact, 2 incriminating [himself] with his plea.” (Id.) Petitioner agreed that no one had made any threats; 3 used any force against him, his family, or loved ones; or made any promises to him, except as 4 provided in the waiver form, to induce him to enter his plea and that he was entering the plea 5 voluntarily and of his own free will. (ECF No. 18-8 at 148.) Petitioner also had notice of the 6 nature of the charges against him, and the grand jury transcript provided the factual basis for the 7 plea. (ECF Nos. 18-1 at 36-124 (CT 1-89); 18-9 at 5-6; 10-11.) See Marshall v. Lonberger, 459 8 U.S. 422, 436 (1983) (in order for a plea to be voluntary, an accused must receive notice of the 9 nature of the charge against him, “the first and most universally recognized requirement of due 10 process”) (quoting Smith v. O’Grady, 312 U.S. 329, 334 (1941)). Also contained in the waiver 11 form is petitioner’s counsel’s declaration that counsel had read and explained the waiver form to 12 petitioner and that the attorney concurred in petitioner’s decision to plead no contest, joined in the 13 waiver, and stipulated that there is a factual basis for the plea. (ECF No. 18-8 at 149.) 14 On January 8, 2021, in open court during the change of plea hearing, the trial judge 15 reappointed standby counsel for petitioner. (ECF No. 18-9 at 4.) Petitioner was advised by the 16 trial judge that he anticipated Counts 1 through 3, attempted murder of a police officer, would be 17 amended to reflect a violation of California Penal Code Section 245(D)(3), which is “assault with 18 a machine gun on a police officer,” and that although the maximum exposure for the six counts 19 now charged is 21 years 8 months, petitioner would be sentenced to 21 years because count 16 20 would run concurrently. (ECF No. 18-9 at 5.) Petitioner responded that he understood. The trial 21 judge also stated that all of the remaining charges and enhancements would be dismissed in light 22 of petitioner’s plea, and that the gang allegations would be dismissed “with prejudice,” meaning 23 they “cannot be re-filed.” (ECF No. 18-9 at 5-6.) 24 Subsequently, the trial judge asked petitioner whether he waived his right to a court trial, 25 jury trial, his right to see, hear and confront the witnesses called against petitioner, his right to 26 have the court issue subpoenas on petitioner’s behalf to make his witnesses and evidence be 27 brought to court for his defense, his right to testify and present evidence, and his right to remain 28 silent, and petitioner responded affirmatively to all, confirming his waiver of constitutional rights. 18 1 (ECF No. 18-9 at 7-9.) The trial judge then questioned petitioner as to whether he was freely and 2 voluntarily pleading guilty, in the following plea colloquy: 3 The Court: Has anyone made you any promises to get you to enter into this deal other than what we have discussed today on the record? 4 Petitioner: No. 5 6 The Court: Has anyone threatened you in any way to get you to enter into this deal? 7 Petitioner: No. 8 The Court: Are you entering into this deal freely and voluntarily? 9 Petitioner: Yes, I am. 10 11 The Court: Are you currently under the influence of alcohol, narcotics, marijuana, medication or any other substance that is affecting your decision-making ability in a negative way? 12 Petitioner: Not one bit, sir. 13 The Court: Are you supposed to be taking any medication that you’re not taking and that is affecting your decision-making ability? 14 Petitioner: Not at all. 15 The Court: Do you feel you have had enough time to talk to [standby counsel] about your rights, the consequences of your plea, and any possible defenses? 16 17 Petitioner: I think so. Yes. 18 19 (ECF No. 18-9 at 9-10.) All parties stipulated to a factual basis using the grand jury testimony 20 (CT 128-702) as the basis of the plea and waived full reading of the amended indictment. (ECF 21 No. 18-9 at 10.) Petitioner pled no contest to the amended counts 1, 2 and 3, and no contest to 22 counts 9, 10 and 16. (ECF No. 18-9 at 12.) The trial judge found that petitioner was fully 23 informed of and understood his constitutional rights, that he made a knowing, intelligent, free and 24 voluntary waiver of those rights, and that there was a factual basis for the plea, accepted 25 petitioner’s plea and found petitioner guilty. (ECF No. 18-9 at 13.) 26 The trial judge acknowledged receipt of petitioner’s signed plea form and waiver of his 27 felony rights. At the judge’s request, petitioner confirmed that he had signed and initialed the 28 //// 19 1 waiver of rights form, and the trial judge incorporated the written plea form into petitioner’s 2 waiver of rights in open court. (ECF No. 18-9 at 13-14.) 3 There is nothing in the record before this court to overcome the presumption that 4 petitioner pled guilty voluntarily and intelligently. Petitioner’s claim that he was unaware of an 5 increase in prison time based on the amendment of counts one through three to reflect assault on a 6 peace officer with a machine gun rather than attempted murder, or that he was confused about the 7 amount of time he would serve is belied by the record. Indeed, his argument that he thought he 8 was pleading to the assault with a semiautomatic weapon in counts 4, 5, and 6 is belied by the 9 express writing on the waiver form which does not include such counts. (ECF No. 18-8 at 144.) 10 While the written plea form does not reference 245(D)(3), neither does it reference 245(D)(2). 11 (Id.) 12 Petitioner informed the court in writing and orally that he understood his punishment and 13 the consequences of his plea. The waiver of rights form, which petitioner initialed and signed, 14 fully informed him about these matters. Specifically, petitioner was informed and acknowledged 15 that his plea included the amended language referencing a machine gun and confirmed the 21 16 year 8 month maximum sentence he faced, but that he would be sentenced to 21 years, and he 17 was so sentenced. (ECF No. 18-10 at 19.) 18 On March 15, 2021, at the hearing on his motion to withdraw his plea, petitioner claimed 19 that he was “just ignorant of the 245(D)(3),” and “didn’t understand that it was greater than the 20 lesser included offense, which was 5, 7 and 9, which should have left [petitioner] at 18 [years].” 21 (ECF No. 18-10 at 12.) Petitioner claimed that had he known it was greater than the lesser 22 included offense, he would not have signed off on it. Petitioner objected that the plea form did 23 not state 245(D)(3), it only stated “assault with machine gun on officers 6, 12 years.” (ECF No. 24 18-10 at 12.) The trial judge responded that he did not put 245(D)(3) on the waiver form because 25 he put in “assault with a machine gun on an officer” to make it more clear to petitioner, stating “I 26 don’t see how that could be any more clear.” (Id. at 13.) The trial judge then reminded petitioner 27 that during the change of plea hearing, the prosecution noted the violation of Penal Code Section 28 245(D)(3), and the judge asked petitioner three separate times “what was his plea to the three 20 1 amended counts for violation of Penal Code Section 245(D)(3), assault with machine gun on an 2 officer alleged to have occurred on or about June 25th of 2017?” and petitioner pled no contest to 3 each. (ECF No. 18-10 at 13-14.) Petitioner objected that he did not understand because he 4 signed the plea form before the judge read it and petitioner did not know the People were going to 5 amend the charges but if he had known, he would not have taken the deal. When the judge 6 explained that the charges were amended to conform with the plea deal, as usual, and petitioner 7 continued to object that he did not understand, the judge asked petitioner: 8 The Court: So you’re telling me, you thought you had to come in here and plead guilty to the sheet, that you had to admit to everything? 9 10 Petitioner: No. I did not. 11 The Court: Okay. 12 Petitioner: I did not know it was going to be amended, sir, Your Honor. 13 The Court: How did you think you were going to get to 21 years at halftime? Again, this is now your – you’re way smarter than that, Mr. Rodriguez. 14 15 16 (ECF No. 18-10 at 14.) After petitioner again stated he did not understand the deal, and claimed 17 he wasn’t involved in the plea negotiations at all, the judge interrupted petitioner and reminded 18 him that as chief counsel, petitioner signed off on the deal both when the judge took the plea and 19 when petitioner signed the plea form. (ECF No. 18-10 at 15.) Petitioner then objected that the 20 gang allegations were dismissed in the interest of justice not with prejudice, as promised. The 21 judge then stated he would order on the record that the gang allegations are dismissed with 22 prejudice. 23 After briefly going off the record, the prosecution added that the case was to be resolved 24 on December 14th, but petitioner indicated to standby counsel that petitioner “wanted a better 25 deal. And the 245(D)(3) was always contemplated as the assault charge that the plea would be 26 taken to.” (ECF No. 18-10 at 15.) 4 The trial judge then denied petitioner’s motion to withdraw 27 28 4 The record confirms that the case had been set for change of plea on December 14, 2020, which did not occur; instead, the currently set dates for motions in limine and trial were rescheduled, 21 1 the plea, finding petitioner “made a knowing, voluntary and intelligent waiver of his rights. Fully 2 understood what was happening when he entered his pleas,” which was “borne out by the 3 transcript, by the plea form, and by [the judge’s] own observation of [petitioner] when [the judge] 4 took the plea.” (ECF No. 18-10 at 16.). 5 The undersigned finds that petitioner’s arguments are insufficient to overcome the strong 6 presumption that petitioner’s guilty plea was intelligent and voluntary. As found by the state 7 appellate court, the record does not support petitioner’s claims that he was rushed into accepting 8 the plea deal under duress because he thought he would be forced to go to trial without the benefit 9 of all discovery. Moreover, petitioner’s subsequent objection based on his alleged failure to 10 understand he would have to plead guilty to 245(D)(3) is disingenuous at best, particularly in 11 light of the written plea form, as well as the plea colloquy in open court. Such records confirm 12 that petitioner informed the trial court that he believed a guilty plea was in his best interests, that 13 he understood what he was pleading to, and that he was aware of the consequences of his plea. 14 Also, during the hearing on his motion to withdraw his plea, petitioner acknowledged that 15 he faced potential multiple life sentences if he chose not to plead guilty. (ECF No. 18-10 at 12.) 16 As the judge explained, petitioner pled to the 245(D)(3) “[s]o [petitioner] can get a 50 percent 17 case and not spend life in prison.” (Id.) Given the myriad charges petitioner faced if he chose to 18 go to trial, as well as the potential for serving life in prison, the undersigned finds that petitioner’s 19 guilty plea resulting in a prison sentence of 21 years was a voluntary and intelligent choice. 20 Parke, 506 U.S. at 29. 21 After a careful review of the record, this court does not find that the trial judge violated 22 petitioner’s constitutional rights by denying petitioner’s motion to withdraw his plea. This court 23 agrees with the state appellate court that petitioner understood the ramifications of his plea but 24 later changed his mind. His arguments concerning discovery of gang activity related charges are 25 unavailing because all gang allegations were dismissed with prejudice as part of the plea bargain. 26 Petitioner has failed to overcome the strong presumption that his guilty plea is valid and that his 27 28 standby counsel was relieved, and “[n]o further negotiation and the court will proceed with the trial.” (ECF No. 18-7 at 247 (CT 1662).) 22 1 representations on the waiver form and in open court are true. Accordingly, he is not entitled to 2 relief on his claim that the trial court violated his federal constitutional rights in denying his 3 motion to set aside his plea. 4 VI. Pending Motion 5 Petitioner seeks an order allowing him to conduct discovery into “suppressed material 6 evidence that impeaches gang cops/experts for the prosecution,” and to expand the record to 7 inquire into alleged lies the prosecution made to the trial court and to “cure the prosecution’s 8 fabricated gang allegations.” (ECF No. 3 at 2-3, 5; see also ECF No. 2 at 38-47.) 9 Although a habeas proceeding is a civil suit, a habeas petitioner “does not enjoy the 10 presumptive entitlement to discovery of a traditional civil litigant.” Rich v. Calderon, 187 F.3d 11 1064, 1068 (9th Cir. 1999); Bracy v. Gramley, 520 U.S. 899, 904 (1997) (stating that unlike other 12 civil litigants, a habeas corpus petitioner is not entitled to broad discovery). A court considering a 13 habeas corpus petition is ordinarily limited to the state court record. See Cullen v. Pinholster, 563 14 U.S. 170, 180 (2011) (holding that “review under § 2254(d)(1) is limited to the record that was 15 before the state court that adjudicated the claim on the merits”). Yet, under Rule 6(a) of the Rules 16 Governing § 2254 Cases, 28 U.S.C. foll. § 2254, a court may grant a habeas petitioner’s 17 discovery request upon a showing of good cause. Bracy, 520 U.S. at 904. Good cause exists 18 “where specific allegations before the court show reason to believe that the petitioner may, if the 19 facts are fully developed, be able to demonstrate that he is entitled to relief.” Id. at 908-09. 20 The Rules Governing Section 2254 Cases in the United States District Courts, in 21 particular Rules 6, 7, and 8, govern a petitioner’s ability to conduct discovery and expand the 22 record, as well as a court’s assessment of whether to hold an evidentiary hearing. Rules 23 Governing § 2254 Cases, Rules 7, 8, 9, 28 U.S.C. foll. § 2254. These Rules are directed at 24 discovery and expansion of the record regarding factual evidence, and not regarding legal 25 authority or guidance. See Bracy, 520 U.S. at 904 (citing Rule 6(a), Rules Governing Section 26 2254 Cases, which provides that a court may authorize a petitioner to conduct discovery for good 27 cause and stating that good cause exists where “specific allegations before the court show reason 28 to believe that the petitioner may, if the facts are fully developed, be able to demonstrate that he is 23 1 entitled to relief.”) (citation and internal quotation marks omitted). However, expansion of the 2 record and evidentiary hearings under Rules 7 and 8 are only available if the petition is not 3 dismissed. Id. 4 The undersigned reviewed the record in this matter and determined that petitioner’s 5 pending motion requesting discovery failed to demonstrate good cause. Petitioner failed to offer 6 specific allegations showing that, if the facts are fully developed, he would be entitled to relief. 7 Bracy, 520 U.S. at 904. Indeed, as noted by the state court, the gang allegations were dismissed 8 with prejudice. Because the undersigned recommends the petition be denied, petitioner’s motion 9 to expand the record should also be denied. Rules Governing § 2254 Cases, Rule 7, 28 U.S.C. 10 11 12 13 foll. § 2254. Accordingly, petitioner’s motion should be denied. VII. Conclusion For all of the above reasons, the state courts’ denial of petitioner’s claims was not 14 contrary to, or an unreasonable application of, clearly established Supreme Court authority or 15 based on an unreasonable application of the facts. 16 Accordingly, IT IS HEREBY RECOMMENDED that: 17 1. Petitioner’s motion for discovery and to expand the record (ECF No. 3) be denied; and 18 2. Petitioner’s application for a writ of habeas corpus be denied. 19 These findings and recommendations are submitted to the United States District Judge 20 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 21 after being served with these findings and recommendations, any party may file written 22 objections with the court and serve a copy on all parties. Such a document should be captioned 23 “Objections to Magistrate Judge’s Findings and Recommendations.” If petitioner files objections, 24 he shall also address whether a certificate of appealability should issue and, if so, why and as to 25 which issues. A certificate of appealability may issue under 28 U.S.C. § 2253 “only if the 26 applicant has made a substantial showing of the denial of a constitutional right.” 28 U.S.C. 27 § 2253(c)(3). Any response to the objections shall be filed and served within fourteen days after 28 service of the objections. The parties are advised that failure to file objections within the 24 1 specified time may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 2 F.2d 1153 (9th Cir. 1991). 3 Dated: May 18, 2023 4 5 6 /rodr1539.157 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 25
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