(PC) Miles v. Schubert et al, No. 2:2021cv00989 - Document 17 (E.D. Cal. 2023)
Court Description: ORDER, FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Allison Claire on 1/23/2023 GRANTING plaintiff's 2 , 8 request to proceed ifp. Plaintiff shall pay the $350.00 filing fee in accordance with the concurrent order. IT IS RECOMMENDED that the complaint be dismissed without leave to amend for failure to state a claim. Referred to Judge Kimberly J. Mueller; Objections to F&R due within 21 days. (Yin, K)
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(PC) Miles v. Schubert et al Doc. 17 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MAURICE MILES, SR., 12 13 14 No. 2:21-cv-0989 KJM AC P Plaintiff, v. ORDER AND FINDINGS AND RECOMMENDATIONS ANNE MARIE SCHUBERT, et al., 15 Defendants. 16 17 Plaintiff is a state inmate proceeding pro se with a civil rights action under 42 U.S.C. § 18 1983. Plaintiff has requested leave to proceed in forma pauperis pursuant to 28 U.S.C. § 1915. 19 This proceeding was referred to this court by Local Rule 302 pursuant to 28 U.S.C. § 636(b)(1). 20 For the reasons stated below, plaintiff’s motion to proceed in forma pauperis will be granted. 21 I. 22 Plaintiff has submitted a declaration that makes the showing required by 28 U.S.C. § 23 24 APPLICATION TO PROCEED IN FORMA PAUPERIS 1915(a). Accordingly, the request to proceed in forma pauperis will be granted. Plaintiff is required to pay the statutory filing fee of $350.00 for this action. 28 U.S.C. §§ 25 1914(a), 1915(b)(1). By this order, plaintiff will be assessed an initial partial filing fee in 26 accordance with the provisions of 28 U.S.C. § 1915(b)(1). By separate order, the court will direct 27 the appropriate agency to collect the initial partial filing fee from plaintiff’s trust account and 28 forward it to the Clerk of the Court. Thereafter, plaintiff will be obligated for monthly payments 1 Dockets.Justia.com 1 of twenty percent of the preceding month’s income credited to plaintiff’s prison trust account. 2 These payments will be forwarded by the appropriate agency to the Clerk of the Court each time 3 the amount in plaintiff’s account exceeds $10.00, until the filing fee is paid in full. 28 U.S.C. § 4 1915(b)(2). 5 II. 6 The court is required to screen complaints brought by prisoners seeking relief against a SCREENING REQUIREMENT 7 governmental entity or an officer or employee of a governmental entity. See 28 U.S.C. § 8 1915A(a). The court must dismiss a complaint or portion thereof if the prisoner has raised claims 9 that are legally “frivolous or malicious,” that fail to state a claim upon which relief may be 10 granted, or that seek monetary relief from a defendant who is immune from such relief. See 28 11 U.S.C. § 1915A(b)(1) & (2). 12 A claim “is [legally] frivolous where it lacks an arguable basis either in law or in fact.” 13 Neitzke v. Williams, 490 U.S. 319, 325 (1989) (brackets added); Franklin v. Murphy, 745 F.2d 14 1221, 1227-28 (9th Cir. 1984). “[A] judge may dismiss . . . claims which are ‘based on 15 indisputably meritless legal theories’ or whose ‘factual contentions are clearly baseless.’” 16 Jackson v. Arizona, 885 F.2d 639, 640 (9th Cir. 1989) (brackets added) (quoting Neitzke, 490 17 U.S. at 327), superseded by statute on other grounds as stated in Lopez v. Smith, 203 F.3d 1122, 18 1130 (9th Cir. 2000). The critical inquiry is whether a constitutional claim, however inartfully 19 pleaded, has an arguable legal and factual basis. Franklin, 745 F.2d at 1227-28 (citations 20 omitted). 21 “Federal Rule of Civil Procedure 8(a)(2) requires only ‘a short and plain statement of the 22 claim showing that the pleader is entitled to relief,’ in order to ‘give the defendant fair notice of 23 what the . . . claim is and the grounds upon which it rests.’” Bell Atl. Corp. v. Twombly, 550 24 U.S. 544, 555 (2007) (alteration in original) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). 25 “Failure to state a claim under § 1915A incorporates the familiar standard applied in the context 26 of failure to state a claim under Federal Rule of Civil Procedure 12(b)(6).” Wilhelm v. Rotman, 27 680 F.3d 1113, 1121 (9th Cir. 2012) (citations omitted). In order to survive dismissal for failure 28 to state a claim, a complaint must contain more than “a formulaic recitation of the elements of a 2 1 cause of action;” it must contain factual allegations sufficient “to raise a right to relief above the 2 speculative level.” Twombly, 550 U.S. at 555 (citations omitted). “‘[T]he pleading must contain 3 something more . . . than . . . a statement of facts that merely creates a suspicion [of] a legally 4 cognizable right of action.’” Id. (alteration in original) (quoting 5 Charles Alan Wright & Arthur 5 R. Miller, Federal Practice and Procedure § 1216 (3d ed. 2004)). 6 “[A] complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to 7 relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (brackets added) 8 (quoting Twombly, 550 U.S. at 570). “A claim has facial plausibility when the plaintiff pleads 9 factual content that allows the court to draw the reasonable inference that the defendant is liable 10 for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). In reviewing a complaint 11 under this standard, the court must accept as true the allegations of the complaint in question, see, 12 e.g., Hosp. Bldg. Co. v. Trs. of the Rex Hosp., 425 U.S. 738, 740 (1976) (citation omitted), as 13 well as construe the pleading in the light most favorable to the plaintiff and resolve all doubts in 14 the plaintiff’s favor, see Jenkins v. McKeithen, 395 U.S. 411, 421 (1969) (citations omitted). 15 III. THE COMPLAINT 16 This action arises from criminal proceedings initiated against plaintiff in the Sacramento 17 County Superior Court following a May 2016 incident at California State Prison, Sacramento 18 (“CSP-Sac”). Plaintiff names the following as defendants: (1) District Attorney Anne Marie 19 Schubert, (2) Deputy District Attorney Amanda Sanchez, (3) Sheriff Deputy Facility Jail 20 Commander Luke, (4) Sergeant Sheriff Deputy Maxwell, (5) Lt. Sheriff Deputy Noble, (6) Lt. 21 Sheriff Deputy Fisher, (7) Deputy Sheriff McClany, (8) Public Defender Alexander C. Asterlin, 22 (9) Public Defender Etten Jeremiah, and (10) Psychiatrist Eugene P. Roeder, Ph.D. 23 Plaintiff claims that in May 2016 he sustained serious injuries after he was assaulted by 24 non-party CSP-Sac Correctional Officer Daniel Garland. Officer Garland “and his colleagues” 25 then fabricated a report charging plaintiff with battering an officer. As a result of the fabricated 26 report, plaintiff was transferred to Sacramento County Jail to face criminal charges.1 27 28 1 Plaintiff is now housed at Twin Towers Correctional Facility in Los Angeles, California. 3 1 Plaintiff alleges that District Attorney Anne Marie Schubert and Deputy District Attorney 2 Amanda Sanchez conspired with CSP-Sac correctional staff, the Sacramento County Sheriff’s 3 Department, and the Sacramento County public defenders to “kidnap” plaintiff and hold him 4 “hostage” for six years at the Sacramento County Jail. Compl. (ECF No. 1 at 16). According to 5 plaintiff, the defendants knew the May 2016 incident report was fabricated because Officer 6 Garland had repeatedly been found to use excessive force against inmates. In addition, 7 surveillance video of the incident would have exonerated plaintiff, but these defendants 8 “intentionally ‘destroyed and lost’ ” it in furtherance of the conspiracy. 9 Plaintiff further alleges that his court-appointed public defender, Etten Jeremiah, 10 conspired with Dr. Roeder, a psychiatrist at Atascadero State Hospital, to violate his rights. As to 11 this conspiracy, Jeremiah informed the trial court in 2019 that he believed plaintiff was mentally 12 incompetent to stand trial. Compl. (ECF No. 1 at 8). The trial court subsequently ordered 13 plaintiff involuntarily committed to Atascadero State Hospital where Dr. Roeder is alleged to 14 have forcibly medicated plaintiff with psychotropic medication for eight months. Plaintiff feels 15 that “an unjustified illegal 1368” was used to further keep him “in this corrupted system.” 16 Compl. (ECF No. 1 at 8). In December 2020, plaintiff was appointed another public defender, 17 Alexander Asterlin. Id. Plaintiff claims Asterlin failed to seek information from the prosecutor’s 18 office about impropriety at CSP-Sac and about Officer Garland. 19 Aside from the above, plaintiff alleges in conclusory terms that Facility Commander Luke 20 failed to train his subordinates to not violate plaintiff’s rights, failed to prevent knowing 21 violations of those rights, and generally disregarded the law. Allegedly, a letter mailed to 22 plaintiff from the State Bar of California — “confidential legal mail,” according to plaintiff — 23 was opened and read outside of his presence by jail staff. Plaintiff complained to the mailroom 24 supervisor, Deputy Sheriff McClany, who responded, “Jail mail is subject to examination.” 25 Compl., attach. (ECF No. 1 at 12). Plaintiff filed an inmate grievance regarding this issue, but it 26 was denied by Sergeant Sheriff Deputy Maxwell, Lt. Sheriff Deputy Noble, and Lt. Sheriff 27 Deputy Fisher after they concluded that “correspondence directly from The State Bar of 28 California does not constitute legal mail.” Id. (ECF No. 1 at 15). 4 1 2 IV. ANALYSIS A. Legal Mail 3 Plaintiff alleges that Facility Commander Luke is liable for his subordinates’ opening of a 4 letter from the State Bar of California, and that Deputy Sheriff McClany, Sergeant Sheriff Deputy 5 Maxwell, Lt. Sheriff Deputy Noble, and Lt. Sheriff Deputy Fisher all failed to properly address 6 the issue when plaintiff raised it. 7 While prisoners have “a First Amendment right to send and receive mail,” Witherow v. 8 Paff, 52 F.3d 264, 265 (9th Cir. 1995) (per curiam), a prison may adopt regulations or practices 9 that impinge on a prisoner’s First Amendment rights as long as the regulations are “reasonably 10 11 related to legitimate penological interests,” Turner v. Safley, 482 U.S. 78, 89 (1987). Confidential correspondence between a prisoner and his attorney is protected by the Sixth 12 Amendment. See Nordstrom v. Ryan, 762 F.3d 903, 909 (9th Cir. 2014) (“What prison officials 13 don’t have the right to do is read a confidential letter from an inmate to his lawyer.”). 14 Additionally, the Ninth Circuit “recognize[s] that prisoners have a protected First Amendment 15 interest in having properly marked legal mail opened only in their presence.” Hayes v. Idaho 16 Corr. Ctr., 849 F.3d 1204, 1211 (9th Cir. 2017). This protection, however, does not extend to 17 correspondence with government agencies. O’Keefe v. Van Boening, 82 F.3d 322, 326 (9th Cir. 18 1996) (upholding prison policy including reviewing inmate correspondence with government 19 officials, stating “Regulating correspondence between prisoners and government agencies can 20 serve to prevent criminal activity and maintain prison security”); Hamilton v. Department of 21 Corrections, 43 F. App’x 107 (9th Cir. 2002) (unreported) (“Although Hamilton may have a right 22 to correspond confidentially with an FBI agent under California law, see Cal. Code Regs. tit. 15, 23 § 3141(a) & (c)(2) (inmates may correspond confidentially with federal officials appointed by the 24 President of the United States, and their staff members), no such federal constitutional right 25 exists”); Grigsby v. Horel, 2008 WL 11422633, at *2 (N.D. Cal., Apr. 28, 2008); aff’d 341 F. 26 App’x 314 (9th Cir. 2009) (“The cited incoming mail from the Commission on Judicial 27 Performance, Del Norte County Superior Court and the State Bar of California is not material 28 because it was not ‘legal mail.’ ”); Williams v. Simon, 2018 WL 1585785, at *4 (D. Or. Mar. 30, 5 1 2018) (“A prison need not treat all mail sent to government officials as legal mail.”). 2 Plaintiff’s claims against Luke, McClany, Maxwell, Noble, and Fisher are premised on the 3 jail staff’s opening of a letter from a bar organization, not mail from an attorney. Because First 4 Amendment protections do not extend to letters from government agencies, plaintiff fails to state 5 a claim against any of these defendants. 6 B. 7 Prosecutors Are Entitled to Immunity Plaintiff’s claims against District Attorney Anne Marie Schubert and Deputy District 8 Attorney Amanda Sanchez are premised on acts that they performed as prosecutors. However, 9 prosecutors enjoy immunity from suits when they act within the scope of their prosecutorial 10 duties. Imbler v. Pachtman, 424 U.S. 409, 420 (1976). The common-law immunity of a 11 prosecutor stems from concern that “harassment by unfounded litigation would cause a deflection 12 of the prosecutor’s energies from his [or her] public duties....” Id. Plaintiff’s claims arise from 13 the prosecutors’ charging decision and related conduct. Because plaintiff attempts to impose 14 liability for acts taken in these defendants’ prosecutorial capacity, the complaint is subject to 15 dismissal as against them. 16 C. 17 Public Defenders Are Not State Actors Plaintiff also names two public defenders who represented him in the underlying criminal 18 case: Alexander C. Asterlin and Etten Jeremiah. He alleges that they violated his constitutional 19 rights by failing to adequately represent him. But when public defenders are acting in their role 20 of advocate, they are not acting under the color of state, or federal, law for purposes of a § 1983 21 or a Bivens action. See Georgia v. McCollum, 5050 U.S. 42, 53 (1992); Polk County v. Dodson, 22 454 U.S. 312, 320-25 (9th Cir. 2003) (en banc). The United States Supreme Court has concluded 23 that public defenders do not act under color of state law because their conduct as legal advocates 24 is controlled by professional standards independent of the administrative direction of s state 25 supervisor. Vermont v. Brillon, 556 U.S. 81, 91 (2009). Accordingly, plaintiff may not bring an 26 action under § 1983 against Asterlin and Jeremiah for their respective roles in connection with 27 defending him on the battery charge. 28 //// 6 1 2 3 4 D. Forced Administration of Medication Plaintiff next accuses Dr. Roeder of forcibly medicating him for eight months at Atascadero State Hospital. As explained below, this claim is also subject to dismissal. The Supreme Court has recognized a liberty interest in freedom from the administration of 5 unwanted antipsychotic drugs. Washington v. Harper, 494 U.S. 210, 221-22 (1990); United 6 States v. Ruiz-Gaxiola, 623 F.3d 684, 691 (9th Cir. 2010). For convicted prisoners, or those 7 awaiting trial, the “liberty interest in avoiding unwanted medication must be defined in the 8 context of the inmate's confinement.” United States v. Loughner, 672 F.3d 731, 745 (9th Cir. 9 2012) (quoting Harper, 494 U.S. at 222). If it is determined that a prisoner is a danger to himself 10 or others, and treatment is in his medical interest, the Due Process Clause allows the State to treat 11 an inmate with serious mental illness with antipsychotic drugs against his will. Harper, 494 U.S. 12 at 227; cf. Riggins v. Nevada, 504 U.S. 127, 135 (1992) (“forcing antipsychotic drugs on a 13 convicted prisoner is impermissible absent a finding of overriding justification and a 14 determination of medical appropriateness.”). 15 To comport with due process, the government must show both the need for, and medical 16 appropriateness of, antipsychotic medication. Riggins, 504 U.S. at 135 (recognizing that due 17 process would have been satisfied had the State shown, and the federal court found, that the 18 forced medication was “medically appropriate,” and “considering less intrusive alternatives, 19 essential for the [detainee's] safety or the safety of others.”). In the context of Harper and 20 Riggins, an invasion of the human person can only be justified by a determination by a neutral 21 factfinder that the antipsychotic drugs are medically appropriate and that the circumstances justify 22 their application. See Kulas v. Valdez, 159 F.3d 453, 455-56 (9th Cir. 1998). 23 In addition to the substantive requirements above, the administration of antipsychotic 24 drugs “cannot withstand challenge if there are no procedural safeguards to ensure the prisoner's 25 interests are taken into account.” Harper, 494 U.S. at 233. A prisoner must be given notice and 26 the right to be present at and participate in a hearing. See Kulas, 159 F.3d at 456. But these 27 procedural safeguards may not apply in an emergency situation where the prisoner poses an 28 imminent and serious danger to himself or others. See id. (distinguishing plaintiff's case from one 7 1 where officials could demonstrate a prisoner “posed such an imminent and serious danger to 2 himself or others that the minimal procedural requirements of Harper—notice and the right to be 3 present at and participate in a hearing—could not be met”). 4 Plaintiff’s allegations as to Dr. Roeder do not state a claim because he concedes that he 5 was involuntarily committed pursuant to California Penal Code § 1368. As it pertains to 6 plaintiff’s allegations, section 1368 provides: 7 8 9 10 11 12 (a) If, during the pendency of an action and prior to judgment, . . . a doubt arises in the mind of the judge as to the mental competence of the defendant, he or she shall state that doubt in the record and inquire of the attorney for the defendant whether, in the opinion of the attorney, the defendant is mentally competent. If the defendant is not represented by counsel, the court shall appoint counsel. . . . (b) If counsel informs the court that he or she believes the defendant is or may be mentally incompetent, the court shall order that the question of the defendant's mental competence is to be determined in a hearing which is held pursuant to Sections 1368.1 and 1369. . . . 13 Cal. Penal Code § 1368(a)-(b). Sections 1368.1 and 1369, in turn, set forth the procedures to 14 determine the defendant’s mental competence, which includes notice, a hearing, and the 15 presentation of evidence. 16 A finding of incompetency means that the defendant may be committed to an institute for 17 psychiatric treatment. Cal. Penal Code § 1370(a)(1)(B)(i). Regarding the administration of 18 antipsychotic medication, “[t]he court shall hear and determine whether the defendant lacks 19 capacity to make decisions regarding” it. Id. § 1370(a)(2)(B). If a court issues an order for 20 involuntary medication, the institute is directed to make a written report to the court within 90 21 days after commitment “concerning the defendant’s progress toward recovery of mental 22 incompetence and whether the administration of antipsychotic medication remains necessary.” 23 Id. § 1370(b)(1). A court order for involuntary medication remains valid for one year but may be 24 renewed on a petition for renewal. Id. § 1370(a)(7)(A)-(B). 25 Considering this statutory authority, pursuant to which plaintiff admits he was committed 26 to Atascadero State Hospital, plaintiff was involuntarily administered psychotropic medication 27 following the provision of notice, his presence at the hearing, and the opportunity to present 28 evidence. Plaintiff does not allege that these procedural requirements were not met or that Dr. 8 1 Roeder failed to comply with state law regarding the continued administration of antipsychotic 2 medication. Plaintiff alleges only that the “1368” was “unjustified” and “illegal” because 3 correctional officers utilize these hearings to keep inmates incarcerated “in this corrupted system 4 longer.” Compl. (ECF No. 1 at 8). These allegations do not state a claim against Dr. Roeder. 5 6 E. Conspiracy Lastly, plaintiff claims that the defendants have conspired to violate his constitutional 7 rights. To state a claim for conspiracy under § 1983, plaintiff must show the existence of an 8 agreement or meeting of the minds to violate constitutional rights, Avalos v. Baca, 596 F.3d 583, 9 592 (9th Cir. 2010); Franklin v. Fox, 312 F.3d 423, 441 (9th Cir. 2001), and that an “actual 10 deprivation of his constitutional rights resulted from the alleged conspiracy,” Hart v. Parks, 450 11 F.3d 1059, 1071 (9th Cir. 2006) (quoting Woodrum v. Woodward County, Oklahoma, 866 F.2d 12 1121, 1126 (9th Cir. 1989)). “ ‘To be liable, each participant in the conspiracy need not know the 13 exact details of the plan, but each participant must at least share the common objective of the 14 conspiracy.’ ” Franklin, 312 F.3d at 441 (quoting United Steelworkers of Am. v. Phelps Dodge 15 Corp., 865 F.2d 1539, 1541 (9th Cir. 1989)). Additionally, plaintiff must show that defendants 16 “conspired or acted jointly in concert and that some overt act [was] done in furtherance of the 17 conspiracy.” Sykes v. State of California, 497 F.2d 197, 200 (9th Cir. 1974). 18 Plaintiff fails to state a claim for conspiracy because he has not shown that he suffered an 19 actual deprivation of his constitutional rights, as discussed above. Furthermore, he fails to assert 20 sufficient allegations to demonstrate the existence of an agreement or meeting of the minds 21 between the defendants. 22 V. 23 Leave to amend should be granted if it appears possible that the defects in the complaint NO LEAVE TO AMEND 24 could be corrected, especially if a plaintiff is pro se. Lopez v. Smith, 203 F.3d 1122, 1130-31 25 (9th Cir. 2000) (en banc). However, if, after careful consideration, it is clear that a complaint 26 cannot be cured by amendment, the court may dismiss without leave to amend. Cato v. United 27 States, 70 F.3d 1103, 1105-06 (9th Cir. 1995). 28 The undersigned finds that, as set forth above, the complaint fails to state a claim upon 9 1 which relief may be granted. Given the facts provided by plaintiff, it does not appear that further 2 amendment would result in a cognizable claim. As a result, leave to amend would be futile and 3 the complaint should be dismissed without leave to amend. 4 VI. 5 Your request to proceed in forma pauperis is granted, and you are not required to pay the 6 7 PLAIN LANGUAGE SUMMARY FOR A PRO SE LITIGANT entire filing fee immediately. It is being recommended that your complaint be dismissed without leave to amend 8 because none of your allegations state a cognizable claim and cannot be amended to correct the 9 deficiencies identified above. 10 Accordingly, IT IS HEREBY ORDERED that: 11 1. Plaintiff’s requests for leave to proceed in forma pauperis (ECF Nos. 2, 8) are 12 13 GRANTED. 2. Plaintiff is obligated to pay the statutory filing fee of $350.00 for this action. Plaintiff 14 is assessed an initial partial filing fee in accordance with the provisions of 28 U.S.C. 15 § 1915(b)(1). All fees shall be collected and paid in accordance with this court’s order to the 16 Sheriff of Los Angeles County filed concurrently herewith. 17 18 19 IT IS FURTHER RECOMMENDED that the complaint be dismissed without leave to amend for failure to state a claim. These findings and recommendations are submitted to the United States District Judge 20 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days 21 after being served with these findings and recommendations, plaintiff may file written objections 22 with the court. Such a document should be captioned “Objections to Magistrate Judges Findings 23 and Recommendations.” Plaintiff is advised that failure to file objections within the specified 24 time may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 25 (9th Cir. 1991). 26 DATED: January 23, 2023 27 28 10
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