(PS) Spencer v. Sinclair et al, No. 2:2020cv01266 - Document 61 (E.D. Cal. 2021)
Court Description: FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Allison Claire on 4/8/21 RECOMMENDING that defendants motions to dismiss 4 and 10 be DENIED as moot, and that plaintiffs' operative First Amended Complaint 17 be DISMISSED for lack of subject matter jurisdiction without leave to amend, and that this case be CLOSED. F&R referred to District Judge Troy L. Nunley. Objections to F&R due within twenty-one days. (Kaminski, H)
Download PDF
<![CDATA[
(PS) Spencer v. Sinclair et al Doc. 61 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 SAMUEL R. SPENCER, 12 No. 2:20-cv-01266 TLN AC Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 ROBERT F. SINCLAIR, et al., 15 Defendants. 16 Plaintiff is proceeding pro se, and the case was accordingly referred to the Magistrate 17 18 Judge pursuant to Local Rule 302(c)(21). Defendants have filed two motions to dismiss. ECF 19 Nos. 4 and 10. In response, plaintiff filed an amended complaint pursuant to Fed. R. Civ. P. 20 15(a)(1)(B). ECF No. 17. The motions to dismiss must therefore be DENIED as MOOT. 21 However, upon review of the operative First Amended Complaint (“FAC”) it is clear this court 22 lacks jurisdiction and this case must be sua sponte dismissed without leave to amend. 23 I. BACKGROUND This case has been related to a previously dismissed case filed in this court, Spencer v. 24 25 Sinclair, et al., 2:20-cv-1266 TLN AC (“Spencer I”). ECF Nos. 11, 15. Spencer I was dismissed 26 for lack of subject matter jurisdiction. Despite the relation, this case has been reviewed 27 independently. 28 //// 1 Dockets.Justia.com 1 The FAC in this case names two sets of defendants: several Justices of the California 2 Court of Appeal, Third Appellate District; and attorneys and a retired law clerk in the Placer 3 County Superior Court. ECF No. 17 at 4. Plaintiff contends that Spencer I is unrelated to this 4 case. Id. at 9. Here plaintiff alleges that: 5 [Justices] Robie, Butz, and Hoch, acting individually, and in their own interests, and not in the interest of justice, nor their sworn duty as justices, committed “Fraud on the Court,” as codified by FRCP, Rule 60(d)(3) when they knowingly and willing lied to the California Supreme Court, in the letter dated 01/17/2020, explaining the reasons they failed to, and later refused to, publish their Unpublished Opinion of the Appellate Case, Spencer v. Sinclair et al., declaratory judgment issued by the Nevada County Superior Court, Case No. CU13-079381. 6 7 8 9 10 Id. at 10. Plaintiff alleges “the remaining defendants, Sinclair, Shumway, Jacques, and Hinds 11 [acted] as coconspirators in the underlying Appeal, Case No. C082485.” Id. at 11. 12 Plaintiff attaches a letter dated January17, 2020 (Exhibit 1 to the FAC) that he alleges to 13 be evidence of defendants’ successful attempt to deceive the California Supreme Court into 14 refusing to publish his state court case. Id. The letter is a brief recommendation to the 15 Clerk/Administrator of the California Supreme Court stating simply that plaintiff (the appellant in 16 the state court case at issue) requested his case be published, and that the members of the court 17 who participated in the opinion recommended denial of that request because the opinion did not 18 establish a new rule of law, does not criticize or interpret a rule of law, and merely applies 19 existing, clear, and unambiguous law to a particular set of facts. Id. at 25. 20 Plaintiff requests the following relief: that “the judgment of Case C082485 is be set aside, 21 and grant me any and all other relief allowed by law and the facts,” due to fraud on the court. Id. 22 at 22. 23 24 II. ANALYSIS Federal courts are courts of limited jurisdiction. A federal court generally has jurisdiction 25 over a civil action only when: (1) a federal question is presented in an action “arising under the 26 Constitution, laws, or treaties of the United States” or (2) there is complete diversity of 27 citizenship between the parties and the amount in controversy exceeds $75,000. See 28 U.S.C. §§ 28 1331, 1332(a). Absence of subject matter jurisdiction requires a federal court to dismiss a case. 2 1 See Ruhrgas AG v. Marathon Oil Co., 526 U.S. 574, 583 (1999) (recognizing that “Article III 2 generally requires a federal court to satisfy itself of its jurisdiction over the subject matter before 3 it considers the merits of a case”). Thus, “a court may raise the question of subject matter 4 jurisdiction, sua sponte, at any time during the pendency of the action.” Snell v. Cleveland, Inc., 5 316 F.3d 822, 826 (9th Cir. 2002). 6 A. This Case is Barred by the Rooker-Feldman Doctrine 7 The First Amended Complaint asks this court to set aside the judgment of a state court. 8 ECF No. 17 at 22. The Rooker-Feldman doctrine1 prohibits federal district courts from hearing 9 cases “brought by state-court losers complaining of injuries caused by state-court judgments 10 rendered before the district court proceedings commenced and inviting district court review and 11 rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 12 284 (2005). To determine if the Rooker-Feldman doctrine bars a case, a court must first 13 determine if the federal action contains a forbidden de facto appeal of a state court judicial 14 decision. Noel v. Hall, 341 F.3d 1148, 1156 (9th Cir. 2003). If it does not, “the Rooker-Feldman 15 inquiry ends.” Bell v. City of Boise, 709 F.3d 890, 897 (9th Cir. 2013). 16 If a court determines that the action is a “forbidden de facto appeal,” however, the court 17 cannot hear the de facto appeal portion of the case and, [a]s part of that refusal, it must also refuse 18 to decide any issue raised in the suit that is ‘inextricably intertwined’ with an issue resolved by 19 the state court in its judicial decision.” Noel, 341 F.3d at 1158; see also Bell, 709 F.3d at 897 20 (“The ‘inextricably intertwined’ language from Feldman is not a test to determine whether a 21 claim is a de facto appeal, but is rather a second and distinct step in the Rooker-Feldman 22 analysis.”). A complaint is a “de facto appeal” of a state court decision where the plaintiff 23 “complains of a legal wrong allegedly committed by the state court, and seeks relief from the 24 judgment of that court.” Noel, 341 F.3d at 1163. 25 Here plaintiff seeks to have the decision of a state court invalidated, and all the facts and 26 requests for relief presented in this case are intertwined with that primary goal. See ECF No. 17 27 28 1 See Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923) and District of Columbia Court of Appeals v. Feldman, 460 U.S. 462 (1983). 3 1 at 22. In seeking a remedy by which this court invalidates a state court decision and amends the 2 state court record, plaintiff is clearly asking this court to “review the final determinations of a 3 state court in judicial proceedings,” which lies at the core of Rooker-Feldman’s prohibition. In re 4 Gruntz, 202 F.3d 1074, 1079 (9th Cir. 2000). Accordingly, plaintiff’s action, on its face, clearly 5 constitutes a “forbidden de facto appeal” and the court lacks subject matter jurisdiction to 6 consider it. 7 B. Leave to Amend 8 Plaintiffs appearing in pro se are to be given leave to amend unless it is clear that 9 amendment would be futile. Noll v. Carlson, 809 F.2d 1446, 1449 (9th Cir. 1987). Because 10 plaintiffs’ complaint is clearly barred by the Rooker-Feldman doctrine, amendment would be 11 futile. 12 13 III. CONCLUSION Based on the foregoing, it is recommended that defendants motions to dismiss at ECF 14 Nos. 4 and 10 be DENIED as moot, and that plaintiffs’ operative First Amended Complaint (ECF 15 No. 17) be DISMISSED for lack of subject matter jurisdiction without leave to amend, and that 16 this case be CLOSED. 17 These findings and recommendations are submitted to the United States District Judge 18 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within twenty-one days 19 after being served with these findings and recommendations, any party may file written 20 objections with the court and serve a copy on all parties. Id.; see also Local Rule 304(b). Such a 21 document should be captioned “Objections to Magistrate Judge’s Findings and 22 Recommendations.” Failure to file objections within the specified time may waive the right to 23 appeal the District Court’s order. Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez 24 v. Ylst, 951 F.2d 1153, 1156-57 (9th Cir. 1991). 25 DATED: April 8, 2021 26 27 28 4
]]>
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You
should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
