(PC) Lear v. Sahota et al, No. 2:2018cv03099 - Document 57 (E.D. Cal. 2020)

Court Description: ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Deborah Barnes on 2/14/2020 DENYING 54 Motion for Discovery and RECOMMENDING 38 Motion to Dismiss be denied. Referred to Judge Morrison C. England, Jr. Objections due within 14 days after being served with these findings and recommendations. (Henshaw, R)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RODERICK WILLIAM LEAR, 12 13 14 No. 2:18-cv-3099 MCE DB P Plaintiff, v. ORDER AND FINDINGS AND RECOMMENDATIONS PREETRANJAN SAHOTA, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding pro se and in forma pauperis with a civil rights 18 action pursuant to 42 U.S.C. § 1983. Plaintiff alleges defendants violated his Eighth Amendment 19 rights when they used excessive force and when they disregarded his serious medical needs. In 20 addition, plaintiff alleges a violation of the Americans with Disabilities Act (“ADA”) and the 21 Rehabilitation Act (“RA”). Before the court are: (1) the motion of defendants Advincula, Cross, 22 Porter, and Vela to dismiss plaintiff’s Eighth Amendment excessive force claim on the grounds 23 that it is barred by Heck v. Humphrey; and (2) plaintiff’s motion for discovery. For the reasons 24 set forth below, this court will recommend the motion to dismiss be denied and will deny 25 plaintiff’s motion. 26 27 28 BACKGROUND This case is proceeding on plaintiff’s original complaint filed here on November 30, 2018. (ECF No. 1.) On screening, this court found the following: 1 1 1. Plaintiff claimed that defendants Sahota, Uddin, and Buckman knew plaintiff had 2 mobility problems but refused to provide him with housing accommodations or mobility 3 assistance devices. This court found these allegations stated cognizable claims for deliberate 4 indifference to plaintiff’s serious medical needs in violation of the Eighth Amendment. 5 2. Plaintiff claimed defendants Vela, Cross, Porter, and Advincula used excessive force 6 when they forced plaintiff to the ground, struck him in the face, and forced his left arm behind his 7 back. This court found these allegations sufficient to state a cognizable Eighth Amendment claim 8 against these four defendants. 3. Plaintiff claimed that California State Prison-Sacramento (“CSP-Sac”) did not provide 9 10 housing that was appropriate for plaintiff’s disabilities. This court found plaintiff stated a 11 cognizable claim against defendant CSP-Sac under the ADA and the RA. 4. With respect to plaintiff’s allegations against numerous other defendants, this court 12 13 found plaintiff failed to state cognizable claims against them. 14 (Jan. 22, 2019 Order and Findings and Recos. (ECF No. 10).) 15 Plaintiff chose to proceed on the claims found cognizable by this court and dismiss his 16 remaining claims. (ECF No. 16.) On April 4, 2019, those remaining claims were dismissed from 17 this action. (ECF No. 24.) 18 On October 11, 2019, defendants Advincula, Vela, Cross, and Porter filed the present 19 motion to dismiss. (ECF No. 38.) This court granted the request of the non-moving defendants 20 to delay filing an answer until the motion to dismiss is resolved. (ECF No. 41.) Plaintiff filed an 21 opposition to the motion to dismiss and exhibits. (ECF Nos. 46, 53.) Defendants filed a reply. 22 (ECF No. 56.) 23 On January 30, 2020, plaintiff filed a motion for discovery. (ECF No. 54.) 24 MOTION TO DISMISS The moving defendants argue that plaintiff’s claim that they used excessive force is barred 25 26 from this § 1983 action by Heck v. Humphrey, 512 U.S. 477 (1994). Defendants contend that 27 plaintiff was found guilty of a rules violation, battery on a peace officer, for the incident and that 28 //// 2 1 he must receive a favorable termination of that rules violation through a habeas corpus 2 proceeding before he may seek damages regarding their conduct. 3 I. Legal Standards 4 A. Standard of Review on Motion to Dismiss 5 Rule 12(b)(6) of the Federal Rules of Civil Procedure provides for motions to dismiss for 6 “failure to state a claim upon which relief can be granted.” “To survive a motion to dismiss, a 7 complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is 8 plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atlantic Corp. v. 9 Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility when the plaintiff pleads 10 factual content that allows the court to draw the reasonable inference that the defendant is liable 11 for the misconduct alleged.” Id. The court must accept as true the allegations of the complaint, 12 Hospital Bldg. Co. v. Rex Hospital Trustees, 425 U.S. 738, 740 (1976), and construe the pleading 13 in the light most favorable to plaintiff, Jenkins v. McKeithen, 395 U.S. 411, 421 (1969). 14 A motion to dismiss for failure to state a claim should not be granted unless it appears 15 beyond doubt that the plaintiff can prove no set of facts in support of his claims which would 16 entitle him to relief. Hishon v. King & Spalding, 467 U.S. 69, 73 (1984) (citing Conley v. 17 Gibson, 355 U.S. 41, 45-46 (1957)). In ruling on a motion to dismiss pursuant to Rule 12(b)(6), 18 the court “may ‘generally consider only allegations contained in the pleadings, exhibits attached 19 to the complaint, and matters properly subject to judicial notice.’” Outdoor Media Grp., Inc. v. 20 City of Beaumont, 506 F.3d 895, 899 (9th Cir. 2007) (citing Swartz v. KPMG LLP, 476 F.3d 21 756, 763 (9th Cir. 2007)). 22 B. Legal Standards for Heck Bar 23 In Heck v. Humphrey, the Supreme Court held that “habeas corpus is the exclusive 24 remedy for a state prisoner who challenges the fact or duration of his confinement and seeks 25 immediate or speedier release, even though such a claim may come within the literal terms of § 26 1983.” Heck, 512 U.S. at 481. A plaintiff cannot maintain a § 1983 action to recover damages 27 for “harm caused by actions whose unlawfulness would render [his] conviction or sentence 28 invalid” when his sentence and conviction have not previously been reversed, expunged, declared 3 1 invalid, or called into question upon issuance of a writ of habeas corpus by a federal court. Id. at 2 486–87. The Supreme Court has extended this holding to civil-rights actions in which the 3 plaintiff seeks declaratory or injunctive relief as well as damages. Edwards v. Balisok, 520 U.S. 4 641, 648 (1997). In Smith v. City of Hemet, the Ninth Circuit reiterated: “[I]f a criminal conviction arising 5 6 out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for 7 which section 1983 damages are sought, the 1983 action must be dismissed.” 394 F.3d 689, 695 8 (9th Cir. 2005) (quotation omitted). “Consequently, ‘the relevant question is whether success in a 9 subsequent § 1983 suit would necessarily imply or demonstrate the invalidity of the earlier 10 conviction or sentence.’” Beets v. County of Los Angeles, 669 F.3d 1038, 1042 (9th Cir. 2012) 11 (quoting Heck, 512 U.S. at 487). 12 In 2016, an en banc panel of the Ninth Circuit clarified the scope of habeas actions under 13 Heck. In Nettles v. Grounds, 830 F.3d 922 (9th Cir. 2016), the court held that where success on 14 the merits of a prisoner’s claim would not necessarily impact the fact or duration of his 15 confinement, the claim would not fall within “the core of habeas corpus,” and therefore is not 16 appropriate in a habeas action. Nettles, 830 F.3d at 934-35. Thus, habeas jurisdiction is only 17 established where the form of relief sought would necessarily accelerate the prisoner’s release 18 from prison, terminate his custody, or reduce his level of custody. See Skinner v. Switzer, 562 19 U.S. 521, 533-37 (2011). 20 II. Undisputed Facts 21 Plaintiff initially served a 14-year determinate sentence starting on May 17, 1994. When 22 he completed that sentence on September 7, 2008, he began the current indeterminate sentence of 23 25 years to life. (Sentence Calculation Worksheets (ECF No. 38-2 at 33-39).1) California 24 inmates serving indeterminate sentences are given a minimum eligible parole date (“MEPD”), 25 1 26 27 28 Defendants request the court take judicial notice of the California Department of Corrections and Rehabilitation’s (“CDCR”) worksheets for determining plaintiff’s sentence. (See ECF No. 38-2.) Plaintiff does not appear to object to that request. This court may take judicial notice of undisputed matters of public record. See Fed. R. Evid. 201(b); Harris v. County of Orange, 682 F.3d 1126, 1131-32 (9th Cir. 2012). Therefore, defendants’ request is granted. 4 1 which determines the date for the prisoner’s first parole hearing. Cal. Code Regs., tit. 15 § 2304; 2 Cal. Penal Code § 3041. According to calculations made on September 17, 2019, plaintiff’s 3 MEPD was August 11, 2030. (ECF No. 38-2 at 33.) Plaintiff received a rules violation report (“RVR”) for the June 2018 incident, which he 4 5 claims involved excessive force.2 He was charged with battery on a peace officer, a violation of 6 Cal. Code Regs. tit. 15, § 3005(d). At an RVR hearing held in late 2018, plaintiff was found 7 guilty. (ECF No. 38-2 at 26.) He was assessed a 360-day loss of good conduct credits. (Id.) 8 III. Analysis 9 The Heck analysis requires this court to consider two questions. First, are the facts 10 underlying plaintiff’s excessive force claim so intertwined with the facts underlying plaintiff’s 11 disciplinary conviction that resolution of the excessive force claim would necessitate reversal of 12 the disciplinary conviction? Second, if plaintiff’s disciplinary conviction is reversed and his good 13 time credits are restored, would that necessarily affect his sentence? If both questions are 14 answered in the affirmative, then Heck should bar plaintiff from proceeding with his excessive 15 force claim in this § 1983 action. 16 This court need not reach the first question because it finds the second question 17 dispositive. That second question asks whether the restoration of good-time credits would 18 necessarily affect plaintiff’s sentence. The facts establish that plaintiff is serving an 19 indeterminate sentence and does not have a parole date. According to records provided by 20 defendants, plaintiff’s MEPD was affected by the loss of good-time credits from the RVR at issue 21 here. (See ECF No. 38-2 at 33-34.) 22 //// 23 24 25 26 27 28 Defendants also request the court take judicial notice of the prison records of the RVR proceedings. While this court will not take judicial notice of the factual allegations described in the RVR which are subject to reasonable dispute, the court will take judicial notice of the (1) charge that was brought against plaintiff (battery on a peace officer), (2) fact that plaintiff was found guilty, (3) identity of the victim, Officer Burke, and (4) resulting punishment, a 360-day good-time credit loss. See Lee v. City of Los Angeles, 250 F.3d 668, 690 (9th Cir. 2001) (although the court can take judicial notice of undisputed matters of public record, the court cannot take judicial notice of disputed facts stated in public records). 5 2 1 The restoration of these good conduct credits could advance plaintiff’s MEPD. Cal. Code 2 Regs. tit.15, § 3043.2. Even assuming that restoration would unquestionably advance the MEPD, 3 “an earlier MEPD/initial parole hearing does not bear upon a state parole board’s determination 4 as to whether an inmate is suitable to be released on parole.” Roberts v. Warden, No. EDCV 17- 5 62 CJC(JC), 2017 WL 5956666, at *1 (C.D. Cal. Nov. 8, 2017), rep. and reco. adopted, 2017 WL 6 5905507 (C.D. Cal. Nov. 30, 2017). Thus, the fact that plaintiff may have a parole hearing 7 sooner does not “necessarily” mean he will receive an earlier release on parole. 8 9 The court in Roberts noted that other district courts have similarly found that the “potential for an earlier MEPD is not sufficient to confer habeas jurisdiction.” Roberts, 2017 WL 10 5956666, at *5 (collecting cases); see also Burton v. Foulk, No. 2:13-cv-2123 JAM DB P, 2019 11 WL 4673565, at *5 (E.D. Cal. Sept. 25, 2019) (same; citing Roberts), rep. and reco. adopted, 12 2019 WL 6008592 (E.D. Cal. Nov. 14, 2019); Burton v. Adams, No. 1:09-cv-0354 JLT HC, 2010 13 WL 703182, at *6-7 (E.D. Cal. Feb. 25, 2010) (also finding no habeas jurisdiction; explaining: 14 “[A]ny credits earned on his indeterminate life sentences can only affect the ultimate 15 establishment of a MEPD; they can have no real impact on the actual sentence eventually set for 16 petitioner or on his eventual release date on parole, should that time ever come.”), aff’d, 415 F. 17 App’x 816 (9th Cir. 2011). 18 Defendants cite no authority to the contrary. They simply state that the loss of good-time 19 credits “increased [plaintiff’s] underlying prison sentence by 360 days” and restoration of those 20 credits would “necessarily” result in a reduced sentence. (ECF No. 38-1 at 7, 8.) Defendants’ 21 first statement is simply incorrect. The loss of credits did not increase plaintiff’s sentence. His 22 sentence remains 25-years to life. Rather, the loss of credits changed plaintiff’s MEPD. Defendants’ second statement is wrong as well. As described above, while the restoration 23 24 of good-time credits could result in a reduced sentence because plaintiff would receive earlier 25 parole consideration, it will not necessarily result in an earlier release date. Therefore, under 26 Nettles, plaintiff’s excessive force claim does not fall within the “core of habeas” and he is not 27 barred by Heck from proceeding with it in this § 1983 action. 28 //// 6 1 MOTION FOR DISCOVERY Plaintiff seeks the court’s permission to conduct discovery regarding the merits of his 2 3 Eighth Amendment excessive force claim in order to oppose defendants’ current motion to 4 dismiss. As indicated above, the Heck analysis does not require an evaluation of the merits of 5 plaintiff’s excessive force claim. Moreover, discovery is not appropriate at this time. A motion 6 to dismiss must be decided on the allegations of the complaint. Outdoor Media Grp., 506 F.3d at 7 899. After defendants have answered the complaint, the parties will have the opportunity to 8 conduct discovery. For the foregoing reasons, IT IS HEREBY ORDERED that plaintiff’s motion for 9 10 discovery (ECF No. 54) is denied. Further, IT IS RECOMMENDED that defendants’ motion to dismiss (ECF No. 38) be 11 12 13 denied. These findings and recommendations will be submitted to the United States District Judge 14 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 15 after being served with these findings and recommendations, either party may file written 16 objections with the court. The document should be captioned “Objections to Magistrate Judge's 17 Findings and Recommendations.” The parties are advised that failure to file objections within the 18 specified time may result in waiver of the right to appeal the district court’s order. Martinez v. 19 Ylst, 951 F.2d 1153 (9th Cir. 1991). 20 Dated: February 14, 2020 21 22 23 DLB:9 DLB1/prisoner-civil rights/lear3099.mtd fr 24 25 26 27 28 7

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