(PC) Jones v. Aung et al, No. 2:2018cv02940 - Document 28 (E.D. Cal. 2021)
Court Description: ORDER, FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Jeremy D. Peterson on 8/5/2021 ORDERING the Clerk to assign a district judge; and RECOMMENDING defendants' 22 motion for summary judgment be granted and plaintiff claims against them be dismissed with prejudice, and the Clerk be directed to close this case. Assigned and referred to Judge William B. Shubb; Objections to F&R due within 14 days. (Yin, K)
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(PC) Jones v. Aung et al Doc. 28 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 1 of 8 1 2 3 4 5 6 7 8 9 UNITED STATES DISTRICT COURT 10 FOR THE EASTERN DISTRICT OF CALIFORNIA 11 12 LEROY NAPOLEON JONES, 13 Plaintiff, 14 15 v. SANDAR AUNG, et al., 16 Defendants. Case No. 2:18-cv-02940-JDP (PC) ORDER THAT THE CLERK OF COURT ASSIGN A DISTRICT JUDGE TO THIS CASE1 FINDINGS AND RECOMMENDATIONS THAT DEFENDANT’S MOTION FOR SUMMARY JUDGMENT BE GRANTED 17 OBJECTIONS DUE IN 14 DAYS 18 ECF No. 22 19 20 Leroy Napoleon Jones (“plaintiff”) alleges that, while he was incarcerated at Mule Creek 21 22 State Prison, defendants Sandar Aung and Marianne Ashe, physicians both, violated his Eighth 23 Amendment rights by denying him adequate medical care for a pilonidal cyst.2 Defendants have 24 filed a motion for summary judgment and argue that the medical evidence establishes that they 25 26 27 28 1 Plaintiff has consented to magistrate judge jurisdiction, ECF No. 8, but defendants have not. Defendants describe a pilonidal cyst as “a type of cyst which commonly occurs near the tailbone at the top of the buttocks.” ECF No. 22 at 3. 1 2 Dockets.Justia.com Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 2 of 8 1 were not deliberately indifferent to plaintiff’s medical needs. After reviewing the pleadings, I 2 recommend that defendants’ motion be granted. I. 3 Legal Standards A. 4 Summary Judgment Standard Summary judgment is appropriate where there is “no genuine dispute as to any material 5 6 fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); Washington 7 Mutual Inc. v. United States, 636 F.3d 1207, 1216 (9th Cir. 2011). An issue of fact is genuine 8 only if there is sufficient evidence for a reasonable fact finder to find for the non-moving party, 9 while a fact is material if it “might affect the outcome of the suit under the governing law.” 10 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); Wool v. Tandem Computers, Inc., 818 11 F.2d 1422, 1436 (9th Cir. 1987). 12 Rule 56 allows a court to grant partial summary judgment, sometimes known as summary 13 adjudication, when there is no genuine issue of material fact as to a claim or a portion of that 14 claim. See Fed. R. Civ. P. 56(a); Lies v. Farrell Lines, Inc., 641 F.2d 765, 769 n.3 (9th Cir. 1981) 15 (“Rule 56 authorizes a summary adjudication that will often fall short of a final determination, 16 even of a single claim . . . .”) (internal quotation marks and citation omitted). The standards that 17 apply on a motion for summary judgment and a motion for summary adjudication are the same. 18 See Fed. R. Civ. P. 56 (a), (c); Mora v. Chem-Tronics, 16 F. Supp. 2d 1192, 1200 (S.D. Cal. 19 1998). 20 Each party’s position must be supported by (1) citations to particular portions of materials 21 in the record, including but not limited to depositions, documents, declarations, or discovery; or 22 (2) argument showing that the materials cited do not establish the presence or absence of a 23 genuine factual dispute or that the opposing party cannot produce admissible evidence to support 24 its position. See Fed. R. Civ. P. 56(c)(1) (quotation marks omitted). The court may consider 25 other materials in the record not cited to by the parties, but it is not required to do so. See Fed. R. 26 Civ. P. 56(c)(3); Carmen v. San Francisco Unified School Dist., 237 F.3d 1026, 1031 (9th Cir. 27 2001); see also Simmons v. Navajo County, Ariz., 609 F.3d 1011, 1017 (9th Cir. 2010). 28 “The moving party initially bears the burden of proving the absence of a genuine issue of 2 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 3 of 8 1 material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). To meet its burden, “the 2 moving party must either produce evidence negating an essential element of the nonmoving 3 party’s claim or defense or show that the nonmoving party does not have enough evidence of an 4 essential element to carry its ultimate burden of persuasion at trial.” Nissan Fire & Marine Ins. 5 Co., Ltd. v. Fritz Cos., Inc., 210 F.3d 1099, 1102 (9th Cir. 2000). If the moving party meets this 6 initial burden, the burden then shifts to the non-moving party “to designate specific facts 7 demonstrating the existence of genuine issues for trial.” In re Oracle Corp. Sec. Litig., 627 F.3d 8 376, 387 (citing Celotex Corp., 477 U.S. at 323). The non-moving party must “show more than 9 the mere existence of a scintilla of evidence.” Id. (citing Anderson v. Liberty Lobby, Inc., 477 10 U.S. 242, 252 (1986)). However, the non-moving party is not required to establish a material 11 issue of fact conclusively in its favor; it is sufficient that “the claimed factual dispute be shown to 12 require a jury or judge to resolve the parties’ differing versions of the truth at trial.” T.W. 13 Electrical Serv., Inc. v. Pacific Elec. Contractors Assoc., 809 F.2d 626, 630 (9th Cir. 1987). 14 The court must apply standards consistent with Rule 56 to determine whether the moving 15 party has demonstrated there to be no genuine issue of material fact and that judgment is 16 appropriate as a matter of law. See Henry v. Gill Indus., Inc., 983 F.2d 943, 950 (9th Cir. 1993). 17 “[A] court ruling on a motion for summary judgment may not engage in credibility 18 determinations or the weighing of evidence.” Manley v. Rowley, 847 F.3d 705, 711 (9th Cir. 19 2017) (citation omitted). The evidence must be viewed “in the light most favorable to the 20 nonmoving party” and “all justifiable inferences” must be drawn in favor of the nonmoving party. 21 Orr v. Bank of America, NT & SA, 285 F.3d 764, 772 (9th Cir. 2002); Addisu v. Fred Meyer, Inc., 22 198 F.3d 1130, 1134 (9th Cir. 2000). 23 24 B. Eighth Amendment Deliberate Indifference to Medical Needs “[T]o maintain an Eighth Amendment claim based on prison medical treatment, an inmate 25 must show ‘deliberate indifference to serious medical needs.’” Jett v. Penner, 439 F.3d 1091, 26 1096 (9th Cir. 2006) (quoting Estelle v. Gamble, 429 U.S. 97, 104 (1976)). The two-part test for 27 deliberate indifference requires the plaintiff to show (1) “‘a serious medical need’ by 28 demonstrating that ‘failure to treat a prisoner’s condition could result in further significant injury 3 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 4 of 8 1 or the unnecessary and wanton infliction of pain,’” and (2) that “the defendant’s response to the 2 need was deliberately indifferent.” Jett, 439 F.3d at 1096 (quoting McGuckin v. Smith, 974 F.2d 3 1050, 1059 (9th Cir. 1992)). “This second prong—defendant’s response to the need was 4 deliberately indifferent—is satisfied by showing (a) a purposeful act or failure to respond to a 5 prisoner’s pain or possible medical need and (b) harm caused by the indifference.” Id. (citing 6 McGuckin, 974 F.2d at 1060). Indifference may be manifest “when prison officials deny, delay 7 or intentionally interfere with medical treatment, or it may be shown by the way in which prison 8 physicians provide medical care.” Id. When a prisoner alleges a delay in receiving medical 9 treatment, the delay must have led to further harm for the prisoner to make a claim of deliberate 10 indifference to serious medical needs. See McGuckin, 974 F.2d at 1060 (citing Shapely v. Nevada 11 Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985)). 12 “Deliberate indifference is a high legal standard.” Toguchi v. Chung, 391 F.3d 1051, 13 1060 (9th Cir. 2004). “Under this standard, the prison official must not only ‘be aware of the 14 facts from which the inference could be drawn that a substantial risk of serious harm exists,’ but 15 that person ‘must also draw the inference.’” Id. at 1057 (quoting Farmer v. Brennan, 511 U.S. 16 825, 837 (1994)). “If a prison official should have been aware of the risk, but was not, then the 17 official has not violated the Eighth Amendment, no matter how severe the risk.” Id. (quoting 18 Gibson v. County of Washoe, 290 F.3d 1175, 1188 (9th Cir. 2002)). “A showing of medical 19 malpractice or negligence is insufficient to establish a constitutional deprivation under the Eighth 20 Amendment.” Id. at 1060. “[E]ven gross negligence is insufficient to establish a constitutional 21 violation.” Id. (citing Wood v. Housewright, 900 F.2d 1332, 1334 (9th Cir. 1990)). Additionally, 22 a difference of opinion between an inmate and prison medical personnel—or between medical 23 professionals—on appropriate medical diagnosis and treatment is not enough to establish a 24 deliberate indifference claim. See Toguchi, 391 F.3d at 1058; Sanchez v. Vild, 891 F.2d 240, 242 25 (9th Cir. 1989). 26 27 28 4 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 5 of 8 1 2 3 II. Background A. Plaintiff’s Allegations 4 Plaintiff alleges that, in December 2017 and while incarcerated at Mule Creek State Prison 5 (“MCSP”), he underwent the surgical removal of a pilonidal cyst at San Joaquin General Hospital 6 (“SJGH”). ECF No. 13 at 4. He claims that, upon his return MCSP, defendants failed to examine 7 him or change his wound dressing for ten days. Id. He also claims that they did not provide him 8 with any pain medication. Id. Plaintiff alleges that, because of defendants’ neglect, he developed 9 a serious infection requiring a second surgery in mid-2018. Id. at 5. 10 B. Defendants’ Account of Plaintiff’s Care 11 Defendants, relying on plaintiff’s medical records, paint a different picture. They 12 acknowledge plaintiff’s surgery in December 2017. ECF No. 22-1 at 2 ¶2. But defendants state 13 that, upon plaintiffs return to MCSP, he was allowed a three-day cell “lay-in” and prescribed 14 Tylenol # 3 for pain. Id. at 2 ¶3. They maintain that his wound was regularly examined from 15 December of 2017 until August of 2018 and that he was given the materials necessary to clean it. 16 Id. at 2 ¶4. At a post-operation examination on December 29, 2017, Dr. Kennedy, a physician at 17 SJGH, opined that the wound was healing well. Id. at 2 ¶5. 18 Defendant Aung noticed discharge emanating from plaintiff’s wound on January 5, 2018 19 and prescribed an antibiotic to treat it. Id. at 2 ¶6. During a January 12, 2018 consult, a SJGH 20 physician noted that there were no longer any signs of infection and that plaintiff denied feeling 21 any pain. Id. at 2 ¶7. Signs of infection returned on January 18, 2018, and Defendant Ashe 22 restarted antibiotics. Id. at 2 ¶8. A January 26, 2018 post-operative appointment at SJGH again 23 showed the wound to be healing well and it was recommended that sutures be removed in four 24 weeks. Id. at 2 ¶9. 25 All but two sutures were removed on April 16, 2018. Id. at 3 ¶13. On April 25, 2018, 26 “purulent drainage” was discovered at the wound site and defendant Ashe again restarted 27 antibiotics. Id. at 3 ¶16. At a surgical follow-up at SJGH, a new provider, Dr. Matolo, 28 determined that a second operation was necessary to eliminate the cyst. Id. at 4 ¶17. Plaintiff 5 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 6 of 8 1 underwent the second surgery on June 28, 2018 at SJGH and then was sent to California State 2 Prison-Solano. Id. at 4 ¶18. Plaintiff returned to MCSP on August 2, 2018, after which it is 3 documented that his wound healed well until it completely closed on October 2, 2018. Id. at 4 4 ¶¶19-20. 5 C. 6 The evidence demonstrates that defendants were not deliberately indifferent toward 7 plaintiff’s medical needs. Defendants’ account of plaintiff’s care, reproduced above, is supported 8 by the medical records. For instance, although plaintiff alleges that his care immediately 9 following the first surgery was inadequate, records from his follow-up appointment at SJGH on 10 January 12, 2018 indicate that his wound was healing well. ECF No. 22-2 at 11 (noting “mild 11 drainage,” but “no signs of infection or arrythmia in the surrounding skin.”). Two weeks later, on 12 January 26, 2018, records from another follow-up appointment at SJGH also indicate that plaintiff 13 was progressing well. Id. at 13 (stating that “dressing shows some mild purulence only, and the 14 dressing that was removed that had been there the previous 24 hours shows really minimal 15 drainage.”). Prison medical records indicate that plaintiff was given a two-day prescription for 16 Tylenol 3 after the first surgery and, on January 5, 2018, he was prescribed naproxen for pain. 17 ECF No. 26 at 24. The records also show that his wound was examined periodically and, when 18 signs of a possible infection were seen, antibiotics were prescribed. Id. at 37-39. Confronted 19 with this evidence, plaintiff’s bare allegations that his treatment was inadequate are insufficient to 20 preclude summary judgment. See Dulany v. Carnahan, 132 F.3d 1234, 1240 (8th Cir. 1997) (“In 21 the face of medical records indicating that treatment was provided and physician affidavits 22 indicating the care provided was adequate, an inmate cannot create a question of fact by merely 23 stating that [he] did not feel [he] received adequate treatment.”). 24 Analysis Although plaintiff ultimately had to undergo a second surgery to remove the cyst, a 25 negative outcome does not automatically support a deliberate indifference claim. If it did, there 26 would be no need to draw a distinction between medical malpractice and the higher threshold of 27 deliberate indifference. See Estelle, 429 U.S. at 105-06. And as defendants point out in their 28 declarations, the area of the body where a pilonidal cyst forms (the cleft of the buttocks) is 6 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 7 of 8 1 2 especially susceptible to bacterial infection, even with diligent care. ECF No. 22-3 at 4 ¶23. In his opposition, plaintiff disputes only a few of defendants’ factual claims. He 3 contradicts only defendants’ assertions: (1) that he received sitz baths (SUMF # 4); (2) that 4 defendants personally examined his wounds, rather than merely being present when a nurse 5 changed the dressings (SUMF # 8); and (3) that defendant Ashe ever physically examined the 6 wound (SUMF # 11).3 ECF No. 26 at 3. These disputes do not create questions of material fact. 7 With respect to the issue of sitz baths, there is no evidence that the failure to provide them caused 8 plaintiff any discernable harm. Plaintiff attributes his infection to the failure to timely remove the 9 wound sutures, not to the absence of sitz baths. Id. at 4 (“The sutures were in plaintiff for [four] 10 months which created an infection that required a second surgery.”).4 With respect to the other 11 two disputed statements, it is irrelevant whether defendants personally changed plaintiff’s wound 12 dressings or “physically” examined his wound. What matters is whether the care they prescribed 13 was constitutionally adequate. 14 15 It is ORDERED that the Clerk of Court shall assign a district judge to rule on these findings and recommendations. 16 It is RECOMMENDED that: 17 1. 18 19 Defendants’ motion for summary judgment, ECF No. 22 be granted and plaintiff’s claims against them be dismissed with prejudice; and 2. The Clerk of Court be directed to close this case. 20 I submit these findings and recommendations to the district judge under 28 U.S.C. 21 § 636(b)(1)(B) and Rule 304 of the Local Rules of Practice for the United States District Court, 22 Eastern District of California. Within 14 days of the service of the findings and 23 recommendations, any party may file written objections to the findings and recommendations 24 with the court and serve a copy on all parties. That document should be captioned “Objections to 25 26 27 28 3 Plaintiff also disputes whether he ever refused medical transport. ECF No. 26 at 4. I find this dispute irrelevant to the resolution of the motion at bar, however. 4 And that claim is belied by the record. The decision to leave the sutures belonged to SJGH physicians. ECF No. 22-2 at 11 (sutures not to be removed due to risk of “wound breakdown”); 13 (“At this point we will keep the sutures . . . we will have him come back in four weeks for suture removal.”). 7 Case 2:18-cv-02940-WBS-JDP Document 28 Filed 08/06/21 Page 8 of 8 1 Magistrate Judge’s Findings and Recommendations.” The district judge will review the findings 2 and recommendations under 28 U.S.C. § 636(b)(1)(C). Failure to file objections within the 3 specified time may result in the waiver of rights on appeal. See Wilkerson v. Wheeler, 772 F.3d 4 834, 839 (9th Cir. 2014). 5 6 IT IS SO ORDERED. 7 Dated: 8 9 August 5, 2021 JEREMY D. PETERSON UNITED STATES MAGISTRATE JUDGE 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8
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