(PC) Cramer v. Horowitz et al, No. 2:2014cv01472 - Document 29 (E.D. Cal. 2015)

Court Description: FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Edmund F. Brennan on 10/21/15 RECOMMENDING that defendants motion to dismiss (ECF No. 24 ) be granted as to plaintiffs damages claim against defendant in her official capacity and denied in all other respects. Referred to Judge Troy L. Nunley; Objections to F&R due within 14 days.(Dillon, M)

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(PC) Cramer v. Horowitz et al Doc. 29 1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 FOR THE EASTERN DISTRICT OF CALIFORNIA 9 10 LORENZO CRAMER, 11 Plaintiff, 12 13 No. 2:14-cv-1472-TLN-EFB P v. FINDINGS AND RECOMMENDATIONS EVALYN HOROWITZ, 14 Defendant. 15 Plaintiff, a state prisoner proceeding without counsel in an action brought under 42 U.S.C. 16 17 § 1983, alleges an Eighth Amendment claim of deliberate indifference to medical needs against 18 defendant Horowitz, his primary care physician. See ECF No. 1 (alleging she dismissed repeated 19 complaints of pain, reduced and ultimately stopped pain medication based upon “sparse” 20 information that plaintiff was selling it, and that she really just wanted to limit all inmates to the 21 “basic pain meds”). Horowitz moves to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of 22 Civil Procedure. ECF No. 24. For the reasons that follow, it is recommended that the motion be 23 granted in part. 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// 1 Dockets.Justia.com 1 The Complaint1 I. 2 In June of 2013, plaintiff and another inmate got into a fight, which resulted in an injury to 3 plaintiff’s neck and shoulder. ECF No. 1 at 3. Before the fight, plaintiff had endured some 4 measure of pain in his shoulder and arm because of a prior gunshot injury, which caused his hand 5 to “claw.” Id. at 4, 6. Plaintiff initially dismissed the increased level of pain as stiffness and 6 soreness resulting from the fight, but over the next few weeks, the pain increased. Id. at 4. As a 7 result, plaintiff requested medical attention. Id. at 3. 8 Plaintiff was seen by a medical technical assistant (“MTA”) on July 22, 2013. Id. at 4. 9 The MTA referred plaintiff to defendant Horowitz, who was plaintiff’s primary care physician 10 from 2012 to late 2013. Id. at 4-5. According to plaintiff, defendant, who knew about plaintiff’s 11 pre-existing shoulder injury, initially ignored this referral. Id. at 4. Plaintiff alleges that it was 12 only after several weeks had passed and plaintiff filed an administrative appeal that defendant 13 finally saw plaintiff for his complaints of pain. Id. Plaintiff further alleges that with nothing 14 more than a “visual observation,” defendant told plaintiff to “stop being a crybaby” and that she 15 would “not order any treatment concerning the injury to [plaintiff’s] neck and shoulder.” Id. 16 On an unspecified date, after plaintiff complained that he “was in a lot of pain” and that 17 his current medication was not helping, defendant lowered plaintiff’s dosage and then stopped the 18 medication altogether. Id. at 5. About a year before doing so, plaintiff had been accused of 19 “cheeking” his medication and then selling it. Id. at 6. When inmates are caught “cheeking” their 20 medications they are subject to disciplinary action and testing to determine whether they are 21 taking their medications as directed. Id. Plaintiff tested positive for the correct dosage of his 22 medication and was never disciplined. Id. Nevertheless, defendant discontinued plaintiff’s 23 medication based upon the mere allegation of “cheeking.” Id. Defendant also “made it clear” 24 that she intended to cut everyone’s medications to “just the basic pain meds.” Id. 25 ///// 26 27 28 1 This case proceeds on plaintiff’s original complaint, which plaintiff signed under penalty of perjury on May 26, 2014. ECF No. 1 at 8. The following statement of facts is based entirely upon the allegations in plaintiff’s complaint. 2 1 After his medication was discontinued, plaintiff had access to “[M]otrin” and “other non- 2 habit forming medications” for his pain. Id. Defendant continued to ignore plaintiff’s requests 3 for pain management and treatment. Id. As of November 2013, plaintiff had a new primary care 4 physician. Id. at 5. 5 6 Plaintiff sues defendant in her individual capacity and in her official capacity. Id. at 7. He seeks unspecified compensatory and punitive damages. Id. at 3. 7 II. Standards 8 A. Rule 12(b)(6) 9 To survive a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), a 10 complaint must contain “enough facts to state a claim to relief that is plausible on its face.” Bell 11 Atlantic Corp. v. Twombly, 550 U.S. 544, 554-55, 562-63, 570 (2007) (stating that the 12(b)(6) 12 standard that dismissal is warranted if plaintiff can prove no set of facts in support of his claims 13 that would entitle him to relief “has been questioned, criticized, and explained away long 14 enough,” and that having “earned its retirement,” it “is best forgotten as an incomplete, negative 15 gloss on an accepted pleading standard”). Thus, the grounds must amount to “more than labels 16 and conclusions” or a “formulaic recitation of the elements of a cause of action.” Id. at 1965. 17 Instead, the “[f]actual allegations must be enough to raise a right to relief above the speculative 18 level on the assumption that all the allegations in the complaint are true (even if doubtful in 19 fact).” Id. (internal citation omitted). Dismissal may be based either on the lack of cognizable 20 legal theories or the lack of pleading sufficient facts to support cognizable legal theories. 21 Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 22 The complaint’s factual allegations are accepted as true. Church of Scientology of Cal. v. 23 Flynn, 744 F.2d 694, 696 (9th Cir. 1984). The court construes the pleading in the light most 24 favorable to plaintiff and resolves all doubts in plaintiff’s favor. Parks Sch. of Bus., Inc. v. 25 Symington, 51 F.3d 1480, 1484 (9th Cir. 1995). General allegations are presumed to include 26 specific facts necessary to support the claim. Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 27 (1992). 28 ///// 3 1 The court may disregard allegations contradicted by the complaint’s attached exhibits. 2 Durning v. First Boston Corp., 815 F.2d 1265, 1267 (9th Cir. 1987); Steckman v. Hart Brewing, 3 Inc., 143 F.3d 1293, 1295-96 (9th Cir.1998). Furthermore, the court is not required to accept as 4 true allegations contradicted by judicially noticed facts. Sprewell v. Golden State Warriors, 266 5 F.3d 979, 988 (9th Cir. 2001) (citing Mullis v. U.S. Bankr. Ct., 828 F.2d 1385, 1388 (9th Cir. 6 1987)). The court may consider matters of public record, including pleadings, orders, and other 7 papers filed with the court. Mack v. South Bay Beer Distribs., 798 F.2d 1279, 1282 (9th Cir. 8 1986), abrogated on other grounds by Astoria Fed. Sav. & Loan Ass’n v. Solimino, 501 U.S. 104 9 (1991). “[T]he court is not required to accept legal conclusions cast in the form of factual 10 allegations if those conclusions cannot reasonably be drawn from the facts alleged.” Clegg v. 11 Cult Awareness Network, 18 F.3d 752, 754-55 (9th Cir. 1994). Neither need the court accept 12 unreasonable inferences, or unwarranted deductions of fact. Sprewell, 266 F.3d at 988. 13 Pro se pleadings are held to a less stringent standard than those drafted by lawyers. 14 Haines v. Kerner, 404 U.S. 519, 520-21 (1972). Unless it is clear that no amendment can cure its 15 defects, a pro se litigant is entitled to notice and an opportunity to amend the complaint before 16 dismissal. Lopez v. Smith, 203 F.3d 1122, 1127-28 (9th Cir. 2000) (en banc); Noll v. Carlson, 17 809 F.2d 1446, 1448 (9th Cir. 1987). 18 B. Eighth Amendment Deliberate Indifference 19 To succeed on an Eighth Amendment claim predicated on the denial of medical care, a 20 plaintiff must establish that he had a serious medical need and that the defendant’s response to 21 that need was deliberately indifferent. Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006); see 22 also Estelle v. Gamble, 429 U.S. 97, 106 (1976). A serious medical need exists if the failure to 23 treat the condition could result in further significant injury or the unnecessary and wanton 24 infliction of pain. Jett, 439 F.3d at 1096. Deliberate indifference may be shown by the denial, 25 delay, or intentional interference with medical treatment, or by the way in which medical care is 26 provided. Hutchinson v. United States, 838 F.2d 390, 394 (9th Cir. 1988). 27 28 To act with deliberate indifference, a prison official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also 4 1 draw the inference. Farmer v. Brennan, 511 U.S. 825, 837 (1994). Thus, a defendant is liable if 2 he knows that plaintiff faces “a substantial risk of serious harm and disregards that risk by failing 3 to take reasonable measures to abate it.” Id. at 847. A physician need not fail to treat an inmate 4 altogether in order to violate that inmate’s Eighth Amendment rights. Ortiz v. City of Imperial, 5 884 F.2d 1312, 1314 (9th Cir. 1989) (per curiam). A failure to competently treat a serious 6 medical condition, even if some treatment is prescribed, may constitute deliberate indifference in 7 a particular case. Id. 8 9 It is important to differentiate common law negligence claims of malpractice from claims predicated on violations of the Eighth Amendment’s prohibition of cruel and unusual punishment. 10 In asserting the latter, “[m]ere ‘indifference,’ ‘negligence,’ or ‘medical malpractice’ will not 11 support this cause of action.” Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 12 1980) (citing Estelle, 429 U.S. at 105-06); see also Toguchi, 391 F.3d at 1057. 13 III. 14 Analysis Defendant argues that dismissal is warranted here because: (1) plaintiff’s allegations 15 amount to a difference in opinion regarding the treatment he received; (2) defendant is entitled to 16 qualified immunity; and (3) defendant is entitled to immunity in her official capacity. As 17 discussed below, the court finds that plaintiff’s factual allegations assert more than a mere 18 difference in opinion and state a proper claim for relief under the Eighth Amendment. In 19 addition, the court finds that defendant is not entitled to qualified immunity. Plaintiff’s claims for 20 damages against defendant in her official capacity, however, are barred by the Eleventh 21 Amendment. 22 Defendant argues that plaintiff “does not identify [a] serious medical need.” She further 23 argues that her suspicion of “felony distribution” provided a reasonable basis for her actions and 24 therefore she did not act with conscious disregard to plaintiff’s medical needs. ECF No. 24-1 at 25 5-7. She also claims that plaintiff’s allegation that she “ignored” his requests for pain treatment is 26 undercut by his admission that he had access to “non-habit forming” pain medication. Id. at 6. 27 ///// 28 ///// 5 1 Defendant argues that plaintiff’s allegations suggest, at most, that he disagrees with defendant’s 2 actions “because she did not prescribe him the type or dose of pain medication that he desired.” 3 Id. at 5. 4 According to the complaint, plaintiff experienced “serious pain” in his shoulder, neck, arm 5 and hand as a result of a prior gunshot injury and a prison fight. ECF No. 1 at 3, 5, 7. The pain 6 medication he was given did little to alleviate that pain. Id. at 5. After this unspecified pain 7 medication was discontinued, plaintiff was limited to only “[M]otrin” and “other non-habit 8 forming medications.” Id. at 6. Plaintiff’s pain persisted. Id. Contrary to defendant’s argument, 9 the complaint identifies an objectively serious medical need. 10 The complaint also alleges more than a disagreement with the type or dose of pain 11 medication that plaintiff received. The complaint alleges that defendant, despite knowing that 12 plaintiff needed pain management, was initially not willing to provide any. If plaintiff allegations 13 are taken as true, as they must be on this motion, defendant initially responded to plaintiff’s 14 complaints of pain by calling plaintiff a “crybaby,” telling him that she would not provide him 15 with any treatment, and ordering him removed from her office. Id. at 4. At some point plaintiff 16 received pain medication for his injury which did not alleviate the pain. Defendant then 17 discontinued it—not according to her medical judgment, but to further an agenda of limiting all 18 inmates to only basic pain medications, and ostensibly because of an old and unsubstantiated 19 allegation that plaintiff had “cheeked” his medication. 20 Not surprisingly, defendant disputes several of these allegations and argues she was not 21 deliberately indifferent because she reasonably suspected plaintiff of “cheeking” his medications. 22 But the court cannot make that determination at this stage of the proceedings. On this motion, the 23 court must assume plaintiff’s allegations to be true. Liberally construed, the complaint alleges 24 that defendant’s suspicion was not reasonable, but rather a pretext for discontinuing plaintiff’s 25 medication in an effort to limit all inmates to basic pain medications. Moreover, the fact that 26 plaintiff could access basic pain medications does not undermine plaintiff’s allegations that 27 defendant ignored plaintiff’s requests for an effective pain management plan. Contrary to 28 ///// 6 1 defendant’s argument, the complaint states an Eighth Amendment deliberate indifference claim 2 against her. 3 According to defendant, an exhibit attached to plaintiff’s opposition demonstrates that 4 plaintiff cannot state a claim against her. See ECF No. 28 at 3-4 (referring to defendant’s own 5 progress notes, attached as an exhibit to plaintiff’s opposition). However, plaintiff’s attachment 6 of a document as an exhibit to his opposition does not mean that plaintiff has adopted as true all 7 of the statements in the document. See Franklin v. Dudley, No. CIV S-07-2259 FCD EFB P, 8 2009 U.S. Dist. LEXIS 86618, at *7-8 (E.D. Cal. Sept. 22, 2009). Defendant may, at a later stage 9 of the litigation, choose to test the sufficiency of plaintiff’s evidence to prove his allegations. But 10 the instant motion is brought under Rule 12(b)(6), which is not the procedure for disputing facts 11 alleged in the complaint. Rather, at this stage in the proceedings, the court must take the factual 12 allegations of the complaint as true and construe them in a light most favorable to the nonmoving 13 party. Galbraith v. County of Santa Clara, 307 F.3d 1119, 1121 (9th Cir. 2002). As discussed 14 supra, the facts alleged in the complaint are sufficient to state a claim upon which relief may be 15 granted. 16 Defendant also seeks dismissal base on qualified immunity. “The doctrine of qualified 17 immunity protects government officials ‘from liability for civil damages insofar as their conduct 18 does not violate clearly established statutory or constitutional rights of which a reasonable person 19 would have known.’” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. 20 Fitzgerald, 457 U.S. 800, 818 (1982)). Resolving the defense of qualified immunity involves a 21 two-step process; the court must determine (1) whether the plaintiff has alleged or shown a 22 violation of a constitutional right, and (2) whether the right at issue was clearly established at the 23 time of defendant’s alleged misconduct. Pearson, 555 U.S. at 232 (citing Saucier v. Katz, 533 24 U.S. 194, 201-02 (2001)). “Qualified immunity is applicable unless the official’s conduct 25 violated a clearly established constitutional right.” Pearson, 555 U.S. at 232. To be clearly 26 established, “[t]he contours of the right must be sufficiently clear that a reasonable official would 27 understand that what he is doing violates that right.” Anderson v. Creighton, 483 U.S. 635, 640 28 (1987). 7 1 Defendant argues she is entitled to qualified immunity because (1) she “reasonably 2 believed that her conduct –gradually lowering the dosage for [plaintiff]’s pain medication and 3 then limiting him to Motrin and other medication – was lawful,” and (2) plaintiff “admits” that 4 defendant discontinued the medication because she suspected plaintiff of selling it. ECF No. 24-1 5 at 8. These arguments rely upon a selective reading of plaintiff’s complaint. The complaint 6 alleges that initially, defendant knowingly ignored plaintiff’s complaints of pain and refused to 7 provide any treatment. When plaintiff later complained that the pain medication he received was 8 ineffective, defendant allegedly responded by reducing the medication and then discontinuing it 9 altogether. Contrary to defendant’s assertion, plaintiff has not admitted that defendant’s conduct 10 was genuinely motivated by a suspicion that he was selling his medication. After noting that 11 defendant “cut” plaintiff’s medication “on the sparse documented allegation of cheeking,” the 12 complaint alleges that defendant “made it clear . . . she intended to cut everyones [sic] 13 medications to just the basic pain meds” and that she had “several complaints levied against her 14 for cutting or discontinuing medications needed by prisoners for sever[e] pain issues.” ECF No. 1 15 at 6. As noted, the complaint suggests that defendant actually discontinued plaintiff’s medication 16 in an effort to limit all inmates to basic pain medications. That defendant disputes these 17 allegations does not entitle her to dismissal under Rule 12(b)(6). Whether evidence will support 18 plaintiff’s assertions or defendant’s is a question for later proceedings. On this motion, the court 19 must take as true plaintiff’s allegations, which are sufficient to allege a violation of a clearly 20 established constitutional right. 21 Lastly, defendant argues she is entitled to Eleventh Amendment immunity from plaintiff’s 22 monetary damages claim brought against her in her official capacity. Claims for damages against 23 the state, its agencies or its officers for actions performed in their official capacities are barred 24 under the Eleventh Amendment, unless the state waives its immunity. Kentucky v. Graham, 473 25 U.S. 159, 169 (1985); see also Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71 (1989) 26 (neither a state nor its officials acting in their official capacities are persons under § 1983). 27 Section 1983 does not abrogate the states’ Eleventh Amendment immunity from suit. See Quern 28 v. Jordan, 440 U.S. 332, 344-45 (1979). See also Hafer v. Melo, 502 U.S. 21, 30 (1991) 8 1 (clarifying that Eleventh Amendment does not bar suits against state officials sued in their 2 individual capacities, nor does it bar suits for prospective injunctive relief against state officials 3 sued in their official capacities). Accordingly, plaintiff’s claims for damages against the 4 defendant in her official capacity are barred by the Eleventh Amendment and must be dismissed. 5 IV. Recommendation 6 For the reasons stated above, IT IS RECOMMENDED that defendant’s motion to dismiss 7 (ECF No. 24) be granted as to plaintiff’s damages claim against defendant in her official capacity 8 and denied in all other respects. 9 These findings and recommendations are submitted to the United States District Judge 10 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 11 after being served with these findings and recommendations, any party may file written 12 objections with the court and serve a copy on all parties. Such a document should be captioned 13 “Objections to Magistrate Judge’s Findings and Recommendations.” Failure to file objections 14 within the specified time may waive the right to appeal the District Court’s order. Turner v. 15 Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 16 DATED: October 21, 2015. 17 18 19 20 21 22 23 24 25 26 27 28 9

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