-JFM (PC) Alcala v. Martel, No. 2:2009cv03407 - Document 48 (E.D. Cal. 2011)

Court Description: FINDINGS and RECOMMENDATIONS signed by Magistrate Judge John F. Moulds on 8/18/11: Recommending that 47 MOTION for certification and motion to stay be denied. 47 MOTION referred to Judge Judge Frank C. Damrell, Jr.. Objections to F&R due within twenty days. (Kaminski, H)

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-JFM (PC) Alcala v. Martel Doc. 48 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 JOSEPH G. ALCALA, 11 Plaintiff, vs. 12 13 No. 2:09-cv-3407 FCD JFM (PC) MIKE MARTEL, Warden, et al., Defendants. 14 FINDINGS & RECOMMENDATIONS / 15 16 Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to 17 42 U.S.C. § 1983. On April 13, 2011, defendants filed a motion to dismiss for failure to exhaust 18 administrative remedies. On July 6, 2011, the undersigned issued findings and recommendations 19 recommending that the motion to dismiss be denied on the ground that plaintiff exhausted all 20 remedies available to him. Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 2005). On July 12, 21 2011, defendants objected to that recommendation. On July 29, 2011, the Honorable Frank C. 22 Damrell adopted the findings and recommendations in full. Pending before the court is 23 defendants’ August 11, 2011 motion for certification and motion for stay. 24 ///// 25 ///// 26 ///// 1 Dockets.Justia.com 1 2 3 4 5 6 7 8 9 DISCUSSION Title 28 of the United States Code, section 1292(b) provides: When a district judge, in making in a civil action an order not otherwise appealable under this section, shall be of the opinion that such order involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation, he shall so state in writing in such order. The Court of Appeals which would have jurisdiction of an appeal of such action may thereupon, in its discretion, permit an appeal to be taken from such order, if application is made to it within ten days after the entry of the order: Provided, however, That application for an appeal hereunder shall not stay proceedings in the district court unless the district judge or the Court of Appeals or a judge thereof shall so order. Generally, a party may seek review of a district court’s rulings only after a final 10 judgment has been entered. In re Cement Antitrust Litigation, 673 F.2d 1020, 1022-23 (9th Cir. 11 1982). In certain circumstances, however, the district court may certify an order for 12 interlocutory review under 28 U.S.C. § 1292(b). Id. at 1025-26. The certification requirements 13 for an interlocutory appeal are “(1) that there be a controlling question of law, (2) that there be 14 substantial grounds for difference of opinion, and (3) that an immediate appeal may materially 15 advance the ultimate termination of the litigation.” Id. at 1026. 16 The first limitation, that interlocutory appeals be permitted only where there is a 17 controlling question of law at issue, intends to capture those “exceptional situations in which 18 allowing an interlocutory appeal would avoid protracted and expensive litigation.” In re 19 Cement, 673 F.2d 1026 (citing United States Rubber Co. v. Wright, 359 F.2d 784, 785 (9th Cir. 20 1966) (per curium) and Milbert v. Bison Labs., 260 F.2d 431, 433-35 (3rd Cir. 1958)). To be 21 controlling, the issue must be one that “could materially affect the outcome of litigation in the 22 district court,” rather than simply shortening the duration of the litigation or relating to a 23 collateral issue. Id. at 1026-27. 24 Defendants seeks certification concerning purported conflicts in district court 25 rulings regarding plaintiffs’ failures to exhaust administrative remedies. In reliance, defendants 26 cite to Stansbury v. United States Gov’t et al., 2011 U.S. Dist. LEXIS 68588 (E.D. Cal. June 24, 2 1 2011), a case in which Magistrate Judge Gerald B. Cohn granted defendants’ motion to dismiss 2 prisoner-plaintiff’s complaint for failure to exhaust. In Stansbury, the plaintiff brought suit 3 pursuant to Bivens v. Six Unknown Named Agents, 403 U.S. 388 (1971), for excessive force and 4 retaliation claims in violation of his civil rights. Defendants filed a motion to dismiss for 5 plaintiff’s failure to exhaust his administrative remedies. Judge Cohn granted the motion after 6 finding that plaintiff’s reasons for failing to exhaust (defendants lost his appeal and plaintiff did 7 not need to file a formal appeal because he was satisfied with the results at an informal level) 8 were unsatisfactory. 9 The undersigned finds that facts of Stansbury to be markedly different from the 10 facts in this case. In Stansbury, the plaintiff, who alleged retaliation and excessive force, failed 11 to file a formal appeal concerning his claims. There, the magistrate judge issued his 12 recommendation that the motion to dismiss be granted based upon the general rule that 13 exhaustion of administrative remedies is a prerequisite to filing a federal law suit and upon 14 plaintiff’s conflicting explanations for failing to exhaust. See Booth v. Churner, 532 U.S. 731, 15 741 (2001). In this case, the plaintiff, who sought medical care and treatment for lymphoma, 16 received care after going man-down and being transferred to a medical facility before he was 17 able to timely appeal his formal grievance. The undersigned found that plaintiff’s case came 18 within the exception to the general rule of administrative exhaustion and further found that 19 defendants failed to identify what other action administrative officials could have taken with 20 respect to plaintiff’s grievance. See Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 2005) (“The 21 obligation to exhaust ‘available’ remedies persists as long as some remedy remains 22 ‘available.’”). Thus, contrary to defendants’ assertion, these two cases are not analogous except 23 to the extent they both involve prisoners who failed to proceed to the Director’s Level of 24 Review. 25 26 Furthermore, there is no doubt that this court and the court in Stansbury applied the same law. Where the position of the Circuit court has been unequivocal, as it is on the 3 1 question of exhaustion of administrative remedies and its applicable exceptions, there is no 2 substantial ground for difference of opinion meriting interlocutory review. See, e.g., Transport 3 Workers of America, Local 100 v. N.Y. City Transit Auth., 358 F. Supp. 2d 347, 354 (S.D.N.Y. 4 2005); Salim Oleochemicals, Inc. v. M/V SHROPSHIRE, 177 F. Supp. 2d 159 (S.D.N.Y. 2001); 5 Brown v. Mesirow Stein Real Estate, Inc., 7 F. Supp. 2d 1004 (N.D. Ill. 1998); Johnson v. 6 Washington Metro. Area Transit Auth., 773 F. Supp. 449 (D.D.C. 1991); see also In re. Flor, 79 7 F.3d 281 (2d Cir. 1996) (that an issue was one of first impression did not create a substantial 8 ground for difference of opinion meeting section 1292's standard). Mere disagreement with the 9 court’s ruling does not suffice. See Kern-Tulare Water Dist. v. Bakersfield, 634 F. Supp. 656, 10 667 (E.D. Cal. 1986), aff'd in part and rev'd in part on other grounds, 828 F.2d 514 (9th Cir. 11 1987), cert. denied, 486 U.S. 1015 (1988). Defendants have not shown that there is a controlling question of law or that there 12 13 are substantial grounds for difference of opinion. Defendants, then, have failed to address their 14 heavy burden of establishing that this case is an “exceptional situation” warranting an immediate 15 appeal. See In re Cement, 673 F.2d 1026. Because the court holds that the defendants have not shown that there is a 16 17 substantial grounds for a difference of opinion on a controlling question of law, it need not 18 consider whether the appeal would materially advance the litigation. Accordingly, IT IS HEREBY RECOMMENDED that defendants’ motion for 19 20 certification and motion for stay be denied. 21 These findings and recommendations are submitted to the United States District 22 Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty 23 days after being served with these findings and recommendations, any party may file written 24 objections with the court and serve a copy on all parties. Such a document should be captioned 25 “Objections to Magistrate Judge’s Findings and Recommendations.” The parties are advised 26 ///// 4 1 that failure to file objections within the specified time may waive the right to appeal the District 2 Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 3 DATED: August 18, 2011. 4 5 6 7 /014;alca3407.interl.app 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 5

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