-TJB (HC) Vicente v. McDonald, No. 2:2009cv02248 - Document 23 (E.D. Cal. 2011)

Court Description: ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Timothy J. Bommer on 7/18/11 ORDERING that the request for an evidentiary hearing is denied. IT IS RECOMMENDED that the 1 Petition for Writ of Habeas Corpus filed by Isaac Vicente, be denied. Motion referred to Judge Garland E. Burrell, Jr. Objections to F&R due w/in 21 days. (Matson, R)

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-TJB (HC) Vicente v. McDonald Doc. 23 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 ISSAC VICENTE, 11 12 13 14 Petitioner, vs. MIKE McDONALD, Respondent. 15 16 17 2: 09 - cv - 2248 - GEB TJB ORDER, FINDINGS AND RECOMMENDATIONS ________________________________/ Petitioner, Issac Vicente, is a state prisoner proceeding with a pro se petition for writ of 18 habeas corpus pursuant to 28 U.S.C. § 2254. Petitioner is currently serving a sentence of fifteen 19 years to life in prison after a jury convicted him on one count of discharging a firearm at an 20 occupied motor vehicle (Cal. Penal Code § 246) with an enhancement for committing the crime 21 for the benefit of a criminal street gang (Cal. Penal Code § 186.22(b)(1)). Petitioner raises 22 twelve claims in this federal habeas petition; specifically: (1) the prosecutor used peremptory 23 strikes to remove three jurors based on their race, in violation of the Equal Protection Clause 24 (“Claim I”); (2) insufficient evidence exists with regard to a finding that Petitioner was a member 25 of a criminal street gang due to lack of evidence of the group’s “primary activities” (“Claim II”); 26 (3) the jury instruction regarding “primary gang activity” was in error because there was no 1 Dockets.Justia.com 1 evidence of the possible “primary activities” given in the instruction (“Claim III”); (4) 2 insufficient evidence exists with regard to a finding that Petitioner was a member of a criminal 3 street gang due to lack of evidence of the group’s “pattern of criminal gang activity” (“Claim 4 IV”); (5) due to the jury instruction regarding “pattern of criminal activity,” there was insufficient 5 evidence of a “pattern of criminal activity” (“Claim V”); (6) insufficient evidence exists from 6 which the jury could conclude the crimes were committed with the requisite intent and for the 7 benefit of, at the direction of, or in association with a criminal street gang (“Claim VI”); (7) the 8 failure of the trial court to give a jury instruction with regard to an admission by the Petitioner 9 that he was a gang member was not harmless (“Claim VII”); (8) use of Petitioner’s statement that 10 he was a gang member violated Petitioner’s Miranda rights (“Claim VIII”); (9) the evidence was 11 insufficient for a conviction for discharging a firearm at an occupied motor vehicle (“Claim IX”); 12 (10) failure to instruct the jury as to the lesser included offense of attempt violated Petitioner’s 13 right to due process (“Claim X”); (11) the failure of the jury to follow the trial court’s 14 instructions denied Petitioner his right to an impartial jury (“Claim XI”); and, (12) the trial 15 court’s refusal to dismiss a juror who spoke with a witness denied Petitioner his right to an 16 impartial jury (“Claim XII”). For the reasons stated herein, the federal habeas petition should be 17 denied. I. FACTUAL BACKGROUND1 18 19 The Offense 20 The offense involved a daylight shooting in the parking lot of a Sidewalk Pizza restaurant in Sacramento on March 2, 2006, around 5:30 p.m. There were two witnesses: J.J., a Sidewalk Pizza customer who had momentarily stepped outside the restaurant for a cigarette; and R.W., who was working as the restaurant’s cashier and saw the event unfold out the front window. 21 22 23 24 1 25 26 The factual background is taken from the California Court of Appeal, Third Appellate District decision on direct appeal from September 2008 and filed in this Court by Respondent on March 17, 2010 as Exhibit A to his answer (hereinafter referred to as the “Slip Op.”). 2 1 2 3 4 That unfolding took place as follows. Near where J.J. was standing outside the restaurant, a white Camaro, with a nonvisible, flipped-down rear license plate, had parked in backwards, i.e., facing into the parking lot. The passenger in the Camaro, later identified as [Petitioner’s co-defendant]Tomas, had just gotten out of the car when a white Ford, driven by a Hispanic male, drove slowly by the Camaro. The driver of the Ford remarked to Tomas, “What’s up,” and displayed a large handgun. The two men argued. 5 6 7 8 9 10 11 12 As the Ford drove through the parking lot, Tomas picked up rocks and threw them at the car. Tomas continued walking alongside the Ford and yelling at its driver (through the passenger side window), all the way to the parking lot exit where the Ford stopped. While Tomas was arguing with the Ford’s driver, a man, later identified as Vicente (who is Tomas’s brother), emerged from the driver’s seat of the Camaro and retrieved a handgun from the trunk. Crouching down, Vicente snuck up behind the Ford’s rear passenger side and fired two or three shots into the car. J.J. saw Vicente pull the trigger while just outside the Ford, and he heard the gunshots. R.W. said that Vicente reached into the passenger window of the Ford (to about wrist level) with a gun in his hand, and he heard two to three gunshots. During the shooting, Tomas was one or two feet “right behind” Vicente. 13 14 15 16 17 18 19 The Ford turned left out of the parking lot, and drove away as if nothing had happened. Tomas and Vicente ran back to the Camaro, taking off in the same direction as the Ford. Before leaving the parking lot, however, the Camaro stopped, and Tomas flopped out of the passenger side and grabbed things off the ground at the shooting site. R.W. called 911. Officers apprehended defendants a short time later in the vicinity. The defendants and their car were then identified. 21 A criminalist testified that gunshot residue found on Vicente indicated he either fired a weapon or was less than two or three feet in front of a weapon fired at him. Gunshot residue on Tomas indicated he either fired a weapon, handled a fired weapon or fired ammunition, or was in the vicinity of a firearm that was fired. 22 The Gang Enhancement 23 25 A gang expert, Detective R., testified that Sureños and Norteños are rival Hispanic street gangs. Sureños is an umbrella term, and a particular group of Sureños that identifies with some geographical area is considered a subset. Sureños identify with the color blue and the numbers 13 and three. 26 /// 20 24 3 1 2 3 4 5 About a month before the present offense, Vicente told Detective R. that he was a Sureño. Tomas told a probation officer that he too was a Sureño and affiliated with a Sureños gang, the Sur Town 916. Neither officer was aware of the Sur Town 916 subset. Support for these statements from defendants and for Detective R.’s opinion that the defendants were Sureños street gang members came from tattoos, monikers (gang nicknames), and photos, as well as hairstyles and clothing on the night of the offense and evidence showing that defendants had written at least a portion of “SUR” in large letters in their holding cell during the present trial. 6 7 8 9 10 11 Detective R. opined that the primary activities of the Sureños street gang include, among its more serious crimes, “felonious assault.” He detailed the facts of two previous shootings of pedestrians done by two different Sureño gang members. Detective R. also explained the importance of respect in gang culture. He opined that the present offense had the potential to benefit the defendants’ gang and their status within it. 12 A defense gang expert testified that Norteños and Sureños are identities, rather than gangs, although specific gangs may operate under those identities. 13 II. APPLICABLE LAW FOR FEDERAL HABEAS CORPUS 14 An application for writ of habeas corpus by a person in custody under judgment of a state 15 court can only be granted for violations of the Constitution or laws of the United States. See 28 16 U.S.C. § 2254(a); see also Peltier v. Wright, 15 F.3d 860, 861 (9th Cir. 1993); Middleton v. 17 Cupp, 768 F.2d 1083, 1085 (9th Cir. 1985) (citing Engle v. Isaac, 456 U.S. 107, 119 (1982)). 18 Petitioner filed this petition for writ of habeas corpus after April 24, 1996, thus the Antiterrorism 19 and Effective Death Penalty Act of 1996 (“AEDPA”) applies. See Lindh v. Murphy, 521 U.S. 20 320, 326 (1997). Under AEDPA, federal habeas corpus relief is not available for any claim 21 decided on the merits in the state court proceedings unless the state court’s adjudication of the 22 claim: (1) resulted in a decision that was contrary to, or involved an unreasonable application of, 23 clearly established federal law, as determined by the Supreme Court of the United States; or (2) 24 resulted in a decision that was based on an unreasonable determination of the facts in light of the 25 evidence presented in state court. See 28 U.S.C. 2254(d); Perry v. Johnson, 532 U.S. 782, 792- 26 93 (2001); Williams v. Taylor, 529 U.S. 362, 402-03 (2000). 4 1 In applying AEDPA’s standards, the federal court must “identify the state court decision 2 that is appropriate for our review.” Barker v. Fleming, 423 F.3d 1085, 1091 (9th Cir. 2005). 3 “The relevant state court determination for purposes of AEDPA review is the last reasoned state 4 court decision.” Delgadillo v. Woodford, 527 F.3d 919, 925 (9th Cir. 2008) (citations omitted). 5 “Where there has been one reasoned state judgment rejecting a federal claim, later unexplained 6 orders upholding that judgment or rejecting same claim rest upon the same ground.” Ylst v. 7 Nunnemaker, 501 U.S. 797, 803 (1991). To the extent no such reasoned opinion exists, courts 8 must conduct an independent review of the record to determine whether the state court clearly 9 erred in its application of controlling federal law, and whether the state court’s decision was 10 objectively unreasonable. Delgado v. Lewis, 223 F.3d 976, 981-82 (9th Cir. 2000). “The 11 question under AEDPA is not whether a federal court believes the state court’s determination 12 was incorrect but whether that determination was unreasonable—a substantially higher 13 threshold.” Schriro v. Landrigan, 550 U.S. 465, 473 (2007) (citing Williams, 529 U.S. at 410). 14 “When it is clear, however, that the state court has not decided an issue, we review that question 15 de novo.” Reynoso v.Giurbino, 462 F.3d 1099, 1109 (9th Cir. 2006) (citing Rompilla v. Beard, 16 545 U.S. 374, 377 (2005)). 17 The first step in applying AEDPA’s standards is to “identify the state court decision that 18 is appropriate for our review.” See Barker, 423 F.3d at 1091. Petitioner raised his claims on 19 direct appeal to the California Court of Appeal, Third District, which denied his claims in a 20 reasoned decision. See Slip Op. Petitioner also raised his claims in a petition for review to the 21 California Supreme Court. See Lodged Doc. No. 4 (Petition for Review), at 5. The petition for 22 review was summarily denied. Id. Because the California Supreme Court summarily denied 23 Petitioner’s petition for review, this court looks through that decision to the last reasoned state 24 court decision. Ylst, 501 U.S. at 806. Therefore, the state court decision that is appropriate for 25 review is the decision of the California Court of Appeal. 26 /// 5 1 III. ANALYSIS OF PETITIONER’S CLAIMS 2 1. Claim I 3 In Claim I, Petitioner asserts that the prosecutor improperly struck three potential jurors 4 because they were of Hispanic descent; specifically Mr. Echivaria, Mr. Cordoza, and Ms. Galvez. 5 Purposeful racial discrimination in selection of the petit jury violates a defendant’s right to equal 6 protection because it denies him the protection that a trial by jury is intended to secure. Batson v. 7 Kentucky, 476 U.S. 79, 88 (1986); see also Strauder v. West Virginia, 10 Otto 303, 100 U.S. 303 8 (1880) (invalidating a state statute that provided that only white men could serve as jurors); 9 Martin v. Texas, 200 U.S. 316, 321 (1906). Under Batson, the use of peremptory challenges to 10 remove a prospective juror because of that juror’s race or ethnicity is unconstitutional 11 discrimination. Batson, 476 U.S. at 89 (“[T]he Equal Protection Clause forbids the prosecutor to 12 challenge potential jurors solely on account of their race or on the assumption that black jurors as 13 a group will be unable impartially to consider the State’s case against a black defendant.”) To 14 establish a Batson claim, the defendant must first make a prima facie showing that a challenge 15 was made on an impermissible basis, such as race. Batson., 476 U.S. at 96; see also Johnson v. 16 California, 545 U.S. 162, 170-71 (2005). To establish a prima facie case, a petitioner must show 17 that (1) the prospective juror is a member of a cognizable racial group, (2) the prosecutor used a 18 peremptory strike to remove the juror, and (3) the totality of the circumstances raises an inference 19 that the strike was motivated by race. See Boyd v. Newland, 467 F.3d, 1139, 1143 (9th Cir. 20 2006) (citing Batson, 476 U.S. at 96).2 21 2 22 23 24 25 26 If the defendant can make such a prima facie showing, the burden shifts to the State to show a neutral explanation for the peremptory challenge. Batson, 476 U.S. at 97-98. Where the State offers a race-neutral explanation for the challenge, the trial court decides whether the defendant has proved the prosecutor’s motive for the challenge was purposeful racial discrimination. See Boyd, 467 F.3d at 1139; see also Batson, 476 U.S. at 98. The opponent of the strike has the ultimate burden of persuasion regarding racial motivation. See Purkett v. Elem, 514 U.S. 765, 768 (1995) (per curiam). Because the California Court of Appeal made a reasonable determination that Petitioner failed to make a prima facie showing that the peremptory strikes in question were racially motivated, it is unnecessary to move to the second and third steps of the Batson analysis. 6 1 2 3 4 5 6 The California Court of Appeal determined that the trial court properly concluded Petitioner failed to make a prima facie case: Defendants contend they were denied their state constitutional right to a representative jury and their federal constitutional right to equal protection when the prosecutor peremptorily challenged three apparent Hispanic jury panel members, and the trial court concluded that defendants had not made a prima facie showing of group bias. (People v. Wheeler (1978) 22 Cal.3d 258, 276-277 (Wheeler); Batson v. Kentucky (1986) 476 U.S. 79, 86 [90 L.Ed.2d 69] (Batson ).) We disagree with defendants’ contention. 7 8 9 10 11 12 13 14 15 16 17 18 Under Wheeler and Batson, the use of peremptory challenges to remove a prospective juror because of that juror’s race or ethnicity is unconstitutional discrimination. (Wheeler, supra, 22 Cal.3d at pp. 276-277; Batson, supra, 476 U.S. at pp. 86-87.) To establish a Wheeler/Batson claim, three steps are involved. First, a defendant must make a prima facie case by showing that the “‘totality of the relevant facts’” gives rise to a discriminatory inference. (Johnson v. California (2005) 545 U.S. 162, 168 [162 L.Ed.2d 129], quoting Batson, supra, 476 U.S. at p. 94.) If that is done, the People must then show race-neutral reasons for the challenge. (Johnson, supra, at p. 168.) And if that is done, the trial court must then decide whether purposeful racial discrimination has been proved. (Ibid.) Here, the trial court determined that defendants had not cleared the first hurdle-they had not made a prima facie case. “The trial court’s determination that no prima facie showing of group bias has been made is subject to review to determine whether it is supported by substantial evidence. [Citation.] We examine the record of the voir dire and accord particular deference to the trial court as fact finder, because of its opportunity to observe the participants at first hand.” (People v. Jenkins (2000) 22 Cal.4th 900, 993-994, fn. omitted.) 19 20 21 22 Three prospective jurors with Hispanic surnames are at issue: Mr. C, Mr. E, and Ms. G, who were excused in that order. Mr. C grew up in Vallejo around “different gang members.” His brothers were “affiliated” with neighborhood area-like gangs. He was not involved “in either side,” and he said his experience would not affect his judgment in this case. 23 24 25 26 Mr. E was an insurance adjuster who had previously worked as a bilingual assistant for a school district. Mr. E personally knew Vicente’s counsel, Mr. Enriquez, who was a friend of Mr. E’s parents. Mr. E and Mr. Enriquez had been at social functions together. Mr. E stated he could be fair to all sides; knowing Mr. Enriquez “shouldn’t” affect his judgment, and he did not “think” 7 1 he would favor Mr. Enriquez’s side. 2 Ms. G was not individually questioned by the trial court or by any party. The prospective jurors, however, had turned in questionnaires which are not in the record. 3 4 5 6 After the prosecutor excused Ms. G, defendants made their Wheeler motion, arguing that the prosecutor was using peremptory challenges to excuse “all the Hispanics.” The prosecutor immediately responded that Ms. G “was White.” The trial court noted that Ms. G “had blonde hair and a fair complexion,” and that she did not appear “to be obviously Hispanic.” 7 8 9 10 11 12 13 14 15 16 17 18 19 20 The record supports the trial court’s determination that defendants failed to make a prima facie showing. The prosecutor certainly could have challenged Mr. C and Mr. E for legitimate reasons. (People v. Farnam (2002) 28 Cal.4th 107, 135.) Mr. C’s brothers were affiliated with a gang, and Mr. E was personally friendly with Vicente’s counsel. That leaves Ms. G: blonde-haired, fair-complected Ms. G, whose first name was “Shari” and whose surname the trial court described as “Spanish-sounding.” (See People v. Bonilla (2007) 41 Cal.4th 313, 344 [“Where a prosecutor is unaware of a prospective juror’s group status, it logically follows he cannot have discriminated on the basis of that status”].) The defendants described themselves as Hispanic/Mexican. On this record, we cannot say the trial court’s determination of no prima facie showing lacks substantial evidence. Tomas additionally alleges, in passing, that a “‘comparative analysis’”-i.e., comparing the voir dire responses of these three excused prospective jurors with those of the other prospective jurors-would support the group bias claim. This allegation runs into a thicket of procedural roadblocks. Defendants did not assert this point in the trial court. They have asserted this point only summarily on appeal, without any argument. And our state Supreme Court has concluded that a comparative analysis is inappropriate where a prima facie showing has not been made, because, without any reasons having been posited for the peremptory challenges, there is “no fit subject for comparison.” (People v. Bell (2007) 40 Cal.4th 582, 601.) 21 22 Slip Op. at 5-8. 23 The trial court began the questioning of prospective jurors by asking some general 24 questions to the venire as a group. After introducing Petitioner and his counsel, Armando 25 Enriquez, the judge asked: “Does anybody recognize either Mr. Vicente or Mr. Enriquez? Have 26 you ever seen or heard of either one of them before?” Lodged Doc. No. 2 (Rep.’s Tr. of Voir 8 1 Dire [hereafter “V.D. Tr.”]) at 16. One prospective juror, Mr. Echivaria, recognized Enriquez as 2 a friend of his parents and had been at social occasions where Petitioner’s counsel was also 3 present, though he did not know him well. Id. at 16-17. Echivaria did not believe his connection 4 to Enriquez would make him favor Petitioner’s case or affect his judgment. Id. at 16-17.3 5 Later in the general questioning, the court asked the prospective jurors whether they had 6 any experience with gangs, and specifically whether anyone was familiar with the Surenos gang. 7 Id. at 44-45. A prospective juror, Mr. Cordoza, indicated that he was familiar: 8 THE COURT: Mr. Cordoza, what’s the basis of your experience? 9 CORDOZA: Just growing up around the different gang members. 10 THE COURT: Did you personally know people that were associated with one or more gangs? 11 CORDOZA: Yeah. Oh, yeah. Never invovled in either side, but definitely aware of it. 12 13 THE COURT: Anything about your experience that would affect your judgment in this case? 14 CORDOZA: No. 15 16 Id. at 45. The court then proceeded through the individual potential jury members with 17 individual questions, some based on responses the prospective jurors had previously filled out. 18 When the court reached Cordoza, he related several instances in his life in which he had been 19 close to criminal activity, including his brother’s car being stolen from him at gun point, the rape 20 of his previous girlfriend, and the murder of his best friend’s father at a truck stop near Vallejo, 21 California (a case of mistaken identity). Id. at 67-68. Cordoza stated that the perpetrators of the 22 rape and the murder had been “brought to justice.” Id. at 68. Cordoza believed he could be fair 23 to all sides. Id. 24 3 25 26 The individual questioning of Echivaria was innocuous. Echivaria stated that he worked for the State, was previously a bilingual assistant with a local school district, had lived the same area for about thirty years, and was married with a two-year-old son. V.D. Tr. at 72-73. 9 1 When the attorneys were given an opportunity to ask direct questions of the panel, neither 2 defense attorney asked any questions of Cordoza. The Deputy District Attorney, Ms. Franklin, 3 asked Cordoza several questions regarding his relationship with gangs. Id. at 96-99. 4 6 FRANKLIN (D.A.): Mr. Cordoza, you had what sounds like maybe is a unique experience growing up in the – I don’t think at least we’ve heard it from anyone else – you grew up in an area where gangs were around. You grew up with people who were gang members; am I right? 7 CORDOZA: True. 5 8 Id. at 96. Franklin then asked Cordoza several questions about his relationship with and 9 knowledge of gangs. Cordoza stated that he wasn’t heavily affiliated with any particular gang 10 growing up, but that his brothers had been affiliated with certain areas, and he was “growing up 11 around that.” Id. at 97. When asked how he was familiar with the terms “north” and “south” as 12 categorizing terms for gangs, Cordoza responded: “of course, just anybody growing up in our age 13 and around certain areas, you’d be blind to the fact that if you didn’t know, you know, the gang 14 rivalries between Nortenos and Surenos.” Id. at 98. 15 Petitioner also challenges the prosecution’s peremptory strike of Ms. Galvez. 16 Immediately after the prosecution used a peremptory strike against Ms. Galvez, a sidebar was had 17 in which Petitioner’s counsel raised his Batson claim, alleging the prosecution was “taking out 18 all the Hispanics.” V.D. Tr. at 388. Ms. Franklin, the prosecutor, responded that Galvez “was 19 White,” id., and the trial court noted Galvez “had blonde hair and a fair complexion.” Id. at 389. 20 While admitting that Galvez may be Hispanic, the trial court, who was in the best position to 21 make a determination on the point, found Galvez “[did] not appear to me to be obviously 22 Hispanic.” Id. at 391. 23 The California Court of Appeal reached a reasonable conclusion when it determined that 24 there were valid reasons for the prosecution to strike both Echivaria and Cordoza, and that the 25 totality of the circumstances did not raise an inference that the strike was motivated by race. See 26 Boyd, 467 F.3d at 1143. Echivaria was familiar with Petitioner’s counsel, a friend of his father, 10 1 and had been around him in social settings. While Echivaria still believed that he could be fair, it 2 was not unreasonable for the prosecution to use a peremptory strike to remove him from the jury 3 and replace him with someone who was not affiliated with any of the participants in the case. 4 Cordoza had a unique relationship with and knowledge of gangs amongst the prospective jurors 5 and was familiar with the Surenos-Nortenos rivalry, the very rivalry likely involved in this case. 6 It was not unreasonable for the prosecutor to use a peremptory strike against him for fear he 7 might bring his outside knowledge of gangs and their practices into the jury room,4 especially in 8 a case where the charge which carried the most serious penalty was the gang enhancement. See 9 Cal. Penal Code § 186.22(b)(4).5 Furthermore, it is a reasonable conclusion that Petitioner did 10 not establish a prima facie case with respect to Ms. Galvez because Petitioner could not establish 11 that she, despite her surname, was Hispanic. Alternatively, even if Petitioner could show that 12 Galvez was Hispanic, the Court of Appeal was reasonable when it determined the totality of the 13 circumstances did not raise an inference that the strike was motivated by race. Though her 14 surname may have indicated she was Hispanic, the trial court’s determination that Galvez did not 15 appear to be Hispanic supported a finding that the strike was not motivated by race. 16 The Court of Appeal’s determination was not contrary to, or an unreasonable application 17 of, Johnson v. California, 545 U.S. 162 (2005). In Johnson, the Supreme Court discussed how a 18 defendant can show a prima facie case. The Court concluded that where 3 of 43 possible jurors 19 were black, and the prosecutor used 3 of his 12 peremptory challenges to remove the 3 potential 20 black jurors, the defendant had successfully established a prima facie case under Batson. Id. at 21 164, 173. The Court cautioned that when determining whether a prima facie case exists, “[t]he 22 4 23 24 25 26 At least two other prospective jurors expressed a connection to gang members through their work within jails and prisons. One of the prospective jurors was removed through a peremptory challenge by Petitioner’s co-defendant’s counsel, the other was also removed by the prosecution. V.D. Tr. at 109:10-11, 135:14-15. 5 Petitioner faced a maximum prison sentence of seven years for the underlying felony. Cal. Penal Code § 246. The gang enhancement resulted in a sentence of fifteen years to life in prison. 11 1 inherent uncertainty present in inquiries of discriminatory purpose counsels against engaging in 2 needless and imperfect speculation when a direct answer can be obtained by asking a simple 3 question.” Id. at 172. However, a conclusion that a prima facie case was shown only by showing 4 that members of the defendant’s race were removed from the jury would render the third step of 5 the prima facie inquiry—the totality of the circumstances raises an inference that the strike was 6 motivated by race—meaningless. In Johnson, the totality of the circumstances indicated the 7 Prosecution was removing all of the possible black jurors, which “looked suspicious.” Id. at 173 8 (internal quotation omitted). In the present case, it was reasonable to conclude that the totality of 9 the circumstances did not raise a similar inference of racial discrimination. Two of the three 10 jurors who were struck had obvious reasons which would substantiate a peremptory challenge. 11 Another, the trial court concluded was not “obviously Hispanic.” While best practices may 12 indicate that the trial judge should have asked the prosecutor her reasons for striking the jurors in 13 question, the Court of Appeal’s determination that Petitioner failed to state a prima facie case is 14 reasonable under the circumstances. As such, Petitioner is not entitled to habeas relief on Claim 15 I. 16 2. Gang Enhancement Claims 17 In Claims II through VI, Petitioner raises various sufficiency of the evidence and 18 19 challenges to the jury instructions with regard to the gang enhancement. In 1988, California enacted the Street Terrorism Enforcement and Prevention Act (“STEP 20 Act”). People v. Gardeley, 14 Cal. 4th 605, 615, 59 Cal. Rptr. 2d 356 (1997); see Cal. Penal 21 Code § 186.20 et seq. As relevant here, the STEP Act provides various sentence enhancements 22 for crimes committed “for the benefit of, at the direction of, or in association with” a criminal 23 street gang. Cal. Penal Code § 186.22(b)(1). The statute is not a modicum of clarity, and 24 contains several moving parts. Several of the statute’s provisions require proof that the gang has 25 been involved in what has been termed “predicate offenses,” ranging from assault with a deadly 26 weapon to grand theft and money laundering. Id. § (e), (f); see also Gardeley, 14 Cal. 4th at 610 12 1 n. 1. The term “predicate offenses” itself is a misnomer as the underlying felony for which the 2 defendant is being prosecuted can establish the predicate offense. People v. Sengpadychith, 26 3 Cal. 4th 316, 323, 109 Cal. Rptr. 2d 851 (2001); see Gardeley, 14 Cal. 4th at 624. 4 California Penal Code § 186.22(b)(1) states that “any person who is convicted of a felony 5 committed for the benefit of, at the direction of, or in association with any criminal street gang, 6 with the specific intent to promote, further, or assist in any criminal conduct by gang members, 7 shall, upon conviction of that felony, in addition and consecutive to the punishment prescribed 8 for the felony or attempted felony of which he or she has been convicted . . . .” (emphasis added). 9 The statute then outlines the relevant punishments depending upon the nature of the felony.6 10 11 See id. “Criminal street gang” is a term of art further defined by the statute as “any ongoing 12 organization, association, or group of three or more persons, whether formal or informal, having 13 one of its primary activities the commission of one or more of the criminal acts enumerated [in 14 subdivision (e) of the statute, the ‘predicate offenses’] . . . and whose members individually or 15 collectively engage in or have engaged in a pattern of criminal gang activity.” Id. § 186.22(f) 16 (emphasis added); see also Gardeley, 14 Cal. 4th at 617 (“[T]he prosecution must prove that the 17 gang (1) is an ongoing association of three or more persons with a common name or common 18 identifying symbol; (2) has as one of its primary activities the commission of one or more of the 19 criminal acts enumerated in the statute; and (3) includes members who either individually or 20 collectively have engaged in a ‘pattern of criminal gang activity’ by committing, attempting to 21 commit, or soliciting two or more of the enumerated offenses (the so-called ‘predicate offenses’) 22 during the statutorily defined period.”). “Pattern of criminal activity” is further defined as “the 23 commission of, attempted commission of, conspiracy to commit, or solicitation of, sustained 24 25 26 6 In Petitioner’s case, the underlying felony of discharging a firearm at an occupied motor vehicle resulted in a sentence of fifteen years to life in prison. See Cal. Penal Code § 186.22(b)(4)(B). 13 1 juvenile petition for, or conviction of two” of the predicate offenses.7 Cal. Penal Code § 2 186.22(e). 3 4 The California Court of Appeal, in addressing all of Petitioner’s claims that relate to the gang enhancement, determined as follows: 5 Evidentiary and Instructional Issues Regarding the Gang Enhancement 6 Defendants raise several contentions alleging the evidence and the instructions are insufficient regarding the gang enhancement. Pursuant to the gang enhancement statute (§ 186.22), this enhancement applies when a felony is committed on behalf of a “criminal street gang.” (Id., subd. (b)(1).) The jury found that defendants committed the felony offense of shooting into the occupied vehicle (§ 246) on behalf of the Sureños, a criminal street gang. 7 8 9 10 11 15 A “criminal street gang” is defined in section 186.22, as relevant here, in terms of the group’s “primary activities” and its members’ “pattern of criminal gang activity.” (§ 186.22, subds.(f), (e), respectively, italics added.) And the concept of on behalf of a “criminal street gang” involves whether the charged offense was done for the “benefit of” the gang with the “specific intent” to promote criminal conduct by gang members. (§ 186.22, subd. (b)(1), italics added.) Defendant’s contentions track these italicized elements. So will our analysis. We start with “primary activities.” 16 Primary Activities 17 Defendants contend there is insufficient evidence to establish this element of “criminal street gang” in the context of the trial court’s instruction on that element. We disagree. 12 13 14 18 19 Specifically, section 186.22, subdivision (f), defines “ ‘criminal street gang’ “ as: (1) any ongoing, formal or informal group of at least three persons with some identifying commonality; (2) having “as one of its primary activities the commission of one or more of ... [currently 28] criminal acts [offenses] enumerated” in subdivision (e); and (3) “whose members individually or collectively engage in or have engaged in a pattern of criminal gang activity.” (As we explain later, this pattern element also uses the criminal offenses enumerated in subdivision (e).) 20 21 22 23 24 25 26 7 Currently, there are 33 possible predicate offenses which substantiate finding a “pattern of criminal gang activity.” Cal. Penal Code § 186.22(e). Twenty-eight of these predicate offenses may support a finding of the criminal street gang’s primary activities. Id. § 186.22(f). 14 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Among the 28 (primary activity) offenses enumerated in subdivision (e) are: assault with a deadly weapon (§ 245); discharging a firearm from a motor vehicle (§ 12034); and shooting at an occupied motor vehicle (§ 246). (See § 186.22, subd. (e)(1), (e)(6), (e)(5), respectively.) The trial court instructed the jury, as to the element of “primary activit [ies],” that a criminal street gang in the present case must have “as one or more of its primary activities, the commission of assault with a firearm or discharging or permitting the discharge of a firearm from a motor vehicle.” The evidence of primary activities came in three ways. First, Detective R. detailed the facts of two prior offenses, one that occurred on September 7, 2003, and the other on December 3, 2003. In the September 7 offense, Herardo Rodriguez, a validated Sureños gang member, fired four or five shots from a car at an individual who was walking near the Howe Park area claimed by a Sureños subset. The individual had apparently replied unfavorably to a question from a car occupant, and this cost him a bullet in the arm. As for the December 3 offense, a verbal confrontation ensued between a couple of individuals walking on a street in South Sacramento and a car containing numerous occupants, including Pancho Bettencourt, a validated Sureños gang member. Bettencourt fired numerous shots at the individuals, injuring one of them. Second, Detective R. opined that the primary activities of the Sureños street gang included “vandalism and theft and possession of drugs up to ... car theft, robbery, felonious assault and murder.” (Italics added.) (People v. Sengpadychith (2001) 26 Cal.4th 316, 324 (Sengpadychith) [expert testimony may be used to establish the primary activities element].) And third, there is the present offense of shooting at an occupied motor vehicle. (§§ 186.22, subd. (e)(5), 246; Sengpadychith, supra, 26 Cal.4th at p. 323 [evidence of past or present criminal acts listed in § 186.22, subd. (e), is admissible to establish the primary activities element].) Defendants contend this evidence is insufficient to establish the element of primary activities because: (1) Detective R.’s testimony regarding the two prior offenses concerned the element of “pattern of criminal gang activity” rather than the element of “primary activities”; (2) Detective R.’s opinion stated “‘felonious assault’” as a primary activity, rather than any primary activity offenses enumerated in section 186.22, subdivision (e), and rather than the two offenses specified in the trial court’s instruction on primary activities (i.e., firearm assault or firearm discharge from vehicle); and (3) the instruction on primary activities precluded the jury from considering the present offense as a primary activity. We disagree with each of these arguments. 26 15 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Detective R.’s testimony about the two prior offenses-both of which involved Sureños shooting from a car and injuring their victims-constituted sufficient evidence of both assault with a firearm and discharge of a firearm from a vehicle, in line with the trial court’s instruction on the element of primary activities. Defendants argue, though, that the evidence of these two prior offenses was presented in the context of “pattern of criminal gang activity” rather than in the context of “primary activities.” Defendants have sliced the elements of “primary activities” and “pattern of criminal gang activity” too finely here for three reasons. First, both elements here rely on the same prior (predicate) offenses; the record does not distinguish between these two elements in this way. (See § 186.22, subds. (e)(1), (e)(5), (e)(6) & (f).) Second, under section 186.22, “primary activities” is defined as involving the commission of one or more of 28 (predicate) offenses enumerated in subdivision (e), while “‘pattern of criminal gang activity’” is defined as involving the commission of two or more of these 28 (predicate) offenses (subdivision (e) enumerates an additional five offenses available for the pattern element). (See § 186.22, subds. (f), (e).) And third, given this close statutory relationship between these two elements, as well as common sense, a criminal gang’s primary activity will also generally encompass its pattern of criminal gang activity. (See § 186.22, subds. (a)(1), (a)(5), (a)(6), (e), (f).) As for their second point, defendants question Detective R.’s opinion of “felonious assault” as a primary activity of the Sureños street gang. They note that “felonious assault” is not an offense enumerated in section 186.22, subdivision (e), as a primary activities offense, nor an offense listed within the trial court’s instruction on the “primary activities” element here (i.e., the offenses of assault with a firearm and discharge of a firearm from a car). However, jurors reasonably could have evaluated Detective R.’s opinion on “felonious assault” in light of the detective’s testimony detailing the two prior Sureño shooting offenses, which were offenses enumerated in subdivision (e) and within the trial court’s instruction on the “primary activities” element (i.e., the offenses of assault with a firearm (§ 245) and firearm discharge from a vehicle (§ 12034)). (§ 186.22, subd. (e)(6).) Defendants counter, however, that “assault with a firearm,” which, as noted, is one of the two offenses listed in the trial court’s instruction on primary activity offenses, is not enumerated as a primary activity offense in section 186.22, subdivision (e). (See § 186.22, subd. (f).) While “assault with a firearm” may not be specifically enumerated in the statute, “[a]ssault with a deadly weapon” is, and assault with a firearm is certainly assault with a deadly weapon in this context. (See § 186.22, subd. (e)(1), § 245, subd. (a)(1), (a)(2); People v. Maldonado (2005) 134 Cal.App.4th 627, 635 [assault with a deadly weapon includes assault with a firearm for purposes of § 186.22, subd. (e)(1) ].) 16 1 2 3 4 5 6 7 8 9 10 11 That leaves defendants’ third point. Defendants assert that the trial court’s instruction on primary activity offenses (limited to firearm assault and firearm discharge from a vehicle) precluded the jury from considering the present offense (shooting at an occupied vehicle, § 246) as a primary activity. But the jury reasonably could have deemed the current offense to also be an assault with a firearm (i.e., within the trial court’s instruction on “primary activities,” and within the relevant enumerated statutory offense of assault with a deadly weapon, § 186.22, subd. (e)(1)). In fact, the trial court additionally instructed the jury on the element of primary activities that “[i]f you find the defendant guilty of a crime in this case, you may consider that crime in deciding whether one of the group’s primary activities was commission of that crime[.]” (Italics added.) We conclude there is sufficient evidence of the element of primary activities in the context of the trial court’s instruction on that element. In addition to the evidence of primary activities involving the two prior offenses, there is Detective R.’s supported expert opinion on primary activities as well as the current offense of shooting at an occupied vehicle. 12 13 14 Our resolution of this issue also dispenses with the following related argument from defendants: the jury must have failed to follow the trial court’s instruction on primary activities because the jury found this element true notwithstanding the insufficiency of the evidence to support it. 15 Pattern of Criminal Gang Activity 16 17 18 19 20 21 Defendants raise two contentions as to this element, one evidentiary and the other instructional. We disagree with both. First, the evidentiary claim. Defendants claim that Detective R.’s testimony detailing the two prior offenses involving Sureño shootings is insufficient because Detective R. stated that the two Sureños involved (Rodriguez and Bettencourt) were “both convicted of various offenses.” Defendants explain that if the two Sureños “were convicted of something, any proof less than what the convictions were for necessarily fails to establish a predicate offense.” We are unpersuaded. 22 23 24 25 26 A “pattern of criminal gang activity” does not require “convictions” because the statutory definition of this phrase includes “the commission of, attempted commission of,” or “conviction of” the offenses. (§ 186.22, subd. (e).) A similar issue involving predicate offenses was involved in In re I.M. (2005) 125 Cal.App.4th 1195. There, the court concluded that “ being prosecuted [for the predicate offense] permits the conclusion that there was significant evidence that [the gang member] had in fact 17 1 2 3 4 5 committed the offense.” (Id. at p. 1208, italics added.) If “being prosecuted” constitutes sufficient evidence of commission, being “convicted of various offenses” certainly does too. Now we turn to defendants’ instructional claim. They contend that the trial court’s limiting instruction on considering the evidence of gang activity precluded the jury from considering the evidence of the two prior offenses involving the Sureño shootings on the element of a “pattern of criminal gang activity.” This argument is too clever by half. 6 7 8 9 The instruction at issue told the jurors that they could consider evidence of gang activity, among other limited purposes, “when you consider the facts and information relied on by an expert witness in reaching his opinion. You may not consider this evidence for any other purpose. You may not conclude from this evidence that the defendant is a person of bad character or that he has a disposition to commit crime.” 10 11 12 13 14 15 16 17 18 19 20 21 Defendants maintain the jury “was not authorized under [this] instruction to find a pattern of criminal gang activity based on [Detective R.’s] testimony concerning the two predicate offenses because the evidence was not to be considered for that purpose. It was only to be considered as it bore on [R.’s] opinion or for other limited purposes not applicable here.” As defendants note, Detective R. did not opine as an expert on the “pattern of criminal gang activity.” Nor is this element all that amenable to expert testimony. (§ 186.22, subd. (e).) Instead, Detective R. simply tallied the offenses that prosaically added up to such a pattern. The evaluation of an expert’s opinion, then, was not at issue when the jury considered Detective R.’s nonexpert testimony concerning this pattern. Consequently, the instruction, read in a manner that is as technical as the manner in which the defendants are reading it, was inapplicable. Moreover, the instruction also recognized, obliquely, that the charged gang enhancement would have to involve proof supplied by gang activity evidence, by stating that such evidence could be considered in deciding whether the “defendant acted with the intent, purpose, and knowledge that are required to prove the gang-related enhancement charged.” And, fundamentally, how could the gang enhancement be proved other than with evidence of gang activity? 22 23 24 25 26 More specifically, the jury was also instructed fully on what constitutes a “pattern of criminal gang activity,” including the commission of two or more firearm assaults and/or firearm discharges from a vehicle by gang member(s), the very evidence Detective R. provided for such a pattern. In any event, as we discussed in the preceding section of this opinion, Detective R.’s testimony about the two (predicate) Sureño shootings was admissible in the context of his expert opinion regarding the 18 1 2 3 “primary activities” of the Sureños street gang, and the evidence of “primary activities” and “pattern of criminal gang activity” are inextricably intertwined here. 5 Our resolution of this issue also dispenses with the following related argument from defendants: the jury must have failed to follow the trial court’s instruction on the limited purposes of gang evidence because the jury found a pattern of criminal gang activity notwithstanding these limitations. 6 Benefit of and Specific Intent to Further Gang 7 Defendants claim there is insufficient evidence that the shooting was committed for the benefit of a criminal street gang and with the specific intent to promote or further any criminal conduct by gang members, as required by the gang enhancement statute. (§ 186.22, subd. (b)(1).) Again, we disagree. 4 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Detective R. opined that the shooting by defendants benefitted the Sureños gang by instilling fear and respect in the public, and had the potential to enhance the status of defendants within the gang. The detective had several reasons for this opinion: the public nature of the crime, involving a shooting, could be witnessed by numerous people; defendants’ willingness to confront an armed individual rather than try to avoid the confrontation; and the fact the victim did not report the shooting, all of which are characteristic of gang behavior. Defendants acknowledge Detective R.’s opinion, but argue that an “expert’s testimony alone [is] not ... sufficient to find the ... offense was gang related.” (People v. Ferraez (2003) 112 Cal.App.4th 925, 931; In re Frank S. (2006) 141 Cal.App.4th 1192, 1198-1199.) Defendants maintain that gang membership was “strictly coincidental” here: Vicente merely acted “spontaneously” after the Ford driver brandished a gun at Vicente’s brother, Tomas. That may be one way of viewing the evidence. But it is certainly not the only way. And it was the jury’s call on what the evidence showed, not our call. Defendants’ own argument concedes the strength of Detective R.’s opinion and of the evidence of defendants’ gang membership. In addition, the defendants sported gang-style haircuts and wore gang-related clothing during the commission of the crime (Tomas was wearing a blue belt while Vicente was attired in an Oakland Raiders sweatshirt, both emblematic of the Sureños street gang). The incident, moreover, occurred in a manner that did not suggest spontaneity, but instead a coordinated response to an affront that may have begun prior to the parking lot activity. The defendants’ Camaro was parked facing forward with its rear license plate flipped so it could not be seen by the Sidewalk Pizza patrons. Unarmed himself, Tomas continued to hassle and essentially attack the armed victim, while Vicente 19 1 2 retrieved the gun from the Camaro, snuck up on the Ford, and fired multiple shots into the Ford. And defendants had the presence of mind to apparently retrieve the spent casings from the shooting site. 3 4 5 6 Slip Op. at 10-20. a. Claim II In Claim II, Petitioner argues that there was insufficient evidence to support the jury’s 7 finding that a “criminal street gang” existed because there was insufficient evidence that one of 8 the organization’s primary activities is the commission of one or more of the predicate offenses. 9 The Due Process Clause of the Fourteenth Amendment “protects the accused against 10 conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the 11 crime for with which he is charged.” In re Winship, 397 U.S. 358, 364 (1970). There is 12 sufficient evidence to support a conviction, if “after viewing the evidence in the light most 13 favorable to the prosecution, any rational trier of fact could have found the essential elements of 14 the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979). “[T]he 15 dispositive question under Jackson is ‘whether the record evidence could reasonably support a 16 finding of guilt beyond a reasonable doubt.’” Chein v. Shumsky, 373 F.3d 978, 982 (9th Cir. 17 2004) (quoting Jackson, 443 U.S. at 318). A petitioner for writ of habeas corpus “faces a heavy 18 burden when challenging the sufficiency of the evidence used to obtain a state conviction on 19 federal due process grounds.” Juan H. v. Allen, 408 F.3d 1262, 1274 (9th Cir. 2005). 20 A federal habeas court determines the sufficiency of the evidence in reference to the 21 substantive elements of the criminal offense as defined by state law. See Jackson, 443 U.S. at 22 324 n. 16. As set forth above, a “criminal street gang” is defined as “any ongoing organization, 23 association, or group of three or more persons, whether formal or informal, having one of its 24 primary activities the commission of one or more of the criminal acts enumerated [in subdivision 25 (e) of the statute, the ‘predicate offenses’] . . . and whose members individually or collectively 26 engage in or have engaged in a pattern of criminal gang activity.” Id. § 186.22(f) (emphasis 20 1 added). Thus, in order for the jury to conclude that a criminal street gang existed, evidence must 2 have been presented that one of the group’s primary activities is one of the enumerated felonies 3 listed in subdivision (e) of the statute. Such evidence exists in the record. 4 At Petitioner’s trial, a gang expert, referred to by the Court of Appeal as “Detective R.,” 5 testified about the activities of the Surenos gang, of which Petitioner was alleged to be a member. 6 Under California law, the expert testimony of a detective specializing in gangs can be used to 7 establish the necessary predicate offenses. See Gardeley, 14 Cal. 4th at 617-20. Detective R. 8 testified about two previous incidents involving the Sureno gang. One occurred on September 7, 9 2003, and the other on December 3, 2003. In the September 7 offense, Herardo Rodriguez, a 10 validated Surenos gang member, fired four or five shots from a car at an individual who was 11 walking near the Howe Park area claimed by a Surenos subset. Rep.’s Tr. at 835. Someone from 12 the car had asked the individual whether he was from the area. The individual’s reply caused 13 him to be shot in the arm. Id. In the December 3 offense, a verbal confrontation ensued between 14 a couple of individuals walking on a street in South Sacramento and a car containing numerous 15 occupants, including Pancho Bettencourt, a validated Surenos gang member. Bettencourt fired 16 numerous shots at the individuals, injuring one of them. Id. at 833-34. Furthermore, when 17 Detective R. was asked for his opinion regarding “the primary activities of the Sureno street 18 gang” Detective R. opined: “They include, but are not limited to, crimes that are fairly minor in 19 nature like vandalism and theft and possession of drugs up to a car theft, robbery, felonious 20 assault and murder.” Id. at 811. There is also the evidence of the underlying offense in this case, 21 discharging a firearm at an occupied motor vehicle, as set forth by the two eye witnesses who 22 saw the shooting take place. 23 There was ample evidence from which the jury could conclude Petitioner was the 24 member of a group that had performed the requisite predicate offense to be a criminal street gang 25 under California law. Amongst the enumerated felonies are discharging or permitting the 26 discharge of a firearm from a motor vehicle (Cal. Penal Code § 12034) and shooting at an 21 1 occupied motor vehicle (Id. § 246). Id. § 186.22(e). The later being the underlying felony in 2 Petitioner’s case. Through Detective R.’s testimony, the jury was informed of at least two prior 3 incidents in which members of the Sureno gang had shot from a motor vehicle. The fact that 4 Detective R. did not specifically testify that this was a primary activity of the gang did not 5 prevent the jury from making such a finding. The jury also heard testimony regarding the 6 underlying felony from eyewitnesses and was free to conclude Petitioner’s acts were a primary 7 activity of the gang. As such, viewing the record in the light most favorable to the prosecution, 8 there is sufficient evidence in the record to substantiate a finding that Petitioner was a member of 9 a criminal street gang as it is defined by California law. Petitioner is not entitled to relief on this 10 11 12 claim. b. Claim III Claim III is directly related to Claim II. Petitioner argues that while their may have been 13 sufficient evidence in the record from which a jury could conclude the primary activities of the 14 gang involved one on the predicate offenses, the trial court’s instructions to the jury limited the 15 possible offenses which could be used as a predicate offense and no evidence of those offenses 16 exists in the record. This claim lacks merit. The jury was instructed, in relevant part, that a 17 criminal street gang “has, as one or more of its primary activities, the commission of assault with 18 a firearm or discharging or permitting the discharge of a firearm from a motor vehicle.” Clerk’s 19 Tr. at 403; Rep.’s Tr. at 1432-33. While this may have precluded the underlying felony of 20 shooting at an occupied vehicle from being considered as a primary activity (the Court of Appeal 21 22 23 24 25 26 22 1 found to the contrary8), it specifically included discharging a firearm from a motor vehicle.9 As 2 discussed above in Claim II, Through Detective R.’s testimony, the jury heard about two 3 previous incidents in which members of the Sureno gang had fired at individuals from inside a 4 vehicle. Thus, the Court of Appeal was reasonable when it determined the jury still had ample 5 evidence from which it could conclude that one of the primary activities of the Sureno gang was 6 one of the predicate offenses provided in the jury instruction. As such, Petitioner is not entitled 7 to relief on this claim. 8 c. Claim IV 9 In Claim IV, Petitioner asserts that there was insufficient evidence of two predicate 10 offenses required for a jury to find a “pattern of criminal gang activity” which is a prerequisite to 11 a finding that a group is a criminal street gang. Not only must a criminal street gang have as one 12 of its primary activities one of the predicate offenses found in § 186.22(e), as discussed above in 13 Claims II and III, the group’s members must also “individually or collectively engage in or have 14 engaged in a pattern of criminal gang activity.” Cal. Penal Code § 186.22(f). “Pattern of criminal 15 activity” is further defined as “the commission of, attempted commission of, conspiracy to 16 commit, or solicitation of, sustained juvenile petition for, or conviction of two” of the predicate 17 offenses required for a finding of a “criminal street gang.” Id. § 186.22(e). Petitioner contends 18 that while the gang expert, Detective R., testified about two previous incidents in which a 19 member of the Sureno gang fired a weapon from a vehicle, a predicate offense, insufficient 20 21 22 23 24 25 26 8 The jury was also instructed that it “could consider [the underlying felony] in deciding whether one of the group’s primary activities was commission of that crime and whether a pattern of criminal gang activity has been proved.” Clerk’s Tr. at 404. This can be interpreted to allow the underlying felony to be considered in addition to the felonies enumerated earlier in the instruction. Because, viewing the evidence in the light most favorable to the prosecution, enough evidence exists of the primary activities of the gang without including the underlying offense, it is unnecessary to reach this argument. 9 The jury was further instructed as to the elements of this crime and was free to determine from the facts presented by Detective R. that the elements had been met. Clerk’s Tr. at 401. 23 1 evidence exists that the offenders in those crimes were actually convicted of the predicate 2 offenses. The Court of Appeal determined, interpreting California law, that it is not necessary to 3 prove that the prosecution of the predicate offense actually resulted in a conviction of that 4 specific crime. The Court of Appeal’s interpretation of California law is binding on this court. 5 See Jackson, 443 U.S. at 324 n. 16; Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (per curiam) 6 (“We have repeatedly held that a state court’s interpretation of state law, including one 7 announced on direct appeal of the challenged conviction, binds a federal court sitting in habeas 8 corpus.” (citations omitted)). This is a reasonable reading of the statute, considering the 9 definition of pattern of criminal activity only requires the gang members to have committed the 10 11 offense, not necessarily be convicted of it. See Cal. Penal Code § 186.22(e). As discussed above, the prosecution’s gang expert testified about two previous incidents 12 involving Sureno gang members discharging a firearm from a vehicle, a predicate offense for 13 finding the existence of a pattern of criminal activity. As such, viewing the evidence in the light 14 most favorable to the prosecution, ample evidence exists in the record from which the jury could 15 have concluded that Petitioner was a member of a criminal street gang. Petitioner is not entitled 16 to relief on this claim. 17 d. Claim V 18 In Claim V, Petitioner asserts that a jury instruction relating to opinion testimony 19 precluded the Jury from using anything the gang expert testified to as evidence, thus precluding a 20 finding that Petitioner was a member of a criminal street gang. The instruction in question reads 21 as follows: 22 You may consider evidence of gang activity only for the limited purpose of deciding whether: 23 24 • The defendant acted with the intent, purpose, and knowledge that are required to prove the gang-related enhancement charged; or 25 26 • The defendant had a motive to commit the crime charged; or 24 1 • The defendant actually believed in the need to defend himself. 2 You may also consider this evidence when you evaluate the credibility or believability of a witness and when you consider the facts and information relied on by an expert witness in reaching his opinion. 3 4 5 You may not consider this evidence for any other purpose. You may not conclude from this evidence that the defendant is a person of bad character or that he has a disposition to commit crime. 6 7 Clerk’s Tr. at 405; Rep.’s Tr. at 1434-35. 8 9 Petitioner’s challenge to the jury instruction is without merit. Not everything that Detective R. testified about was gang related activity as defined by the rest of the jury 10 instructions and California statute. Under California law, in order to establish a predicate offense 11 it is not necessary to prove that the offense was “gang related,” see Gardeley, 14 Cal. 4th at 620- 12 24, only that the predicate offense was committed by a gang member. Id.; see Cal. Penal Code § 13 186.22(e). Thus, any commission of a predicate felony by a gang member, be it gang related or 14 not, is sufficient to find the commission of a predicate offense under California’s statutory 15 scheme. Detective R. provided the jury with two instances in which a member of the Sureno 16 gang committed a predicate offense, shooting from a motor vehicle. Detective R. did not testify 17 that the shootings were gang related, but did testify that they were committed by gang members. 18 The purpose of the jury instruction is to prevent the jury from concluding Petitioner was a 19 criminal or of bad moral character simply due to his status as a gang member: it was not meant to 20 preclude any evidence of activity by gang members to be used to show the required predicate 21 offenses. See People v. Samaniego, 172 Cal. App. 4th 1148, 1167-68, 91 Cal. Rptr. 3d 874 22 (2009); People v. Williams 16 Cal. 4th 153, 193, 66 Cal. Rptr. 2d 123, 940 P.2d 710 (1997). 23 Petitioner is not entitled to relief on this claim. 24 /// 25 /// 26 /// 25 1 2 e. Claim VI In Claim VI, Petitioner challenges the sufficiency of the evidence that he had the specific 3 intent to promote, further, or assist in any criminal conduct by gang members. Petitioner also 4 alleges there was insufficient evidence that the underlying felony was for the benefit of, at the 5 direction of, or in association with a criminal street gang. 6 As discussed above, when determining the sufficiency of the evidence a court must look 7 at the evidence in the light most favorable to the prosecution and with references to the 8 substantive elements of state law. Jackson, 443 U.S. 307. California Penal Code section 9 186.22(b)(1) provides that “. . . . any person who is convicted of a felony committed for the 10 benefit of, at the direction of, or in association with any criminal street gang, with the specific 11 intent to promote, further, or assist in any criminal conduct by gang members” shall face a 12 punishment in addition to that for the underlying felony. 13 There is ample evidence in the record through the testimony of the gang expert from 14 which the jury could conclude Petitioner committed the underlying felony for the benefit of and 15 in association with a criminal street gang. When asked a hypothetical based on the fact s of 16 Petitioner’s case, Detective R. opined that such a crime would benefit the Surenos gang. Rep.’s 17 Tr. at 943. By committing such a “brazen act” in a public place in front of numerous witnesses, 18 Detective R. continued, “such a violent act has the potential to instill fear into the community.” 19 Id. at 944. Instilling fear into the community, in turn, benefits the gang by allowing it to “operate 20 more efficiently on the streets.” Id. Additionally, the underlying offense was committed by 21 Petitioner along with his brother and co-gang member, providing sufficient evidence for a finding 22 that the crime was committed in association with a criminal street gang. Petitioner argues that 23 the crime was not gang related, but rather Petitioner was defending his brother who had been 24 threatened with a firearm. As the Court of Appeal aptly stated: “That may be one way of viewing 25 the evidence. But it is certainly not the only way.” Slip Op. at 20; see also People v. Albillar, 51 26 Cal. 4th 47, 62, 244 P.3d 1062, 199 Cal. Rptr. 3d 415 (2010) (rejecting a similar claim and 26 1 noting “to presume, as defendants urge, that family ties necessarily predominate over gang 2 affiliation when gang members who are related commit crimes together would substantially 3 eviscerate the gang enhancement”). As stated previously, this court must view the evidence in 4 the light most favorable to the prosecution. Doing so, Detective R.’s testimony supported the 5 jury’s finding that the underlying felony was committed either for the benefit of or in association 6 with a criminal street gang. 7 Furthermore, the evidence supports a conclusion that Petitioner had the “specific intent to 8 promote, further, or assist in any criminal conduct by gang members.” Cal. Penal Code § 9 186.22(b)(1). Recently, in People v. Albillar, the California Supreme Court had the opportunity 10 to clarify what must be shown to support a conviction on this clause of the gang enhancement 11 statute after lower California courts and the Ninth Circuit reached opposite conclusions. 12 Compare People v. Vazquez, 178 Cal. App. 4th 347, 353-54, 100 Cal. Rptr. 3d 351 (2009) with 13 Garcia v. Carey, 395 F.3d 1099 (9th Cir. 2005) and Briceno v. Scribner, 555 F.3d 1069 (9th Cir. 14 2009). The California Supreme Court determined “if substantial evidence establishes that the 15 defendant intended to and did commit the charged felony with known members of a gang, the 16 jury may fairly infer that the defendant had the specific intent to promote, further or assist 17 criminal conduct by those gang members.” Albillar. 51 Cal. 4th at 68. The California Supreme 18 Court’s determination regarding state law is binding on federal courts, regardless of previous 19 Ninth Circuit authority interpreting the statute to the contrary. See Vernon v. City of Los Angeles, 20 27 F.3d 1385, 1391 (9th Cir. 1994) Here, evidence in the record supports a finding that both 21 Petitioner and his co-defendant were members of the Sureno gang. See Claims VII and VIII, 22 infra. There is also substantial evidence that the underlying felony was committed. See Claim 23 IX, infra. Under California law this was enough to permit the jury to infer Petitioner had the 24 specific intent to promote, further, or assist criminal conduct. 25 /// 26 /// 27 1 Because sufficient evidence appears in the record to support a finding that Petitioner 2 acted for the benefit of and in association with a gang, and that Petitioner acted with the specific 3 intent to promote, further or assist in any criminal conduct by the gang, Petitioner is not entitled 4 to habeas relief on this insufficiency of the evidence claim. 5 3. Claims VII and VIII 6 In Claims VII and VIII Petitioner raises two challenges to the admission into evidence of 7 a statement he had made to Detective R. the month before the shooting at Sidewalk Pizza. In this 8 statement, Petitioner admitted that he was a member of the Sureno gang. Rep.’s Tr. at 815, 936. 9 In Claim VIII, Petitioner alleges that the statement was inadmissable under Miranda v. Arizona, 10 384 U.S. 436 (1966), as he was in custody but had not been read his Miranda rights before 11 admitting he was a member of the Sureno gang. In Claim VII, Petitioner alleges that the trial 12 court’s failure to give a jury instruction that Petitioner’s statement must be viewed with caution 13 violated his right to Due Process under the Fourteenth Amendment. The Court of Appeal, 14 assuming without deciding that Petitioner’s constitutional rights had been violated, found the 15 error to be “harmless beyond a reasonable doubt.” Slip Op. at 23; see Chapman v. California, 16 386 U.S. 18, 24 (1967). 17 In the interests of judicial economy, this court will also assume without deciding that the 18 alleged errors violated Petitioner’s constitutional rights. When a petitioner seeks collateral relief 19 from a state-court judgment, a federal court employs a less stringent harmless error analysis, 20 whether the “error ‘had substantial and injurious effect or influence in determining the jury’s 21 verdict.’” Brecht v. Abrahamson, 507 U.S. 619, 623 (1993) (quoting Kotteakos v. United States, 22 328 U.S. 750, 776 (1946)); see Fry v. Pliler, 551 U.S. 112 (2007) (holding that “in § 2254 23 proceedings a court must assess the prejudicial impact of constitutional error in a state-court 24 criminal trial under the ‘substantial and injurious effect’ standard set forth in Brecht . . . whether 25 or not the state appellate court recognized the error and reviewed it for harmlessness under . . . 26 Chapman”). 28 1 Applying this standard to the present case, admitting Petitioner’s statement that he was a 2 gang member and failing to give a jury instruction did not have a substantial and injurious effect 3 or influence in determining the jury’s verdict. After a careful review of the record, substantial 4 evidence exists from which the jury could have concluded Petitioner was a gang member 5 regardless of his admission to that effect. 6 Petitioner admits “[t]here is other evidence that Petitioner was affiliated with the 7 Surenos.” Pet’r’s Pet. at 29. Detective R. was shown a photograph in which Petitioner and 8 another person used their hands to make the number 13, which is associated with the Sureno 9 gang. Rep.’s Tr. at 818. The detective opined that this was a “gang-type photo.” Id. Deputy 10 Travis, a Deputy Sheriff assigned as a bailiff at the Sacramento Superior Court, observed a large 11 S and U, about two feet tall, written on the wall in the holding cell in which Petitioner and his co- 12 defendant were being held. Id. at 768, 774. There were no other inmates in the holding cell. Id. 13 at 768. Later, when Travis walked by the holding cell again, an R had been added to the letters 14 on the wall, spelling SUR. Id. at 769. A photo of the graffiti was shown to the jury. Later in the 15 trial, Detective R. opined that such graffiti was “most likely drawn or written by a Sureno gang 16 member.” Id. at 819. During the trial, Detective R. was asked by the prosecutor to look at 17 Petitioner’s left hand. Detective R. observed the number 13 written in ink in the webbing of 18 Petitioner’s hand. Id. at 937. Detective R. also testified that Petitioner had a shaved head, a 19 hairstyle that was common among Sureno gang members. Id. at 936. Finally, when Detective R. 20 was asked for his opinion regarding whether Petitioner was a member of the Sureno gang at the 21 time of the shooting, Detective R. stated that his opinion was that Petitioner “was, in fact, a 22 Sureno gang member” at the time of the shooting. Id. at 820. Thus, substantial evidence in the 23 record shows that Petitioner was a member of the Sureno gang. As such, Petitioner did not suffer 24 any actual prejudice through the admission of his statement that he was a gang member or the 25 failure of the trial court to give an instruction regarding the admission. See Brecht, 507 U.S. at 26 637 (Under the Brecht test, “habeas petitioners may obtain plenary review of their constitutional 29 1 claims, but they are not entitled to habeas relief based on trial error unless they can establish that 2 it resulted in actual prejudice.” (internal quotation marks and citations omitted)). 3 If any constitutional violations did occur with regard to Petitioner’s statement that he was 4 a Sureno, the violations did not have a substantial and injurious effect or influence in determining 5 the jury’s verdict. Therefore, Petitioner is not entitled to habeas relief in either Claim VII or VIII. 6 4. Claim IX 7 In Claim IX, Petitioner asserts that there was insufficient evidence to convict him of 8 discharging a firearm at an occupied motor vehicle. Petitioner alleges that there is insufficient 9 evidence that Petitioner actually fired a firearm, arguing that the evidence does not show that 10 either (1) he actually had a firearm and not some other item, or (2) that it was Petitioner, and not 11 the person inside the vehicle, who had previously brandished a weapon, that fired the shots. In 12 ruling on this claim, the California Court of Appeal found as follows: 13 Defendants contend the evidence is insufficient that the instrument Vicente had was a firearm. We disagree. 14 15 16 17 18 19 20 21 22 23 24 25 Both of the witnesses to the shooting, J.J. and R.W., testified that Vicente had a handgun. J.J. saw Vicente pull the trigger just outside the Ford, and he heard the gunshots. J.J. did not see any flashes, but did notice the gun kick back two or three times. R.W. saw Vicente reach into the passenger window of the Ford (to about wrist level) with a gun in his hand, and heard two or three gunshots. A criminalist testified that a gunshot residue test was consistent with Vicente having fired a gun, and Tomas flopped out of the Camaro on its way out of the parking lot to grab items off the ground at the shooting site. Defendants rely on the improbability of Vicente having missed the driver, and relatedly on the criminalist’s additional testimony that if Vicente had stuck his hand in a car window as R.W. testified and a bullet was fired by a person inside the car that passed very close to Vicente’s hand, that act could possibly account for the gunshot residue on Vicente’s hand. One may equally wonder from defendants’ theorizing about the improbability of the driver missing Vicente. And who is to say that Vicente did miss? But more importantly, defendants’ argument turns the evidentiary sufficiency rule on its head: we are to review the evidence in the light most favorable to the judgment, not in the light least favorable. 26 30 1 2 Slip Op. at 21-22. The appropriate standard for determining the sufficiency of the evidence is set forth in 3 Claim II, supra. A review of the record shows sufficient evidence from which the jury could find 4 Petitioner guilty of the offense of discharging a firearm at an occupied motor vehicle, California 5 Penal Code section 246. 6 As the prosecution’s first witness, the Deputy District Attorney called whom the Court of 7 Appeal referred to as J.J. to the stand (his first and last initial). On the evening of March 2, 2006, 8 J.J. was a patron of Sidewalk Pizza, located off of Power Inn Road in Sacramento, California. 9 Rep.’s Tr. at 169-70. J.J. stepped outside the pizza parlor to have a cigarette. Id. at 170. He saw 10 a white Ford Thunderbird with a single Hispanic male drive by in the parking lot. Id. The man 11 in the T-Bird began “jawing” at another man, identified as Petitioner’s co-defendant, who had 12 come from another car, a white IROC Camaro. Id. at 170-71. J.J. saw the man in the T-Bird 13 pull out a gun. Id. at 173. Petitioner’s co-defendant and the man in the T-Bird continued to 14 argue as J.J. observed Petitioner get out of the driver’s side of the IROC. Id. at 182. J.J. saw 15 Petitioner open the hatchback of the IROC and retrieve a gun. Id. J.J. didn’t know what kind of 16 gun it was, but knew that it was a gun: he described it as a pistol. Id. J.J. stated that he was 17 familiar with guns and knew the difference between a revolver and a semi-automatic. When 18 asked if he could tell whether Petitioner had a revolver or a semi-automatic, J.J. stated: “I wasn’t 19 sure what kind of gun it was. I would think revolver.” Id. at 183. Defense counsel objected that 20 the answer was speculation and the trial judge sustained the objection, asking the prosecutor to 21 rephrase the question. Id. J.J. reiterated that he “couldn’t tell” whether the gun was a revolver or 22 a semi-automatic. Id. at 184.10 J.J. did indicate, however, that the gun had a long barrel, 23 24 25 26 10 On cross-examination defense counsel used a police report which recorded J.J. as making a statement that the gun was a semi-automatic to impeach his trial testimony that it was a revolver. Rep.’s Tr. at 253. This testimony tended to show that J.J. was not, in fact, sure what type of gun it had been. It did not tend to indicate that what J.J. saw was not a firearm of some variety. See id. at 252-54. 31 1 approximately seven inches long. Id. at 222-25. J.J. watched as Petitioner “walked up to the 2 back of the Ford” and “fired some shots in there”—two to three shots from about one to two feet 3 away from the car. Id. at 185-86, 265, 267. J.J. testified that he did not see any muzzle flash, but 4 that he saw Petitioner’s hand move and pull the trigger as he heard the shots. Id. at 264-66. 5 Petitioner didn’t place the gun into the car window, but was “at least a foot away from the car 6 window when he shot.” Id. at 257. 7 The prosecution’s second witness was Mr. R.W. R.W. was an employee of Sidewalk 8 Pizza and he was working the register at the pizza parlor the evening of the shooting. Id. at 303- 9 04. The register was about two feet away from a window that faced the road, giving R.W. a clear 10 view of the events that were to transpire. Id. at 304. Something being thrown at a car caught 11 R.W.’s attention, and R.W. observed Petitioner’s co-defendant in a verbal altercation with a man 12 in a T-Bird. Id. at 306, 310-11. R.W. saw Petitioner exit the driver side of the IROC, then go to 13 the back of the car where Petitioner obtained something from the trunk. Id. at 311-12. 14 Petitioner then moved towards the T-bird, put his hand in the window, and started shooting. Id. 15 at 314. R.W. observed a gun in Petitioner’s hand. Id. at 314-15, 360. R.W. testified that 16 Petitioner’s hand was “basically wrist level into the car.” Id. at 315. Like J.J., R.W. heard two to 17 three shots. Id.; see also id. at 328. R.W. did not see any flashes, but he heard the shots. Id. at 18 362. On cross-examination, R.W. described the gun: “From what I seen, it looked like a 19 revolver, yes, like a Dirty Harry gun, had a long barrel,” “The barrel was really long.” Id. 20 In addition to the eyewitness testimony of J.J. and R.W., the prosecution called Trevor 21 Wilson, a criminalist specializing in gunshot residue. Id. at 608-09. Wilson testified that an 22 analysis of particles found on Petitioner’s hands “indicate[d] either the individual fired a weapon 23 or was in the extreme near vicinity of a weapon being fired.” Id. at 624. 24 Viewing this evidence in the light most favorable to the prosecution, ample evidence 25 exists that Petitioner fired a weapon at an occupied vehicle. While J.J. and R.W.’s testimony 26 regarding the firearm may not be totally consistent, they both said that the gun had a long barrel 32 1 and saw it fired into the vehicle. J.J. specifically said that he saw Petitioner pull the trigger. The 2 criminalist’s testimony bolsters the testimony of the eyewitnesses by showing that Petitioner had 3 gunshot residue on his hands. While Petitioner offers different theories regarding the events, that 4 he did not actually have a gun and that it was the person in the car who shot at him, the record 5 offered the jury sufficient evidence to find to the contrary. So long as there is sufficient 6 evidence, the jury’s verdict will not be disturbed. Petitioner fails to meet his heavy burden to 7 warrant granting federal habeas relief on this insufficiency of the evidence argument. 8 5. Claim X 9 In Claim X, Petitioner contends that the trial court should have sua sponte instructed the 10 jury on a lesser included offense: attempted discharge of a firearm at an occupied motor vehicle. 11 An application for writ of habeas corpus by a person in custody under judgment of a state court 12 can only be granted for violations of the Constitution or laws of the United States. See 28 U.S.C. 13 § 2254(a). Generally, in the Ninth Circuit, “[T]he failure of a state trial court to instruct on lesser 14 included offenses in non-capital cases does not present a federal constitutional question.” 15 Windham v. Merkle, 163 F.3d 1092 (9th Cir. 1998) (citing Turner v. Marshall, 63 F.3d 807, 819 16 (9th Cir.1995), overruled on other grounds by Tolbert v. Page, 182 F.3d 677 (9th Cir.1999)); see 17 Bashor v. Risley, 730 F.2d 1228 (9th Cir.1984) (declining to extend the lesser included offense 18 rule in capital cases to non-capital cases)11; Solis v. Garcia, 219 F.3d 922, 928-30 (9th Cir. 2000). 19 However, “the defendant’s right to adequate jury instructions on his or her theory of the case 20 21 22 23 24 25 26 11 In 1980, the Supreme Court held that a defendant in a capital murder case has a constitutional right to have the jury instructed on a lesser included offense in certain instances. Beck v. Alabama, 447 U.S. 625, 638 (1980). The Supreme Court explained that when a jury is given only two options, “not guilty” and “guilty of capital murder,” even though the evidence would support an instruction on a lesser included offense, the risk that the jury will convict although it has reasonable doubt is too great and a third option, namely a lesser included, non-capital offense instruction, is required. Id. In a footnote, the Court expressly reserved judgment on “whether the Due Process Clause would require the giving of such instructions in a non-capital case.” Id. at 638 n. 14. In the years following Beck, the Circuits split on the question of whether the holding in Beck, that due process requires lesser included offense instructions in certain instances for capital defendants, applied to non-capital cases as well. See Solis, 219 F.3d at 928-29. 33 1 2 might, in some cases, constitute an exception to the general rule.” Bashor, 730 F.2d at 1240. In Solis, the Ninth Circuit found its exception to the general rule barring consideration of 3 lesser included offense claims was not applicable where there was not substantial evidence to 4 support the defendant’s theory of the case. 219 F.3d at 929. Here, the Court of Appeal 5 concluded there was not substantial evidence to require the trial court to instruct on the lesser 6 included offense of attempt. Slip Op. at 25-26. That conclusion is reasonable. The testimony of 7 both eyewitnesses indicated that Petitioner shot a gun into the vehicle. While their testimony 8 about where exactly Petitioner’s hand was located (either just inside or just outside the car 9 window) when he fired the shots may be inconsistent, both witnesses agreed it was Petitioner 10 who fired a weapon. See Claim IX, supra. No evidence was offered to the contrary by the 11 defense. The defense relied on the fact that the person in the car had also been seen with a 12 weapon and the criminalist’s opinion that the gun shot residue could also have been a result of 13 being near a weapon fired by someone else, but this ignores the fact that J.J. saw Petitioner 14 pulling the trigger. As such, no exception to the rule that failure to instruct on a lesser included 15 offense is not a federal constitutional question exists in this case. 16 Furthermore, even if Petitioner could show substantial evidence of his version of the 17 facts, he would still not be entitled to relief. Under AEDPA, the state court’s determination must 18 be an “unreasonable application of clearly established federal law, as determined by the Supreme 19 Court of the United States.” 28 § 2254(d)(1) (emphasis added). The constitutional authority 20 which would support Petitioner may be “clearly established” federal law in this circuit, but 21 circuit authority alone does not support a federal court’s grant of the writ under 28 U.S.C. 22 2254(d)(1). Clark v. Murphy, 331 F.3d 1062, 1070-71 (9th Cir. 2003), cert. denied, 540 U.S. 23 968 (2003). Only “clearly established” Supreme Court authority will suffice. Id. In Beck v. 24 Alabama, 447 U.S. 625, 638 n. 14 (1980), the Supreme Court explicitly left open the question of 25 “whether the Due Process Clause would require the giving of [lesser included offense] 26 instructions in a noncapital case.” Without the Supreme Court directly addressing that question, 34 1 there is no clearly established federal law as determined by the Supreme Court to support 2 Petitioner’s claim. 3 For the foregoing reasons, Petitioner is not entitled to federal habeas relief on this claim. 4 6. Claims XI and XII 5 In Claim XI, Petitioner asserts that his constitutional right to an impartial jury was 6 violated on two basis. First, Petitioner argues that the jury’s cumulative failure to follow the jury 7 instructions amounted to jury misconduct. This claim presumes that the jury instructions be read 8 in the way Petitioner believes they should be read. As Petitioner’s direct claims to the jury 9 instructions should be denied, there can be no cumulative effect upon the jury and Petitioner is 10 not entitled to relief on the first prong of this claim. Second, Petitioner argues that a specific 11 instance of jury misconduct—a juror speaking to R.W., one of the eyewitnesses—entitles him to 12 habeas relief. In Claim XII, Petitioner finds error in the trial court’s refusal to dismiss the juror. 13 In ruling on these claims, the California Court of Appeal found as follows: 14 Vicente contends the trial court abused its discretion in failing to discharge juror No. 3 . . . . We find no abuse. 15 16 17 18 19 20 21 22 Section 1089 authorizes a trial court to discharge a juror for inability to perform his or her duty. A trial court’s decision to discharge, or not discharge, a juror under section 1089 is reviewed for abuse of discretion. (People v. Ledesma (2006) 39 Cal.4th 641, 743.) The juror’s inability must appear in the record as a demonstrable reality. (Ibid.) As for juror No. 3, the record shows the following. During a break in the trial, witness R.W. approached juror No. 3, and the juror told R.W. he was not supposed to talk to him. Juror No. 3 did not engage in any more conversation, but R.W. continued to talk “a little bit about trivial things.” Juror No. 3 unequivocally indicated that this contact would not affect his judgment in evaluating R.W.’s testimony. The record does not show a “demonstrable reality” of juror No. 3's inability to function. 23 24 25 Additionally, Vicente contends that the incident involving juror No. 3 shows, once again, the jury’s inability to follow instructions, here the instruction not to “speak to ... any of the witnesses.” But juror No. 3 did not speak to R.W., other than to tell R.W. he could not do so. . . . We find no abuse of discretion. 26 35 1 2 Slip Op. at 26-27. Initially, Juror No. 3 did not violate the trial court’s admonition. Defense counsel’s 3 assistant, Ms. Berberick, observed R.W. speaking to Juror No. 3: “[R.W.] was outside smoking a 4 cigarette, talking to juror number 3. Juror number 3 wasn’t saying anything. [R.W.] was doing 5 all the talking. Whether they were talking about the case, I have no idea.” Rep.’s Tr. at 564. 6 Upon direct questioning by the court, Juror No. 3 said that R.W. made small talk with him and 7 that Juror No. 3 told R.W. “I’m not supposed to be talking.” Id. at 567. R.W. continued to make 8 small talk, but did not talk about the case. Id. Juror No. 3 did not believe that the contact would 9 affect his evaluation of R.W.’s testimony or judgment in any way. Id. The juror only spoke to 10 the witness to tell him he could not speak to him. 11 “[I]mpartial jurors are the cornerstone of our system of justice and central to the Sixth 12 Amendment’s promise of a fair trial.” United States v. Dutkel, 192 F.3d 893 (9th Cir. 1999). 13 However, “due process does not require a new trial every time a juror has been placed in a 14 potentially compromising situation. Were that the rule, few trials would be constitutionally 15 acceptable.” Smith v. Phillips, 455 U.S. 209, 217 (1982). “[I]t is virtually impossible to shield 16 jurors from every contact or influence that might theoretically affect their vote. Due process 17 means a jury capable and willing to decide the case solely on the evidence before it, and a trial 18 judge ever watchful to prevent prejudicial occurrences and to determine the effect of such 19 occurrences when they happen.” Id. “[T]he remedy for allegations of juror partiality is a hearing 20 in which the defendant has the opportunity to prove actual bias.” Id. at 215; see Remmer v. 21 United States, 347 U.S. 227 (1954); Dennis v. United States, 339 U.S. 162 (1950); Chandler v. 22 Florida, 449 U.S. 560 (1981); see also United States v. English, 92 F.3d 909 (9th Cir. 1996) (“To 23 obtain a new trial, the defendant must establish that actual prejudice resulted from an ex parte 24 contact with a juror.” (citing United States v. Madrid, 842 F.2d 1090, 1093 (9th Cir. 1988), cert. 25 denied, 488 U.S. 912 (1988))). When such a hearing is held, the state court’s findings are 26 entitled to a presumption of correctness on federal habeas corpus review. 28 U.S.C. § 2254(d); 36 1 see Tinsley v. Borg, 895 F.2d 520, 524-25 (9th Cir. 1990). 2 Here, Petitioner was afforded an opportunity to show actual bias. When R.W.’s 3 conversation with Juror No. 3 was brought to the attention of the court, the judge questioned the 4 witness to the encounter and then questioned Juror No. 3 about what happened. The trial court 5 was convinced that because the conversation was not about the case, the juror had told R.W. they 6 were not supposed to speak, and the juror stated that it would not affect his judgment, that no 7 prejudice had resulted from the conversation. Rep.’s Tr. at 571. Because the conversation was 8 not related to the case, was brief, and the juror did not think it would affect his judgment in any 9 way, the trial court’s determination was reasonable under the circumstances. As such, Petitioner 10 11 is not entitled to relief on either Claim XI or XII. IV. REQUEST FOR AN EVIDENTIARY HEARING 12 Finally, Petitioner requests an evidentiary hearing on his Claims. (See Pet’r’s Traverse at 13 p. 4.) A court presented with a request for an evidentiary hearing must first determine whether a 14 factual basis exists in the record to support petitioner’s claims, and if not, whether an evidentiary 15 hearing “might be appropriate.” Baja v. Ducharme, 187 F.3d 1075, 1078 (9th Cir. 1999); see 16 also Earp v. Ornoski, 431 F.3d 1158, 1166 (9th Cir. 2005). A petitioner requesting an 17 evidentiary hearing must also demonstrate that he has presented a “colorable claim for relief.” 18 Earp, 431 F.3d at 1167 (citations omitted). To show that a claim is “colorable,” a petitioner is 19 “required to allege specific facts which, if true, would entitle him to relief.” Ortiz v. Stewart, 149 20 F.3d 923, 934 (9th Cir. 1998) (internal quotation marks and citation omitted). In this case, 21 Petitioner’s claims are readily determined by the record. Petitioner has not alleged any additional 22 facts that, if true, would entitle him to relief and, therefore, Petitioner fails to demonstrate that he 23 has a colorable claim for federal habeas relief. Moreover, the Supreme Court has recently held 24 that federal habeas review under 28 U.S.C. § 2254(d)(1) “is limited to the record that was before 25 the state court that adjudicated the claim on the merits” and “that evidence introduced in federal 26 court has no bearing on” such review. Cullen v. Pinholster, __ U.S. __, 131 S.Ct. 1388, 1398, 37 1 1400 (2011). Thus, his request will be denied. 2 3 IV. CONCLUSION For all of the foregoing reasons, IT IS HEREBY RECOMMENDED that the petition for 4 writ of habeas corpus be DENIED. 5 These findings and recommendations are submitted to the United States District Judge 6 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days 7 after being served with these findings and recommendations, any party may file written objections 8 with the court and serve a copy on all parties. Such a document should be captioned “Objections 9 to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections shall be 10 served and filed within seven days after service of the objections. The parties are advised that 11 failure to file objections within the specified time may waive the right to appeal the District 12 Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). In any objections he elects to file, 13 Petitioner may address whether a certificate of appealability should issue in the event he elects to 14 file an appeal from the judgment in this case. See Rule 11, Federal Rules Governing Section 2254 15 Cases (the district court must issue or deny a certificate of appealability when it enters a final 16 order adverse to the applicant). 17 DATED: July 18, 2011 18 19 20 21 22 TIMOTHY J BOMMER UNITED STATES MAGISTRATE JUDGE 23 24 25 26 38

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