(HC) Hammons v. Sisto, et al., No. 2:2007cv01007 - Document 19 (E.D. Cal. 2010)
Court Description: ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Timothy J. Bommer on 11/12/2010 recommending that Petitioner's requests for an order to show cause, for the appointment of counsel, for leave to conduct discovery, and for an evid entiary hearing are all DENIED; RECOMMENDING that 1 Petition for Writ of Habeas Corpus be denied; Matter referred to Judge Morrison C. England, Jr. Objections to the findings and recommendations may be filed w/i 21 days after being served. (Waggoner, D)
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(HC) Hammons v. Sisto, et al. Doc. 19 1 2 3 4 5 6 7 IN THE UNITED STATES DISTRICT COURT 8 FOR THE EASTERN DISTRICT OF CALIFORNIA 9 LOWELL E. HAMMONS, 10 Petitioner, 11 vs. 12 2: 07 - cv - 1007 - MCE TJB D.K. SISTO, et al., 13 Respondents. ORDER, FINDINGS AND 14 15 16 17 RECOMMENDATIONS ________________________________/ I. INTRODUCTION Petitioner, Lowell E. Hammons, is a state prisoner proceeding pro se with a petition for 18 writ of habeas corpus pursuant to 28 U.S.C. § 2254. Petitioner is currently serving a sentence of 19 fifteen years to life imprisonment for second degree murder following a plea in 1993. Petitioner 20 challenges a January 27, 2006 decision by the Board of Parole Hearings (“Board”) which denied 21 him parole. Petitioner presents two claims in this federal habeas petition; specifically: (1) the 22 Board’s denial of parole violated his plea agreement (“Claim I”); and (2) the Board’s denial 23 violated his due process rights because there was a lack of reliable evidence demonstrating his 24 current dangerousness (“Claim II”). Petitioner also requests an order to show cause, the 25 appointment of counsel, reasonable discovery and an evidentiary hearing on his Claims. For the 26 following reasons, Petitioner’s requests are denied and it is recommended that his habeas petition 1 Dockets.Justia.com 1 be denied. 2 II. FACTUAL AND PROCEDURAL BACKGROUND1 3 [O]n October 24th, 1992, inmate Hammons and Manuel Macias were both at a trailer belonging to a man named Billy. Inmate Hammons had spent the night there with his girlfriend who had run away from home the night before. When Inmate Hammons awoke on the date of the offense, Manuel Macias, who goes by the name of Manny . . . who was staying at Billy, Dawn’s (phonetic) and Brian Konz, the victim – the victim was also at Billy’s trailer. At the time Dawn liked an individual by the name of Art C. (phonetic) who was the father of her then unborn child. Dawn had been letting Brian stay with her for the last few weeks because she lived alone with her two year old child. Dawn and Brian Konz began sharing a beer when Manuel Macias seemed to become angry about this because he liked Dawn. Manuel Macias started calling Brian Konz a snitch and refused to give him a ride to Dawn’s apartment when the victim, Brian Konz, asked him to do so. Manuel Macias took Dawn to her apartment and Brian Konz went to Art C.’s residence. Brian Konz called Dawn from Art’s place and she got a ride there from the brother of a friend then they picked up Art and Brian Konz . . . . and returned to Dawn’s apartment. At Dawn’s apartment Brian fell asleep on the couch. Manuel Macias called and asked Dawn who was at her apartment. Dawn told Manuel Macias that Art and Brian were there. 4 5 6 7 8 9 10 11 12 13 14 Inmate Hammons had been told by Manuel Macias before the Man had called Dawn asking her who was at her apartment that Brian Konz had been calling the man who owned the trailer Billy and Manuel snitches. Manuel Macias, Inmate Hammons – there’s something missing there but Manuel Macias and Inmate – I don’t know the word is, it reads Manuel Macias, Inmate Hammons that he wanted to kick the ass of Brian Konz and Inmate Hammons agreed to go along with him to do so. These two individuals, Manuel Macias and Inmate Hammons, armed themselves with a sawed off 12 gauge shotgun and a knife. They began to drive to Dawn’s apartment and Inmate Hammons and Manny Macias stopped at the residence of James H. At this residence, Inmate Hammons asked for and was given shotgun shells by James. Manuel Macias then drove down to Dawn’s apartment. Inmate Hammons and Manny Macias went inside the apartment and Hammons, who reportedly had the shotgun at the time, sat on the back of the couch where Brian Konz was lying. Manny Macias took Dawn to her bedroom and talked to her for about five minutes 15 16 17 18 19 20 21 22 23 24 1 25 26 The factual background of the commitment offense is taken from the probation report which was read into the record by the presiding commissioner at Petitioner’s January 27, 2006 parole suitability hearing. Petitioner attached this parole suitability hearing transcript to his Petition at Exhibit C. 2 1 2 3 4 5 telling her the following and Manuel Macias indicated to Dawn that Brian Konz was in very serious trouble with someone who wanted to talk to him. Manuel Macias indicates that Inmate Hammons was going to take Brian to this person in an . . . unknown location and if Brian Konz refused to go they were going to quote, do him, in the apartment or they were going to forcibly take him with them but Dawn did not want to be involved in any way and she needed to leave the apartment. Dawn then got her baby and asked her friend Inez (phonetic) to go with her to Inez’ apartment. 6 7 8 9 10 11 12 13 14 15 16 17 18 After these people left the apartment, Inmate Hammons and Manuel Macias took Brian in their car to a remote area in Dvore. Manuel Macias stopped his car at a turn out and ordered Brian out of the car. Another car pulled up so Manuel Macias ordered Brian Konz back into the back seat of his car and they drove to a place where Brian Konz was murdered. At that location, Brian Konz was again ordered from the car and told to lie down in the dirt as he did and then Inmate Hammons or Manuel Macias shot him in the back with a shot gun and also hit him three times in the back of the head with a gun. Manuel Macias (indiscernible) himself and Inmate Hammons from the murder scene to James’ house where they had obtained the shotgun shells. Inmate Hammons gave James the shotgun and told him it was not working and asked if he could fix it. James then took the gun, wrapped it in a blanket and told James two of them would later go together and fix it. Manuel Macias and Inmate Hammons then drove to Billy’s trailer. They looked excited, hyper, nervous and scared going and is roommate Eric [sic]. They took Billy to a bathroom and closed the door. Manuel Macias told Billy that Brian Konz had been calling Manny and Billy narcs. Billy said that they would kick his ass. Inmate Hammons said it’s been taken care of and they told Billy they had killed Brian. Billy asked how they had done and Inmate Hammons told him the details of the murder as previously noted in this report. 19 20 (Pet’r’s Pet., Ex. C at p. 11-15.) In 1993, Petitioner pled to second degree murder. He was 21 sentenced to fifteen years to life imprisonment. On January 27, 2006, the Board conducted a 22 subsequent parole hearing. The Board concluded that Petitioner was not suitable for parole at 23 that time because he posed an unreasonable risk of danger to society and a threat to public safety 24 if released from prison. 25 Petitioner challenged the Board’s decision denying parole in the County of San 26 Bernardino Superior Court via a state habeas petition. That court denied his habeas petition on 3 1 February 8, 2007 in a written opinion. The California Court of Appeal, Fourth District Division 2 Two denied Petitioner’s state habeas petition without discussion on March 7, 2007. The 3 California Supreme Court denied the petition without discussion on May 9, 2007. Petitioner 4 filed the instant federal habeas petition on May 29, 2007. 5 6 III. APPLICABLE LAW FOR FEDERAL HABEAS CORPUS An application for writ of habeas corpus by a person in custody under judgment of a state 7 court can only be granted for violations of the Constitution or laws of the United States. See 28 8 U.S.C. § 2254(a); see also Peltier v. Wright, 15 F.3d 860, 861 (9th Cir. 1993); Middleton v. 9 Cupp, 768 F.2d 1083, 1085 (9th Cir. 1985) (citing Engle v. Isaac, 456 U.S. 107, 119 (1982)). 10 Petitioner filed this petition for writ of habeas corpus after April 24, 1996, thus the Antiterrorism 11 and Effective Death Penalty Act of 1996 (“AEDPA”) applies. See Lindh v. Murphy, 521 U.S. 12 320, 326 (1997). Under AEDPA, federal habeas corpus relief is not available for any claim 13 decided on the merits in the state court proceedings unless the state court’s adjudication of the 14 claim: (1) resulted in a decision that was contrary to, or involved an unreasonable application of, 15 clearly established federal law, as determined by the Supreme Court of the United States; or (2) 16 resulted in a decision that was based on an unreasonable determination of the facts in light of the 17 evidence presented in state court. See 28 U.S.C. 2254(d). 18 If a state court’s decision does not meet the criteria set forth in § 2254(d), a reviewing 19 court must conduct a de novo review of a petitioner’s habeas claims. See Delgadillo v. 20 Woodford, 527 F.3d 919, 925 (9th Cir. 2008). Additionally, where a state court provides no 21 reasoning to support its conclusion, a federal habeas court independently reviews the record to 22 determine whether the state court was objectively unreasonable in its application of clearly 23 established federal law. See Musladin v. Lamarque, 555 F.3d 830, 835 (9th Cir. 2009); see also 24 Delgado v. Lewis, 223 F.3d 976, 981-82 (9th Cir. 2000), overruled on other grounds, Lockyer v. 25 Andrande, 538 U.S. 63 (2003). 26 As a threshold matter, this Court must “first decide what constitutes ‘clearly established 4 1 Federal law, as determined by the Supreme Court of the United States.’” Lockyer, 538 U.S. at 71 2 (2003) (quoting 28 U.S.C. § 2254(d)(1)). “‘[C]learly established federal law’ under § 2254(d)(1) 3 is the governing legal principle or principles set forth by the Supreme Court at the time the state 4 court renders its decision.’” Id. (citations omitted). Under the unreasonable application clause, a 5 federal habeas court making the unreasonable application inquiry should ask whether the state 6 court’s application of clearly established federal law was “objectively unreasonable.” See 7 Williams v. Taylor, 529 U.S. 362, 409 (2000). Thus, “a federal court may not issue the writ 8 simply because the court concludes in its independent judgment that the relevant state court 9 decision applied clearly established federal law erroneously or incorrectly. Rather, that 10 application must also be unreasonable.” Id. at 411. Although only Supreme Court law is binding 11 on the states, Ninth Circuit precedent remains relevant persuasive authority in determining 12 whether a state court decision is an objectively unreasonable application of clearly established 13 federal law. See Clark v. Murphy, 331 F.3d 1062, 1070 (9th Cir. 2003) (“While only the 14 Supreme Court’s precedents are binding . . . and only those precedents need be reasonably 15 applied, we may look for guidance to circuit precedents.”). 16 The first step in applying AEDPA’s standards is to “identify the state court decision that 17 is appropriate for our review.” See Barker v. Fleming, 423 F.3d 1085, 1091 (9th Cir. 2005). 18 When more than one court adjudicated Petitioner’s claims, a federal habeas court analyzes the 19 last reasoned decision. Id. (citing Ylst v. Nunnemaker, 501 U.S. 797, 803 (1991)). The last 20 reasoned state court decision in this case was from the County of San Bernardino Superior Court 21 which analyzed Claim II on the merits. While the Superior Court did not discuss Claim I on the 22 merits, “the California Constitution provides that each of the three levels of state courts - 23 Superior Court, Courts of Appeal, and the Supreme Court - has ‘original jurisdiction in habeas 24 proceedings.’” Gaston v. Palmer, 417 F.3d 1030, 1036 (9th Cir. 2005) (citing Cal. Const. art. VI, 25 § 10), modified on other grounds, 447 F.3d 1165 (9th Cir. 2006). As previously stated, the 26 California Supreme Court denied Petitioner’s petition without discussion. The Ninth Circuit 5 1 construes this type of “postcard” denial as a decision on the merits. See id. at 1038. Thus, the 2 record will be independently reviewed with respect to Claim I to determine whether the state 3 court was objectively unreasonable in its application of clearly established federal law. 4 See Crittenden v. Ayers, – F.3d –, 2010 WL 3274506, at *13 (9th Cir. Aug. 20, 2010) (stating 5 that it will “perform an independent review of the record to ascertain whether the state court 6 decision was objectively unreasonable, because the state-court adjudication was not reasoned.”) 7 (internal quotation marks and citation omitted). 8 9 10 IV. PETITIONER’S CLAIMS FOR REVIEW A. Claim I In Claim I, Petitioner argues that the Board violated his plea agreement when it denied 11 him the benefit of his plea. Petitioner asserts that, “the parties agreed that the circumstances of 12 Petitioner’s conduct would warrant that he has a right to be released upon parole after serving a 13 minimum term of imprisonment of 15-years minus credit under Penal Code section 190, or a 14 maximum base term established pursuant to Penal Code section 3041, subd. (A) of either 16-17- 15 18 years.” (Pet’r’s Pet. at p. 28.) 16 “‘Plea agreements are contractual in nature and are measured by contract law standards.’” 17 United States v. De la Fuente, 8 F.3d 1333, 1337 (9th Cir. 1993) (citing United States v. Keller, 18 902 F.2d 1391, 1393 (9th Cir. 1990). Petitioner fails to state a valid claim for federal habeas 19 relief. Petitioner was sentenced to fifteen years to life imprisonment with the possibility of 20 parole. (See Resp’t’s Answer, Ex. 1 (Abstract of Judgment) (emphasis added); see also Pet’r’s 21 Pet. at Ex. A at p. 9 (Criminal Minute Order) (“Defendant is committed to State Prison for the 22 term prescribed by Law as to ct 1 15 yrs to life.”) Petitioner does not show that his plea 23 agreement was conditioned in any way upon his receipt of the Board’s favorable parole decision 24 at some point. See, e.g., James v. Borg, 24 F.3d 20, 26 (9th Cir. 1994) (“Conclusory allegations 25 which are not supported by a statement of specific facts do not warrant habeas relief.”). 26 Petitioner must show that he is in custody in violation of the Constitution, laws or treaties of the 6 1 United States to receive federal habeas relief. See, e.g., Silvia v. Woodford, 279 F.3d 825, 835 2 (9th Cir. 2002). Petitioner fails to meet this requirement in arguing that the denial of his parole 3 violated his plea agreement. 4 Petitioner alludes to the fact that he was under medication during the plea proceedings 5 such that his mental faculties were slightly impaired and that his counsel was ineffective when 6 counsel purportedly told Petitioner not to inform the trial court about his medications. (See 7 Pet’r’s Pet., Ex. E at ¶ 4-5.) Thus, Petitioner appears to seek to collaterally attack his underlying 8 conviction in asserting that his plea was not knowing or intelligent. See Brady v. United States, 9 397 U.S. 742, 748 (1970) ([Guilty pleas] must be knowing, intelligent acts done with sufficient 10 awareness of the relevant circumstances and likely consequences.”). The statute of limitations 11 for federal habeas corpus petitions is set forth in 28 U.S.C. § 2244(d)(1) which states: 12 13 14 15 16 17 18 19 20 A 1-year period of limitation shall apply to an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court. The limitation period shall run from the latest of – (A) the date on which the judgment became final by the conclusion of direct review or the expiration of the time seeking such review; (B) the date on which the impediment to filing an application created by State action in violation of the Constitution or laws of the United States is removed, if the applicant was prevented from filing by such State action; (C) the date on which the constitutional right asserted was initially recognized by the Supreme Court, if the right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or (D) the date on which the factual predicate of the claim or claims presented could have been discovered through the exercise of due diligence. 21 Petitioner’s conviction occurred in 1993 and he did not appeal nor did he file any habeas 22 petitions with respect to the judgment of conviction. (See Pet’r’s Pet. at p. 1-2.) Because 23 Petitioner’s conviction became final prior to AEDPA’s enactment on April 24, 1996, the one- 24 year statute of limitations began to run on April 25, 1996, and expired one year later, on April 24, 25 1997 with respect to his argument regarding a purported unknowing and unintelligent plea. See 26 Malcolm v. Payne, 281 F.3d 951, 955 (9th Cir. 2002) (where state prisoner’s conviction became 7 1 final prior to AEDPA’s enactment, AEDPA’s one-year statute of limitations begins to run on 2 April 25, 1996, the day after AEDPA was enacted). 3 However, Petitioner does not only assert that his plea was not knowing and intelligent 4 because of his medication and due to his counsel’s purported ineffectiveness due to statements 5 made to him regarding his medication. Additionally, Petitioner asserts: 6 That at the time of the negotiated plea of no contest I was under the reasonable belief that upon rehabilitating myself, and that upon conforming to prison rules and regulations, and that upon good behavior and program participation I would be released upon parole at the completion of the minimum of 10 years of imprisonment; Furthermore, that I reasonably understood that the “life” portion of the sentence meant life on parole, and not life in prison; that had I been so informed that I would be serving a life sentence of imprisonment, that I would not have entered into the negotiated plea of no contest[.] 7 8 9 10 11 12 (Pet’r’s Pet., Ex. E at ¶ 10.) Thus, to the extent that the factual predicate underlying this 13 argument could not have been discovered until after Petitioner had been incarcerated for ten 14 years, see 28 U.S.C. § 2244(d)(1)(D), the claim would still be time-barred under AEDPA 15 because Petitioner would have discovered the facts at least by 2003 when he was not released on 16 parole. Nevertheless, Petitioner did not file this federal habeas petition until 2007, well beyond 17 AEDPA’s one-year statute of limitations. 18 19 Therefore, for the foregoing reasons, Petitioner is not entitled to federal habeas relief on Claim I. 20 B. Claim II 21 In Claim II, Petitioner asserts that the Board’s decision violated his federal due process 22 rights because there was a “lack of reliable evidence demonstrating current unreasonable 23 dangerousness.” (Pet’r’s Pet. at p. 4.) The Due Process Clause of the Fourteenth Amendment 24 prohibits state action that deprives a person of life, liberty, or property without due process of 25 law. A person alleging a due process violation must first demonstrate that he or she was 26 deprived of a protected liberty or property interest, and then show that the procedures attendant 8 1 upon the deprivation were not constitutionally sufficient. See Ky. Dep’t of Corr. v. Thompson, 2 490 U.S. 454, 459-60 (1989). 3 A protected liberty interest may arise either from the Due Process Clause itself or from 4 state laws. See, e.g., Bd. of Pardons v. Allen, 482 U.S. 369, 373 (1987). The United States 5 Constitution does not, in and of itself, create a protected liberty interest in the receipt of a parole 6 date. See Jago v. Van Curen, 454 U.S. 14, 17-21 (1981). However, if a state’s statutory parole 7 scheme uses mandatory language, it “creates a presumption that parole release will be granted” 8 when or unless certain designated findings are made, thereby giving rise to a constitutional 9 liberty interest. McQuillion v. Duncan, 306 F.3d 895, 901 (9th Cir. 2002) (quoting Greenholtz v. 10 Inmates of Neb. Penal and Corr. Complex, 442 U.S. 1, 12 (1979)). 11 The full panoply of rights afforded a defendant in a criminal proceeding is not 12 constitutionally mandated in the context of a parole proceeding. See Pedro v. Or. Parole Bd., 825 13 F.2d 1396, 1398-99 (9th Cir. 1987). The Supreme Court has held that a parole board’s 14 procedures are constitutionally adequate if the inmate is given an opportunity to be heard and a 15 decision informing him of the reasons he did not qualify for parole. See Greenholtz, 442 U.S. at 16 16. 17 As a matter of state law, denial of parole to California inmates must be supported by at 18 least “some evidence” demonstrating current dangerousness. See Hayward v. Marshall, 603 F.3d 19 546, 562-63 (9th Cir. 2010) (en banc) (citing In re Rosenkrantz, 29 Cal. 4th 616, 128 Cal. Rptr. 20 2d 104, 59 P.3d 174 (2002); In re Lawrence, 44 Cal. 4th 1181, 82 Cal. Rptr. 3d 169, 190 P.3d 21 535 (2008); In re Shaputis, 44 Cal. 4th 1241, 82 Cal. Rptr. 3d 213, 190 P.3d 573 (2008)). 22 “California’s ‘some evidence’ requirement is a component of the liberty interest created by the 23 parole system of the state.” Cooke v. Solis, 606 F.3d 1206, 1213 (9th Cir. 2010) (per curiam). 24 Thus, a reviewing court such as this one must “decide whether the California judicial decision 25 approving the [Board’s] decision rejecting parole was an ‘unreasonable application’ of the 26 California ‘some evidence’ requirement or was it ‘based on an unreasonable determination of the 9 1 2 facts in light of the evidence.’”2 Hayward, 603 F.3d at 562-63. The analysis of whether some evidence supports denial of parole to a California state 3 inmate is framed by the state’s statutes and regulations governing parole suitability 4 determinations. See Irons v. Carey, 505 F.3d 846, 851 (9th Cir. 2007), overruled in part on other 5 grounds, Hayward, 603 F.3d 546. This court “must look to California law to determine the 6 findings that are necessary to deem a prisoner unsuitable for parole, and then must review the 7 record to determine whether the state court decision holding that these findings were supported 8 by ‘some evidence’ . . . constituted an unreasonable application of the ‘some evidence’ 9 principle.” Id. 10 California Penal Code section 3041 sets forth the state’s legislative standards for 11 determining parole for life-sentenced prisoners. Section 3041(a) provides that, “”[o]ne year prior 12 to the inmate’s minimum eligible release date a panel . . . shall again meet with the inmate and 13 shall normally set a parole release date.” Cal. Penal Code § 3041(a). However, subsection (b) 14 states an exception to the regular and early setting of a life-sentenced prisoner’s term, if the 15 Board determines “that the gravity of the current convicted offense or offenses, or the timing and 16 gravity of current or past convicted offense or offenses, is such that the consideration of public 17 safety requires a more lengthy period of incarceration for this individual.” Cal. Penal Code § 18 3041(b). 19 Title 15, Section 2402 of the California Code of Regulations sets forth various factors to 20 be considered by the Board in its parole suitability findings for murderers. “The regulation is 21 designed to guide the Board’s assessment of whether the inmate poses ‘an unreasonable risk of 22 23 24 25 26 2 To the extent that the Respondent argues that Petitioner’s claim is not cognizable on federal habeas review under AEDPA or that Petitioner does not have a federally protected interest in parole, the Ninth Circuit has specifically held that “due process challenges to California courts’ application of the ‘some evidence’ requirement are cognizable on federal habeas review under AEDPA,” and that “California’s ‘some evidence” requirement is a component of the liberty interest created by the parole system of that state.” Cooke, 606 F.3d at 1213 (citing Hayward, 603 F.3d at 561-64). 10 1 danger to society if released from prison,’ and thus whether he or she is suitable for parole.” In 2 re Lawrence, 44 Cal. 4th at 1214, 82 Cal. Rptr. 3d 169, 190 P.3d 535. The Board is directed to 3 consider all relevant, reliable information available regarding: 4 the circumstances of the prisoner’s social history; past and present mental state; past criminal history, including involvement in other criminal misconduct which is reliably documented; the base and other commitment offenses, including behavior before, during and after the crime; past and present attitude toward the crime; any conditions of treatment or control, including the use of special conditions under which the prisoner may safely be released to the community; and any other information which bears on the prisoner’s suitability for release. 5 6 7 8 9 10 15 Cal. Code Regs. § 2402(b). The regulation also lists several specific circumstances which tend to show suitability or unsuitability for parole. Id. § 2402(c)-(d).3 The overriding concern is 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 3 Circumstances tending to indicate unsuitability include: (1) Commitment Offense. The prisoner committed the offense in an especially heinous, atrocious or cruel manner. The factors to be considered include: (A) Multiple victims were attacked, injured or killed in the same or separate incidents. (B) The offense was carried out in a dispassionate and calculated manner, such as an execution style murder. (C) The victim was abused, defiled or mutilated during or after the offense. (D) The offense was carried out in a manner which demonstrates an exceptionally callous disregard for human suffering. (E) The motive for the crime is inexplicable or very trivial in relation to the offense. (2) Previous Record of Violence. The prisoner on previous occasions inflicted or attempted to inflict serious injury on a victim, particularly if the prisoner demonstrated serious assaultive behavior at an early age. (3) Unstable social history. The prisoner has a history of unstable or tumultuous relationships with others. (4) Sadistic Sexual Offenses. The prisoner has previously sexually assaulted another in a manner calculated to inflict unusual pain or fear upon the victim. (5) Psychological Factors. The prisoner has a lengthy history of severe mental problems related to the offense. (6) Institutional Behavior. The prisoner has engaged in serious misconduct in prison or jail. 15 Cal. Code Regs. § 2402(c). Circumstances tending to indicate suitability include: 11 1 public safety and the focus is on the inmate’s current dangerousness. See In re Lawrence, 44 2 Cal. 4th at 1205, 82 Cal. Rptr. 3d 169, 190 P.3d 535. Thus, the proper articulation of the 3 standard of review is not whether some evidence supports the reasons cited for denying parole, 4 but whether some evidence indicates that the inmate’s release would unreasonably endanger 5 public safety. See In re Shaputis, 44 Cal. 4th at 1254, 82 Cal. Rptr. 3d 213, 190 P.3d 573. There 6 must be a nexus between the facts relied upon and the ultimate conclusion that the prisoner 7 continues to be a threat to public safety. In re Lawrence, 44 Cal. 4th at 1227, 82 Cal. Rptr. 3d 8 169, 190 P.3d 535. As to the circumstances of the commitment offense, the Lawrence court 9 concluded that while: 10 the Board and the Governor may rely upon the aggravated circumstances of the commitment offense as a basis for a decision denying parole, the aggravated nature of the crime does not in and of itself provide some evidence of current dangerousness to the public unless the record also establishes that something in the prisoner’s pre- or post-incarceration history, or his current demeanor or mental state, indicates that the implications regarding 11 12 13 14 15 (1) No Juvenile Record. The prisoner does not have a record of assaulting others as a juvenile or committing crimes with a potential of personal harm to victims. (2) Stable Social History. The prisoner has experienced reasonably stable relationships with others. (3) Signs of Remorse. The prisoner performed acts which tend to indicate the presence of remorse, such as attempting to repair the damage, seeking help for or relieving the suffering of the victim, or indicating that he understands the nature and magnitude of the offense. (4) Motivation for Crime. The prisoner committed his crime as the result of significant stress in his life, especially if the stress has built over a long period of time. (5) Battered Woman Syndrome. At the time of the commission of the crime, the prisoner suffered from Battered Woman Syndrome, as defined in section 2000(b), and it appears the criminal behavior was the result of that victimization. (6) Lack of Criminal History. The prisoner lacks any significant history of violent crime. (7) Age. The prisoner’s present age reduces the probability of recidivism. (8) Understanding and Plans for Future. The prisoner has made realistic plans for release or has developed marketable skills that can be put to use upon release. (9) Institutional Behavior. Institutional activities indicate an enhanced ability to function within the law upon release. 16 17 18 19 20 21 22 23 24 25 26 Id. § 2402(d). 12 1 2 3 4 the prisoner’s dangerousness that derive from his or her commission of the commitment offense remain probative to the statutory determination of a continuing threat to public safety. Id. at 1214, 82 Cal. Rptr. 3d 169, 190 P.3d 535. i. 2006 Board Decision 5 The panel of the Board that presided over Petitioner’s 2006 parole suitability hearing 6 considered the factors bearing on Petitioner’s suitability for parole and weighed those factors 7 against releasing Petitioner on parole. The Board stated the following in deciding to deny 8 Petitioner parole: 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 [T]he panel has reviewed all the information presented here at the hearing, we’ve reviewed your files, we listened to the arguments of counsel and reviewed the letters submitted and we rely upon all of the above in concluding that you remain unsuitable for parole and that you would continue to pose an unreasonable risk of danger to society and a threat to public safety if released from prison. Our analysis starts with a review of your commitment offense which was, we find, carried out an especially cruel and callous manner. It was carried out in a manner which demonstrated an exceptionally callous disregard for human suffering and the motive for the crime was inexplicable or it’s hard to understand or if we do understand it and if it was because you were mad or because – or somebody was mad because what you believe somebody else was saying [sic]. It was certainly a very trivial reason and those conclusions derive from the factual circumstances in which you and your crime partner determined that the victim needed to be dealt with and your way of dealing with him was to arm yourself with a shotgun and obtain separately the shells, because apparently you didn’t have them and a knife, take the victim to a remote location where he was shot and beaten. We recognize, as discussed and pointed out, that according to the court transcript and the records you were not – the use clause was stricken as to you so you were not the shooter however, that really does not absolve yourself of responsibility for this. It’s hard to accept your explanation that you just went there for the fight in light of the tools that you took to go there. A fight does not need a shotgun and shotgun shells and so by arming yourself in that fashion it’s certainly reasonable to conclude and the offense for which you were convicted would confirm what you do was to – what your intent was is to do exactly what you did and that was the common result of both you and your crime partner. So the panel accepts as – accepts your responsibility as being equal with that of your crime partner. 25 26 This offense was proceeded by and represented an escalating pattern of criminal conduct and you failed the prior attempts by the 13 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 juvenile justice system to correct problems that you had. Obviously you have a tumultuous upbringing, whether it was a lack of ability of your father to provide the guidance that you needed or the persons that you hung around with, it’s difficult to ascertain all the reasons why but you had a history of involvement with the juvenile court starting at age 12 and that involvement continued constantly up until the time of this commitment offense with putting you into court, putting you into group homes, being exposed to all the resources of the juvenile court which obviously did not avoid – it wasn’t successful in avoiding this commitment offense. In the institution, in many ways, you’ve done well. You’ve worked to improve yourself educationally and vocationally. Certainly your involvement with the optical lab and courses that you have taken are positive factors that we recognize. You seem to have the ability to apply yourself but it was notably the opposite to that positive record was your disciplinary history and most notably the recent disciplinary. Although not great in number, the totals indicated that you have counseling chrono or minor disciplinary, that being back in December of ‘96 for participation. You have four equivalent of CDC 115's, three of those in the youth authority, for serious disciplinary behaviors. Most important, most noticeable was the last one was last year in March of ‘05 for fighting and you had one earlier one for fighting and when you describe you [sic] difficulties as what was your problems as a young in the juvenile system, just your problem with your surrounding. I was the smallest kid and, you know, I had to prove myself. That is the same kinds of behavior patterns, they look like get repeated when you continually get involved in fights. 16 17 18 19 20 21 22 23 24 25 You need to understand that the most basic level of evaluation is how you do in your disciplinary behavior in the institution and all of the other good things that we say, when you look at the classes you’ve taken in alternative to violence or violence prevention, well it’s fine to sit in class and learn all those things but if you into a situation where you can’t avoid fights, all that seems to go for not. You don’t need me to lecture you, sir, and I’m not going to do that but you need to understand that that’s the first level of analysis. If you haven’t been disciplinary free for an extended period of time, you’re not going to get a date and you need to understand that reality. We have looked at your psychological report dated April 23rd, 2002 by John Rouse. That was not totally supportive of release, it describes you as being – level dangerousness as being average for similar inmates incarcerated in this facility, perhaps less than average with inmates including those in facilities that had a higher or more serious level of dangerous inmate. However, I was prepared without consideration most recent disciplinary [sic]. 26 14 1 2 3 4 5 We considered the input of the District Attorney of San Bernardino County. We also considered the letter submitted by the Sheriff’s Department of San Bernardino County and you might consider the next time you talk to your counselor’s reporter, it’s difficult in looking at the description of this commitment offense, I don’t know if it was the way it was written or what, it’s difficult to get a clear picture of the facts and perhaps the short, succinct description in that letter from the Dan Bernardino Sheriff’s Department gives you all the information that you need but anyway it was difficult for us to get through it with that. 6 7 8 9 10 11 12 13 14 Because of the seriousness of the offense and because you’re recent disciplinary history and the need for an extended period of disciplinary free behavior in a separate decision, the hearing panel finds it’s not reasonable to expect that parole would be granted at hearing during the following four years and we deny you for that period. Three years ago you were given a denial of three years and they told you to remain disciplinary free and that didn’t happen so the period is not going to be shorter, it’s going to be longer. Take that to heart. If you want a parole date you have to be absolutely disciplinary free. You seem to be going in the right direction in other areas, we recognize and commend you for that. Your parole plans has [sic] developed up to this point are reasonable, we have quarrel with that [sic]. Use the next years to upgrade yourself educationally forward. You have the ability to do that. Put your time to good use in a positive direction so when you return you can show them not only a positive level of achievement in those senses but that you have no disciplinaries. 15 16 17 18 (Pet’r’s Pet., Ex. C at p. 49-55.) ii. 2007 Superior Court Decision On state habeas corpus review, the San Bernardino County Superior Court denied 19 Petitioner’s request for habeas relief. In denying the state habeas petition, the Superior Court 20 stated the following: 21 22 23 24 25 26 The Petition of Lowell Hammons for Writ of Habeas Corpus was filed in this Court on January 19, 2007. Therein, Petitioner contends that; 1) The decision of the parole board to deny him parole, on January 27, 2006, was arbitrary and unreasonable and not supported by the evidence. Pursuant to the record of the suitability hearing it is evident that the board considered the following factors: 1. Case factors: Petitioner agreed to accompany Manuel Macias to go “kick the ass” of the murder victim. They armed themselves with a sawed 15 1 2 3 4 5 6 7 8 9 10 11 12 13 off 12 gauge shotgun and a knife. Petitioner stopped off along the way to obtain shotgun shells. Petitioner took the shotgun into the victim’s residence. When there, they threatened the kidnap the victim at gunpoint. They took the victim to a remote area, and murdered him, by shotgunning and bludgeoning him to death, as an execution. Petitioner then disposed of the shotgun by giving it to a friend. Petitioner denied that he used the shotgun. 2. Pre-Commitment Factors: His juvenile record was horrendous, including multiple firearms charges, starting at age 12. 3. Family background. 4. Drug use, alcohol use. 5. Parole plans. 6. His behavior within the institution. Petitioner started his prison term in 1999. Prior to that he had been in the Youth Authority. His record in prison has been generally good with several educational and vocational accomplishments. However, he has violated prison rules. 7. Psychological reports. The board found the Petitioner unsuitable for parole based on the horrendous circumstances of the crime and the pattern of serious criminality from an early age. Furthermore, Petitioner’s discipline record while in prison did not indicate that he would not be a threat to the community if released. Clearly, the board’s decision was based upon evidence and was justified by that evidence. 14 15 16 (Resp’t’s Answer, Ex. 4.) iii. Analysis of Claim II 17 The issue with this Claim is whether there is “some evidence” that indicates that 18 Petitioner’s release would unreasonably endanger public safety. See In re Shaputis, 44 Cal. 4th 19 at 1254, 82 Cal. Rptr. 3d 213, 190 P.3d 573. With respect to the commitment offense, the issue 20 is whether there is something in Petitioner’s pre or post-incarceration history of his current 21 demeanor or mental state that supports the inference of current dangerousness. See Hayward, 22 603 F.3d at 562. 23 The record includes “some evidence” to support an inference of Petitioner’s current 24 dangerousness beyond the circumstances of the commitment offense such that the denial of his 25 parole as the 2006 Board hearing did not violate his due process rights. For example, both the 26 state court and the Board specifically noted Petitioner’s disciplinary infractions while 16 1 incarcerated, including being cited for mutual combat with the use of force in March 2005, less 2 than one year prior to the January 2006 parole suitability hearing at issue in this case. 3 Furthermore, the state court and the Board both cited to Petitioner’s prior juvenile record. 4 Petitioner’s juvenile record included firearm and burglary offenses. (See Pet’r’s Pet., Ex. C at p. 5 18-24.); see also 15 Cal. Code Regs. §§ 2402(c)(2) & 2402(d)(1). This evidence cited by the 6 state court (and the Board) establishes a modicum of evidence to create a nexus between the facts 7 relied upon and the ultimate conclusion that the prisoner continues to be a threat to public safety. 8 See In re Lawrence, 44 Cal. 4th at 1226, 82 Cal. Rptr. 3d 169, 190 P.3d 535 (stating that the 9 deferential standard of review requires credit to be given to the findings if they are supported by a 10 11 modicum of evidence). Accordingly, under Hayward/Lawrenece, there was a nexus of the facts relied upon and 12 Petitioner’s current dangerousness. There was a modicum of evidence in the record that 13 supported the Board’s ultimate determination that Petitioner posed a current risk of danger to 14 society such that Petitioner’s constitutional rights were not violated by the denial of his parole at 15 the 2006 suitability hearing. Petitioner is not entitled to federal habeas relief on Claim II. 16 V. PETITIONER’S REQUESTS 17 A. Request for an Order to Show Cause 18 Petitioner requests “an order to show cause” in his petition. (Pet’r’s Pet. at p. 39.) 19 Respondent answered the Petition on September 7, 2007. Accordingly, Petitioner’s request for 20 an order to show cause is denied as moot. 21 B. Request for the Appointment of Counsel 22 Petitioner also requests the appointment of counsel. There currently exists no absolute 23 right to the appointment of counsel in habeas proceedings. See, e.g., Nevius v. Sumner, 105 F.3d 24 453, 460 (9th Cir. 1996). However, 18 U.S.C. § 3006A authorizes the appointment of counsel at 25 any stage of the case “if the interests of justice so require.” In the present case, the interests of 26 justice do not so require to warrant the appointment of counsel. Accordingly, Petitioner’s request 17 1 for the appointment of counsel is denied. 2 C. Request for Discovery 3 Next, Petitioner requests “reasonable discovery.” (Pet’r’s Pet. at p. 39.) Parties to a 4 habeas proceeding are not entitled to discovery as a matter of course. See Bracy v. Gramley, 520 5 U.S. 899, 904 (1997). Rather, “[a] judge may, for good cause, authorize a party to conduct 6 discovery under the Federal Rules of Civil Procedure and may limit the extent of discovery.” 7 Rule 6(a), Rules Governing § 2254 Cases; see also Bracy, 520 U.S. at 904. Good cause is shown 8 “where specific allegations before the court show reason to believe that the petitioner may, if the 9 facts are fully developed, be able to demonstrate that he is . . . entitled to relief.” Id. at 908-09 10 (internal quotation marks and citation omitted); see also Pham v. Terhune, 400 F.3d 740, 743 11 (9th Cir. 2004). A request for discovery “must also include any proposed interrogotories and 12 requests for admission, and must specify any requested documents.” Rule 6(b), Rules Governing 13 § 2254 Cases. 14 In this case, Petitioner failed to show good cause to warrant granting his request for 15 discovery and he has not shown reason to believe that he would be entitled to relief if facts are 16 more fully developed. 17 D. Request for an Evidentiary Hearing 18 Finally, Petitioner requests an evidentiary hearing on his Claims. Pursuant to 28 U.S.C. § 19 2254(e)(2), a district court presented with a request for an evidentiary hearing must first 20 determine whether a factual basis exists in the record to support a petitioner’s claims and, if not, 21 whether an evidentiary hearing “might be appropriate.” Baja v. Ducharme, 187 F.3d 1075, 1078 22 (9th Cir. 1999); see also Earp v. Ornoski, 431 F.3d 1158, 1166-67 (9th Cir. 2005). A petitioner 23 requesting an evidentiary hearing must also demonstrate that he has presented a “colorable claim 24 for relief.” Earp, 431 F.3d at 1167 (citations omitted). To show that a claim is “colorable,” a 25 petitioner is “required to allege specific facts which, if true, would entitle him to relief.” Ortiz v. 26 Stewart, 149 F.3d 923, 934 (9th Cir. 1998) (internal quotation marks and citation omitted). 18 1 2 In this case, an evidentiary hearing is not warranted. Petitioner failed to demonstrate that he has a colorable claim for federal habeas relief for the reasons stated in supra Part IV. 3 VI. CONCLUSION 4 For the foregoing reasons, IT IS HEREBY ORDERED that: 5 1. Petitioner’s request for an order to show cause is DENIED AS MOOT; 6 2. Petitioner’s request for the appointment of counsel is DENIED; 7 3. Petitioner’s request for leave to conduct discovery is DENIED; and 8 4. Petitioner’s request for an evidentiary hearing is DENIED. 9 IT IS HEREBY RECOMMENDED that Petitioner’s Petition for writ of habeas corpus be 10 DENIED. 11 These findings and recommendations are submitted to the United States District Judge 12 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days 13 after being served with these findings and recommendations, any party may file written 14 objections with the court and serve a copy on all parties. Such a document should be captioned 15 “Objections to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections 16 shall be served and filed within seven days after service of the objections. The parties are 17 advised that failure to file objections within the specified time may waive the right to appeal the 18 District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). In any objections he 19 elects to file, petitioner may address whether a certificate of appealability should issue in the 20 event he elects to file an appeal from the judgment in this case. See Rule 11, Federal Rules 21 Governing Section 2254 Cases (the district court must issue or deny a certificate of appealability 22 when it enters a final order adverse to the applicant). 23 // 24 // 25 // 26 // 19 1 DATED: November 12, 2010 2 3 4 5 TIMOTHY J BOMMER UNITED STATES MAGISTRATE JUDGE 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 20
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