(PC) Chatman v. Felker, et al, No. 2:2003cv02415 - Document 137 (E.D. Cal. 2010)

Court Description: FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kimberly J. Mueller on 3/4/10 RECOMMENDING that the plaintiff's motion for judgment 127 be denied. Referred to Judge John A. Mendez. Objections due within 21 days after being served with these findings and recommendations. (Becknal, R)

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(PC) Chatman v. Felker, et al Doc. 137 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 CHARLES CHATMAN, 11 Plaintiff, 12 vs. 13 No. CIV S-03-2415 JAM KJM P T. FELKER, et al., 14 15 16 Defendants. FINDINGS & RECOMMENDATIONS / Plaintiff is a state prison inmate proceeding pro se with a civil rights action under 17 42 U.S.C. § 1983. He has filed a motion asking the court to enter judgment against the 18 defendants for failing to comply with the court’s order of January 22, 2009, which directed them 19 to provide supplemental responses to several of plaintiff’s discovery requests. Defendants have 20 responded with counsel’s declaration, showing that he inadvertently failed to calendar the date 21 for providing the discovery and with copies of the discovery responses actually now provided. In 22 reply, plaintiff takes issue with the responses, characterizing most of them as false and just as 23 evasive as the original responses addressed in the motion to compel and in the court’s order. 24 Under Rule 37(b)(2)(A)(vi) of the Federal Rules of Civil Procedure, a court may 25 enter judgment against a party for disobeying a discovery order. In National Hockey League v. 26 Metropolitan Hockey Club, Inc., 427 U.S. 639 (1976), the Supreme Court considered whether a 1 Dockets.Justia.com 1 district court abused its discretion in dismissing an action as the result of plaintiffs’ failure to 2 timely answer interrogatories. It found that the court’s order was supported by the plaintiffs’ 3 “flagrant bad faith” and “callous disregard” of their responsibility to comply with discovery 4 requests. Id. at 643. The Ninth Circuit has cautioned that before a district court may enter 5 terminating sanctions in response to discovery violations, a court must consider several factors: 6 (1) the public’s interest in expeditious resolution of litigation, (2) the court’s need to manage its 7 docket, (3) the risk of prejudice to the party asking for sanctions, (4) the policy favoring 8 disposition of litigation on its merits and (5) the availability of less drastic sanctions. The fifth 9 factor requires the court to evaluate whether the district court has imposed less drastic sanctions 10 to no effect and whether it warned the party that terminating sanctions may be imposed. See 11 Connecticut General Life Insurance Company v. New Images of Beverly Hills, 482 F.3d 1091, 12 1096 (9th Cir. 2007). 13 In this case, the court does not find that respondent’s counsel acted willfully or in 14 bad faith in delaying the responses necessitated by the court’s order of January 22, 2009, nor does 15 it find a pattern of willful refusals to comply with court orders or with discovery obligations. 16 Moreover, the delay in providing these responses has not impacted the court’s ability to manage 17 this case, in light of the lengthy history of the litigation, and its current posture. Although 18 plaintiff states broadly that he has been prejudiced, he has not described the impact of the delay 19 on his ability to pursue the action. Finally, the court did not warn defendants that any delay in 20 responding or failure to respond would result in the entry of judgment. This court does not find 21 the entry of judgment for plaintiff to be an appropriate sanction. 22 In his reply, as noted, plaintiff complains that defendants’ answers are false and 23 evasive. For the most part, defendants have averred they do not recall the specifics of plaintiff’s 24 requests or could not find responsive documents after diligent searches; they also commit to 25 make plaintiff’s C-file available to him for inspection. See, e.g., Declaration of Jeffrey Steele, 26 Ex. A, No. 6. Although plaintiff indicates in a declaration that he has studiously reviewed his C2 1 file at least annually without finding any of the documents he says must exist, he has not pointed 2 to anything concrete that casts doubt on defendants’ answers. Alexander v. Federal Bureau of 3 Investigation, 186 F.R.D. 128 (D.D.C. 1998) (plaintiff’s burden to compel discovery); see also 4 Equal Rights Center v. Post Properties, Inc., 246 F.R.D. 29, 32 (D.D.C. 2007) (party moving to 5 compel discovery has the burden of proving that an answer to an interrogatory was incomplete or 6 evasive). This court does not find that defendants’ answers provide any basis for the imposition 7 of terminating sanctions, and certainly not in the absence of a more complete showing by 8 plaintiff. 9 10 IT IS HEREBY RECOMMENDED that plaintiff’s motion for judgment (docket no. 127) be denied. 11 These findings and recommendations are submitted to the United States District 12 Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty- 13 one days after being served with these findings and recommendations, any party may file written 14 objections with the court and serve a copy on all parties. Such a document should be captioned 15 “Objections to Magistrate Judge’s Findings and Recommendations.” Plaintiff is advised that 16 failure to file objections within the specified time may waive the right to appeal the District 17 Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 18 DATED: March 4, 2010. 19 20 21 22 23 24 25 2 26 chat2415.mfj 3

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