(PC) Shepard v. Gannon et al, No. 1:2023cv01486 - Document 9 (E.D. Cal. 2023)
Court Description: FINDINGS and RECOMMENDATIONS to Require that Plaintiff pay the $405.00 Filing Fee in Full if he Wants to Proceed with this Action; ORDER to Appoint District Judge, signed by Magistrate Judge Erica P. Grosjean on 12/11/2023. Referred to Judge NODJ. Objections to F&R due within Fourteen-Days. (Maldonado, C)
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1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 EASTERN DISTRICT OF CALIFORNIA 9 10 LAMONT SHEPARD, 11 12 13 14 Case No. 1:23-cv-01486-EPG (PC) Plaintiff, FINDINGS AND RECOMMENDATIONS TO REQUIRE THAT PLAINTIFF PAY THE $405.00 FILING FEE IN FULL IF HE WANTS TO PROCEED WITH THIS ACTION v. S. GANNON, ET AL., AND Defendants. 15 ORDER TO APPOINT DISTRICT JUDGE 16 (ECF No. 1) 17 OBJECTIONS, IF ANY, DUE WITHIN FOURTEEN (14) DAYS 18 19 20 Plaintiff Lamont Shepard is a state prisoner proceeding pro se in this civil rights action 21 filed under 42 U.S.C. § 1983. (ECF No. 1). On October 18, 2023, Plaintiff filed an application 22 to proceed in forma pauperis in this action. (ECF No. 2). 23 Because the Court concludes that Plaintiff had at least three “strikes” prior to filing this 24 action and because he was not in imminent danger of serious physical injury at the time he filed 25 it, the Court will recommend that Plaintiff be required to pay the $405 filing fee in full if he 26 wants to proceed with the action. Moreover, Plaintiff appears to have sufficient funds in his 27 trust account to pay the filing fee. 28 1 1 I. THREE-STRIKES PROVISION OF 28 U.S.C. § 1915(G) Pertinent here is the so called “three strikes provision” of 28 U.S.C. § 1915: 2 In no event shall a prisoner bring a civil action . . . under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury. 3 4 5 6 7 8 28 U.S.C. § 1915(g). In determining whether a dismissal counts as a “strike” under § 1915(g), 9 “the reviewing court looks to the dismissing court’s action and the reasons underlying it. . . . 10 This means that the procedural mechanism or Rule by which the dismissal is accomplished, 11 while informative, is not dispositive.” Knapp v. Hogan, 738 F.3d 1106, 1109 (9th Cir. 2013) 12 (internal citation omitted). The Ninth Circuit has “interpreted the final form of dismissal under 13 the statute, ‘fail[ure] to state a claim upon which relief may be granted,’ to be essentially 14 synonymous with a Federal Rule of Civil Procedure 12(b)(6) dismissal.” Id. (alteration in 15 original). 16 II. 17 18 19 20 21 22 ANALYSIS A. Strikes Plaintiff filed this action on October 18, 2023. (ECF No. 1). The Court takes judicial notice of the following three district court cases, each of which counts as a “strike”: (1) Shepard v. Connolly, No. 2:11-cv-01262 (C.D. Cal. Feb. 17, 2011) (order finding plaintiff’s claim as frivolous, malicious, and failing to state a claim); (2) Shepard v. Johnson, No. 1:11-cv-01726 (E.D. Cal. Aug. 7, 2012) (order 23 dismissing case with prejudice for failure to state a claim upon which relief may 24 be granted); and 25 (3) Shepard v. Munoz, No. 1:12-cv-01470 (E.D. Cal. Oct. 8, 2013) (order 26 dismissing case with prejudice for failure to state a claim upon which relief may 27 be granted). 28 2 1 The Court also takes judicial notice of Shepard v. Borum, et al, No. 1:17-cv-00603-EPG 2 (E.D. Cal. June 12, 2017), in which this Court held that Plaintiff is subject to 28 U.S.C. 3 § 1915(g) and denied Plaintiff’s application to proceed in forma pauperis. (ECF No. 6); and 4 Shepard v. Podskoff, 12-cv-00495 (E.D. Cal. June 22, 2015), in which the Court granted 5 Defendant’s motion to revoke Shepard’s IFP status (ECF Nos. 18, 25, 27). 6 The Court’s review of the above records reveals that on at least three occasions, 7 lawsuits filed by Plaintiff have been dismissed on the ground that they were frivolous or 8 malicious or failed to state a claim upon which relief may be granted. Therefore, as in this 9 Court’s decisions in Borum, No. 1:17-cv-00603-EPG, and Podsakoff, 12-cv-00495, the Court 10 again finds that Plaintiff is precluded from proceeding in forma pauperis in this action unless he 11 demonstrates he meets the “imminent danger” exception. 12 13 B. Imminent Danger Because Plaintiff had at least three “strikes” prior to filing this action, Plaintiff is 14 precluded from proceeding in forma pauperis unless Plaintiff was, at the time the complaint 15 was filed, in imminent danger of serious physical injury. 28 U.S.C. § 1915(g). 16 17 1. Legal Standards The availability of the imminent danger exception “turns on the conditions a prisoner 18 faced at the time the complaint was filed, not at some earlier or later time.” Andrews v. 19 Cervantes, 493 F.3d 1047, 1053 (9th Cir. 2007). “Imminent danger of serious physical injury 20 must be a real, present threat, not merely speculative or hypothetical.” Blackman v. Mjening, 21 No. 1:16-CV-01421-LJO-GSA (PC), 2016 WL 5815905, at *1 (E.D. Cal. Oct. 4, 2016). To 22 meet his burden under § 1915(g), Plaintiff must provide “specific fact allegations of ongoing 23 serious physical injury, or a pattern of misconduct evidencing the likelihood of imminent 24 serious physical injury.” Martin v. Shelton, 319 F.3d 1048, 1050 (8th Cir. 2003). “[V]ague and 25 utterly conclusory assertions” of imminent danger are insufficient. White v. Colorado, 157 F.3d 26 1226, 1231–32 (10th Cir. 1998). The “imminent danger” exception is available “for genuine 27 emergencies,” where “time is pressing” and “a threat . . . is real and proximate.” Lewis v. 28 Sullivan, 279 F.3d 526, 531 (7th Cir. 2002). 3 1 Additionally, there is a nexus requirement between the danger alleged and the claims 2 asserted: “[t]o qualify for the § 1915(g) imminent danger exception, a three-strikes prisoner 3 must allege imminent danger of serious physical injury that is both fairly traceable to unlawful 4 conduct alleged in his complaint and redressable by the court.” Ray v. Lara, 31 F.4th 692, 701 5 (9th Cir. 2022). Because Plaintiff is pro se, in making the imminent danger determination, the 6 Court must liberally construe Plaintiff’s allegations. Andrews, 493 F.3d at 1055. 7 8 9 2. Plaintiff’s Complaint Plaintiff’s complaint sues Correctional Officers (C/O), Warden, and medical staff at California Correctional Institution, Tehachapi, and Kern Valley State Prison. (ECF No. 1 at 1– 10 2). Plaintiff alleges three claims—“hate crime/retaliation,” retaliation, and “retaliation/blood 11 draw/sleep deprive”—arising from November 17, 2020 incident. (Id. at 3–5). Plaintiff alleges 12 excessive use of force by C/O Gannon forced Plaintiff to defend himself, which resulted in 13 retaliation and further excessive use of force from other staff, injuring Plaintiff. (Id.) Plaintiff 14 also claims that in January of 2020 he was taken to the doctor who “claimed he needed my 15 blood for high blood pressure, it was for said case to incrimentate [sic]” Plaintiff. (Id. at 5). 16 Plaintiff states that on October 4, 2023, he was found “not guilty of all charges in this case,” 17 and therefore he now names District Attorney as a defendant for wrongful prosecution and 18 “place[s]” Officer T. Burns “for retaliation on July 16, 2023 threaten Plaintiff with bodily 19 harm, for the incident on Jan. 6, 2021.” (Id.) Plaintiff does not elaborate further on the threat by 20 T. Burns; neither the DA nor T. Burns appear on the list of defendants listed in this case. 21 Plaintiff seeks damages in the amount of one million dollars but not injunctive relief. 22 Such allegations are insufficient to show that Plaintiff is in imminent danger of serious 23 physical injury under the standards described above. Nothing in the complaint suggests that 24 there is a real and imminent threat to Plaintiff’s personal safety: Plaintiff’s claims appear to 25 stem from the incident that took place over three years prior to filing of his complaint. While 26 the underlying incident in 2020 may have involved physical injuries, none of the allegations 27 show ongoing serious physical injury, or a pattern of misconduct evidencing the likelihood of 28 imminent serious physical injury. 4 Accordingly, because Plaintiff is a “three-striker” and does not appear to have been in 1 2 imminent danger when he filed this action, the Court will recommend that Plaintiff be required 3 to pay the $405 filing fee in full if he wants to proceed with the action. 4 III. PLAINTIFF IS ABLE TO PAY THE FILING FEE Finally, the Court notes that according to Plaintiff’s IFP application and trust fund 5 6 statement, he has approximately $3,500 in his prison trust fund account. (ECF Nos. 2, 5). Thus, 7 it appears that Plaintiff can afford to pay the filing fee for this action and is ineligible to 8 proceed in forma pauperis. 28 U.S.C. § 1915(a) (authorizing IFP proceedings only when a 9 statement of assets shows that “the person is unable to pay such fees”). 10 IV. The Court concludes that, under both § 1915(a) and § 1915(g), Plaintiff may not 11 12 proceed in forma pauperis in this action. Accordingly, IT IS ORDERED that the Clerk of Court shall assign a district judge to 13 14 CONCLUSION AND RECOMMENDATIONS this case. 15 In addition, IT IS RECOMMENDED that: 16 1. Plaintiff’s application to proceed in forma pauperis be denied. (ECF No. 2). 17 2. Pursuant to 28 U.S.C. § 1915(a)&(g), Plaintiff be directed to pay the $405.00 filing fee in full if he wants to proceed with this action. 18 3. Plaintiff be advised that failure to pay the filing fee in full will result in the dismissal 19 of this case. 20 These findings and recommendations will be submitted to the United States district 21 22 judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within 23 fourteen (14) days after being served with these findings and recommendations, Plaintiff may 24 file written objections with the Court. The document should be captioned “Objections to 25 Magistrate Judge’s Findings and Recommendations.” 26 \\\ 27 28 5 1 Plaintiff is advised that failure to file objections within the specified time may result in 2 the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 838–39 (9th Cir. 2014) 3 (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 4 5 6 IT IS SO ORDERED. Dated: December 11, 2023 /s/ UNITED STATES MAGISTRATE JUDGE 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 6
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