(HC) Stone v. Pfieffer, No. 1:2023cv01042 - Document 14 (E.D. Cal. 2023)
Court Description: FINDINGS and RECOMMENDATIONS to Grant 11 Respondent's Motion to Dismiss and Dismiss 1 Petition for Writ of Habeas Corpus signed by Magistrate Judge Erica P. Grosjean on 12/18/2023. Referred to Judge Thurston. Objections to F&R due within thirty (30) days. (Lawrence, A)
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ADAM J. STONE, Petitioner, 12 13 14 Case No. 1:23-cv-01042-JLT-EPG-HC FINDINGS AND RECOMMENDATION TO GRANT RESPONDENT’S MOTION TO DISMISS AND DISMISS PETITION FOR WRIT OF HABEAS CORPUS v. PFIEFFER, (ECF No. 11) 15 Respondent. 16 17 Petitioner Adam J. Stone is a state prisoner proceeding pro se with a petition for writ of 18 habeas corpus pursuant to 28 U.S.C. § 2254. For the reasons stated herein, the undersigned 19 recommends granting Respondent’s motion to dismiss and dismissing the petition. 20 I. 21 BACKGROUND 22 On April 25, 2018, Petitioner was convicted by a jury in the Orange County Superior 23 Court of first-degree murder. Petitioner was sentenced to an imprisonment term of fifty years to 24 life for the first-degree murder conviction and enhancements. (ECF No. 11-1.) Petitioner was 25 later convicted in the Kern County Superior Court of resisting an executive officer. On June 24, 26 2021, Petitioner was sentenced to an imprisonment term of thirty-two months. (ECF No. 11-2.) 27 In an August 17, 2021 prison disciplinary hearing (Log No. 6997713), Petitioner was found 28 guilty of possession of a deadly weapon, resulting in the loss of 360 days of good time credit. 1 1 (ECF No. 1 at 104–09.)1 In an August 26, 2021 prison disciplinary hearing (Log No. 6997714), 2 Petitioner was found guilty of battery on a peace officer, resulting in the loss of 150 days of good 3 time credit. (ECF No. 1 at 98–103.) The Kern County criminal conviction and the two 4 disciplinary convictions arose from the same May 11, 2020 incident. (ECF No. 1 at 12–13, 15; 5 ECF No. 11 at 3.) On July 13, 2023, Petitioner filed the instant federal petition for writ of habeas corpus, 6 7 challenging the Kern County conviction and the two disciplinary proceedings on the following 8 grounds for relief: (1) Petitioner was not advised that he could appeal his plea bargain and 9 counsel misadvised Petitioner that pulling away while handcuffed, pepper sprayed, and being 10 beaten constituted resisting arrest; (2) disciplinary guilty finding of battery on a peace officer 11 was unlawful due to insufficiency of the evidence, hearing officer bias, and failure to receive 12 findings within five working days; and (3) disciplinary guilty finding of possession of a deadly 13 weapon was unlawful due to insufficiency of the evidence and hearing officer’s failure to 14 consider evidence favorable to Petitioner, support of obviously fraudulent staff narratives, and 15 false statement that petitioner pleaded guilty. (ECF No. 1 at 4–5.) On September 12, 2023, 16 Respondent filed a motion to dismiss the petition for failure to exhaust, failure to state a 17 cognizable claim for federal habeas relief, and untimeliness in addition to arguing that relief is 18 barred based on independent and adequate state law grounds. (ECF No. 11.) Petitioner filed an 19 opposition, and Respondent filed a reply. (ECF Nos. 12, 13.) 20 II. 21 DISCUSSION 22 A. Grounds Two and Three 23 In the motion to dismiss, Respondent argues that Petitioner’s second and third grounds 24 for relief should be dismissed because they are unexhausted, barred based on independent and 25 adequate state law grounds, do not state a cognizable claim for federal habeas relief because they 26 do not affect the fact or duration of Petitioner’s confinement, and are untimely. (ECF No. 11 at 27 1–2.) 28 1 Page numbers refer to the ECF page numbers stamped at the top of the page. 2 1 1. Habeas Jurisdiction 2 A claim falls within the “core of habeas corpus” when a prisoner challenges “the fact or 3 duration of his confinement” and “seeks either immediate release from that confinement or the 4 shortening of its duration.” Preiser v. Rodriguez, 411 U.S. 475, 489 (1973). The Ninth Circuit 5 has held that a “state prisoner’s claim [that] does not lie at ‘the core of habeas corpus’ . . . must 6 be brought, ‘if at all,’ under § 1983.” Nettles v. Grounds, 830 F.3d 922, 934 (9th Cir. 2016) (en 7 banc) (quoting Preiser, 411 U.S. at 487; Skinner v. Switzer, 562 U.S. 521, 535 n.13 (2011)). 8 Therefore, if “success on [Petitioner]’s claims would not necessarily lead to his immediate or 9 earlier release from confinement, [Petitioner]’s claim does not fall within ‘the core of habeas 10 corpus,’ and he must instead bring his claim under § 1983.” Nettles, 830 F.3d at 935 (quoting 11 Skinner, 562 U.S. at 535 n.13). 12 Respondent contends that Grounds Two and Three should be dismissed as not cognizable 13 because Petitioner has not established that success would necessarily shorten duration of his 14 confinement. (ECF No. 11 at 8–11.) In the opposition, Petitioner argues that because he is not 15 past his minimum eligible parole date, expungement will accelerate his eligibility for parole and 16 affect the duration of his confinement. (ECF No. 12 at 12–13.) 17 18 19 20 21 22 23 24 25 26 27 Under California law, prisoners with life terms . . . may not be released before their minimum eligible parole date (MEPD). Cal. Penal Code § 3041(a)(4). One year before a prisoner’s MEPD, a panel of the Board of Parole Hearings will meet with the prisoner and determine if the prisoner is suitable for parole. Id. § 3041(a)(2). “[A] life prisoner shall be found unsuitable for and denied parole if in the judgment of the panel the prisoner will pose an unreasonable risk of danger to society if released from prison.” Cal. Code Regs. tit. 15, § 2281(a). In determining the prisoner’s suitability for parole, the panel must consider “all relevant” information, id. § 2281(b), including disciplinary actions received during imprisonment. If the prisoner is suitable for parole and has reached the MEPD, the prisoner is entitled to release. Cal. Penal Code § 3041(a). If the panel determines that the prisoner is unsuitable for parole, the Board of Parole Hearings will schedule a future hearing that could take place from three to fifteen years after the previous hearing, as directed by statutory criteria. Id. § 3041.5(b)(3). Once every three years, an inmate may request the board to exercise its discretion to accelerate the next hearing. Id. § 3041.5(d). 28 Nettles, 830 F.3d at 925 (footnote omitted). Although expungement of Petitioner’s challenged 3 1 disciplinary proceedings would accelerate Petitioner’s minimum eligible parole date, it “would 2 not necessarily lead to a grant of parole. . . . Because the parole board has the authority to deny 3 parole ‘on the basis of any of the grounds presently available to it,’ the presence of a disciplinary 4 infraction does not compel the denial of parole, nor does an absence of an infraction compel the 5 grant of parole.” Nettles, 830 F.3d at 934–35 (quoting Ramirez v. Galaza, 334 F.3d 850, 859 (9th 6 Cir. 2003)). Here, success on Grounds Two and Three would not necessarily lead to Petitioner’s 7 8 immediate or earlier release from confinement. Rather, success would only render Petitioner 9 eligible for earlier parole consideration. Accordingly, Grounds Two and Three do not fall within 10 “the core of habeas corpus,” and thus, are not cognizable in federal habeas corpus.2 See Nettles, 11 830 F.3d at 935; Wilkinson v. Dotson, 544 U.S. 74, 82 (2005) (finding claim would not 12 necessarily spell speedier release and did not lie at the core of habeas corpus because “[s]uccess 13 for Dotson does not mean immediate release from confinement or a shorter stay in prison; it 14 means at most new eligibility review, which at most will speed consideration of a new parole 15 application”); Godfrey v. Warden PBSP, No. 1:19-cv-01197-NONE-HBK, 2021 WL 3857639, 16 at *2 (E.D. Cal. Aug. 30, 2021) (“The mere possibility that an inmate may get an earlier parole 17 review hearing or may have a more favorable outcome from the parole hearing does not meet the 18 Nettles ‘necessarily’ requirement.”), report and recommendation adopted, 2021 WL 4429298 19 (E.D. Cal. Sept. 27, 2021); Burton v. Adams, No. 1:09-cv-00354-JLT, 2010 WL 703182, at *6 20 (E.D. Cal. Feb. 25, 2010) (“The fact that Petitioner may legally accrue credits that can be used in 21 the calculation of his [minimum eligible parole date] has such an attenuated, remote, and 22 speculative bearing upon the sentence that Petitioner may ultimately have to serve before being 23 released on parole that the Court simply cannot predicate habeas jurisdiction upon it.”). 24 2. Conversion to § 1983 Action 25 “If the complaint is amenable to conversion on its face, meaning that it names the correct 26 defendants and seeks the correct relief, the court may recharacterize the petition so long as it 27 2 In light of this conclusion, the Court declines to address Respondent’s other arguments raised in the motion to 28 dismiss with respect to Grounds Two and Three. 4 1 warns the pro se litigant of the consequences of the conversion and provides an opportunity for 2 the litigant to withdraw or amend his or her complaint.” Nettles, 830 F.3d at 936 (quoting Glaus 3 v. Anderson, 408 F.3d 382, 388 (7th Cir. 2005)). The Court notes that habeas corpus and 4 prisoner civil rights actions differ in a variety of respects, such as the proper defendants, filing 5 fees, exhaustion requirements, and restrictions on future filings (e.g., the Prison Litigation 6 Reform Act’s three-strikes rule). Nettles, 830 F.3d at 936 (citing Robinson v. Sherrod, 631 F.3d 7 839, 841 (7th Cir. 2011); Glaus, 408 F.3d at 388). Due to these differences and the disadvantages that recharacterization may have on 8 9 Petitioner’s claims, the undersigned finds that it would be inappropriate to construe the habeas 10 petition as a civil rights complaint under 42 U.S.C. § 1983. For example, the petition also 11 challenges Petitioner’s Kern County criminal conviction. “[T]he Supreme Court held that a court 12 must dismiss a § 1983 claim if (1) it seeks to recover damages for ‘harm caused by actions 13 whose unlawfulness would render a conviction or sentence invalid’ and (2) the plaintiff cannot 14 show that ‘the conviction or sentence has been reversed on direct appeal, expunged by executive 15 order, declared invalid by a state tribunal authorized to make such a determination, or called into 16 question by a federal court’s issuance of a writ of habeas corpus.’” Washington v. Los Angeles 17 Cty. Sheriff’s Dep’t, 833 F.3d 1048, 1054 (9th Cir. 2016) (quoting Heck v. Humphrey, 512 U.S. 18 477, 486–87 (1994)).The Court also notes that the filing fee for § 1983 civil rights cases is $350, 19 and Petitioner is required to pay the full amount by way of deductions from income to 20 Petitioner’s trust account, even if granted in forma pauperis status.3 See 28 U.S.C. § 1915(b)(1). 21 This conclusion, however, does not preclude Petitioner from pursuing Grounds Two and Three 22 in a properly filed civil action brought pursuant to 42 U.S.C. § 1983. 23 B. Exhaustion 24 In Ground One of the petition, Petitioner asserts that he was not advised that he could 25 appeal his plea bargain and counsel misadvised Petitioner that pulling away while handcuffed, 26 pepper sprayed, and being beaten constituted resisting arrest. (ECF No. 1 at 4.) Respondent 27 3 In the event Petitioner is not granted in forma pauperis status, Petitioner would be required to pay the $350 filing 28 fee plus a $55 administrative fee. 5 1 contends that “Petitioner had one filing in the California Supreme Court that could conceivably 2 be related to a challenge to his conviction–a petition for writ of habeas corpus,” in Case No. 3 S277779, but that Petitioner did not “challenge his criminal conviction by raising ineffective 4 assistance and trial court error claims as he does now in federal court,” and “Petitioner failed to 5 present the legal theories and facts he now relies on to support his federal claims.” (ECF No. 11 6 at 5–6.) In the opposition, Petitioner argues that when he “filed another California Supreme 7 Court petition December 16, 2022 he did raise the issue of the unlawful criminal conviction in 8 the HC-001 form and expanded on it in the petition refering [sic] back to the previous petition in 9 the Appeallate [sic] court stating ‘stone was never advised of his right to appeal, neither by the 10 Judge or his Counsel. Stone never knew of this right’ and ‘. . . his counsel had told him that 11 defensively pulling away or jerking while an officer is being on the defendant is “obstructing”’.” 12 (ECF No. 12 at 4.) 13 1. State Court Filings 14 On January 4, 2021, Petitioner filed a state habeas petition in the Kern County Superior 15 Court, Case No. HC016801A. (ECF No. 1 at 116.) Therein, Petitioner took “issue with the 16 treatment he received at Kern Valley State Prison (“KVSP”) on May 11, 2020; contending that 17 such violated his Eighth Amendment rights.” (Id. at 118.) On January 20, 2021, the petition was 18 denied. (Id. at 120.) On February 5, 2021, Petitioner filed a state habeas petition in the California 19 Court of Appeal, Fifth Appellate District, Case No. F082343, alleging Eighth Amendment 20 violations arising from the incident on May 11, 2020. The petition was denied on March 25, 21 2021. (ECF No. 1 at 122–32.) 22 On October 8, 2021, Petitioner filed a state habeas petition in the California Supreme 23 Court, Case No. S271243. Petitioner again alleged Eighth Amendment violations arising from 24 the incident on May 11, 2020. (ECF No. 1 at 134–42.) The California Supreme Court ordered the 25 Office of the Attorney General to file an informal response to the merits of the petition. (ECF 26 No. 1 at 160.) On January 5, 2022, the California Supreme Court issued an order to show cause, 27 returnable before the Kern County Superior Court, “why petitioner is not entitled to relief on the 28 grounds staff at Kern Valley State Prison pose an ongoing threat of violence to, and retaliation 6 1 against, petitioner in violation of the Eighth Amendment to the United States Constitution.” 2 (ECF No. 1 at 211; ECF No. 11-6 at 3.) Such an order to show cause “require[d] the appointment 3 of counsel, a hearing, and the disposition of the petitioner’s claims on their merits.” (ECF No. 1 4 at 212; ECF No. 11-6 at 2.) On June 6, 2022, the Kern County Superior Court, Case No. 5 HC017158A, denied the petition and discharged the order to show cause. (ECF No. 1 at 311–18; 6 ECF No. 11-7.) 7 On June 27, 2022, Petitioner filed a state habeas petition in the California Court of 8 Appeal, Fifth Appellate District, Case No. F084648. (ECF No. 1 at 320–53; ECF No. 11-3.) The 9 petition was denied on October 27, 2022. (ECF No. 1 at 354; ECF No. 11-4.) On December 13, 10 2022, Petitioner filed a state habeas petition in the California Supreme Court, Case No. S277779. 11 (ECF No. 1 at 355–65; ECF No. 11-5.) The petition was denied on May 17, 2023. (ECF No. 1 at 12 367; ECF No. 11-9.) 13 2. Analysis 14 A petitioner in state custody who is proceeding with a petition for writ of habeas corpus 15 must exhaust state judicial remedies. 28 U.S.C. § 2254(b)(1). The exhaustion doctrine is based 16 on comity to the state court and gives the state court the initial opportunity to correct the state’s 17 alleged constitutional deprivations. Coleman v. Thompson, 501 U.S. 722, 731 (1991); Rose v. 18 Lundy, 455 U.S. 509, 518 (1982). A petitioner can satisfy the exhaustion requirement by 19 providing the highest state court with a full and fair opportunity to consider each claim before 20 presenting it to the federal court. O’Sullivan v. Boerckel, 526 U.S. 838, 845 (1999); Duncan v. 21 Henry, 513 U.S. 364, 365 (1995); Picard v. Connor, 404 U.S. 270, 276 (1971). 22 To provide the highest state court the necessary opportunity, the petitioner must “fairly 23 present” the claim with “reference to a specific federal constitutional guarantee, as well as a 24 statement of the facts that entitle the petitioner to relief.” Duncan, 513 U.S. at 365; Gray v. 25 Netherland, 518 U.S. 152, 162–63 (1996). See also Davis v. Silva, 511 F.3d 1005, 1009 (9th Cir. 26 2008) (“Fair presentation requires that the petitioner ‘describe in the state proceedings both the 27 operative facts and the federal legal theory on which his claim is based so that the state courts 28 /// 7 1 have a “fair opportunity” to apply controlling legal principles to the facts bearing upon his 2 constitutional claim.’” (citations omitted)). 3 The state habeas petition filed in California Supreme Court Case No. S277779 states as 4 grounds for relief Fourteenth Amendment violations regarding how the Kern County Superior 5 Court handled the California Supreme Court’s order to show cause. Petitioner also challenged 6 the California Court of Appeal, Fifth Appellate District’s determinations that his habeas petition 7 was successive and unexhausted. (ECF No. 11-5 at 4–5.) In support for his grounds for relief, 8 Petitioner states, “See Previous HC-001 forms and complaints” and “See Appeal habeas petition 9 Exhibit All.” (Id. at 4, 6, 9.) Exhibit All, in turn, included a copy of the state habeas petition filed 10 in California Court of Appeal, Fifth Appellate District Case No. F084648, which alleged that 11 “Stone was not advised that he could appeal his ‘obstructing’ plea conviction. Stone was not 12 advised by the Judge or his counsel” and “Stone is still not sure if this is ‘obstructing or delaying 13 an executive officer by threat or force’, but his counsel had told him that defensively pulling 14 away or jerking while an officer is beating on the defendant is ‘obstructing’.” (ECF No. 11-5 at 15 17, 23.) 16 The Supreme Court has held “that ordinarily a state prisoner does not ‘fairly present’ a 17 claim to a state court if that court must read beyond a petition or a brief (or a similar document) 18 that does not alert it to the presence of a federal claim in order to find material, such as a lower 19 court opinion in the case, that does so.” Baldwin v. Reese, 541 U.S. 27, 32 (2004). In Gatlin v. 20 Madding, 189 F.3d 882 (9th Cir. 1999), a petitioner filed a pro se petition for review in the 21 California Supreme Court, “argu[ing] that ‘the trial court should have excluded . . . live line-up 22 and in-court identification of appellant.’” Id. at 885. The petitioner presented the factual basis of 23 this claim and also wrote, “Petitioner incorporate’s [sic] herein the arguments raised by his 24 appellate counsel on Direct Appeal on this issue.” Id. The Ninth found the “petition for review to 25 the California Supreme Court did not ‘fairly present’ his due process identification claim. While 26 Gatlin adequately described the factual basis for his claim, he nowhere identified the federal 27 legal basis for his claim.” Id. at 888. Petitioner argued “his petition for review incorporated by 28 reference the due process arguments raised in his brief to the California Court of Appeal,” but 8 1 the Ninth Circuit rejected this argument because “California Rule of Court 28 expressly prohibits 2 the incorporation by reference of authorities or argument from another document.” Id. 3 Here, Petitioner did less than the petitioner in Gatlin because he did not specifically 4 identify in the petition for review itself his claims that he was not advised he could appeal his 5 plea bargain and counsel misadvised Petitioner that pulling away while handcuffed, pepper 6 sprayed, and being beaten constituted resisting arrest. Rather, in support of his claims 7 challenging how the Kern County Superior Court handled the California Supreme Court’s order 8 to show cause and the California Court of Appeal, Fifth Appellate District’s determinations that 9 his habeas petition was successive and unexhausted, Petitioner referred to “Previous HC-001 10 forms and complaints” and “Appeal habeas petition Exhibit All” and attached a copy of the state 11 habeas petition filed in the California Court of Appeal, Fifth Appellate District. Rule 8.504 of the 12 California Rules of Court provides that “[n]o incorporation by reference is permitted except a 13 reference to a petition, an answer, or a reply filed by another party in the same case or filed in a 14 case that raises the same or similar issues and in which a petition for review is pending or has 15 been granted.” Cal. R. Ct. 8.504(e)(3). Therefore, because California rules “expressly prohibit[] 16 the incorporation by reference of authorities or argument from another document,” Gatlin, 189 17 F.3d at 888, Petitioner did not “fairly present” Ground One to the California Supreme Court and 18 it is unexhausted. See Kelly v. Swarthout, 599 F. App’x 267, 267 (9th Cir. 2015) (“The district 19 court properly dismissed these claims as unexhausted because, although Kelly attached the lower 20 court decision to his state court petition for review, California court rules prohibit parties from 21 incorporating arguments by reference in this way.” (citing Cal. R. Ct. 8.504(e)(3))). 22 III. 23 RECOMMENDATION & ORDER 24 Accordingly, the undersigned HEREBY RECOMMENDS that: 25 1. Respondent’s motion to dismiss (ECF No. 11) be GRANTED; and 26 2. The petition for writ of habeas corpus be DISMISSED without prejudice. 27 This Findings and Recommendation is submitted to the assigned United States District 28 Court Judge, pursuant to the provisions of 28 U.S.C. § 636 (b)(1)(B) and Rule 304 of the Local 9 1 Rules of Practice for the United States District Court, Eastern District of California. Within 2 THIRTY (30) days after service of the Findings and Recommendation, any party may file 3 written objections with the court and serve a copy on all parties. Such a document should be 4 captioned “Objections to Magistrate Judge’s Findings and Recommendation.” Replies to the 5 objections shall be served and filed within fourteen (14) days after service of the objections. The 6 assigned United States District Court Judge will then review the Magistrate Judge’s ruling 7 pursuant to 28 U.S.C. § 636(b)(1)(C). The parties are advised that failure to file objections within 8 the specified time may waive the right to appeal the District Court’s order. Wilkerson v. 9 Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th 10 Cir. 1991)). 11 12 13 14 IT IS SO ORDERED. Dated: December 18, 2023 /s/ UNITED STATES MAGISTRATE JUDGE 15 16 17 18 19 20 21 22 23 24 25 26 27 28 10
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