(PC) Kohut v. Martin et al, No. 1:2022cv00472 - Document 15 (E.D. Cal. 2023)
Court Description: ORDER to Assign District Judge; FINDINGS and RECOMMENDATIONS to Dismiss 13 Case signed by Magistrate Judge Helena M. Barch-Kuchta on 12/28/2023. Referred to Judge NODJ; Objections to F&R due within Fourteen-Days. (Flores, E)
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JONATHAN KOHUT, 12 Case No. 1:22-cv-00472-HBK (PC) Plaintiff, 13 ORDER TO ASSIGN A DISTRICT JUDGE v. 14 FINDINGS AND RECOMMENDATIONS TO DISMISS CASE1 M. MARTIN, et al., (Doc. No. 13) 15 Defendants. FOURTEEN-DAY OBJECTION PERIOD 16 Pending before the Court for screening under 28 U.S.C. § 1915A is Plaintiff’s First 17 18 Amended Complaint. (Doc. No. 13, “FAC”). For the reasons set forth below, the undersigned 19 recommends the district court dismiss the FAC because it fails to state any cognizable federal 20 claim. SCREENING REQUIREMENT 21 A plaintiff who commences an action while in prison is subject to the Prison Litigation 22 23 Reform Act (“PLRA”), which requires, inter alia, the court to screen a complaint that seeks relief 24 against a governmental entity, its officers, or its employees before directing service upon any 25 defendant. 28 U.S.C. § 1915A. This requires the court to identify any cognizable claims and 26 dismiss the complaint, or any portion, if it is frivolous or malicious, if it fails to state a claim upon 27 1 28 This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302 (E.D. Cal. 2022). 1 which relief may be granted, or if it seeks monetary relief from a defendant who is immune from 2 such relief. See 28 U.S.C. §§ 1915A(b)(1), (2). 3 At the screening stage, the court accepts the factual allegations in the complaint as true, 4 construes the complaint liberally, and resolves all doubts in the plaintiff’s favor. Jenkins v. 5 McKeithen, 395 U.S. 411, 421 (1969); Bernhardt v. L.A. County, 339 F.3d 920, 925 (9th Cir. 6 2003). The Court’s review is limited to the complaint, exhibits attached, materials incorporated 7 into the complaint by reference, and matters of which the court may take judicial notice. Petrie v. 8 Elec. Game Card, Inc., 761 F.3d 959, 966 (9th Cir. 2014); see also Fed. R. Civ. P. 10(c). A court 9 does not have to accept as true conclusory allegations, unreasonable inferences, or unwarranted 10 deductions of fact. Western Mining Council v. Watt, 643 F.2d 618, 624 (9th Cir. 1981). Critical 11 to evaluating a constitutional claim is whether it has an arguable legal and factual basis. See 12 Jackson v. Arizona, 885 F.2d 639, 640 (9th Cir. 1989). 13 The Federal Rules of Civil Procedure require only that a complaint include “a short and 14 plain statement of the claim showing the pleader is entitled to relief . . ..” Fed. R. Civ. P. 8(a)(2). 15 Nonetheless, a claim must be facially plausible to survive screening. This requires sufficient 16 factual detail to allow the court to reasonably infer that each named defendant is liable for the 17 misconduct alleged. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); Moss v. U.S. Secret Service, 18 572 F.3d 962, 969 (9th Cir. 2009). The sheer possibility that a defendant acted unlawfully is not 19 sufficient, and mere consistency with liability falls short of satisfying the plausibility standard. 20 Iqbal, 556 U.S. at 678; Moss, 572 F.3d at 969. Although detailed factual allegations are not 21 required, “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory 22 statements, do not suffice,” Iqbal, 556 U.S. at 678 (citations omitted), and courts “are not required 23 to indulge unwarranted inferences,” Doe I v. Wal-Mart Stores, Inc., 572 F.3d 677, 681 (9th Cir. 24 2009) (internal quotation marks and citation omitted). 25 If an otherwise deficient pleading can be remedied by alleging other facts, a pro se litigant 26 is entitled to an opportunity to amend their complaint before dismissal of the action. See Lopez v. 27 Smith, 203 F.3d 1122, 1127-29 (9th Cir. 2000) (en banc); Lucas v. Department of Corr., 66 F.3d 28 245, 248 (9th Cir. 1995). However, it is not the role of the court to advise a pro se litigant on how 2 1 to cure the defects. Such advice “would undermine district judges’ role as impartial 2 decisionmakers.” Pliler v. Ford, 542 U.S. 225, 231 (2004); see also Lopez, 203 F.3d at 1131 3 n.13. Furthermore, the court in its discretion may deny leave to amend due to “undue delay, bad 4 faith or dilatory motive of the part of the movant, [or] repeated failure to cure deficiencies by 5 amendments previously allowed . . ..” Carvalho v. Equifax Info. Srvs., LLC, 629 F.3d 876, 892 6 (9th Cir. 2010). 7 8 9 BACKGROUND AND SUMMARY OF OPERATIVE PLEADING Plaintiff, a state prisoner proceeding pro se and in forma pauperis, initiated this action by filing a civil rights complaint under 42 U.S.C. § 1983. (Doc. No. 1). On August 15, 2023, the 10 undersigned screened Plaintiff’s complaint and found that it failed to state any cognizable 11 constitutional claim. (See Doc. No. 12). The Court advised Plaintiff of the pleading deficiencies 12 and applicable law and afforded Plaintiff the opportunity to file amended complaint. (Id.). 13 Plaintiff timely filed a first amended complaint. (Doc. No. 13) (“FAC”). 14 The events in the FAC took place at Pleasant Valley State Prison (“PVSP”). (See 15 generally id.). The FAC identifies the following PVSP staff as Defendants: (1) M. Martin, Chief 16 Disciplinary Officer; (2) Lt. Martin; (3) D. May, Senior Hearing Officer; (4) S. Wiswell, 17 Correctional Officer; (5) R. Blancas, Correctional Officer; (6) M. Reyes, control booth officer; 18 and (7) John/Jane Does #1-3. (Id. at 2). The FAC consists of 84 pages with 60 pages comprising 19 exhibits, which include, inter alia, various records related to the April 28, 2021 incident; copies 20 of Plaintiff’s grievances and appeals and the institutional responses; a letter Plaintiff sent to the 21 Office of Internal Affairs; and Plaintiff’s Declaration dated April 21, 2022. (See id. at 23-83). 22 The FAC alleges violations of the Fourteenth Amendment due process clause and various other 23 constitutional and statutory state law claims. (See id. at 13-21). The following facts are 24 presumed to be true at this stage of the screening process. 25 On April 28, 2021, Plaintiff was wiping down the tables in the day room of his housing 26 unit when another inmate, Jacob Mills, challenged him to a fight. (Id. at 4 ¶ 14). Plaintiff 27 declined, but Mills “balled up his fists and began swinging at Plaintiff.” (Id. ¶ 15). Mills chased 28 Plaintiff, who attempted to retreat, and continued swinging at Plaintiff. (Id. ¶¶ 15-16). At this 3 1 point, Defendants Wiswell and Blancas entered the day room, an alarm had been activated, and 2 unspecified Defendants “began to yell orders to ‘get down! get down!’” (Id. ¶ 16). After Mills 3 landed a blow that grazed Plaintiff’s lip, Plaintiff returned a single blow that struck Mills in the 4 head, knocking him to the ground. (Id. ¶¶ 16-17). Plaintiff “maintained his focus on Mills who 5 had landed on his rear . . . and immediately put his hands underneath himself in an attempt to rise 6 to his feet. Plaintiff leaned forward anticipating further attack” and at that moment Defendant 7 Wiswell pepper sprayed Plaintiff in the face. (Id. at 4-5 ¶ 17). Plaintiff “proned out” and 8 Defendant Wiswell “delivered another burst of pepper spray to the back of Plaintiff’s head, and 9 the backs of his hands, and thereby ending the incident.” (Id. at 5 ¶ 17). Plaintiff was then taken 10 to the D Facility gym for decontamination and medical evaluation. (Id. ¶ 18). 11 On April 30, 2021, Plaintiff received a copy of the RVR related to the April 28, 2021 12 incident. (Id. ¶ 19). Plaintiff then filed a 602 on May 3, 2021 “through which Plaintiff made his 13 requirement of witnesses on his behalf for adjudication purposes abundantly clear.”2 (Id.). The 14 same grievance also challenged the narrative submitted by Defendant Wiswell. (Id.). Plaintiff 15 later received an incident log package with three narratives submitted by unspecified Defendants 16 who were present during the April 28, 2021 incident. (Id. ¶ 20). Plaintiff then filed another 17 grievance challenging the accounts of the incident offered by Defendants Blancas and Reyes. 18 (Id.). On May 21, 2021, a disciplinary hearing was held regarding Plaintiff’s RVR where 19 20 Defendant May served as the senior hearing officer. (Id. ¶ 21). During the hearing, Plaintiff 21 states he requested four witnesses to testify on his behalf. (Id.). He claims the witnesses would 22 have corroborated his claim of self-defense. (Id.). Defendant May refused to permit Plaintiff to 23 call any witnesses and did not provide any written reasons for denying Plaintiff’s request for 24 witnesses. (Id. at 5-6 ¶ 21). At noted supra, the Court may consider the exhibits attached to and 25 incorporated in a complaint. Here, Plaintiff attaches a copy of the nine-page Disciplinary Hearing 26 27 28 The attached inmate grievance states in pertinent part, “I want RVR #2083306 removed from my C file for starters. If not, I’d request that on PG3, my apparent waiver be changed to ‘requested.’ I want an IE to interview some witnesses for my process.” (Doc. No. 13 at 45) (emphasis added). 2 4 1 Results Report (“DHRR”). (Id. at 35-43). According to the DHRR, Plaintiff was charged with a 2 rule violation for “fighting” in violation of Section 3005(d)(1). (Id. at 35). Under the 3 “Witnesses” section as to whether “Witnesses Requested at Hearing” the box “None” is checked. 4 (Id. at 38). Plaintiff offered the following statement in his defense: 5 Staff have this all wrong, the reports state we were swinging at each other striking in the face and upper torso area is not true, he was swinging at me. [T]he 7219’s don’t reflect injuries or marks to support the reports. He was trying to fight me and I told him I wouldn’t fight him. He came at me swinging at me. I kept backing away from him trying to avoid fighting. [H]e swung at me and grazed my lip, so I punched him one time and knocked him down. I thought he was going to get up so I advanced toward him again. The[n] staff sprayed us. 6 7 8 9 10 (Id. at 39). May ultimately found Plaintiff guilty of the charge of “fighting” and he lost 90 days 11 credit. (Id. at 5 ¶ 21; 42). Further, the FAC asserts that the guilty finding has: adversely affected [Plaintiff’s] legal standing with respect to suitability proceedings before the [Board of Parole Hearings]. The narratives that are now a part of the Plaintiff’s permanent record, contain degrees of prejudicial and false compositions within their scope that the Plaintiff simply cannot overcome during a suitability hearing. 12 13 14 15 (Id. at 6 ¶ 22). 16 Plaintiff subsequently filed a grievance challenging Defendants May’s finding of guilt for 17 the RVR of fighting. (Id. at 6 ¶ 28). The Office of Grievances at PVSP conducted an inquiry in 18 19 response to Plaintiff’s grievance, in which Defendant May stated he could not recall whether witnesses were requested at Plaintiff’s disciplinary hearing. (Id. ¶¶ 28-29). 20 Defendant Lt. Martin3 investigated Plaintiff’s grievance, which alleged Defendants 21 Wiswell, Blancas, and Reyes had made false statements. (Id. at 9 ¶ 29). Plaintiff contends the 22 23 process was a sham and that Martin “wilfully [sic] ignore[d] information provided during the inquiry process, furnished by eye witnesses to the events . . . on April 28, 2021.” (Id. at 9-10 24 ¶¶ 29-30). Ultimately, Defendant Lt. Martin did not find wrongdoing by Defendants Wiswell, 25 Blancas, and Reyes, and Defendant May did not change his guilty finding on Plaintiff’s RVR. 26 (Id. at 9-10 ¶ 30). 27 28 3 The FAC sues both a Lt. Martin and M. Martin, Chief Disciplinary Officer at PVSP. 5 Plaintiff then sent a letter to the Office of Internal Affairs (“OIA”) describing the facts of 1 2 his case and prison officials’ responses. (Id. at 10 ¶ 31). OIA sent Plaintiff a letter in response 3 and forwarded Plaintiff’s letter to M. Martin, the Chief Disciplinary Officer at PVSP. (Id.). M. 4 Martin sent a letter to Plaintiff responding to the allegations made in the letter to OIA. (Id. at 10 5 ¶ 31, 69). 6 Based on the above events, the FAC asserts the following claims: (1) due process claims 7 against Defendants M. Martin, Lt. Martin, and D. May under the Fourteenth Amendment and 8 Article I, Sections 7 and 284 of the California Constitution (id. at 13-15); (2) Bane Act claims 9 against unspecified Defendants (id. at 15); (3) “Abuse of Process” claims against all Defendants 10 (id. at 15-17); (4) “Conspiracy” claims against all Defendants (id. at 17-18); (5) “Negligence” 11 claims against unspecified Defendants (id. at 18-19); and (6) “Intentional Infliction of Emotional 12 Distress” (“IIED”) claims against unspecified Defendants (id. at 19-21). 13 As relief for the above claims, Plaintiff seeks a declaratory judgment, a 14 “mandate/directive to CDCR” requiring the agency to implement a witness request/denial form 15 any time an inmate is issued an RVR for a serious infraction, compensatory and punitive 16 damages, costs, and any additional relief the court deems just. (Id. at 21-22). 17 APPLICABLE LAW AND ANALYSIS 18 A. Fourteenth Amendment Due Process 19 The Fourteenth Amendment provides that “[n]o state shall . . . deprive any person of life, 20 liberty, or property, without due process of law.” U.S. Const. amend. XIV, § 1. “The requirements of 21 procedural due process apply only to the deprivation of interests encompassed by the Fourteenth 22 Amendment’s protection of liberty and property.” Bd. of Regents v. Roth, 408 U.S. 564, 569 (1972). 23 “To state a procedural due process claim, [a plaintiff] must allege ‘(1) a liberty or property interest 24 protected by the Constitution; (2) a deprivation of the interest by the government; [and] (3) lack of 25 process.’” Wright v. Riveland, 219 F.3d 905, 913 (9th Cir. 2000) (quoting Portman v. Cnty. of Santa 26 The Court notes that Article I, Section 28, commonly known as “Marsy’s Law,” "added to the California Constitution a number of rights that may be exercised by crime victims, including the right to recover restitution from convicted criminals.” People v. Subramanyan, 246 Cal. App. 4th Supp. 1, 5 (Cal. App. Dep’t Super. Ct. 2016). 4 27 28 6 1 2 Clara, 995 F.2d 898, 904 (9th Cir. 1993)). A prisoner is entitled to certain due process protections when he is charged with a 3 disciplinary violation. Serrano v. Francis, 345 F.3d 1071, 1077 (9th Cir. 2003) (citing Wolff v. 4 McDonnell, 418 U.S. 539, 564-571 (1974)). “Such protections include the rights to call 5 witnesses, to present documentary evidence and to have a written statement by the fact-finder as 6 to the evidence relied upon and the reasons for the disciplinary action taken.” Id. These 7 procedural protections, however, “adhere only when the disciplinary action implicates a protected 8 liberty interest in some ‘unexpected matter’ or imposes an ‘atypical and significant hardship on 9 the inmate in relation to the ordinary incidents of prison life.’” Id. (quoting Sandin v. Conner, 10 515 U.S. 472, 484 (1995)); Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003). Prisoners bear 11 the burden to demonstrate that they did not receive due process during their disciplinary hearing. 12 See Parnell v. Martinez, 821 Fed. Appx. 866, 866-867 (9th Cir. 2020). 13 Although the level of the hardship must be determined on a case-by-case basis, and “[i]n 14 Sandin’s wake the Courts of Appeals have not reached consistent conclusions for identifying the 15 baseline from which to measure what is atypical and significant in any particular prison system,” 16 Wilkinson v. Austin, 545 U.S. 209, 223 (2005), courts in the Ninth Circuit look to: 17 18 19 20 1) whether the challenged condition ‘mirrored those conditions imposed upon inmates in administrative segregation and protective custody,’ and thus comported with the prison’s discretionary authority; 2) the duration of the condition, and the degree of restraint imposed; and 3) whether the state’s action will invariably affect the duration of the prisoner’s sentence. Ramirez, 334 F.3d at 861 (quoting Sandin, 515 U.S. at 486-87); see also Chappell v. Mandeville, 21 706 F.3d 1052, 1064-65 (9th Cir. 2013). Only if the prisoner alleges facts sufficient to show a 22 23 protected liberty interest must courts next consider “whether the procedures used to deprive that liberty satisfied Due Process.” Ramirez, 334 F.3d at 860. 24 1. No Liberty Interest Alleged 25 It is unclear whether Plaintiff is serving an indeterminate or determinate sentence. 26 Nonetheless, Plaintiff fails to set forth facts sufficient to demonstrate that the deprivations he 27 suffered because of his disciplinary conviction—90 days loss of good time credits and potential 28 7 1 difficulty obtaining parole—imposed the type of “atypical and significant hardships” required by 2 Sandin to invoke liberty interests entitled to Wolff's procedural safeguards. See Salinas v. 3 Montgomery, 2019 WL 2191349, at *5 (S.D. Cal. May 21, 2019) (finding allegations that inmate 4 was “assessed a good-time credit loss of 90 days” insufficient to show atypical and significant 5 hardship); see also Ivy v. Wingo, 2020 WL 5709278, at *6 (S.D. Cal. Sept. 24, 2020) (finding that 6 “90 days of lost good time credit, [loss of] privilege group, and package privileges” did not 7 impose “atypical and significant hardships” on plaintiff sufficient to trigger due process 8 protections). The FAC’s vague and speculative contention that Plaintiff will face greater 9 difficulty obtaining parole is insufficient to trigger the due process protections of Wolff. See 10 Ramirez, 334 F.3d at 861; Sandin, 515 U.S. at 487 (finding no due process protections triggered 11 where plaintiff failed to show disciplinary conviction “will inevitably affect the duration of his 12 sentence”) (emphasis added); see also Bennett v. Curry, 386 F. App’x 645, 646 (9th Cir. 2010) 13 (dismissing due process claim where plaintiff found “unsuitable for parole for several 14 independently adequate reasons and not only because of the disciplinary record he seeks to 15 challenge. Because his disciplinary record did not ‘alter the balance’ in his parole suitability 16 determination, its effect if any on the duration of his sentence ‘is simply too attenuated to invoke 17 the procedural guarantees of the Due Process Clause.’”) citing Sandin, 515 U.S. at 487. While 18 Plaintiff’s guilty finding of the April 30, 2021 RVR for fighting stemming from Plaintiff and 19 Mills’ interactions on April 28, 2021 may affect his future suitability for parole, there are no facts 20 to indicate it “will inevitably affect the duration of his sentence” and thus Plaintiff has not 21 established a liberty interest triggering the due process protections of Wolff. Thus, because the 22 undersigned finds the FAC fails to articulate a liberty interest that implicates the due process 23 clause, the FAC fails to state a viable Fourteenth Amendment claim. 24 2. Even if Liberty Interest Claim is Barred by Heck 25 Assuming that Plaintiff has a liberty interest to be free from the loss of his good time 26 credit and is entitled to due process because the loss of good time credits affects the duration of 27 his sentence, a finding of such violations would render the finding of guilt and subsequent good- 28 time credits forfeiture invalid. Thus, Plaintiff may not bring a claim under § 1983 “unless and 8 1 until the conviction or sentence is reversed, expunged, invalidated, or impugned by the grant of 2 writ of habeas corpus.” Butterfield v. Bail, 120 F.3d 1023, 1025 (9th Cir.1997); see also Edwards 3 v. Balisok, 502 U.S. 641, 648 (1997). This favorable termination rule applies to prison 4 disciplinary proceedings if those proceedings resulted in the loss of good-time or behavior 5 credits. Edwards at 646-48. Referred to as the Heck5 bar, this restraint is triggered whenever a 6 state prisoner “seeks to invalidate the duration of their confinement—either directly through an 7 injunction compelling speedier release or indirectly though a judicial determination that 8 necessarily implies the unlawfulness of the State’s custody.” Wilkinson v. Dotson, 544 U.S. 74, 9 81 (2005). 10 Despite Plaintiff not expressly requesting as relief to have his RVR invalidated and his 11 good time credits restored, “[a] challenge under section 1983, seeking only damages and 12 declaratory relief for procedural due process violations is also barred if the nature of the challenge 13 would necessarily imply the invalidity of the deprivation of good-time credits.” McCoy v. Spidle, 14 2009 WL 1287872, at *7 (E.D. Cal. May 6, 2009), aff'd, 2009 WL 4730912 (E.D. Cal. Dec. 7, 15 2009) (citing Edwards, 502 U.S. at 643). Consequently, Plaintiff cannot challenge the RVR in 16 this action. 17 18 Finally, alternatively, as set forth more fully below, the FAC nonetheless fails to state an underlying federal or constitutional violation. 19 3. No Claim Based on False RVR 20 The filing of a false disciplinary report by a prison official against a prisoner is not a per 21 se violation of the prisoner’s constitutional rights. See Muhammad v. Rubia, 2010 WL 1260425, 22 at *3 (N.D. Cal. Mar. 29, 2010) (“[A] prisoner has no constitutionally guaranteed immunity from 23 being falsely or wrongly accused of conduct which may result in the deprivation of a protected 24 liberty interest. If a prisoner is afforded procedural due process in the disciplinary hearing, 25 allegations of a fabricated charge fail to state a claim under § 1983.”) (internal citation omitted)), 26 aff’d 453 F. App’x 751 (9th Cir. 2011); Harper v. Costa, 2009 WL 1684599, at *2-3 (E.D. Cal. 27 28 5 Heck v. Humphrey, 512 U.S. 477, 487 (1994). 9 1 June 16, 2009) (“Although the Ninth Circuit has not directly addressed this issue in a published 2 opinion, district courts throughout California . . . have determined that a prisoner’s allegation that 3 prison officials issued a false disciplinary charge against him fails to state a cognizable claim for 4 relief under § 1983.”), aff’d 393 F. App’x 488 (9th Cir. 2010). Thus, to the extent Plaintiff 5 alleges a due process violation based on the filing of a false RVR against him, this alone fails to 6 state a Fourteenth Amendment claim. 7 4. No Claim Based on Refusal to Call Witnesses 8 The gravamen of the FAC centers on Plaintiff’s allegations that he acted in self-defense 9 on April 28, 2021. Essentially, Plaintiff disagrees with the finding of guilt for fighting because he 10 was not the instigator of the April 28, 2021 altercation with Mills and maintains he was acting in 11 self-defense. Plaintiff points to his request for witnesses, both in a grievance submitted prior to 12 the May 21, 2021 hearing and at the RVR hearing itself. (Doc. No. 13 at 5 ¶¶ 19, 21). In his 602 13 dated May 3, 2021, Plaintiff states, “I want an IE to interview some witnesses for my process.” 14 (Doc. No. 13 at 45). Plaintiff’s vague reference to “my process,” appears to be a request to prison 15 officials to interview witnesses concerning his claims that Defendants Wiswell, Blancas, and 16 Reyes submitted false reports. There is no reference to his request to have specific witnesses 17 testify at the RVR hearing. 18 Nonetheless, the Court accepts as true the assertion in Plaintiff’s FAC that he requested 19 four witnesses to testify at the RVR hearing but Defendant May “both failed to summon the 20 witnesses requested, and moreover, failed to enter any reason in the findings that would explain 21 the reasoning relied upon for such a denial.” (Id. at 6 ¶ 21). As noted above, due process requires 22 that a prisoner be provided an opportunity at a disciplinary hearing, when consistent with 23 institutional safety and correctional goals, to call witnesses and present documentary evidence in 24 his defense. “The Supreme Court’s decision in Wolff bestows a substantial amount of discretion 25 upon prison officials to decide whether and when to call live witnesses at a disciplinary hearing.” 26 Buren v. Waddle, 2016 WL 5890030, at *2 (E.D. Cal. Oct. 11, 2016). Prison officials may 27 choose to refuse an inmate’s request to call witnesses for reasons of “irrelevance, lack of 28 necessity, or the hazards presented in individual cases.” See Wolff, 418 U.S. at 566. In Wolff the 10 1 court suggested it would be “useful,” but did not require, that prison officials provide written 2 reasons for denying an inmate the right to call live witnesses. Baxter v. Palmigiano, 425 U.S. 3 308, 323 (1976). Meanwhile, “[A]s a general rule, inmates ‘have no constitutional right to 4 confront and cross-examine adverse witnesses’ in prison disciplinary hearings.” Santibanez v. 5 Havlin, 750 F. Supp.2d 1121, 1128 (E.D. Cal. 2010) 6 Here, the FAC alleges that Defendant May did not call any witnesses and provided no 7 reasons for doing so. Initially, the Court notes that Plaintiff does not identify the inmate 8 witnesses he wishes to call or what, if any testimony, they would have offered. Further, the Court 9 notes that Plaintiff was charged with fighting and admitted both in writing and at the hearing that 10 he struck and “knocked down” Inmate Mills. (Doc. No. 13 at 4-5 ¶ 17, id. at 56). While 11 Defendant May denies that Plaintiff made any request for witnesses at the hearing, (see id. at 56), 12 accepting Plaintiff’s averment as true that he did make such a request, the Court finds that 13 Defendant May’s decision to deny such a request would have been justified by irrelevance or lack 14 of necessity because Plaintiff admitted to the conduct that justified the guilty finding for fighting. 15 The Court takes judicial notice that Section 3005(d)(1), with which Plaintiff was charged, 16 prohibits the use of force or violence by inmates: “Inmates shall not willfully commit or assist 17 another person in the commission of an assault or battery to any person or persons, nor attempt or 18 threaten the use of force or violence upon another person.” 15 Cal. Code Regs. § 19 3005(d)(1)). Section 3005(d)(1) does not make an exception for force used in self-defense. See 20 Tooker v. Mak, 2022 WL 2668381, at *9 (N.D. Cal. July 11, 2022), appeal dismissed, 2023 WL 21 387042 (9th Cir. Jan. 9, 2023) (“Prison regulations do not make a distinction between initiating a 22 fight or defending oneself in a fight.” citing 15 Cal. Code Regs. 3005(d)(1)). 23 In view of the “substantial amount of discretion” afforded to prison officials in 24 considering requests for live witnesses, Buren, 2016 WL 5890030 at *2, the Court does not find 25 that Defendant May’s actions rose to the level of a due process violation. Moreover, Defendant 26 May was not required to document his reasons for denying the request for witnesses. Baxter, 425 27 U.S. at 323. 28 //// 11 1 5. No Claims Based on Guilty Finding at Disciplinary Hearing 2 The FAC also contends that Defendant May’s guilty finding at the disciplinary hearing 3 constituted a due process violation. The FAC asserts that under the Fourteenth Amendment, 4 “Plaintiff had a fundamental right to . . . have a decision rendered based on a preponderance of 5 the evidence submitted in connection with the proceedings.” (Doc. No. 13 at 13 ¶ 41). The FAC 6 asserts that the preponderance of the evidence did not support a guilty finding against Plaintiff. 7 While Plaintiff recites the evidentiary standard set forth by the California Code of 8 Regulations6, federal due process requires only that “some evidence” support the decision of the 9 hearing officer. Superintendent v. Hill, 472 U.S. 445, 455 (1985). “The standard is not 10 particularly stringent and the relevant inquiry is whether ‘there is any evidence in the record that 11 could support the conclusion reached’ . . . .” McDaniel v. Chavez, 2014 WL 1333991, at *6 (E.D. 12 Cal. Apr. 3, 2014) (citing Hill, 472 U.S. at 455-56). 13 The FAC does not allege that there was no evidence in the record that could support 14 Plaintiff’s guilty finding; indeed, Plaintiff admits that he struck and knocked down inmate Mills. 15 (Doc. No. 13 at 4-5 ¶ 17, id. at 56). Rather the FAC asserts that Defendant May did not 16 sufficiently weigh evidence that Plaintiff was not the aggressor and was acting in self-defense. 17 This is insufficient to set forth a due process violation. There was clearly, at a minimum “some 18 evidence” to support Defendant May’s finding that Plaintiff was guilty of “fighting” given that 19 Plaintiff admitted to striking Defendant Mills. Defendant May’s decision thus comported with 20 the “some evidence” requirement under the Fourteenth Amendment. See Hill, 427 U.S. at 455. 21 As to the FAC’s allegation that Defendant May was not an “impartial decisionmaker,” this 22 appears to be based primarily on Plaintiff’s disagreement with the guilty finding. (See Doc. No. 23 13 at 7 ¶ 24). However, because the facts alleged reflect that Plaintiff was provided at least the 24 minimum due process required under Wolff, the FAC fails to state a Fourteenth Amendment due 25 process claim based on his guilty finding at the disciplinary hearing. 26 27 28 Cal. Code Regs. tit. 15 § 3320(l) (“Any finding of guilt shall be based upon determination by the official(s) conducting the disciplinary hearing that a preponderance of evidence submitted at the hearing substantiates the charge”). 6 12 1 6. No Claim Based on Failure to Reverse the Guilty Finding 2 Liberally construed, the FAC also alleges that Defendant Martin, the Chief Disciplinary 3 Officer, and Defendant Lt. Martin, who investigate Plaintiff’s allegations of fabricated charges, 4 both violated Plaintiff’s due process rights because they did not sufficiently weigh evidence 5 supporting Plaintiff’s account of the April 28, 2021 incident and ultimately did not reverse 6 Plaintiff’s guilty finding. (Doc. No. 13 at 9-10 ¶¶ 29-31). 7 As noted above, the Court does not find that there was any underlying procedural 8 deficiency in the disciplinary hearing that resulted in Plaintiff being found guilty of fighting. 9 Thus, Defendants Martin and Lt. Martin’s conclusions to that effect were not erroneous. 10 Moreover, the investigation conducted by Defendant Martin was done pursuant to Title 15 of the 11 California Code of Regulations, which governs the administration of state prisons and does not 12 confer a private right of action for inmates to sue to enforce the regulations or to obtain damages. 13 Vasquez v. Tate, 2012 WL 6738167, at *9 (E.D. Cal. Dec. 28, 2012) (finding no federal due 14 process violation based on prison’s failure to comply with Title 15 because no authority 15 establishes the existence of a private right of action). Plaintiff contends that Defendant Martin’s 16 investigation was “carried out and conducted in a manner inconsistent with the purpose for which 17 it is actually intended under the controlling authority (15 CCR)” because, inter alia, Defendant 18 Lt. Martin ignored eyewitness accounts that supported Plaintiff and relied on “fabricated 19 accounts” submitted by Defendants Wiswell, Blancas, and Reyes. (Doc. No. 13 at 9 ¶ 29). Even 20 if Defendant Martin’s investigation was deficient, however, because there is no liberty interest in 21 compliance with state prison regulations or investigations conducted under those regulations, 22 Plaintiff’s allegations of a flawed investigation do not set forth a cognizable federal constitutional 23 violation. 24 Similarly, Plaintiff’s allegation that Defendant Martin, the Chief Disciplinary Officer, 25 failed to take any action in response to the letter from the Office of Internal Affairs does not set 26 forth a due process violation. “A prison official’s denial of a grievance does not itself violate the 27 constitution.” Penton v. Johnson, 2019 WL 6618051, at *6 (E.D. Cal. Dec. 5, 2019) (quoting 28 Evans v. Skolnik, 637 F. App’x 285, 288 (9th Cir. 2015)). “An allegation that a prison official 13 1 inappropriately denied or failed to adequately respond to a grievance, without more, does not 2 state a claim under § 1983.” Evans, 637 F. App’x at 288, citing Ramirez, 334 F.3d at 860 3 (“Ramirez’s claimed loss of a liberty interest in the processing of his appeals does not satisfy this 4 standard, because inmates lack a separate constitutional entitlement to a specific prison grievance 5 procedure.”); see also Alford v. Gyaami, 2015 WL 3488301, at *10 n.2 (E.D. Cal. June 2, 2015) 6 (“Even if prison officials delay, deny, or erroneously screen out a prisoner’s inmate grievance, 7 they have not deprived him of a federal constitutional right.”); Wright v. Shannon, 2010 WL 8 445203, at *5 (E.D. Cal. Feb. 2, 2010) (allegations that prison officials denied or ignored inmate 9 appeals failed to state a cognizable claim under the First Amendment). As noted above, Plaintiff 10 was afforded federally required due process through the disciplinary hearing held on May 21, 11 2021, and any deficiency in Defendant Martin’s response to Plaintiff’s informal appeals does not 12 give rise to a Fourteenth Amendment due process claim. 13 7. No Conspiracy Claim Stated 14 A claim of conspiracy requires specific factual allegations showing two or more persons 15 intended to accomplish an unlawful objective to cause Plaintiff harm and took some concerted 16 action in furtherance thereof. See Gilbrook v. City of Westminster, 177 F.3d 839, 859-61 (9th Cir. 17 1999). Thus, Plaintiff must explicitly allege an agreement between Defendants to deprive him of 18 a constitutional right and conclusory allegations of conspiracy are insufficient to state a § 1983 19 claim. Burns v. Cnty. of King, 883 F.2d 819, 821 (9th Cir. 1989) (per curiam). 20 Here, the FAC alleges no specific facts for the Court to infer Defendants had an 21 agreement to deprive Plaintiff of a right as to support the existence of a conspiracy. Instead, the 22 FAC contains only conclusory allegations that Defendant Martin “acted in a conspiracy with 23 other officials” to deny Plaintiff unspecified “relief to which he was entitled.” (Doc. No. 13 at 8). 24 This conclusory allegation is insufficient to state a claim for relief under § 1983. See Claiborne v. 25 Beebe, 2008 WL 544577, at *3-4 (E.D. Cal. Feb. 26, 2008), report and recommendation adopted, 26 2008 WL 942661 (E.D. Cal. Apr. 7, 2008). Further, even assuming arguendo the FAC contained 27 specific factual allegation to show a conspiracy amongst Defendants, because the Court has 28 determined there is no underlying constitutional violation for Plaintiff's other claims, Plaintiff's 14 1 conspiracy allegations necessarily fail. Lacey v. Maricopa Cnty., 693 F.3d 896, 935 (9th Cir. 2 2012) (“Conspiracy is not itself a constitutional tort under § 1983 . . . [i]t does not enlarge the 3 nature of the claims asserted by the plaintiff, as there must always be an underlying constitutional 4 violation.”) (internal citations omitted). 5 6 For the reasons set forth above, the FAC fails to allege any federal or constitutional violation. 7 B. State Law Claims 8 Finally, the FAC alleges various state law claims under the California Constitution, the 9 Bane Act, and various common law tort causes of action. Although the Court may exercise 10 supplemental jurisdiction over state law claims, Plaintiff must first have a cognizable claim for 11 relief under federal law. 28 U.S.C. § 1367. As Plaintiff has not stated a cognizable claim for 12 relief under federal law, the Court need not analyze those state claims. See, e.g., Smithee v. 13 California Corr. Inst., 2019 WL 3842854, at *8 (E.D. Cal. Aug. 15, 2019) (“because Plaintiffs 14 failed to state a cognizable claim under federal law [ ] the Court declines to expend limited 15 judicial resources analyzing the merits of the state law claims”), report and recommendation 16 adopted, 2019 WL 4260140 (E.D. Cal. Sept. 9, 2019). 17 18 CONCLUSION AND RECOMMENDATION Based on the above, the undersigned finds Plaintiff’s FAC fails to state any cognizable 19 claim. The FAC suffers from many of the same pleading deficiencies that the undersigned 20 identified and explained to Plaintiff in screening his original Complaint. Plaintiff reasserted 21 many of the same claims that were asserted in his Complaint, including due process violations 22 based on the allegedly false RVR, his disciplinary hearing, and the denial of his grievances and 23 appeals. Despite being provided with guidance and the appropriate legal standards, Plaintiff was 24 unable to cure the deficiencies identified above. A plaintiff’s repeated failure to cure a 25 complaint’s deficiencies constitutes “a strong indication that the [plaintiff has] no additional facts 26 to plead.” Zucco Partners, LLC v. Digimarc Corp., 552 F.3d 981, 1007 (9th Cir. 2009) (citation 27 and internal quotation marks omitted). Thus, the undersigned recommends that the district court 28 dismiss the FAC without further leave to amend. McKinney v. Baca, 250 F. App’x 781 (9th Cir. 15 1 2007) (citing Ferdik v. Bonzelet, 963 F.2d 1258, 1261 (9th Cir.1992)) (noting discretion to deny 2 leave to amend is particularly broad where court has afforded plaintiff one or more opportunities 3 to amend his complaint). 4 ACCORDINGLY, it is ORDERED: 5 The Clerk of Court randomly assign this case to a district judge for consideration of these 6 Findings and Recommendation. 7 It is further RECOMMENDED: 8 The First Amended Complaint (Doc. No. 13) be dismissed under § 1915A for failure to 9 state a claim and this case be dismissed. 10 NOTICE TO PARTIES 11 These findings and recommendations will be submitted to the United States district judge 12 assigned to the case pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen (14) 13 days after being served with these findings and recommendations, a party may file written 14 objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 15 Findings and Recommendations.” Parties are advised that failure to file objections within the 16 specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 17 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 18 19 20 Dated: December 28, 2023 HELENA M. BARCH-KUCHTA UNITED STATES MAGISTRATE JUDGE 21 22 23 24 25 26 27 28 16
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