(PC) Heilman v. Viss et al, No. 1:2019cv01654 - Document 21 (E.D. Cal. 2020)
Court Description: ORDER ADOPTING 19 Findings and Recommendations and Dismissing Certain Claims and Defendants signed by District Judge Dale A. Drozd on 7/18/2020. (Jessen, A)
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 THOMAS JOHN HEILMAN, 12 Plaintiff, 13 14 No. 1:19-cv-01654-NONE-SAB (PC) ORDER ADOPTING FINDINGS AND RECOMMENDATIONS v. C. VISS, et.al., 15 (Doc. No. 19) Defendant. 16 17 18 Plaintiff Thomas John Heilman is appearing pro se in this civil rights action brought pursuant 19 to 42 U.S.C. § 1983 against the following five named defendants: Valley State Prison (“VSP”) 20 Correctional Officers Santos, Ruiz, Ladd, and Viss; and VSP Warden Fisher. The matter was referred 21 to a United States Magistrate Judge pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302. 22 On December 11, 2019, the assigned magistrate judge screened plaintiff’s complaint. (Doc. 23 No. 15.) That screening order accurately summarized plaintiff’s allegations, which concern alleged 24 events spanning several days beginning on April 10, 2018 when plaintiff purportedly arrived at VSP 25 for a temporary placement.1 (Doc. 1 at ¶ 1.) Plaintiff had previously been incarcerated at the 26 Correctional Training Facility in Soledad, California. (See id.) 27 28 At this stage of the proceedings, the court accepts as true plaintiff’s allegations in the complaint. (See Doc. No. 1.) 1 1 In his complaint, plaintiff alleges as follows. Plaintiff is 61 years old and suffers from multiple 1 2 medical conditions, including spinal stenosis, degenerative disk disease, and severe arthritis. (Id.) 3 Upon plaintiff’s arrival at VSP, defendant Santos was assigned to escort plaintiff to the receiving area. 4 (Id. at ¶ 2.) During the process of removing plaintiff’s restraints, defendant Santos grasped plaintiff’s 5 left thumb and yanked it up and away from plaintiff’s body, twisting his arm and wrist, and causing 6 plaintiff to suffer intense pain. (Id.) When plaintiff asked defendant Santos to stop, Santos placed a 7 restraint on plaintiff’s left wrist and overtightened the restraint, which were left in place for 10 to 15 8 minutes. (Id. at ¶ 3.) A video recording was made to document plaintiff’s complaints and injuries. 9 Defendant Ruiz recorded the interview of plaintiff and threatened to “fuck Heilman up” if he filed an 10 inmate grievance against defendant Santos. (Id. at ¶ 5.) Plaintiff’s temporary transfer to VSP was carried out to accommodate his appearance at a 11 12 settlement conference in the case of Heilman v. A. Silva, et al., No. 3:13-cv02984-JLS-AGS (S.D. 13 Cal.), in which plaintiff had alleged he was assaulted while housed at R.J. Donovan Correctional 14 Facility in San Diego, California. (Id. at ¶ 6.) Plaintiff was scheduled to appear at the settlement 15 conference in that case on April 12, 2018. (Id. at ¶ 8.) Plaintiff alleges that Ruiz and Ladd withheld 16 his legal materials until April 13, 2018, one day after the Silva case settlement conference. (Id. at ¶ 9.) 17 Plaintiff also alleges that, as a result, he felt compelled to accept a settlement in that case while under 18 duress and undue influence. (Id.) Plaintiff also claims he was later placed in the administrative segregation unit at VSP, even 19 20 though he did not engage in any acts of disciplinary misconduct. (Id. at ¶ 11.) While there, Viss, 21 Ladd, and Fisher subjected plaintiff to procedures implemented under the “Guard One” suicide 22 prevention protocols, even though plaintiff was not suicidal. (Id.) Among other things, plaintiff 23 alleges that while he was in administrative segregation, Viss took every opportunity to awaken 24 plaintiff from sleep at night by shining a high-powered type flashlight directly into plaintiff’s face and 25 by banging his fist or foot against the cell door. (Id. at ¶ 14.) This took place approximately twice per 26 hour during Viss’s eight-hour shift. (Id.) Plaintiff alleges that he became disoriented and confused 27 from the sleep deprivation and began to hallucinate, and to suffer depression and anxiety. (Id.) When 28 ///// 2 1 plaintiff confronted Defendant Viss about disturbing his sleep, Viss stated he was “ordered” to awaken 2 plaintiff in implementing the “Guard One” suicide prevention protocols. (Id. at ¶ 15.) 3 Defendant Ladd was the Captain of the administrative segregation unit at VSP during the 4 relevant time period. (Id. at ¶ 16.) Defendant Ladd interviewed plaintiff about his complaints against 5 Defendant Viss and others. (Id.) Plaintiff advised Ladd of the inappropriate conditions and told Ladd 6 that he would file a lawsuit if the conduct continued. (Id.) Ladd stated, “Go ahead and try. A lot of 7 inmates have filed against us for waking them up at night. None of them have ever won!” (Id.) At 8 one point after plaintiff spoke to Ladd, Ladd was seen conferring with Warden Fisher, who was 9 visiting administrative segregation. (Id.) Plaintiff alleges that Fisher failed to oversee properly the 10 11 implementation of the “Guard One” policy as to individuals who are not suicidal. (Id. at ¶ 17.) The December 11, 2019, screening order found that plaintiff had stated cognizable claims 12 against defendant Santos for excessive use of force and against defendant P. Ruiz for retaliation in 13 violation of the First Amendment. (Doc. No. 15.) The screening order also concluded that the 14 following claims were not cognizable as pled by plaintiff: 15 - Plaintiff’s First Amendment retaliation claim against Ruiz and Ladd for withholding legal 16 property failed to state a claim because plaintiff failed to set forth facts giving rise to an 17 inference of retaliatory motive; 18 - Plaintiff’s interference with access to the courts claim, also premised upon Ruiz’s and 19 Ladd’s alleged withholding of legal property, was not cognizable because plaintiff failed to 20 show that he suffered an actual injury in the form of actual prejudice to the resolution of a 21 non-frivolous legal claim; 22 - 23 24 Plaintiff’s Eighth Amendment claim premised upon sleep deprivation did not allege sufficiently pervasive deprivation to make out a claim under existing precedent; - To the extent plaintiff alleged that the Guard One checks constituted a violation of his 25 rights even when those checks were conducted in a manner consistent with the Guard One 26 policy, plaintiff cannot bring a claim independent of the existing class action lawsuit 27 concerning those checks, see Coleman v. Schwarzenegger, 922 F. Supp. 2d 882 (E.D. Cal. 28 2009) (concerning claims brought originally in the mid-1990s on behalf of California state 3 1 prisoners suffering from serious mental illnesses, challenging prison conditions, including 2 mental health care and solitary confinement), and must instead seek to intervene in the 3 Coleman case; and - 4 place at different institutions were improperly joined. 5 6 Unrelated claims included in the complaint pertaining to conduct which allegedly took (Id. at 5–9.) 7 The magistrate judge offered plaintiff the option to either file a first amended complaint or 8 notify the court in writing of his willingness to proceed only on the cognizable claims. (Id. at 10.) On January 16, 2020, plaintiff notified the court of his willingness to proceed only on the 9 10 claims found to be cognizable in the screening order of December 11, 2019. (Doc. No. 18.) On January 17, 2020, the magistrate judge issued findings and recommendations 11 12 recommending that this action proceed on plaintiff’s excessive use of force claim against defendant 13 Santos and retaliation claim against defendant P. Ruiz, and that all other claims and defendants be 14 dismissed from the action for failure to state cognizable claims for relief. (Doc. No. 18.) The findings 15 and recommendations were served on plaintiff and contained notice that objections were due within 16 fourteen days. No objections were filed and the time to do so has expired. 17 In accordance with the provisions of 28 U.S.C. § 636 (b)(1)(B) and Local Rule 304, this court 18 has conducted a de novo review of this case. Having carefully reviewed the entire file, the court finds 19 the conclusions contained within the F&Rs to be supported by the record and proper analysis. The 20 court also adopts the reasoning presented in F&Rs and within the December 11, 2019, screening order, 21 with one addition, as follows: To the extent plaintiff sought to pursue a claim here (i.e., independent 22 of the claims presented in the Coleman case) based upon the theory that the Guard One policy itself is 23 inherently unconstitutional, the defendants would be entitled to qualified immunity as to such a 24 claim. See Rico v. Beard, No. 2:17-cv-1402-KJM-DBP, 2019 WL 1036075, at *2 (E.D. Cal. Mar. 5, 25 2019) (finding defendants “are entitled to qualified immunity because they were carrying out a facially 26 valid court order in instituting the Guard One system”). 27 ///// 28 ///// 4 1 Accordingly, 2 1. The January 17, 2020 findings and recommendations (Doc. No. 19) are adopted; 3 2. This action shall proceed on plaintiff’s excessive claim against defendant Santos and retaliation claim against defendant P. Ruiz; 4 5 3. cognizable claim for relief; and 6 7 All other claims and defendants are dismissed from the action for failure to state a 4. This action is referred back to the assigned magistrate judge for further proceedings. 8 9 10 IT IS SO ORDERED. Dated: July 18, 2020 UNITED STATES DISTRICT JUDGE 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 5
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