(PC) Gonzales v. California Department of Corrections and Rehabilitation et al, No. 1:2019cv01467 - Document 14 (E.D. Cal. 2020)
Court Description: FINDINGS and RECOMMENDATIONS recommending that This action proceed on Plaintiffs first amended complaint, filed on March 24, 2020 against Defendants Diaz, Song, Mitchell, and DOES 1-50, in their official capacities for purposes of injunctive relief, for deliberate indifference to Plaintiffs serious medical needs in violation of the Eighth Amendment, and for discrimination based on Plaintiffs transgender status under the Fourteenth Amendments Equal Protection Clause re 12 referred to Judge Ishii; New Case Number 1:19-cv-01467 AWI-BAM (PC), signed by Magistrate Judge Barbara A. McAuliffe on 4/13/2020. Objections to F&R due 14-Day Deadline (Martin-Gill, S)
Download PDF
<![CDATA[
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 GIOVANNI GONZALES (Aka Sharon Gonzales), 12 Plaintiff, 13 Case No. 1:19-cv-01467-BAM (PC) ORDER DIRECTING CLERK OF COURT TO RANDOMLY ASSIGN DISTRICT JUDGE TO ACTION v. 14 CALIFORNIA DEPARTMENT OF CORRECTIONS AND REHABILITATION, et al., 15 16 FINDINGS AND RECOMMENDATIONS REGARDING DISMISSAL OF CERTAIN CLAIMS AND DEFENDANTS (ECF No. 12) Defendants. 17 FOURTEEN (14) DAY DEADLINE 18 Plaintiff Giovanni Gonzales, aka Sharon Gonzales (“Plaintiff”),1 is a state prisoner 19 20 proceeding pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. 21 Plaintiff’s first amended complaint, filed on March 24, 2020, is currently before the Court for 22 screening. (ECF No. 12.) 23 I. Screening Requirement and Standard 24 The Court is required to screen complaints brought by prisoners seeking relief against a 25 governmental entity and/or against an officer or employee of a governmental entity. 28 U.S.C. 26 § 1915A(a). Plaintiff’s complaint, or any portion thereof, is subject to dismissal if it is frivolous 27 28 1 Plaintiff was born female but is a transgender man. For purposes of this screening order, where a pronoun is used to identify Plaintiff, the pronouns “he” and “his” will be used. 1 1 or malicious, if it fails to state a claim upon which relief may be granted, or if it seeks monetary 2 relief from a defendant who is immune from such relief. 28 U.S.C. §§ 1915A(b). A complaint must contain “a short and plain statement of the claim showing that the 3 4 pleader is entitled to relief . . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not 5 required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere 6 conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell 7 Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). While a plaintiff’s allegations are taken 8 as true, courts “are not required to indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, 9 Inc., 572 F.3d 677, 681 (9th Cir. 2009) (internal quotation marks and citation omitted). 10 To survive screening, Plaintiff’s claims must be facially plausible, which requires 11 sufficient factual detail to allow the Court to reasonably infer that each named defendant is liable 12 for the misconduct alleged. Iqbal, 556 U.S. at 678 (quotation marks omitted); Moss v. U.S. 13 Secret Serv., 572 F.3d 962, 969 (9th Cir. 2009). The sheer possibility that a defendant acted 14 unlawfully is not sufficient, and mere consistency with liability falls short of satisfying the 15 plausibility standard. Iqbal, 556 U.S. at 678 (quotation marks omitted); Moss, 572 F.3d at 969. 16 II. Plaintiff’s Allegations 17 Plaintiff is currently housed at Central California Women’s Facility at Chowchilla 18 (“Chowchilla”), where the events detailed in the complaint are alleged to have occurred. Plaintiff 19 names the following defendants: (1) Ralph Diaz, Secretary of California Department of 20 Corrections and Rehabilitation; (2) Grace Song, Deputy Medical Executive; (3) Robert Mitchell, 21 Chief Medical Executive; (4) C. Pierini, Chief Support Executive; (5) S. Gates, Chief Health Care 22 Correspondence and Appeals Policy and Risk Management Services, and DOES 1-50 (State Wide 23 Medical Authorization review Team (“SMART”), Gender Affirming Surgery Review Committee 24 (“GASRC”). The FAC asserts two claims under 42 U.S.C. § 1983, both arising from the denial 25 of plaintiff’s requests for medically necessary SRS for deliberate indifference to plaintiff’s 26 serious medical needs in violation of the Eighth Amendment, and for discrimination based on 27 plaintiff’s transgender status under the Fourteenth Amendment’s Equal Protection Clause. 28 Plaintiff sues Defendant Diaz, Song, Mitchell, Pierini, and Gates in their official capacities. 2 1 He alleges that Defendant Diaz is the Secretary of CDCR responsible for and with 2 authority for the operation of CDCR including the administration of health care and policies 3 governing health care. Defendant Song is the Deputy Medical Executive of Utilization 4 Management (“UM”) and served as the chair of the statewide medical authorization review team 5 (SMART) and the General Affirming Surgery Committee (GASRC). In February 2019, 6 Defendant Song announced the final denial of Plaintiff’ sex reassignment surgery request. 7 Defendant Robert Mitchell is the Chief Medical Executive of CCWF. In March 2019, Defendant 8 Mitchell also announced the denial of Plaintiff’s sex reassignment surgery. Defendant C. Pierini 9 was the chief support executive and had ultimate authority over Plaintiff’s request for intervention 10 over his sex reassignment surgery and denied reassignment on Plaintiff’s grievance. Defendant 11 Gates was the Chief Health Care correspondence and appeals branch policy and risk management 12 services. In July 2019, Defendant Gates announced the final denial of Plaintiff’s grievance at the 13 headquarters level for Plaintiff’s request for SRS. 14 Plaintiff, a transgender man, suffers from severe gender dysphoria. Since 2017, Plaintiff 15 has received hormone replacement therapy to treat his condition, but it has not adequately 16 reduced his symptoms of gender dysphoria. Plaintiff suffers from severe anxiety, depression and 17 distress caused by the incongruity between his body and his gender identity. Plaintiff was born 18 Sharon Gonzales and as a child, when Plaintiff displayed masculine behaviors, Plaintiff would be 19 punished and required to wear girl’s clothing. Plaintiff has always presented himself as a man 20 while in CDCR, even though he is housed at Central California Women’s Correctional Facility. 21 In 2015, Plaintiff was diagnosed with gender dysphoria and his doctors determined it was 22 medically necessary for him to receive treatment. Plaintiff began hormone replacement therapy 23 in the form of testosterone injections. Plaintiff has experienced side effects from the hormone 24 replacement therapy of increased breast size, which worsened his gender dysphoria. Plaintiff has 25 been binding his chest, to flatten his chest, to more closely conform to his gender identity. 26 Plaintiff is suffering suicidal ideation because of the physical changes caused by the hormone 27 therapy. 28 In 2018, Plaintiff asked his primary care physician if Plaintiff would be considered for 3 1 SRS. Plaintiff physician confirmed Plaintiff’s eligibility. Plaintiff has not obtained adequate 2 masculinization of his body through the hormone treatments alone, which he has reported 3 numerous times to his treating physician. Plaintiff exhibits symptoms of severe anxiety and 4 depression related to gender dysphoria. Plaintiff provides a list of the mental anguish that persons 5 with gender dysphoria can have and that the insurance companies are required to offer coverage 6 for health care treatment related to gender transition, including SRS. 7 On November 27, 2018, Plaintiff’s treating psychologist completed the CDCR “Institution 8 Evaluation for Consideration of Sex Reassignment Surgery.” On September 17, Plaintiff’s 9 primary care physician submitted the request for services for Plaintiff’s SRS indicting that 10 Plaintiff had been on hormones and indicating the Plaintiff wants to be male and Plaintiff 11 requested SRS. On February 5, 2019, Defendant Song along with the SMART and GASRC 12 denied Plaintiff’s request for SRS despite Plaintiff’s well-documented severe gender dysphoria 13 and resulting mental anguish, on the grounds that it was not medically necessary, and the 14 hormone therapy provided significant relief and is adequate treatment. The denial of Plaintiff’s 15 request for SRS was accompanied by a letter which used the wrong pronoun of “their” instead of 16 Plaintiff’s pronoun of “his” and caused an increase in Plaintiff’s gender dysphonia. The letter 17 exhibits an on-going deliberate indifference to Plaintiff’s serious medical condition. Defendants 18 have failed to take any reasonable measures to address Plaintiff’s ongoing mental distress as a 19 result of Plaintiff’s gender dysphoria, which is not fully addressed by the hormone therapy 20 Plaintiff is receiving. 21 Plaintiff alleges that following his denial by SMART and GASRC for SRS, Plaintiff filed 22 a grievance. That grievance was denied by Defendant C. Perini and denied at the next level by 23 Defendant S. Gates. After being denied, Plaintiff had to go on medication to deal with his 24 anxiety. Plaintiff alleges that he has been documented to have gender dysphoria, has been in 25 hormone treatment since 2017 and despite 2 years of treatment therapy, Plaintiff has serious 26 mental distress and adverse physical side effects. 27 28 Plaintiff alleges he has been denied medically necessary surgery in violation of Equal Protection by imposing a disparate procedure that inhibit access to medically necessary treatment 4 1 raised on gender or transgender status. The 2016 Sex Reassignment Surgery (“SRS guidelines”) 2 policy established 11 criteria for consideration as part of the review by CDCR to determine 3 whether to grant or deny SRS depending on factors that are unrelated to whether SRS is 4 medically necessary. As a matter of CDCR policy, the GASRC is instructed to reject requests for 5 SRS from a patient who does not have at least 2 years remaining before his/her anticipated parole 6 of release date, regardless of whether the SRS is medically necessary. The SRS guidelines 7 require the GASRC to consider criteria related to housing and confinement, including whether the 8 patient can be expected to successfully and safely transfer and adjust medically and 9 psychologically to confinement postoperatively. Under the 2016 SRS guidelines, custody factors 10 alone can be the basis for denying requests for SRS from prisoners for reasons entirely unrelated 11 to whether the treatment is medically necessary. This criteria conflicts with WPATH’s2 12 prohibition of considering housing to determine access to medically necessary treatment for 13 gender dysphoria. Another criterion is that patients who are not approved for SRS are barred from 14 making another application for a year, regardless of whether SRS is medically necessary. A 15 patient should not have to wait a year if SRS is medically necessary. SRS is categorically 16 excluded under Title 15 as a procedure that is excluded from treatment under Title 15, §3350.1.3 17 Only the SRS requests are required to go to the GASRC and SMART review process. Under the 18 temporary amendment to Title 15, the primary care physician and the UM committee are 19 prohibited from recommending approval or denial for SRS surgery. By comparison, other 20 treatment that may be deemed medically necessary for cisgender people, such as bilateral 21 mastectomy, hysterectomy, cystocele or rectocele, would be reviewed under a different process 22 23 24 25 26 27 28 2 The World Professional Association for Transgender Health (WPATH). See https://www.wpath.org/ (website last visited April 13, 2020). Former Section 3350.1 identified vaginoplasty as a surgery “that is not medically or clinically necessary [and] shall not be provided,” except to correct cystocele or rectocele in cisgender women. See e.g., McQueen v. Brown, No. 215CV2544 JAM AC P, 2019 WL 949442, at *8 (E.D. Cal. Feb. 27, 2019), report and recommendation adopted, No. 215CV2544 JAM AC P, 2019 WL 2491271 (E.D. Cal. June 14, 2019). However, on July 18, 2018, before plaintiff filed his complaint, CDCR enacted emergency regulations amending Section 3350.1 to, inter alia, remove vaginoplasty from the “not medically necessary” list. Section 3350.1 was then renumbered to change without regulatory effect renumbering former section 3350.1 to new subsections 3999.200(b)-(d) filed 8-6-2018 pursuant to section 100, title 1, California Code of Regulations (Register 2018, No. 32). 3 5 1 that allows a treating physician to provide and institutional and medical administration to 2 recommend the medically necessary treatment. CDCRs policies do not prohibit medical 3 professionals from recommending other kinds of medically necessary treatment, even for 4 treatment explicitly excluded under 15 CCR 3350.1. Plaintiff alleges that the new policy for 5 evaluating requests for SRS is more onerous than the previous Title 15 policy and prohibits a 6 patient’s treatment provider and institution’s UM Committee from recommending medically 7 necessary treatment. The new policy for evaluating requests for SRS does not give any weight to 8 the treating medical care provider, who had previously began recommending SRS as a treatment 9 for patients with gender dysphoria. In response, with the 2016 guidelines and the Title 15 10 temporary amendment, CDCR took away the power of treating medical providers and UM 11 Committees to recommend SRS. SRS is categorically excluded. For SRS, CDCR has a policy 12 that transgender and other non-cisgender prisoners seeking treatment for gender dysphoria to 13 undergo a different and much more onerous process than the one required of cisgender inmates 14 seeking the same procedures. (ECF No. 12 p.15.) The regulation is facially discriminatory 15 against transgender and non-cisgender prisoners seeking treatment for gender dysphoria because 16 it makes medically necessary surgeries unavailable for such prisoner but allows treatment for 17 cisgender prisoners (e.g., hysterectomy, bilateral mastectomy). (ECF No. 12 p.16.) Each 18 Defendant applied the statute to discriminate against Plaintiff on basis of his gender and 19 transgender status. In considering Plaintiff’s need for SRS, each defendant failed to consider the 20 specific circumstances of Plaintiff’s gender dysphoria and need for SRS. Each defendant based 21 their conclusions or procedures and criteria they would not have considered in determining the 22 medical necessary treatment for cisgender prisoners. Defendants intentionally treat Plaintiff 23 differently from cisgender prisoner seeking treatment because of Plaintiff’s gender and 24 transgender status and is held to a more onerous standard than prisoners assigned female at birth. 25 The difference in treatment between transgender prisoner and cisgender prisoner does not further 26 any important government interest. 27 Plaintiff suffers severe anxiety and depression because despite having lived his life as a 28 man, and receiving hormone therapy since April 2017, Plaintiff is forced to live in a body with 6 1 female anatomy that does not match Plaintiff’s deeply rooted identity. The testosterone therapy 2 Plaintiff receives is causing other health complications which exacerbate his symptoms of gender 3 dysphoria. 4 Plaintiff asks for injunctive relief enjoining Defendants to provide Plaintiff with medically 5 necessary surgeries to treat his gender dysphoria; injunctive relief declaring CDCR and CCH 6 policy regarding SRS as treatment for gender dysphoria, and the temporary amendments to the 7 CCR Title 15 §3550.1(c), as unconstitutional on its face and as applied to Plaintiff; reasonable 8 attorney fees and other relief as the court deems appropriate. 9 III. Discussion 10 A. Official vs. Personal Capacity Suit 11 The Eleventh Amendment bars suits for money damages in federal court against state 12 officials in their official capacity. Aholelei, 488 F.3d at 1147. However, it does not bar official 13 capacity suit for prospective relief, Wolfson v. Brammer, 616 F.3d 1045, 1065-66 (9th Cir. 2010); 14 nor does it bar suit for damages against state officials in their personal capacities. Hafer v. Melo, 15 502 U.S. 21, 30, 112 S.Ct. 358, 116 L.Ed.2d 301 (1991); Porter v. Jones, 319 F.3d 483, 491 (9th 16 Cir. 2003). 17 “Personal-capacity suits ... seek to impose individual liability upon a government officer 18 for actions taken under color of state law.” Hafer, 502 U.S. at 25, 112 S.Ct. 358; Suever v. 19 Connell, 579 F.3d 1047, 1060-61 (9th Cir. 2009). Where a plaintiff is seeking damages against a 20 state official and the complaint is silent as to capacity, a personal capacity suit is presumed given 21 the bar against an official capacity suit. Shoshone-Bannock Tribes v. Fish & Game Comm'n, 42 22 F.3d 1278, 1284 (9th Cir. 1994); Price v. Akaka, 928 F.2d 824, 828 (9th Cir. 1991). 23 A claim for prospective injunctive relief against a state official in his official capacity is 24 not barred by the Eleventh Amendment provided the official has authority to implement the 25 requested relief. Will v. Michigan Dept. of State Police, 491 U.S. 58, 92, 109 S.Ct. 2304, 105 26 L.Ed.2d 45 (1989); accord, Rouser v. White, 707 F.Supp.2d 1055, 1066 (E.D. Cal. 2010) (proper 27 defendant for injunctive relief in suit seeking implementation of CDCR policy is the CDCR 28 Secretary in his official capacity). To the extent that Plaintiff's request for “such other relief as the 7 1 court finds appropriate in the interest of justice” might be construed to seek money damages, a 2 personal capacity suit would be presumed. However, Plaintiff asks for injunctive relief enjoining 3 Defendants to provide Plaintiff with medically necessary surgeries to treat his gender dysphoria; 4 injunctive relief declaring CDCR and CCH policy regarding SRS as treatment for gender 5 dysphoria, and the temporary amendments to the CCR Title 15 §3550.1(c), as unconstitutional on 6 its face and as applied to Plaintiff. Since it appears that the predominant relief Plaintiff seeks is 7 prospective, official capacity claims would be allowed. Plaintiff sues Defendant Diaz, Song, and 8 Mitchell, are sued in their official capacities. 9 Plaintiff does not state in what capacity DOES 1-50 are sued. Plaintiff was previously 10 informed that he must state the capacity of each defendant. Plaintiff has not cured this deficiency 11 and dismissal will be recommended for DOES 1-50 personal capacities. As discussed below in 12 the Eighth Amendment claim, Plaintiff has failed to state facts for personal capacity against any 13 defendant and therefore may proceed against DOES 1-50 solely in official capacities. 14 B. Eighth Amendment 15 Deliberate indifference to the serious medical needs of an inmate is “cruel and unusual 16 punishment” under the Eighth Amendment. See Estelle v. Gamble, 429 U.S. 97, 104-06, 97 S.Ct. 17 285, 50 L.Ed.2d 251 (1976). To demonstrate deliberate indifference, “plaintiffs must show that 18 [prison officials] were (a) subjectively aware of the serious medical need and (b) failed to 19 adequately respond.” Conn v. City of Reno, 591 F.3d 1081, 1096 (9th Cir. 2010), vacated, 563 20 U.S. 915, 131 S.Ct. 1812, 179 L.Ed.2d 769 (2011), reinstated in relevant part, 658 F.3d 897 (9th 21 Cir. 2011). 22 Gender dysphoria is a serious medical condition, and the failure to provide medically 23 necessary treatment for gender dysphoria violates the Eighth Amendment. Edmo v. Corizon, 935 24 F.3d 757, 785 (9th Cir. 2019). Assuming the medical need is “serious,” a plaintiff must show that 25 the defendant acted with deliberate indifference to that need. Estelle v. Gambel, 429 U.S. 97, 104, 26 97 S.Ct. 285, 50 L.Ed.2d 251 (1976). “Deliberate indifference is a high legal standard.” Toguchi 27 v. Chung, 391 F.3d 1051, 1060 (9th Cir. 2004). It entails something more than medical 28 malpractice or even gross negligence. Id. Deliberate indifference exists when a prison official 8 1 “knows of and disregards an excessive risk to inmate health or safety; the official must both be 2 aware of the facts from which the inference could be drawn that a substantial risk of serious harm 3 exists, and he must also draw the inference.” Farmer v. Brennan, 511 U.S. 825, 837, 114 S.Ct. 4 1970, 128 L.Ed.2d 811 (1994). Deliberate indifference exists when a prison official “den[ies], 5 delay[s] or intentionally interfere[s] with medical treatment, or it may be shown by the way in 6 which prison officials provide medical care.” Crowley v. Bannister, 734 F.3d 967, 978 (9th Cir. 7 2013) (internal quotation marks and citation omitted). 8 9 Critically, “a difference of opinion between a physician and the prisoner -- or between medical professionals -- concerning what medical care is appropriate does not amount to 10 deliberate indifference.” Snow v. McDaniel, 681 F.3d 978, 987 (9th Cir. 2012) (citing Sanchez v. 11 Vild, 891 F.2d 240, 242 (9th Cir. 1989)), overruled on other grounds by Peralta v. Dillard, 744 12 F.3d 1076, 1083 (9th Cir. 2014). Instead, to establish deliberate indifference in the context of a 13 difference of opinion between a physician and the prisoner or between medical providers, the 14 prisoner “ ‘must show that the course of treatment the doctors chose was medically unacceptable 15 under the circumstances’ and that the defendants ‘chose this course in conscious disregard of an 16 excessive risk to plaintiff's health.’ ” Id. at 988 (quoting Jackson v. McIntosh, 90 F.3d 330, 332 17 (9th Cir. 1996)). In other words, where there has been some arguably appropriate treatment, 18 deliberate indifference cannot be established merely by showing disagreement with the physician; 19 rather, it requires showing that the defendant chose a course of treatment knowing that it was 20 inappropriate. 21 An inmate challenging denial of treatment must allege that the denial “was medically 22 unacceptable under the circumstances” and made “in conscious disregard of an excessive risk to 23 [the inmate]'s health.” Rosati v. Igbinoso, 791 F.3d 1037, 1039 (9th Cir. 2015) (quoting Jackson 24 v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996)). For the purposes of litigation in one case, the 25 State of California conceded that gender dysphoria equates to a serious medical need. Rosati v. 26 Igbinoso, 791 F.3d 1037, 1039 n.2 (9th Cir. 2015) (per curiam). The Ninth Circuit has held that a 27 blanket denial of hormone replacement therapy and/or SRS equates to deliberate indifference. Id., 28 at 1039-1040 (citing Colwell v. Bannister, 763 F.3d 1060, 1063 (9th Cir. 2014) (holding that the 9 1 “blanket, categorical denial of medically indicated surgery solely on the basis of an administrative 2 policy that one eye is good enough for prison inmates is the paradigm of deliberate indifference” 3 (internal quotation marks omitted)). Courts of Appeals appear to agree that neither hormone 4 therapy nor any other particular treatment is required to treat gender dysphoria, but that a per se 5 administrative rule barring a particular treatment constitute deliberate indifference where such 6 treatment may be appropriate. See, e.g., Mitchell v. Kallas, 895 F.3d 492, 501 (7th Cir. 2018); 7 Kosilek v. Spencer, 774 F.3d 63, 91 (1st Cir. 2014) (en banc); Fields v. Smith, 653 F.3d 550, 554- 8 59 (7th Cir. 2011). 9 While Plaintiff alleges he is having side effects from the current hormone treatment, there 10 is no allegation any defendant sued in their individual capacity has been informed of side effects 11 or that Plaintiff informed any Defendant sued in their individual capacity that the treatment was 12 ineffectual. Plaintiff has not named any medical practitioner for deliberate indifference for the 13 side effects of hormone treatment. Succinctly put, Plaintiff's desire for a treatment different from 14 that which he is receiving is insufficient to state a cognizable claim under the Eighth Amendment. 15 The disagreement with a defendant's professional judgment concerning the medical care that is 16 most appropriate under the circumstances—which is all that Plaintiff's allegations show—is 17 insufficient to state a cognizable claim under the Eighth Amendment. Hamby v. Hammond, 821 18 F.3d 1085, 1092 (9th Cir. 2016). 19 Plaintiff alleges, however, that the policy itself is deliberately indifferent. Plaintiff alleges 20 a per se administrative rule barring treatment.4 See Edmo v. Corizon, Inc., 935 F.3d 757 (9th Cir. 21 2019) (the Ninth Circuit recognized that failing to provide medically necessary treatment for 22 gender dysphoria may violate the Eighth Amendment’s prohibition of cruel and unusual 23 punishment). There is a mechanism for review and approval of claims of medically necessary 24 treatment, but Plaintiff alleges that the policy precludes both his treating physician and the UM 25 Committee from providing input as to the medical necessity of SRS for Plaintiff or any person 26 4 27 28 Indeed, 15 CCR §3999.200 does not proscribe sex/gender reassignment surgery, as long as it is medically necessary: “The Department shall only provide patients with the health care services that are medically necessary. Such services may be subject to approval or disapproval by the licensed medical, mental health or dental care supervisors, or one or more” committees. 10 1 requesting SRS. The policy includes factors which are unrelated to medical necessity and are used 2 to preclude SRS even when SRS is medically necessary. Liberally construing Plaintiff’s amended 3 complaint, Plaintiff has stated a cognizable claim for official capacity that the policy is facially 4 and as applied deliberately indifferent. Fourteenth Amendment – Equal Protection 5 C. 6 “The Equal Protection Clause of the Fourteenth Amendment commands that no State shall 7 ‘deny to any person within its jurisdiction the equal protection of the laws,’ which is essentially a 8 direction that all persons similarly situated should be treated alike.” City of Cleburne v. Cleburne 9 Living Center, Inc., 473 U.S. 432, 439 (1985) (citation omitted). To state a claim under the Equal 10 Protection Clause, Plaintiff must allege facts sufficient to support the claim that prison officials 11 intentionally discriminated against him based on his membership in a protected class. Hartmann, 12 707 F.3d at 1123; Serrano v. Francis, 345 F.3d 1071, 1082 (9th Cir. 2003); Thornton v. City of St. 13 Helens, 425 F.3d 1158, 1166-67 (9th Cir. 2005); Lee v. City of Los Angeles, 250 F.3d 668, 686 14 (9th Cir. 2001). 15 A plaintiff must allege that: (1) the plaintiff is a member of an identifiable class; (2) the 16 plaintiff was intentionally treated differently from others similarly situated; and (3) there is no 17 rational basis for the difference in treatment. Village of Willowbrook, 528 U.S. at 564, 120 S.Ct. 18 1073. Further, to establish a violation of the Equal Protection Clause, the prisoner must allege 19 discriminatory intent. See Washington v. Davis, 426 U.S. 229, 239-240, 96 S.Ct. 2040, 48 20 L.Ed.2d 597 (1976); Serrano, 345 F.3d at 1081-82; Freeman v. Arpio, 125 F.3d 732, 737 (9th Cir. 21 1997). 22 The Ninth Circuit has recognized that discrimination against an individual based on his or 23 her transgender status is actionable under the Equal Protection Clause under an intermediate 24 scrutiny standard. Karnoski v. Trump, 926 F.3d 1180, 1202 (9th Cir. 2019) (military); accord, 25 Norsworthy v. Beard, 87 F. Supp. 3d 1104, 1119-21 (N.D. Cal. Mar. 31, 2015) (CDCR 26 classification making it “more difficult” for a transgender female inmate to receive vaginoplasty 27 than it is for a cisgender female inmate is discriminatory and subject to intermediate scrutiny 28 under the Equal Protection Clause), dismissing and remanding appeal, Norsworthy v. Beard, 802 11 1 F.3d 1090 (9th Cir. 2015) (appeal deemed moot due to inmate’s release from custody); McQueen 2 v. Brown, 2018 WL 1875631, at *3, 2018 U.S. Dist. LEXIS 66377, at *8-9 (E.D. Cal. Apr. 19, 3 2018), report and recommendation adopted, 2018 WL 2441713, 2018 U.S. Dist. LEXIS 91170 4 (E.D. Cal. May 31, 2018) (Case No. 2:15-cv-2544 JAM AC P) (prison inmate); Duronslet v. 5 County of Los Angeles, 266 F. Supp.3d 1213, 1221-23 (C.D. Cal. 2017) (county restrooms); F.V. 6 v. Barron, 286 F. Supp. 3d 1131 (D. Idaho Mar. 5, 2018) (birth certificates). 7 Plaintiff claims he is being treating differently than cisgender persons, who are getting 8 medically necessary surgeries. Plaintiff alleges that transgender people are being discriminated 9 against because the policy precludes treating physicians or the UM Committees from making the 10 finding that SRS is medically warranted. Plaintiff alleges he is being treated unequally because 11 other kinds of medically necessary treatments can be recommended by a physician but that solely 12 SRS treatment cannot be recommended. A woman seeking surgeries (e.g. mastectomy, 13 hysterectomy, ovariectomy, vaginectomy) would be permitted to demonstrate that the medical 14 services were medically necessary, but Plaintiff is not likewise permitted to demonstrate that SRS 15 is medically necessary. Liberally construing the first amended complaint, Plaintiff states a 16 cognizable claim that the policy is discriminatory based on Plaintiff’s transgender status. 17 D. Grievance/Complaint Process 18 Plaintiff alleges that Defendants Pierini and Gates could have failed to approve the 19 grievances Plaintiff filed challenging the denial of his requested SRS surgery. However, Plaintiff 20 cannot pursue any claims against prison staff based solely on the processing and review of his 21 inmate appeals. Plaintiff does not have a constitutionally protected right to have his appeals 22 accepted or processed. Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir.2003); Mann v. Adams, 23 855 F.2d 639, 640 (9th Cir.19 88). The prison grievance procedure does not confer any 24 substantive rights upon inmates and actions in reviewing appeals cannot serve as a basis for 25 liability under section 1983. Buckley v. Barlow, 997 F.2d 494, 495 (8th Cir.1993); see also 26 Wright v. Shannon, No. 1:05-cv-01485-LJO-YNP PC, 2010 WL 445203, at *5 (E.D. Cal. Feb. 2, 27 2010) (plaintiff’s allegations that prison officials denied or ignored his inmate appeals failed to 28 state a cognizable claim under the First Amendment). Denial or refusal to process a prison 12 1 grievance is not a constitutional violation. Rushdan v. Gear, No. 1:16-cv-01017-BAM (PC), 2018 2 WL 2229259, at *6 (E.D. Cal. May 16, 2018). Accordingly, Plaintiff fails to state a cognizable 3 claim against Defendant Pierini and Gates arising out of the screening, investigation or processing 4 of his grievances or complaints. 5 E. DOE Defendants 6 Plaintiff names Doe defendants in this action. However, unidentified, or “John/Jane Doe” 7 defendants must be named or otherwise identified before service can go forward. “As a general 8 rule, the use of ‘John Doe’ to identify a defendant is not favored.” Gillespie v. Civiletti, 629 F.2d 9 637, 642 (9th Cir. 1980). Plaintiff is advised that John Doe or Jane Doe defendants cannot be 10 served by the United States Marshal until Plaintiff has identified them as actual individuals and 11 amended his complaint to substitute names for John Doe or Jane Doe. For service to be 12 successful, the Marshal must be able to identify and locate defendants. As a result, Plaintiff will 13 have to identify each Doe defendant before the complaint can be served on those defendants. 14 F. Intentional Infliction of Emotional Distress 15 Plaintiff alleges that when the Defendants returned his denial of the SRS surgery, the SRS 16 denial was accompanied by a letter which used the wrong pronoun of “their” instead of Plaintiff’s 17 pronoun of “his” and caused an increase in Plaintiff’s gender dysphonia, which exhibits 18 Defendants’ on-going deliberate indifference to Plaintiff’s serious medical condition. “In order to 19 establish a claim for intentional infliction of emotional distress under California law, [plaintiff is] 20 required to show (1) that the defendant's conduct was outrageous, (2) that the defendant intended 21 to cause or recklessly disregarded the probability of causing emotional distress, and (3) that the 22 plaintiff's severe emotional suffering was (4) actually and proximately caused by defendant’s 23 conduct.” Austin v. Terhune, 367 F.3d 1167, 1172 (9th Cir. 2004). “Only conduct ‘exceeding all 24 bounds usually tolerated by a decent society, of a nature which is especially calculated to cause, 25 and does cause, mental distress’ is actionable.” Brooks v. United States, 29 F. Supp. 2d 613, 617- 26 18 (N.D. Cal. 1998). To the extent Plaintiff is seeking to allege emotional distress arising from 27 the use of the incorrect pronoun in the letter accompanying the denial of SRS surgery, Plaintiff 28 does not state a claim. Nothing in the complaint indicates that any defendant’s conduct was 13 1 outrageous or that any defendant intended or recklessly disregarded the probability of causing 2 emotional distress. 3 IV. 4 Conclusion and Recommendation Based on the above, the Court finds that Plaintiff states cognizable claims against 5 Defendants Diaz, Song, Mitchell, and DOES 1-50 in their official capacities for purposes of 6 injunctive relief, for deliberate indifference to Plaintiff’s serious medical needs in violation of the 7 Eighth Amendment, and for discrimination based on Plaintiff’s transgender status under the 8 Fourteenth Amendment’s Equal Protection Clause. Plaintiff fails to state any claim against 9 Defendant Pierini or Defendant Gates or any other claim. 10 11 Accordingly, the Clerk of the Court is HEREBY DIRECTED to randomly assign a District Judge to this action. 12 Furthermore, it is HEREBY RECOMMENDED that: 13 1. 14 2020 against Defendants Diaz, Song, Mitchell, and DOES 1-50, in their official capacities 15 for purposes of injunctive relief, for deliberate indifference to Plaintiff’s serious medical 16 needs in violation of the Eighth Amendment, and for discrimination based on Plaintiff’s 17 transgender status under the Fourteenth Amendment’s Equal Protection Clause. 18 2. 19 failure to state claims upon which relief may be granted. 20 These Findings and Recommendation will be submitted to the United States District Judge This action proceed on Plaintiff’s first amended complaint, filed on March 24, All other claims and defendants be dismissed from this action based on Plaintiff’s 21 assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). Within fourteen 22 (14) days after being served with these Findings and Recommendation, Plaintiff may file written 23 objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 24 /// 25 /// 26 /// 27 /// 28 /// 14 1 Findings and Recommendation.” Plaintiff is advised that failure to file objections within 2 the specified time may result in the waiver of the “right to challenge the magistrate’s factual 3 findings” on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v. 4 Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 5 6 7 8 IT IS SO ORDERED. Dated: /s/ Barbara April 13, 2020 A. McAuliffe _ UNITED STATES MAGISTRATE JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 15
]]>
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You
should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
