(PC) Patterson v. HIP-C Committee, et al., No. 1:2019cv01401 - Document 21 (E.D. Cal. 2021)
Court Description: ORDER to Assign a District Judge; FINDINGS and RECOMMENDATIONS to Dismiss Non-Cognizable Claims, signed by Magistrate Judge Jennifer L. Thurston on 3/2/2021. Objections to F&R due within Fourteen Days. (Marrujo, C)
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 VESTER L. PATTERSON, Case No. 1:19-cv-1401-JLT (PC) 12 Plaintiff, 13 v. ORDER TO ASSIGN A DISTRICT JUDGE; FINDINGS AND RECOMMENDATIONS TO DISMISS NON-COGNIZABLE CLAIMS (Doc. 10) 14 JOHN DOES 1-18, et al., 15 Defendants. FOURTEEN-DAY DEADLINE 16 17 Previously, the Court screened plaintiff’s first amended complaint and found it stated a 18 cognizable Eighth Amendment claim against Does 1-18, members of the California Correctional 19 Health Care Services’ Hepatitis-C Treatment Committee. (Doc. 12.) The Court found no other 20 cognizable claims. Plaintiff has now indicated his intent to proceed on this pleading as screened. 21 (Doc. 14.) Accordingly, RECOMMENDS that this action proceed on an Eighth Amendment claim 22 against Does 1-19, and that all other claims and defendants be dismissed. 23 I. Pleading Standard 24 A complaint must contain “a short and plain statement of the claim showing that the pleader 25 is entitled to relief . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not required, but 26 “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory 27 statements, do not suffice,” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atlantic Corp. 28 v. Twombly, 550 U.S. 544, 555 (2007)), and courts “are not required to indulge unwarranted 1 1 inferences,” Doe I v. Wal-Mart Stores, Inc., 572 F.3d 677, 681 (9th Cir. 2009) (internal quotation 2 marks and citation omitted). While factual allegations are accepted as true, legal conclusions are 3 not. Iqbal, 556 U.S. at 678. 4 Prisoners may bring § 1983 claims against individuals acting “under color of state law.” See 5 42 U.S.C. § 1983, 28 U.S.C. § 1915(e) (2)(B)(ii). Under § 1983, Plaintiff must demonstrate that 6 each defendant personally participated in the deprivation of his rights. Jones v. Williams, 297 F.3d 7 930, 934 (9th Cir. 2002). This requires the presentation of factual allegations sufficient to state a 8 plausible claim for relief. Iqbal, 556 U.S. at 678-79; Moss v. U.S. Secret Service, 572 F.3d 962, 9 969 (9th Cir. 2009). Prisoners proceeding pro se in civil rights actions are entitled to have their 10 pleadings liberally construed and to have any doubt resolved in their favor, Hebbe v. Pliler, 627 11 F.3d 338, 342 (9th Cir. 2010) (citations omitted), but nevertheless, the mere possibility of 12 misconduct falls short of meeting the plausibility standard, Iqbal, 556 U.S. at 678; Moss, 572 F.3d 13 at 969. 14 II. Plaintiff’s Allegations 15 Plaintiff’s claims arose during his incarceration at California Correctional Institution 16 (“CCI”) in Tehachapi, California. He names the following individuals and entities as defendants: 17 California Correctional Health Care Services (“CCHCS”); S. Tharatt, Chief Medical Executive at 18 CCI; Randall Caldron, a medical doctor at CCI; and John Does 1-18, members of the CCHCS’s 19 Hepatitis-C Treatment Committee. Plaintiff seeks damages and injunctive relief. 20 Plaintiff’s allegations may be fairly summarized as follows: 21 Plaintiff suffers from Hepatitis-C. On several occasions, he requested treatment for his 22 illness but has been routinely denied because of a policy implement by the Headquarters Utilization 23 Management (“HUM”) Committee, of which Does 1 through 18 are members. These defendants 24 are accused of having implemented the policy that denies certain medications (Harvoni, Sovaldi, 25 and Viekira Pak) that they know can cure 90-95% of Hepatitis-C cases if administered early 26 enough. The HUM policy in place, however, delays treatment until such time that the efficacy of 27 these drugs is greatly reduced, thereby prolonging the suffering of inmates and exacerbating their 28 condition. The defendants are accused of having denied plaintiff Harvoni or any medications 2 1 pursuant to the HUM policy. Instead, they ordered a course of monitoring instead of treatment. A 2 recent liver test showed that plaintiff’s liver is scarring and getting worse each day. Even so, he 3 still has not received medical treatment for his Hepatitis-C because of the defendants’ policy. 4 Plaintiff claims that this delay has resulted in the worsening of his condition. 5 III. Discussion 6 A. Eleventh Amendment Immunity 7 Plaintiff names CCHCS as a defendant. Plaintiff may not sustain an action against ths 8 division of the California Department of Corrections and Rehabilitation (“CDCR”) for money 9 damages. The Eleventh Amendment prohibits federal courts from hearing suits for money 10 damages against a state without its consent. Aholelei v. Dept. of Public Safety, 488 F.3d 1144, 11 1147 (9th Cir. 2007) (citations omitted). This bars suits against state agencies as well as those 12 where the state itself is named as a defendant. See Natural Resources Defense Council v. 13 California Dep’t of Transp., 96 F.3d 420, 421 (9th Cir. 1996); Brooks v. Sulphur Springs Valley 14 Elec. Co., 951 F.2d 1050, 1053 (9th Cir. 1991); Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 15 1989) (concluding that Nevada Department of Prisons was a state agency entitled to Eleventh 16 Amendment immunity); Mitchell v. Los Angeles Community College Dist., 861 F.2d 198, 201 17 (9th Cir. 1989). “Though its language might suggest otherwise, the Eleventh Amendment has 18 long been construed to extend to suits brought against a state by its own citizens, as well as by 19 citizens of other states.” Brooks, 951 F.2d at 1053 (citations omitted). “The Eleventh 20 Amendment's jurisdictional bar covers suits naming state agencies and departments as 21 defendants, and applies whether the relief is legal or equitable in nature.” Id. (citation omitted). 22 Because the CDCR is a state agency and the CCHCS is a part of the CDCR, the CCHCS is 23 immune to monetary damages for plaintiff’s claims under the Eleventh Amendment. 24 B. Official v. Individual Capacity Claims 25 Plaintiff does not specify in what capacity he is suing the individual defendants. To the 26 extent he is suing them in their official capacities, he is forewarned that the Eleventh Amendment 27 also bars suits for money damages in federal court against state officials in their official capacity. 28 Aholelei v. Department of Public Safety, 488 F.3d 1144, 1147 (9th Cir. 2007). However, it does 3 1 not bar official capacity suit for prospective relief, Wolfson v. Brammer, 616 F.3d 1045, 1065-66 2 (9th Cir. 2010); nor does it bar suit for damages against state officials in their personal capacities. 3 Hafer v. Melo, 502 U.S. 21, 30 (1991); Porter v. Jones, 319 F.3d 483, 491 (9th Cir. 2003). 4 “Personal-capacity suits . . . seek to impose individual liability upon a government officer 5 for actions taken under color of state law.” Hafer, 502 U.S. at 25; Suever v. Connell, 579 F.3d 6 1047, 1060-61 (9th Cir. 2009). Where a plaintiff is seeking damages against a state official and 7 the complaint is silent as to capacity, a personal capacity suit is presumed given the bar against an 8 official capacity suit. Shoshone-Bannock Tribes v. Fish & Game Comm'n, 42 F.3d 1278, 1284 9 (9th Cir. 1994); Price v. Akaka, 928 F.2d 824, 828 (9th Cir. 1991). 10 A claim for prospective injunctive relief against a state official in his official capacity is 11 not barred by the Eleventh Amendment provided the official has authority to implement the 12 requested relief. Will v. Michigan Dept. of State Police, 491 U.S. 58, 92 (1989); accord Rouser v. 13 White, 707 F. Supp. 2d 1055, 1066 (E.D. Cal. 2010) (proper defendant for injunctive relief in suit 14 seeking implementation of CDCR policy is the CDCR Secretary in his official capacity). Since 15 plaintiff’s claim for medical treatment is prospective, official capacity claims would be allowed. 16 In light of these legal standards, plaintiff may proceed against the defendants for damages in their 17 individual capacities and for prospective injunctive relief in their official capacities. 18 C. Eighth Amendment Medical Indifference 19 Where a prisoner’s Eighth Amendment claims arise in the context of medical care, the 20 prisoner must allege and prove “acts or omissions sufficiently harmful to evidence deliberate 21 indifference to serious medical needs.” Estelle v. Gamble, 429 U.S. 97, 106 (1976). An Eighth 22 Amendment medical claim has two elements: “the seriousness of the prisoner’s medical need and 23 the nature of the defendant’s response to that need.” McGuckin v. Smith, 974 F.2d 1050, 1059 24 (9th Cir. 1991), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th 25 Cir. 1997) (en banc). 26 A serious medical need exists if the failure to treat the condition could result in further 27 significant injury or the unnecessary and wanton infliction of pain. Jett v. Penner, 439 F.3d 1091, 28 1096 (9th Cir. 2006). To act with deliberate indifference, a prison official must both be aware of 4 1 facts from which the inference could be drawn that a substantial risk of serious harm exists, and 2 he must also draw the inference. Farmer v. Brennan, 511 U.S. 825, 837 (1994). Thus, a defendant 3 is liable if he knows that plaintiff faces “a substantial risk of serious harm and disregards that risk 4 by failing to take reasonable measures to abate it.” Id. at 847. “It is enough that the official acted 5 or failed to act despite his knowledge of a substantial risk of harm.” Id. at 842. 6 In applying this standard, the Ninth Circuit has held that before it can be said that a 7 prisoner’s civil rights have been abridged, “the indifference to his medical needs must be 8 substantial. Mere ‘indifference,’ ‘negligence,’ or ‘medical malpractice’ will not support this cause 9 of action.” Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 1980) (citing Estelle, 10 429 U.S. at 105–06). “[A] complaint that a physician has been negligent in diagnosing or treating 11 a medical condition does not state a valid claim of medical mistreatment under the Eighth 12 Amendment. Medical malpractice does not become a constitutional violation merely because the 13 victim is a prisoner.” Estelle, 429 U.S. at 106; see also Anderson v. County of Kern, 45 F.3d 14 1310, 1316 (9th Cir. 1995). Even gross negligence is insufficient to establish deliberate 15 indifference to serious medical needs. See Wood v. Housewright, 900 F.2d 1332, 1334 (9th Cir. 16 1990). Additionally, a prisoner’s mere disagreement with diagnosis or treatment does not support 17 a claim of deliberate indifference. Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989). 18 Delays in providing medical care may manifest deliberate indifference. Estelle, 429 U.S. 19 at 104-05. To establish a claim of deliberate indifference arising from a delay in providing care, a 20 plaintiff must show that the delay was harmful. See Berry v. Bunnell, 39 F.3d 1056, 1057 (9th 21 Cir. 1994); McGuckin, 974 F.2d at 1059; Wood v. Housewright, 900 F.2d 1332, 1335 (9th Cir. 22 1990); Shapley v. Nevada Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 1985). In 23 this regard, “[a] prisoner need not show his harm was substantial; however, such would provide 24 additional support for the inmate’s claim that the defendant was deliberately indifferent to his 25 needs.” Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006); see also McGuckin, 974 F.2d at 26 1060. In addition, a physician need not fail to treat an inmate altogether in order to violate that 27 inmate’s Eighth Amendment rights. Ortiz v. City of Imperial, 884 F.2d 1312, 1314 (9th Cir. 28 1989) (per curiam). A failure to competently treat a serious medical condition, even if some 5 1 treatment is prescribed, may constitute deliberate indifference in a particular case. Id. 2 Plaintiff’s claim for damages against the Doe defendants in their individual capacities 3 may proceed. Plaintiff’s Hepatitis C satisfies the requirement of a serious medical need. He also 4 properly alleges that the defendants knew of plaintiff’s condition and the efficacy of Hepatitis C 5 medications when administered sooner rather than later. Despite such knowledge, they opted to 6 monitor instead of treat plaintiff’s condition, resulting in its worsening. Additionally, plaintiff’s 7 claim for prospective injunctive relief for treatment may proceed, though plaintiff is forewarned 8 here that only those committee members serving at the time the injunctive relief is granted (if it is 9 granted) would be able to order the treatment. 10 D. Linkage 11 Under § 1983, the plaintiff must demonstrate that each named defendant personally 12 participated in the deprivation of his rights. Iqbal, 556 U.S. at 676-77 Simmons v. Navajo 13 County, 609 F.3d 1011, 1020-21 (9th Cir. 2010); Ewing v. City of Stockton, 588 F.3d 1218, 1235 14 (9th Cir. 2009). Liability may not be imposed on supervisory personnel under the theory of 15 respondeat superior. Iqbal, 556 U.S. at 676-77. Supervisory personnel may only be held liable if 16 they “participated in or directed the violations, or knew of the violations and failed to act to 17 prevent them,” Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) accord Starr v. Baca, 652 F.3d 18 1202, 1205-08 (9th Cir. 2011), cert. denied, 132 S. Ct. 2101 (2012). Plaintiff names CCHCS, S. 19 Tharatt, and Randall Caldron as defendants but fails to include any charging allegations against 20 any of them. As a result, any claims asserted against them fails. 21 E. Doe Defendants 22 Although the Court has determined that plaintiff states a cognizable claim against the Doe 23 defendants, plaintiff is advised that service cannot be ordered of a Doe defendant because the 24 United States Marshal cannot serve an unknown individual. Therefore, before the Court orders 25 the United States Marshal to serve a Doe defendant, plaintiff will be required to identify him or 26 her with enough information to locate the defendant for service of process. Plaintiff will be given 27 an opportunity through discovery to identify the unknown Doe defendants. Crowley v. Bannister, 28 734 F.3d 967, 978 (9th Cir. 2013) (quoting Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 6 1 1980)). Once the identity of a Doe defendant is ascertained, plaintiff must file a motion to amend 2 his complaint only to identify the identified Doe defendant so that service by the United States 3 Marshal can be attempted. The Court will then send plaintiff the appropriate service documents at 4 such time that plaintiff ascertains the identities of the Doe defendants. However, if plaintiff fails 5 to identify any Doe defendant during the course of the discovery, any Doe Defendant will be 6 dismissed from this action. 7 IV. 8 Conclusion Plaintiff’s first amended complaint states a cognizable Eighth Amendment claim against 9 Does 1-18. No other claims are cognizable as pled. Accordingly, the court ORDERS the Clerk of 10 Court to assign a district judge to this case; and 11 The court RECOMMENDS that this action proceed on an Eighth Amendment claim against 12 Does 1-19, and that all other claims and defendants be dismissed. 13 These Findings and Recommendations will be submitted to the United States District Judge 14 assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). Within fourteen days 15 after being served with these Findings and Recommendations, the parties may file written 16 objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 17 Findings and Recommendations.” The parties are advised that failure to file objections within the 18 specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 19 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 20 21 22 IT IS SO ORDERED. Dated: March 2, 2021 /s/ Jennifer L. Thurston UNITED STATES MAGISTRATE JUDGE 23 24 25 26 27 28 7
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