Fritcher v. Zucco et al, No. 1:2011cv02071 - Document 4 (E.D. Cal. 2012)
Court Description: ORDER GRANTING 2 APPLICATION TO PROCEED IFP; and ORDER DISMISSING THE COMPLAINT 1 WITH LEAVE TO AMEND signed by Magistrate Judge Jennifer L. Thurston on 1/9/2012. Amended Complaint due by 2/2/2012. (Leon-Guerrero, A)
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Fritcher v. Zucco et al Doc. 4 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT FOR THE 9 EASTERN DISTRICT OF CALIFORNIA 10 11 JULIE FRITCHER, 12 Plaintiff, 13 ORDER GRANTING APPLICATION TO PROCEED IN FORMA PAUPERIS vs. 14 1:11-cv-02071-AWI-JLT Robert L. Zucco, et al., (Doc. 2) 15 Defendants. 16 ________________________________/ ORDER DISMISSING THE COMPLAINT WITH LEAVE TO AMEND (Doc. 1) 17 18 Plaintiff has filed a civil rights action along with an application to proceed in forma 19 pauperis. This proceeding was referred to this Magistrate Judge in accordance with 28 U.S.C. § 20 636(b)(1) and Local Rule 302. 21 I. 22 In Forma Pauperis The Court may authorize the commencement of an action in federal court without 23 prepayment of fees if the party submits an affidavit that includes a statement of its assets and 24 demonstrates that it is unable to pay the fees. See 28 U.S.C. § 1915(a)(1). The Court has 25 reviewed Plaintiff’s application to proceed in forma pauperis and has determined that she 26 satisfies the requirements of § 1915(a)(1). Thus, Plaintiff’s motion to proceed in forma pauperis 27 is GRANTED. 28 -1Dockets.Justia.com 1 II. 2 Screening Requirement The Court is required to review a case filed in forma pauperis. See 28 U.S.C. § 3 1915(e)(2). The Court must review the complaint and dismiss any portion thereof that is 4 frivolous or malicious, fails to state a claim on which relief may be granted, or seeks monetary 5 relief against a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2)(B). If the 6 Court determines the complaint fails to state a claim, leave to amend should be granted to the 7 extent that the deficiencies in the pleading can be cured by amendment. Lopez v. Smith, 203 8 F.3d 1122, 1127-28 (9th Cir. 2000) (en banc). 9 “Federal Rule of Civil Procedure 8(a)(2) requires only ‘a short and plain statement of the 10 claim showing that the pleader is entitled to relief,’ in order to ‘give the defendant fair notice of 11 what the . . . claim is and the grounds upon which it rests[.]’” Bell Atlantic Corp. v. Twombly, 12 550 U.S. 544, 555 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)). Nevertheless, a 13 plaintiff’s obligation to provide the grounds of entitlement to relief under Rule 8(a)(2) requires 14 more than “naked assertions,” “labels and conclusions,” or “formulaic recitation[s] of the 15 elements of a cause of action.” Twombly, 550 U.S. at 555-57. The complaint “must contain 16 sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” 17 Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949, 173 L. Ed. 2d 868, 883 (2009) (quoting Twombly, 550 18 U.S. at 570). Vague and conclusory allegations are insufficient to state a claim. See Ivey v. 19 Board of Regents, 673 F.2d 266, 268 (9th Cir. 1982). 20 III. Plaintiff’s Allegations 21 Plaintiff names Defendants Robert L. Zucco, Linda Puckett, Owens Valley Indian 22 Housing Authority, and Does 1 through 100. Plaintiff states that Defendant Zucco is a Lone Pine 23 Paiute-Shoshone Tribal member and the executive director of the Owens Valley Indian Housing 24 Authority (OVIHA). According to the complaint, Defendant Puckett is employed as a 25 bookkeeper by the OVIHA. (Doc. 1 at 2-3.) Additionally, it appears that the OVIHA is a tribal 26 agency. (Id.) 27 28 Though the factual basis of Plaintiff’s claims are unclear, Plaintiff appears to allege that Defendants were properly served with a request for documents pertaining to the Housing -2- 1 Improvement Program (“HIP”) but that Defendants refused to provide these documents. (Doc. 1 2 at 4-5.) Plaintiff contends that Defendants refusal to provide the documents violates federal law, 3 provided under the Freedom of Information Act, (“FOIA”), 5 U.S.C. § 522.1 (Id. at 4-5.) Based 4 on the foregoing allegations, Plaintiff’s prayer for relief seeks both compensatory and injunctive 5 relief. (Id. at 7.) 6 IV. Federal question jurisdiction 7 The district court is a court of limited jurisdiction, and is not empowered to hear every 8 dispute filed by litigants. See Exxon Mobil Corp v. Allapattah Servs., Inc., 545 U.S. 546, 552 9 (2005); A-Z Int’l. v. Phillips, 323 F.3d 1141, 1145 (9th Cir. 2003). The district court 10 “possess[es] only the power authorized by Constitution and statute,” and may only adjudicate 11 claims raising federal questions or involving parties with diverse citizenship. Kokkonen v. 12 Guardian Life Ins. Co. of America, 511 U.S. 375, 377 (1994). The federal courts are “presumed 13 to lack jurisdiction in a particular case, unless the contrary affirmatively appears.” A-Z Int’l, 323 14 F.3d at 1145 (quotations omitted). 15 In her complaint, Plaintiff alleges that the Court’s jurisdiction arises under 28 U.S.C. § 16 1331, federal question jurisdiction. Federal question jurisdiction, arising under 28 U.S.C. § 17 1331, requires a complaint (1) arise under a federal law or the U.S. Constitution, (2) allege a 18 “case or controversy” within the meaning of Article III, §2 of the U.S. Constitution, or (3) be 19 authorized by a federal statute that regulates a specific subject matter and confers federal 20 jurisdiction. Baker v. Carr, 369 U.S. 186, 198 (1962). 21 A. 22 Without specific authority granted from a sovereign, a court does not possess jurisdiction 23 to hear an action against that sovereign. Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58 (1978) 24 (“Santa Clara Pueblo”). As the Santa Clara Pueblo Court stated: “Indian tribes have long been 25 recognized as possessing the common-law immunity from suit traditionally enjoyed by sovereign Tribal Sovereign Immunity 26 27 28 1 In addition to the deficiencies discussed below, Plaintiff is advised that her complaint is factually insufficient and fails to contain “sufficient factual matter . . . to ‘state a claim to relief that is plausible on its face.’” Iqbal, 129 S. Ct. at 1949. -3- 1 powers [citations]” Id. at 58. In this regard, the Supreme Court has held that as a matter of 2 federal law, a Tribal Nation is subject to suit only where Congress has authorized the suit2 or the 3 Tribe has expressly waived its sovereign immunity. See Kiowa Tribe of Okla. v. Mfg. Techs., 4 523 U.S. 751, 754 (1998). Waivers of tribal sovereign immunity “cannot be implied but must be 5 unequivocally expressed.” Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58 (1978) (citation 6 omitted); Pan Am. Co. v. Sycuan Band of Mission Indians, 884 F.2d 416, 418 (9th Cir. 1989); 7 Am. Vantage Cos., Inc. v. Table Mountain Rancheria, 292 F.3d 1091, 1099 (9th Cir. 2002). 8 Tribal sovereign immunity extends to the off-reservation activities and to the economic as well as 9 the governmental activities of the tribe, so long as the entity “functions as an arm of the tribe.” 10 Allen v. Gold Country Casino, 464 F.3d 1044, 1046 (9th Cir.2006). Inclusion of a tribe on the 11 Federal Register list of recognized tribes is generally sufficient to establish entitlement to 12 sovereign immunity.3 See Ingrassia v. Chicken Ranch Bingo and Casino, 676 F.Supp.2d 953, 13 957 (E.D.Cal. 2009) (citation omitted). 14 In the instant matter, while Plaintiff’s complaint does not name the tribe directly, Plaintiff 15 names the OVIHA and Defendant Zucco, a member of the Paiute-Shoshone tribe of Lone Pine 16 and the agency’s director. In addition Plaintiff names Defendant Puckett, who Plaintiff contends 17 is employed by OVIHA, and also states that both Defendant Zucco and Puckett did not act within 18 the scope of their authority. 19 Under Ninth Circuit law, tribal immunity has been extended so that a lawsuit cannot be 20 brought indirectly against a tribe by suing its officers or even its employees. Cook v. AVI Casino 21 Enterprises, Inc., 548 F.3d 718, 727 (9th Cir. 2008) (finding tribal immunity to extend to not only 22 23 24 25 26 27 28 2 For example , the Indian Civil Rights Act, (“ICRA”) affords individual tribe members certain rights that are similar but not identical to those in the Bill of Rights and the Fourteenth Amendment. 25 U.S.C. §§ 1301-1303; Poodry v. Tonawanda Band of Seneca Indians, 85 F.3d 874, 881-82 (2d Cir. 1996). However, Congress left enforcement of the ICRA mostly to tribal courts. ICRA allows federal judicial review only by a petition of habeas corpus under § 1303 and otherwise does not permit private federal causes of action. Santa Clara Pueblo, 436 U.S. at 70-71. 3 Included in the tribes recognized in the Federal Register is the “Paiute-Shoshone Indians of the Lone Pine Community of the Lone Pine Reservation, California.” Indian Entities Recognized and Eligible To Receive Services From the United States Bureau of Indian Affairs, 75 Fed. Reg. 60810-01, (Oct. 1, 2010), (2010 W L 3811385 (F.R.) at *9.) Thus, as alleged, Defendants’ tribe appears to be entitled to sovereign immunity. -4- 1 tribal officials but also to tribal employees “acting in their official capacity and within the scope 2 of their authority.”). Though Plaintiff concludes that Defendants Zucco’s and Puckett’s actions 3 exceeded the scope of their authority, it nevertheless appears that all three defendants are entitled 4 to sovereign immunity. This is true because Plaintiff does not offer any factual support for her 5 conclusion that Zucco and Puckett exceeded the scope of their authority or offer any theory 6 explaining why Defendants’ denial of documents would result in actions which exceeded the 7 scope of their authority. 8 9 Though “the pleading standard Rule 8 announces does not require ‘detailed factual allegations,’ but it demands more than an unadorned, the-defendant-unlawfully-harmed-me 10 accusation.” Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009) 11 (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 12 (2007)). Although a court must accept as true all factual allegations contained in a complaint, a 13 court need not accept a plaintiff's legal conclusions as true. Id. “Threadbare recitals of the 14 elements of a cause of action, supported by mere conclusory statements, do not suffice.” Id. 15 (quoting Twombly, 550 U.S. at 555). Plaintiff’s allegations that Zucco and Puckett exceeded the 16 scope of their authority are merely conclusory and therefore insufficient. 17 Finally, Plaintiff has not alleged facts to support the waiver of tribal immunity nor 18 provided citation to any federal statute which could authorize the action.4 Accordingly, it appears 19 from the allegations of Plaintiff’s complaint, that tribal sovereign immunity extends to these 20 Defendants and the Court does not possess subject matter jurisdiction to hear Plaintiff’s claims.5 21 B. 22 Leave to amend should be granted as justice so requires. Fed.R.Civ.P. 15(a). Though it Leave To Amend 23 24 25 26 27 28 4 “The Freedom of Information Act requires federal agencies to make available requested records and documents unless the documents fall within one of several statutory exemptions.” FCC v. AT & T Inc., ––– U.S. ––––, ––––, 129 S.Ct. 1937, 1949, 179 L.Ed.2d 132 (2011). FOIA does not appear to contain any waiver of immunity or provide for any authority for a suit against a tribal sovereign. 5 Moreover, as the Ninth Circuit has recognized, “[t]he Supreme Court's policy of nurturing tribal self-government strongly discourages federal courts from assuming jurisdiction over unexhausted claims.” Selam v. W arm Springs Tribal Correctional Facility, 134 F.3d 948, 953 (9th Cir. 1998). Though Plaintiff states under information and belief that Defendants “do not maintain a tribal court system of any kind,” (Doc. 1 at 5), it nevertheless appears that Plaintiff has not made any effort to raise her claims before the appropriate tribal authority. -5- 1 appears unlikely, the Court finds that Plaintiff may be able to cure the deficiencies identified in 2 this order. Thus, leave to amend will be granted. See Lopez v. Smith, 203 F.3d 1122, 1127 (9th 3 Cir.2000) (en banc). Once Plaintiff has filed and served the amended complaint, the Court will screen it before 4 5 ordering Defendants to respond. Plaintiff's amended complaint should be brief, Fed.R.Civ.P. 6 8(a), but must state what each named defendant did that led to the deprivation of Plaintiff's 7 constitutional or other federal rights. Iqbal, 129 S.Ct. at 1949. Although accepted as true, the 8 “[f]actual allegations must be [sufficient] to raise a right to relief above the speculative level . . . 9 .” Twombly, 550 U.S. at 555 (citations omitted). Plaintiff is advised that an amended complaint 10 supersedes the original complaint, Forsyth v. Humana, Inc., 114 F.3d 1467, 1474 (9th Cir.1997); 11 King v. Atiyeh, 814 F.2d 565, 567 (9th Cir.1987), and must be “complete in itself without 12 reference to the prior or superseded pleading,” L.R. 220. Plaintiff is warned that “[a]ll causes of 13 action alleged in an original complaint which are not alleged in an amended complaint are 14 waived.” King, 814 F.2d at 567 (citing to London v. Coopers & Lybrand, 644 F.2d 811, 814 (9th 15 Cir.1981)); accord Forsyth, 114 F.3d at 1474. 16 VI. Conclusion 17 Accordingly, it is HEREBY ORDERED that: 18 1. Plaintiff’s application to proceed in forma pauperis (Doc. 2) is GRANTED; 19 2. Plaintiff’s complaint (Doc. 1) is DISMISSED; 20 3. Plaintiff is granted twenty-one (21) days from the date of this order to file an 21 amended complaint that complies with the requirements of the Federal Rules of 22 Civil Procedure and the Local Rules; the amended complaint must bear the docket 23 number assigned to this case and must be labeled “Amended Complaint”; and 24 25 4. Plaintiff is cautioned that failure to file an amended complaint in accordance with this order will result in a recommendation that this action be dismissed. 26 IT IS SO ORDERED. 27 Dated: January 9, 2012 9j7khi /s/ Jennifer L. Thurston UNITED STATES MAGISTRATE JUDGE 28 -6-
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