Securities and Exchange Commission v. Tri Energy Inc et al, No. 5:2005cv00351 - Document 234 (C.D. Cal. 2008)

Court Description: FINAL JUDGMENT as to Defendant R.P.J. Investment Group, Inc. by Judge Andrew J. Guilford: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that ReliefDefendant is liable for disgorgement of $7,364 representing monies unlawfully gained as a result of the conduct alleged in the Amended Complaint. Relief Defendant shall satisfy this obligation by relinquishing all legal and equitable right, title, and interest in $7,364 frozen by the Court and currently in the possession of the receiver pursua nt to an order entered on May 3, 2005. Relief Defendant shall provide a cover letter to the Court identifying that Relief Defendant is relinquishing its rights in the funds pursuant to this Final Judgment and that R.P.J Investment Group, Inc. is a re lief defendant in this action; and setting forth the title and civil action number of this action and the name of this Court. (See document for further details.) There being no just reason for delay, the Clerk of the Court is hereby directed, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, to enter this Judgment. (rla)

Download PDF

Securities and Exchange Commission v. Tri Energy Inc et al Case 5:05-cv-00351-AG-MAN 1 2 3 4 5 6 7 8 9 10 11 Doc. 234 Document 234 Filed 04/09/2008 Page 1 of 3 STEPHEN L. COHEN, pro hac vice Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-4030 Telephone: (202) 551-4472 Facsimile: (202) 772-9245 Email: CohenS@sec.gov LOCAL COUNSEL: JOHN B. BULGOZDY Cal Bar. No. 219897 Securities and Exchange Commission 5670 Wilshire Boulevard, 11th Floor Los Angeles, CA 90036-3648 Telephone: (323) 965-3877 Facsimile: (323) 965-3908 Email: BulgozdyJ@sec.gov Attorneys for Plaintiff U.S. Securities and Exchange Commission 12 UNITED STATES DISTRICT COURT 13 CENTRAL DISTRICT OF CALIFORNIA 14 15 SECURITIES AND EXCHANGE COMMISSION, 16 17 18 19 Case No. ED CV 05-351 AG(MANx) Plaintiff, FINAL JUDGMENT AS TO RELIEF DEFENDANT R.P.J. INVESTMENT GROUP, INC. vs. TRI ENERGY, INC., et al. Relief Defendant. 20 21 22 23 The Securities and Exchange Commission (“Commission”), having filed and 24 25 served an Amended Complaint, and relief defendant R.P.J. Investment Group, Inc. 26 (“Relief Defendant”), having answered the Amended Complaint; consented to the 27 28 1 Dockets.Justia.com Case 5:05-cv-00351-AG-MAN Document 234 Filed 04/09/2008 Page 2 of 3 1 Court’s jurisdiction over Relief Defendant and the subject matter of this action; 2 consented to entry of this Judgment without admitting or denying the allegations of 3 the Amended Complaint (except as to jurisdiction); waived findings of fact and 4 5 conclusions of law; and waived any right to appeal from this Judgment: 6 7 8 I. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Relief 9 10 11 12 Defendant is liable for disgorgement of $7,364 representing monies unlawfully gained as a result of the conduct alleged in the Amended Complaint. Relief Defendant shall satisfy this obligation by relinquishing all legal and equitable right, 13 14 15 16 title, and interest in $7,364 frozen by the Court and currently in the possession of the receiver pursuant to an order entered on May 3, 2005. Relief Defendant shall provide a cover letter to the Court identifying that Relief Defendant is 17 18 19 20 relinquishing its rights in the funds pursuant to this Final Judgment and that R.P.J Investment Group, Inc. is a relief defendant in this action; and setting forth the title and civil action number of this action and the name of this Court. Relief 21 22 23 24 Defendant shall simultaneously transmit a photocopy of the letter to the Commission’s counsel in this action. Relief Defendant relinquishes all legal and equitable right, title, and interest in such funds, and no part of the funds, or any 25 26 interest earned on the funds, shall be returned to Relief Defendant. 27 28 2 Case 5:05-cv-00351-AG-MAN Filed 04/09/2008 Page 3 of 3 II. 1 2 3 Document 234 IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Consent of Relief Defendant is incorporated herein with the same force and effect 4 5 as if fully set forth herein, and that Relief Defendant shall comply with all of the 6 undertakings and agreements set forth therein. 7 III. 8 9 10 IT IS FURTHER ORDERED, ADJUDGED AND DECREED that this Court shall retain jurisdiction over this action for all purposes, including 11 12 implementing and enforcing the terms of this Judgment and all other orders and 13 decrees which have been or may be entered in this case, and granting such other 14 relief as the Court may deem necessary and just. 15 16 IV. 17 There being no just reason for delay, the Clerk of the Court is hereby 18 19 20 directed, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, to enter this Judgment. 21 22 23 Dated: April 09, 2008 24 25 HONORABLE ANDREW GUILFORD UNITED STATES DISTRICT JUDGE 26 27 28 3

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.