Credit Suisse Securities (USA) LLC et al v. Kenneth Brickman et al, No. 2:2013cv03085 - Document 63 (C.D. Cal. 2013)
Court Description: JUDGMENT by Judge Dale S. Fischer: Final judgment shall be entered in favor of Plaintiffs and against Defendant as follows: Defendant is permanently enjoined. Each party shall bear its own attorneys fees and costs incurred inconnection with this action, unless otherwise agreed. (See document for further details) (MD JS-6, Case Terminated). (ir)
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Credit Suisse Securities (USA) LLC et al v. Kenneth Brickman et al Doc. 63 1 2 3 4 5 JS 6 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 CREDIT SUISSE SECURITIES (USA) LLC and VLS SECURITIES LLC, CASE NO. 2:13-CV-03085-DSF-AJW 11 Plaintiffs, JUDGMENT 12 v. 13 NELSON CHIA, 14 Defendant. 15 16 This matter having come before the Court on the complaint filed by 17 Plaintiffs Credit Suisse Securities (USA) LLC and VLS Securities LLC (together, 18 “Plaintiffs”) seeking declaratory and preliminary and permanent injunctive relief, 19 the Court having granted Plaintiffs’ Motion for Preliminary Injunction on October 20 18, 2013; Defendant Nelson Chia having stated that he will not contest the 21 imposition of declaratory relief and a permanent injunction entered against him; 22 the Court having personal jurisdiction over the parties and subject matter 23 jurisdiction over this action pursuant to 28 U.S.C. §§ 1331 and 1332; and the Court 24 1 Dockets.Justia.com 1 having considered the form of Judgment lodged by Plaintiffs, and good cause 2 appearing: 3 4 IT IS ORDERED, ADJUDGED, AND DECREED that final judgment shall be entered in favor of Plaintiffs and against Defendant as follows: 5 1. Defendant is permanently enjoined from proceeding in the arbitration 6 pending before the Financial Industry Regulatory Authority, Inc. (“FINRA”) 7 entitled Brickman et al. v. Credit Suisse Securities (USA) LLC and VLS Securities, 8 LLC (FINRA Arbitration No. 04094) (the “FINRA Arbitration”). 9 2. Defendant is not Plaintiffs’ customer under Rule 12200 of the FINRA Code 10 of Arbitration Procedure with respect to Defendant’s allegations in the FINRA 11 Arbitration, and judgment shall be entered in Plaintiffs’ favor on the entirety of 12 Defendant’s Cross-Complaint. 13 14 15 16 3. The FINRA Arbitration shall be withdrawn under FINRA Code of Arbitration Procedure Rule 12702(a). 4. Each party shall bear its own attorneys’ fees and costs incurred in connection with this action, unless otherwise agreed. 12/16/13 17 18 Dated: HONORABLE DALE S. FISCHER UNITED STATES DISTRICT JUDGE 19 20 21 22 23 24 2
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