McGough v. Penzone et al, No. 2:2018cv01302 - Document 170 (D. Ariz. 2021)
Court Description: ORDER granting in part and denying in part the 146 Motion in Limine; denying the 147 Motion in Limine; granting in part and denying in part the 148 Motion in Limine; granting in part the 156 Motion in Limine; granting the 160 Motion in Limine. Signed by Judge Diane J Humetewa on 4/21/2021. (See Order for details.) (LFIG)
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McGough v. Penzone et al Doc. 170 1 2 WO 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 Shane McGough, 9 Plaintiff, 10 11 v. 12 Paul Penzone, et al., 13 No. CV-18-01302-PHX-DJH ORDER Defendants. 14 15 Pending before the Court are the parties’ Motions in Limine (Docs. 146, 147, 148, 16 156, 160).1 All of the motions are fully briefed. The Court is familiar with the underlying 17 facts of this case. 18 I. Legal Standards 19 “Although the Federal Rules of Evidence do not explicitly authorize in limine 20 rulings, the practice has developed pursuant to the district court’s inherent authority to 21 manage the course of trials.” Luce v. United States, 469 U.S. 38, 40 n.4 (1984). The Ninth 22 Circuit has explained that motions in limine “allow parties to resolve evidentiary disputes 23 ahead of trial, without first having to present potentially prejudicial evidence in front of a 24 jury.” Brodit v. Cabra, 350 F.3d 985, 1004–05 (9th Cir. 2003) (citations omitted). 25 Generally, motions in limine that seek exclusion of broad and unspecific categories of 26 evidence are disfavored. See Sperberg v. Goodyear Tire and Rubber Co., 519 F.2d 708, 27 712 (6th Cir. 1975). Motions in limine are “entirely within the discretion of the Court.” 28 1 Defendants also move to exclude the testimony of Plaintiff’s expert W. Ken Katsaris (Doc. 155), which will be addressed by separate order. Dockets.Justia.com 1 Jaynes Corp. v. American Safety Indem. Co., 2014 WL 1154180, at *1 (D. Nev. March 20, 2 2014) (citing Luce, 469 U.S. at 41–42). Moreover, “[a] motion in limine is not the proper 3 vehicle for seeking a dispositive ruling on a claim, particularly after the deadline for filing 4 such motions has pass.” Hana Fin., Inc. v. Hana Bank, 735 F.3d 1158, 1162 (9th Cir. 5 2013), aff’d, 135 S. Ct. 907, 190 L. Ed. 2d 800 (2015) (citing Dubner v. City & Cnty. of 6 S.F., 266 F.3d 959, 968 (9th Cir. 2001). 7 Motions in limine are “provisional” in nature. Goodman v. Las Vegas Metro. Police 8 Dep’t, 963 F.Supp.2d 1036 (D. Nev. 2013), aff’d in part, rev’d in part, and dismissed in 9 part on other grounds, 613 F. App’x 610 (9th Cir. 2015). The Court issues its rulings on 10 motions in limine based on the record currently before it. Therefore, rulings on such 11 motions “‘are not binding on the trial judge [who] may always change his [or her] mind 12 during the course of a trial.’” Id. (quoting Ohler v. United States, 529 U.S. 753, 758 n.3 13 (2000) (citing Luce, 469 U.S. at 41 (noting that in limine rulings are always subject to 14 change, especially if the evidence unfolds in an unanticipated manner))). “‘Denial of a 15 motion in limine does not necessarily mean that all evidence contemplated by the motion 16 will be admitted to trial. Denial merely means that without the context of trial, the court is 17 unable to determine whether the evidence in question should be excluded.’” Id. (quoting 18 Ind. Ins. Co. v. Gen. Elec. Co., 326 F.Supp.2d 844, 846 (N.D. Ohio 2004)). Upon consideration of the parties’ pending Motions in Limine, the Court makes the 19 20 following Rulings: 21 II. 22 Plaintiff’s Motions in Limine 23 Plaintiff’s Motion in Limine No. 1 (Doc. 146) and Defendants’ Response (Doc. 167) 24 Plaintiff first seeks to preclude “all suggestion, testimony, evidence, or argument 25 relating to any alleged prior bad acts or conduct of the Plaintiff” because such evidence is 26 “irrelevant, unduly prejudicial, a waste of time, confusing, misleading, and unreliable 27 hearsay.” (Doc. 146 at 1-2). Plaintiff further asserts that the prior acts are “inadmissible 28 character evidence precluded by Rule 404(b)” . . . [and are] minor prior transgressions and A. -2- 1 events [having] nothing whatsoever to do with the attack[.]” Id. at 2. The prior acts 2 evidence is referred to as Plaintiff’s Exhibits: 3 507: 517: 518: 519: 520: 521: 536: 537 539: 544: 545 4 5 6 7 8 9 10 2/06/2017 Traffic Ticket and Complaint; 6/25/2015 Traffic Ticket and Complaint; 10/04/2018 Traffic Ticket and Complaint; 10/28/2017 Traffic Ticket and Complaint; October 28, 2017 DPS Report; August 18, 2013 Tempe Police Report for Assault; SPD Report 16-07786 Leaving Scene of Crash; SPD Axon Camera for Incident Report Part 1; SPD Axon Camera for Incident Report Part 2; Arizona State University Student Records; Decorative Paving Solutions Employment Records 11 12 Defendants’ Response (Doc. 167) notes that Plaintiff fails to provide the actual 13 content of the exhibits and the Court should therefore summarily reject his Motion as too 14 broad. (Id. at 1). Defendant’s position is well-taken. The Court is obligated to determine 15 the admissibility and relevance of evidence that the parties intend to introduce at trial. See 16 Fed.R.Evid. 401 and 402. Yet, the Court cannot ascertain the probative value of the 17 enumerated exhibits given the parties’ cursory descriptions of them, e.g., “an August arrest 18 for assault;” “disorderly conduct and trespass;” “a June 28, 2015 criminal speeding ticket”; 19 an “April 2, 2016 collision.” (Id.) Given both parties’ omissions, at this time and with the 20 below-noted exceptions, the Court cannot rule on the admissibility or relevance of evidence 21 they seek to preclude or admit.2 22 Defendants seek to introduce other acts evidence which “contradicts Plaintiff’s 23 damages claims and impeaches false statements [he] previously made under oath.” (Id. at 24 3). The Court notes that in each of Plaintiff’s causes of action, he includes claims that “[he] 25 suffered . . . pain, suffering anguish, [and] emotional distress[.]” (Doc. 17 at ¶ 42.) 26 Plaintiff’s constitutional claims also allege “pain, suffering, anguish, emotional distress 27 2 28 Nonetheless, the Court finds it improbable that exhibits 507 and 517 for traffic tickets and complaints occurring prior to July, 15, 2017, would be probative of any issue to be tried. -3- 1 and economic losses including hospital, and other medical expenses, and lost earnings[.]” 2 (See Doc. 16 at ¶¶ 42, 45, 50, 58). He further seeks an award of special, general, and 3 punitive damages. (Id. at ¶ 59). Plaintiff also states that “[he] also received counseling 4 from a mental health therapist for emotional distress.” (Doc. 151 at 13). He lists several 5 witnesses who will testify about his emotional damages, counseling and psychotherapy 6 treatment and diagnosis.3 (Id. at 25-26). 7 Given Plaintiffs allegations and demand for damages, should he introduce testimony 8 or evidence of being fearful of police as a result of the July 15, 2017, incident; that he has 9 a physical and/or emotional reaction to police presence; that he remains fearful of police, 10 and that he does his best to avoid police “to this day;” the Court finds the following 11 evidence probative of his claims and Defendants’ defenses: the October 28, 2017, report 12 that Plaintiff twice encountered law enforcement due to speeding. (Doc. 167 at 3). 13 However, without additional details, the Court cannot determine whether the circumstances 14 involved in the speeding incident are more probative than prejudicial (Plaintiff had a 15 passenger with drug paraphernalia in the vehicle and that Plaintiff was protecting himself 16 from prosecution for failure to adhere to a court order) (Doc. 167 at 3). See Fed.R.Evid. 17 403. The Court, however, finds that the probative value to Plaintiff’s 911 call to report a 18 theft from an escort is substantially outweighed by the dangers of unfair prejudice, will 19 result in jury confusion, and wasted time. See Fed.R.Evid. 403. Therefore, the Defendants 20 may not seek to introduce evidence of the January 2, 2018, Scottsdale police call or 21 circumstances of it. Accordingly, 22 IT IS ORDERED granting in part, Plaintiff’s Motion in Limine No. 1 (Doc. 146). 23 The Motion is granted as to Plaintiff’s Exhibits 507 and 517. It is denied as to Plaintiff’s 24 Exhibit 520 related to the October 28, 2017, law enforcement encounters. The Court 25 otherwise reserves its ruling. 26 /// 27 /// 28 3 Plaintiff’s witnesses include Tim McGough and Judith Phillips Wellick, LDSW. (Id.). -4- 1 B. 2 3 4 5 6 7 8 9 10 11 12 Plaintiff next seeks to preclude “all suggestions, testimony, evidence, or argument relating to [his] former high school and collegiate wrestling background” because it is “irrelevant, unduly prejudicial, confusing, and misleading.” (Doc. 147 at 1). Defendants contend that Plaintiff put at issue the “size difference between him and the deputies . . . alleging that his smaller size made him a non-threat to the deputies such that Deputy Eversole’s use of Shadow was unreasonable under the circumstances.” (Doc. 186 at 2). 4 Defendants assert that Plaintiff cannot “[tell] the jury he was physically too small to pose a threat to the larger deputies while hiding from the jury that he was an elite-level wrestler who had the skill and physical strength” to use his training to maneuver his body and to resist arrest. (Id. at 3). The Court agrees. Plaintiff’s Complaint suggests that Plaintiff intends to place his physical conduct 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Plaintiff’s Motion in Limine No. 2 (Doc. 147); Defendants’ Response (Doc. 186) and size at issue during trial. Therein, Plaintiff states, among other factual assertions that: he “did not physically touch or threaten” Deputy Finney “in any way”; Plaintiff “out of fear and shock, and in self-defense, Plaintiff struck Deputy Finney”; “Plaintiff was sitting passively in the back seat” and “forcibly dragged by his handcuffs out of the vehicle”; “While Plaintiff was agitated and demanded an explanation for his arrest, he offered no resistance to being led into either the building or the holding cell”; “Deputy Jackson outweighed Plaintiff by at least 100 pounds”; “Plaintiff did nothing even remotely suggestive of fighting”; “Plaintiff attempted only to stand up, a non-aggressive movement that lasted only a second”; “Plaintiff was still seated on the bench with Jackson’s massive body looming over him”; “Plaintiff was not fighting or resisting.”5 (Doc. 17 at ¶¶ 16, 17, 21, 22, 23, 24, 25, 26). Therefore, Plaintiff’s collegiate wrestling training and career are probative relevant evidence should he offer evidence or testimony that he lacked the size Defendants incorrectly cite Doc. 1, Plaintiff’s original complaint which was superseded by Doc. 17. 4 Plaintiff’s Battery allegations also assert that the deputies Eversole and Jackson issued false and misleading reports regarding Plaintiffs physical resistance. (See Doc. 17 at ¶¶ 30 – 39). 5 28 -5- 1 or physical strength to resist the deputies. See Fed.R.Evid. 401. The Court finds that the 2 probative value of such evidence is not outweighed by prejudice to the Plaintiff given the 3 allegations in his Complaint. Accordingly, 4 IT IS ORDERED denying Plaintiff’s Motion in Limine (Doc. 147). 5 C. 6 Plaintiff’s Motion in Limine No. 3 (Doc. 148); Defendants’ Response (Doc. 168) 7 Plaintiff seeks an order precluding the Defendants from introducing at trial “all 8 suggestion, testimony, evidence, or argument relating to any alleged fact unknown to 9 Eversole at the time of use of force relating to the events preceding Plaintiff’s arrest” and 10 preclusion of Plaintiff’s subsequent “plea, conviction and incarceration” resulting from the 11 Salt River recreational area arrest incident that preceded the holding cell incident. 12 (Doc. 148 at 2). Plaintiff first contends that “defendant Eversole knew almost nothing 13 about those preceding events” and that these events have “nothing to do with the 14 defendants’ claimed defenses.” (Id.) As justification to exclude both categories of 15 evidence, Plaintiff further asserts that “the trial of this matter concerns events removed in 16 time and distance from the events surrounding Plaintiff’s arrest[.]” (Id. at 3). Defendants 17 counter that Plaintiff puts the events at Salt River recreation incident at issue when he 18 alleges that “Officer Fleming and Deputies Eversole and Jackson approached the vehicle 19 itching for an opportunity to extract vengeance for their injured fellow officer . . . [t]hey 20 were poised to fight as they opened the passenger door[.]” (Doc. 168 at 2; see also Doc. 17 21 at 20). 22 impeachment purposes only, and do not state an intent to introduce evidence of Plaintiff’s 23 plea or incarceration at all. Defendants’ further state that they seek to use Plaintiff’s conviction for 24 As an initial matter, Plaintiff’s allegations appear to be that Defendant Eversole 25 knew that an officer was injured while interacting with Plaintiff, therefore, Defendant 26 Eversole’s acts of battery and excessive force were in retaliation for that injury. Defendant 27 Eversole also asserts that he was aware of the incident involving an injured officer at the 28 recreational area, and that Plaintiff caused the injury. At this point, testimony regarding -6- 1 Defendant Eversole’s knowledge of the “preceding events” at the time he interacted with 2 Plaintiff is probative of Plaintiff’s claims and are admissible. 3 course free to cross-examine Defendant Eversole about what he did and did not know at 4 the time of the incident. The Court will not, however, attempt to discern or identify what 5 Defendant Eversole knew so that it may broadly limit “all suggestion, testimony, evidence, 6 or argument relating to any alleged fact unknown to” him. Plaintiff’s counsel is of 7 Regarding the admissibility of Plaintiff’s resulting conviction for aggravated 8 assault, as Defendant’s observe, the conviction may only be used, if at all, as impeachment 9 evidence. (Doc. 168 at 4). To determine its admissibility, the Court must apply the 10 standards set forth in Fed.R.Evid. 609(a)(1)(A) and Fed.R.Evid 403. Rule 609(a)(1)(A) 11 provides that evidence attacking “a witness’s character for truthfulness by evidence of a 12 criminal conviction” for a crime punishable by more than one year “must be admitted . . . 13 in a civil case . . . in which the witness is not a defendant” unless its probative value is 14 outweighed by its prejudicial effect in accordance with Rule 403. At this juncture, the 15 Court is unable to determine whether use of the Plaintiff’s plea or conviction for 16 impeachment purposes would be more probative to the credibility of Plaintiff than 17 prejudicial to his claims. The Court does find, however, that the plea and conviction are 18 not remote in time as they are related to the Salt River recreational area incident that 19 directly preceded the excessive force claim and will not be excluded on that basis. The 20 Court nevertheless fails to see the probative value of Plaintiff’s incarceration, and will 21 exclude evidence of it. Accordingly, IT IS ORDERED granting in part, and denying in part, Plaintiff’s Motion in 22 23 Limine (Doc. 148), without prejudice to renew. 24 III. 25 Defendants’ Motions in Limine 26 Defendant’s Motion in Limine No. 2 (Doc. 156); Plaintiff’s Response (Doc. 163) 27 Defendants seek an order precluding Plaintiff from introducing evidence of 1) a 28 Professional Standards Bureau (“PBS”) Investigation into the incident that was conducted A. -7- 1 and its outcomes; 2) the resulting outcome of the PBS Investigation as it relates to non- 2 party Deputy Jackson; and 3) Defendant Penzone’s public statements “about the 3 investigation.” (Doc. 156 at 1). Defendants’ argue that such evidence will only “inflame 4 the jury’s passions, confuse the issues, mislead the jury, and unfairly prejudice 5 Defendants.” (Id. at 2). Plaintiff responds that the PBS Investigation is relevant to his 6 damages case because “[t]he fact that Eversole was not disciplined by Sheriff Penzone for 7 any misconduct . . . and the fact that he was promoted in rank ‘necessarily informs the need 8 for deterrence in the form of punitive damages.’” (Doc. 163 at 3). He asserts that the PBS 9 Investigation also includes statements by deputies Buckley, Eversole, Jackson, Hossack, 10 and Finney that may contradict their deposition and trial testimony, thus, he urges the Court 11 to reserve its ruling. (Id. at 2-3). Moreover, Plaintiff claims that Defendants disclosed the 12 PBS investigation late, resulting in an inability to further determine its relevance to his 13 case. 14 Given Defendants’ untimely disclosure, the Court will reserve ruling on whether 15 statements made by the aforementioned witnesses during the course of the PBS 16 investigation may be used for impeachment purposes. See Fed.R.Evid 613. The Court 17 will, however, preclude testimony or evidence related to the PBS investigation and 18 outcomes because its probative value is substantially outweighed by a danger of creating 19 jury confusion, misleading the jury, and may result in undue prejudice to Defendants. 20 Fed.R.Evid. 403. The jury will be instructed on the elements of Plaintiff’s specific legal 21 claims according to the law. Although neither party addresses what standards the PBS 22 used in reaching its outcomes, the potential for jury confusion due to the introduction of 23 different review standards and definitions is high and justifies exclusion of this evidence. 24 Neither party may introduce testimony or evidence of the PBS investigation or outcomes. 25 Regarding Defendant Penzone’s statements, the Court will not preclude evidence of 26 his statement made during a 2018 press conference addressing this incident in which he 27 said “that using K9s on handcuffed suspects wasn’t an abnormal practice.” However, 28 Defendant Penzone’s statement that “[i]f any details of that case require that I . . . hold -8- 1 people (deputies) accountable and make changes I will” is precluded because, it is not 2 related to or probative of Plaintiff’s specific battery or constitutional claims and like the 3 PBS investigation and outcomes, it will only confuse the jury. (Doc. 151-1 at 37). 4 Accordingly, 5 IT IS ORDERED granting in part, Defendants’ Motion in Limine No. 2 6 (Doc. 156). The Plaintiff is precluded from introducing evidence of the PBS Investigation 7 and outcome. The Court will reserve ruling on whether statements made during the course 8 of the PBS Investigation may be used to impeach the aforementioned witness.6 9 10 Defendants’ Motion in Limine No. 3 (Doc. 160); Plaintiff’s Response (Doc. 165) 11 Finally, Defendants’ seek to exclude the Plaintiff from introducing evidence or 12 testimony related to “any other claims, lawsuits, settlements, verdicts, judgments, 13 complaints, administrative investigations or proceedings, and/or other alleged incidents . . 14 . criminal justice reform movement, ‘Black Lives Matter’ . . . defund the police” or events 15 and media involving law enforcement. (Doc. 160 at 1). Plaintiff asserts that he does not 16 intend to present such evidence and the Court will hold him to that avowal. (Doc. 165 17 at 1). B. 18 Plaintiff, however, states that such issues may arise in voir dire and the Court agrees 19 that it may be appropriate to raise these issues at that time. Moreover, Plaintiff, in making 20 his damages case, may discuss deterring or punishing the Defendant in accord with closing 21 argument protocol. Accordingly, 22 IT IS ORDERED granting Defendants’ Motion in Limine No. 3 (Doc. 160). 23 Dated this 20th day of April, 2021. 24 25 Honorable Diane J. Humetewa United States District Judge 26 27 28 6 Both parties must instruct their witness to refrain from referring to the PBS Investigation. -9-
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