United States of America v. Li, No. 2:2012cv00482 - Document 174 (D. Ariz. 2014)
Court Description: ORDER granting in part and denying in part 134 Motion for Summary Judgment; denying 157 Motion for Summary Judgment. The Court will set a final pretrial conference by separate order. Signed by Judge David G Campbell on 3/6/2014.(DGC, nvo)
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United States of America v. Li 1 Doc. 174 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 United States of America, Plaintiff, 10 11 ORDER v. 12 No. CV-12-00482-PHX-DGC Grace Xunmei Li, 13 Defendant. 14 15 Defendant Grace Xunmei Li and Plaintiff United States of America (“the 16 government”) have both filed motions for summary judgment. Docs. 134, 157. The 17 motions have been fully briefed, and the Court held oral argument on February 27, 2014. 18 For the reasons stated below, the Court will deny the government’s motion and grant 19 Defendant’s motion in part. 20 I. Background. 21 Li came to the United States in 1995 at the age of 25. Docs. 134 at 1, 151 at 8. Li 22 met Antony Bambrough early that year at a swimming pool in Fort Lee, New Jersey. 23 Doc. 135, ¶ 13, Doc. 151 at 8. The couple became romantically involved and were 24 married two years later in February of 1997. Doc. 135 ¶¶ 14-18. 25 Li met Gang Chen in May of 1997. Id., ¶ 20, Doc. 161 at 16. Although the exact 26 date on which their relationship became romantic is disputed, Li asserts that she and 27 Chen began an affair in December 1998. Doc. 135, ¶ 20. Li alleges that “sometime” in 28 1998 she moved out of the house that she and Bambrough shared as a residence in Fort Dockets.Justia.com 1 Lee, New Jersey, though the parties disagree on why she left. Doc. 161, ¶ 30. In August 2 of 1998, Li and her mother purchased a house in Fort Lee where, according to Chen, he 3 would “sometimes” stay. Doc. 161, ¶¶ 32-34. 4 Although she remained married to Bambrough, over the next several years Li gave 5 birth to two daughters fathered by Chen. Doc. 135, ¶¶ 7-8. In 1999, before the birth of 6 her first daughter, Li informed Bambrough, who was still her husband at the time, that the 7 child she was expecting was not his. Id., ¶ 21, Doc. 161 at 20. The first daughter of Li 8 and Chen was born in September 1999. Doc. 135, ¶ 27. 9 Li, Chen, and their daughter moved to California in 2000. Doc. 161, ¶¶ 72-73. 10 They made an offer on a house together in December of that year. Id., ¶ 76. In 2002, Li 11 gave birth to a second daughter, also fathered by Chen. Id., ¶ 28. At some point before 12 July 5, 2002, Li and Chen went to the Santa Clara County Clerk’s office and applied for a 13 marriage license. Id., ¶¶ 42-43. On July 5, 2002, Li and Chen participated in a church 14 wedding ceremony with family and friends that was presided over by a Lutheran pastor 15 flown in from out of state. Id., ¶¶ 38, 41. The couple then hosted a post-ceremony 16 banquet for their guests. Id., ¶ 38. The pastor who performed the ceremony believed the 17 marriage was legitimate. Id., ¶ 42. After the ceremony, a copy of the marriage license 18 was sent to and recorded by the Santa Clara County Recorder’s Office. Id., ¶ 50. Li was 19 fully aware that she was married to Bambrough at the time of the ceremony with Chen. 20 Id., ¶ 35. 21 The government asserts that Li and Chen thereafter represented themselves as 22 husband and wife in a series of contracts and legal documents. Doc. 151 at 10-11. For 23 example, the government submits evidence that they purchased a house, replied to a legal 24 complaint under penalty of perjury, refinanced a home, submitted a residential loan 25 application, purchased a second house, and filed tax returns, all as husband and wife. 26 Doc. 152, ¶¶ 119-147. Li provides no evidence to the contrary, nor does she dispute the 27 validity of the documents cited by the government. Despite her relationship with Chen, 28 Li remained married to Antony Bambrough until they divorced in 2004. Doc. 135, ¶ 52. -2- 1 Eight months after her divorce from Bambrough, on September 24, 2004, Li 2 submitted an N-400 application for naturalization to become a U.S. citizen. Id., ¶ 57. Li 3 represented on the application that she was (1) divorced, (2) childless, (3) had been 4 married only once, (4) had never committed a crime or offense for which she was not 5 arrested, and (5) had never been married to more than one person at a time. Id., ¶ 59. On 6 April 18, 2005, Li met with Officer Que-Huong Nguyen for her naturalization interview. 7 Id., ¶ 60. Li’s application for naturalization was approved that day and Li became a U.S. 8 citizen on May 5, 2005. Id., ¶ 60-62. 9 In 2008, Li was charged with conspiracy to commit naturalization fraud under 18 10 U.S.C. § 371 and unlawful procurement of naturalization of citizenship under 18 U.S.C. 11 § 1425. Li pled guilty in August of 2009 in the United States District Court for the 12 Northern District of California to a violation of 18 U.S.C. § 1015(a). Id., ¶¶ 65-70. The 13 elements of this offense included (1) knowingly making a false statement under oath, 14 (2) in a matter relating to naturalization or citizenship under the laws of the United States. 15 Id., ¶ 74. Li’s plea agreement included the following factual basis for her plea: 16 17 18 19 20 21 22 23 On September 24, 2004, while living in San Jose, California, I submitted a petition for naturalization to the United States Citizenship & Immigration Services (CIS). In that petition, I knowingly made the following false statements and omissions: (1) I claimed to be “divorced,” when in fact I was married at the time to Gang “Steven” Chen (“Chen”); (2) I omitted that I had any children, when in fact I had two children with Chen; (3) I claimed that I had been married only once – referring to my prior marriage to a man identified in the Superseding Information by his initials, A.B. – when in fact I had been married twice; and (4) I responded “No” to a question asking whether I had ever been married to more than one person at the same time, when in fact, between July 5, 2002 and March 9, 2004, I was married to both Chen and A.B. 24 25 26 27 28 On April 18, 2005, I appeared for an interview with a CIS adjudicator in San Jose, California. During that interview, among other false statements, I stated under penalty of perjury that every statement contained in my naturalization petition was correct, knowing that certain statements in my naturalization petition, and specifically those described in the previous paragraph were false or intentionally misleading. -3- 1 Id. at 7. 2 At the sentencing hearing in December 2009, the district judge engaged in a 3 lengthy colloquy with Li regarding her guilty plea. Docs. 135, ¶¶ 73-79; 158-8. Li 4 initially maintained that she believed her marriage to Chen was not valid. Doc. 158-8 at 5 111. After a lengthy and somewhat confusing explanation from the judge, Li was asked 6 to affirm her admissions and said simply: “I admit to the – I admit that I knowingly made 7 a false statement.” Doc. 15-8 at 114. Li did not specify which “false statement” she 8 made. The prosecutor said that Li’s admission was “close enough,” and the judge 9 sentenced Li to probation and a $500 fine. Id. at 114, 116, 118. 10 II. Legal Standard. 11 A party seeking summary judgment “bears the initial responsibility of informing 12 the district court of the basis for its motion, and identifying those portions of [the record] 13 which it believes demonstrate the absence of a genuine issue of material fact.” Celotex 14 Corp. v. Catrett, 477 U.S. 317, 323 (1986). Summary judgment is appropriate if the 15 evidence, viewed in the light most favorable to the nonmoving party, shows “that there is 16 17 18 19 20 21 22 23 24 25 26 27 28 no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); Milton H. Greene Archives, Inc. v. Marilyn Monroe LLC, 692 F.3d 983, 992 (9th Cir. 2012). Summary judgment is also appropriate against a party who “fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial.” Celotex, 477 U.S. at 322. Only disputes over facts that might affect the outcome of the suit will preclude the entry of summary judgment, and the disputed evidence must be “such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In a denaturalization proceeding, the government bears the “heavy burden” of providing “clear, unequivocal, and convincing” evidence that citizenship should be revoked. United States v. Arango, 670 F.3d 988, 992 (9th Cir. 2012) (citing United States v. Dang, 488 F.3d 1135, 1139 (9th Cir. 2007)). The government’s evidence justifying denaturalization must “not leave the issue in doubt.” Dang, 488 F.3d at 1139. -4- 1 In short, “summary judgment for the government in a denaturalization proceeding is 2 warranted in narrow circumstances: if, viewing the evidence in the light most favorable to 3 the naturalized citizen, there is no genuine issue of material fact as to whether clear, 4 unequivocal, and convincing evidence supports denaturalization.” Arango, 670 F.3d at 5 992. 6 III. Judicial Notice. 7 The government argues that Li’s guilty plea in her prior criminal case is a final 8 decision that establishes the facts admitted by Li, including her false statements, false 9 testimony in her naturalization interview, and her bigamous marriage to Chen. Doc. 157 10 at 13-15. Li argues that the guilty plea does not have preclusive effect in this subsequent 11 civil immigration action. Doc. 160 at 7-8. 12 It is “settled law in this circuit that a guilty plea may be used to establish issue 13 preclusion in a subsequent civil suit.” United States v. Real Prop. Located at Section 18, 14 976 F.2d 515, 519 (9th Cir. 1992) (citing United States v. $31,697.59 Cash, 665 F.2d 903 15 (9th Cir. 1982); United States v. Bejar-Matrecios, 618 F.2d 81 (9th Cir. 1980)). The 16 17 18 19 20 21 22 23 24 25 26 27 28 Ninth Circuit has applied this principle in disposing of arguments in immigration cases that attempt to re-litigate prior criminal convictions. See, e.g., Granados-Mondragon v. I.N.S., 28 F. App’x 695 (9th Cir. 2002). In ruling on the government’s motion for judgment on the pleadings, the Court held that Young v. Holder requires that we “treat[] the plea as ‘an admission of only those facts that are essential to the conviction.’” Doc. 45 at 6 (citing 697 F.3d 976, 988 (9th Cir. 2012). Although this rule might not apply to a criminal conviction like Li’s that included a detailed factual admission in the plea agreement, the record from Li’s conviction is more complicated. As noted above, Li engaged in a colloquy with the judge about what precisely she was admitting. Doc. 135-2 at 52. Li’s counsel raised concerns about whether or not Li engaged in the acts described in the plea agreement, and the judge provided a lengthy explanation before asking what Li was admitting. Id. at 55. She responded: “I admit that I knowingly made a false statement,” without identifying the false statement. Doc. 158-8 at 114. -5- 1 The government seeks Li’s denaturalization based on allegations that she gave 2 false testimony during her naturalization interview, lied on her naturalization application, 3 and was bigamously married to Gang Chen, among others. Although Li’s written plea 4 agreement contained admissions of each of these acts, the colloquy with the judge left an 5 imprecise record as to the specific basis for her conviction. At the key moment, when the 6 judge sought to confirm that there was a factual basis for conviction, Li admitted only to 7 making “a false statement,” an admission the prosecutor said was “close enough.” The 8 judge proceeded on the basis of that admission. 9 From this record, the Court cannot take judicial notice of Li’s admission to all of 10 the false statements set forth in her plea agreement. “[O]nly matters necessarily decided 11 in the prior action are barred from relitigation by collateral estoppel,” Section 18, 976 12 F.2d at 519 (emphasis added), and the only matter necessarily decided prior to conviction 13 was that Li knowingly made an unspecified false statement. As a result, the Court takes 14 judicial notice only of this admission.1 15 IV. 16 17 18 19 20 21 22 23 24 25 Analysis. The government seeks to denaturalize Li under 8 U.S.C. § 1451(a). This statute provides that the Court must order the revocation of a person’s naturalization certificate if (1) the naturalization was illegally procured, or (2) the naturalization was procured by concealment of a material fact or by willful misrepresentation. The government asserts six claims against Li that show that she either illegally procured her naturalization or procured it through willful misrepresentation and concealment of material facts. Those claims include the following: (1) Li gave false testimony during her naturalization interview; (2) Li’s conviction under §1015(a) in the criminal case was a crime involving moral turpitude that precluded her naturalization; (3) Li committed bigamy, which is a crime involving moral turpitude; (4) Li committed bigamy, which is an unlawful act that reflected poorly on her moral character and precluded her from naturalizing; (5) Li had an 26 27 1 28 This conclusion will not necessarily prevent the Court from considering the detailed admissions in her plea agreement as evidence during trial, assuming they are admissible. -6- 1 extra-marital affair which tended to destroy her marriage to Bambrough and evidenced 2 bad moral character; and (6) Li willfully misrepresented and concealed material facts in 3 her naturalization application. Doc. 16. 4 Counts I through V concern the first prong of 8 U.S.C. § 1451(a) – that Li illegally 5 procured her naturalization. A certificate of citizenship is “illegally procured” when the 6 applicant fails to comply with all congressionally-imposed prerequisites to the acquisition 7 of citizenship. Fedorenko v. United States, 449 U.S. 490, 506 (1981). One of those 8 prerequisites is that a person be “of good moral character” during a period from five 9 years before filing an application for naturalization until the date the person takes the oath 10 of allegiance to become a citizen. 8 U.S.C. § 1427(a)(3); 8 C.F.R. § 316.10(a)(1). Count 11 VI concerns the second prong of § 1415(a) and alleges that Li procured her citizenship by 12 willfully concealing and misrepresenting her marital status and the existence of her 13 extramarital children. The Court will address each count separately. 14 A. 15 Being of good moral character is a congressionally-imposed prerequisite to 16 17 18 19 20 21 22 23 24 25 26 27 Count I – False testimony. citizenship. “Under 8 U.S.C. § 1101(f)(6), a person shall be deemed not to be of good moral character if he has given false testimony for the purpose of obtaining immigration or naturalization benefits.” Kungys v. United States, 485 U.S. 759, 779 (1988). The false statements need not be material, but they must be false, made orally and under oath, and made for the purpose of obtaining an immigration benefit. Id. The government alleges Li gave false oral testimony during her naturalization interview on April 18, 2005 in response to four different questions. Doc. 16 at 7. Specifically, the government asserts that Li testified she (1) had no children, (2) was divorced, (3) had only been married once, and (4) had never committed a crime for which she had not been arrested. Id. The government argues that Li lied about each of these subjects during her naturalization interview. Doc. 151 at 20. Li appeared for her naturalization interview and gave oral testimony under oath. Doc. 135,¶ 60; Doc. 152, ¶ 157. Li’s interview took place during the statutory period in 28 -7- 1 which she was required to be of good moral character.2 Li argues, however, that the 2 government cannot show by clear and convincing evidence that the questions which Li 3 allegedly answered falsely were asked during the interview. Doc. 160 at 9. She supports 4 this contention by noting that the Court may not take judicial notice of her plea 5 agreement in which she admitted making these false statements. Id. 6 The Court has taken judicial notice only of Li’s admission that she made a false 7 statement. The Court does not know whether that statement was made in her application 8 for naturalization or during her interview because that fact was not specified in the 9 colloquy. 10 The Court therefore cannot conclude that Li’s admitted false statement satisfies the oral testimony requirement in Count I. 11 Although no audio or video recording of Li’s interview with Officer Nguyen is 12 available, and Nguyen cannot recall the interview, the government argues that there is no 13 question that Nguyen asked Li about her marital status and her children. Relying on 14 Nguyen’s testimony and the government’s established procedures for such interviews, the 15 government asserts that Nguyen made red ink annotations on Li’s N-400 form on each 16 17 18 19 20 21 22 23 24 25 26 question asked of Li, including questions about Li’s marital status and children. Doc. 157 at 21. In response, Li relies on the expert report of an immigration attorney who has attended dozens of such naturalization interviews and who declares that while “[i]t is common for interviewers to make marks on N-400 applications during an interview . . . not every mark . . . is consistent with a specific question being asked or answered.” Doc. 172-1 at 13. According to Li’s expert, such marks “do not necessarily mean a question was asked orally or that an oral answer to a question was given during the interview.” Id. The Court concludes that a material issue of fact exists as to whether Li was asked the relevant questions and provided oral testimony in response. As a result, the Court cannot grant summary judgment for the government. The same factual issue precludes summary judgment for Li on this claim. 27 28 2 This period for Li ran from September 24, 1999, five years before she submitted her N-400 application, until May 5, 2005, the date of her admission to citizenship. -8- 1 B. Count II – Conviction under 18 U.S.C § 1015(a). 2 The government argues that a violation of 18 U.S.C. § 1015(a) is a crime 3 involving moral turpitude, and that Li’s conviction of that crime establishes that she was 4 not of good moral character and was statutorily ineligible for naturalization. Docs. 16 at 5 8-9, 151 at 29, 38. Li argues that a violation of § 1015(a) is not a crime involving moral 6 turpitude. Doc. 134 at 28. 7 In determining whether a crime is one of moral turpitude, the Court must examine, 8 first, what offense the petitioner was convicted of committing, and second, whether such 9 conduct is a crime involving moral turpitude as defined in the applicable section of the 10 Immigration and Naturalization Act (“INA”). Marmolejo-Campos v. Holder, 558 F.3d 11 903, 907 (9th Cir. 2009). The Court has taken judicial notice that Li committed a 12 violation of § 1015(a) by knowingly making a false statement. A crime involving moral 13 turpitude is defined as a crime “inherently base, vile, or depraved, and contrary to the 14 accepted rules of morality and the duties owed between persons or to society in general.” 15 Robles-Urrea v. Holder, 678 F.3d 702, 708 (9th Cir. 2012). Such crimes generally 16 involve fraud or grave acts of baseness or depravity. Id. 17 The government argues that Li’s violation of § 1015(a) is, by its very nature, a 18 crime involving moral turpitude because an intent to defraud is implicit in making a false 19 statement on a naturalization application and is akin to perjury in the immigration 20 context. Doc. 151 at 39-40. Li responds that she did not plead guilty to fraud, which was 21 initially charged. Doc. 160 at 2. She also argues that her plea was not knowingly made, 22 and that the crime does not carry sufficient bad intent to constitute a crime involving 23 moral turpitude. Id. 24 The parties have not identified, nor has the Court found, any authority dictating 25 whether violation of § 1015(a) constitutes a crime involving moral turpitude. Courts 26 generally apply a categorical approach when answering this question, looking first to the 27 statutory definition of the offense to see if it fits into one of the two identified categories, 28 fraud or grave acts of baseness and depravity. Totaktly v. Ashcroft, 371 F.3d 613, 620 -9- 1 (9th Cir. 2004). “If it is not clear from the statutory definition whether the offense is a 2 qualifying offense, we apply the modified categorical approach, in which we may look 3 beyond the language of the statute to a narrow, specified set of documents that are part of 4 the record of conviction,” including the state charging document, a signed plea 5 agreement, jury instructions, guilty pleas, transcripts of plea proceedings and the 6 judgment. Notash v Gonzales, 427 F.3d 693, 697 (9th Cir. 2005) (citing Ferreira v. 7 Ashcroft, 390 F.3d 1091, 1095 (9th Cir. 2004) (internal cites omitted)). “If the record of 8 conviction does not establish that the offense is a qualifying offense, the government has 9 failed to meet its burden.” Id. at 697. 10 “Not all false statements to the federal government are crimes of moral turpitude.” 11 Fetamia v. Ridge, 3-03-CV-2841-BD, 2004 WL 1194458 (N.D. Tex. May 27, 2004). 12 And while the elements of the crime at issue here do require that a party knowingly make 13 false statements, the Ninth Circuit has held that “[w]illfulness alone . . . does not 14 categorically indicate an intent to defraud.” Notash, 427 F.3d at 698. 15 1. Categorical approach. 16 A person violates § 1015(a) if he or she (1) “knowingly makes any false statement 17 under oath, (2) in any case, proceeding, or matter relating to . . . naturalization, 18 citizenship or registry of aliens.” The statute does not explicitly require fraudulent 19 conduct on the part of the perpetrator, nor does it explicitly require that the perpetrator 20 take the prohibited action in order to derive a benefit of some sort. 21 Where the intent to defraud is inherent in the nature of a crime, the crime is one of 22 moral turpitude even if there is no express element of fraud. Tijani v. Holder, 628 F.3d 23 1071, 1076 (9th Cir. 2010). Courts have found an inherent fraud requirement when a 24 criminal statute requires specific intent that a false statement be relied upon. 25 example, the court in Tijani found inherent fraud in a statute that required “knowingly 26 mak[ing] or caus[ing] to be made . . . any false statement in writing, with intent that it 27 shall be relied upon . . . for the purpose of procuring [payment].” Id. at 1075 (emphasis 28 added). In Carty v. Ashcroft, 1081 (9th Cir. 2005), the Ninth Circuit found fraud inherent - 10 - For 1 in a tax evasion statute that made it a crime for a person to “willfully fail[] to file any 2 return or to supply any information with intent to evade any tax[.]” Id. at 1083 (emphasis 3 added). The Carty court found that the use of the word “evade” was so wound up with 4 fraud that a violation of the tax section was “tantamount and equivalent to an intent to 5 defraud for deportation purposes.” Id. at 1085. 6 Section 1015(a) does not require that a false statement be made with any particular 7 intent. In fact, the statute does not even require that the false statements be made to 8 influence the immigration process or procure an immigration 9 statements made “in relation to” an immigration proceeding will do. benefit – any false 18 U.S.C. 10 § 1015(a). Other subsections of the same statute do criminalize behavior done with intent 11 or in order to procure a benefit, but such intent is noticeably absent from the plain 12 language of subsection § 1015(a). Cf. § 1015(b) (criminalizing “knowingly, with intent 13 to avoid any duty or liability imposed or required by law,” denying citizenship) and 14 § 1015(e) (criminalizing knowingly making a false claim to citizenship “with the intent to 15 obtain . . . any Federal or State benefit or service”). 16 requirement or some other indication that a fraudulent state of mind is required, the Court 17 finds no basis to conclude that a violation of § 1015(a) is inherently fraudulent. In the absence of an intent 18 The government also argues that a violation of § 1015(a) is “essentially 19 naturalization-specific perjury,” and that perjury is a well-accepted crime involving moral 20 turpitude. Doc. 157 at 38. But materiality is an essential element of perjury, Matter of S, 21 2 I. & N. Dec. 353 (BIA 1945); see also Bronston v. United States, 409 U.S. 352, 355 22 (2000), and materiality is not required for a violation of § 1015(a), United States v. 23 Youssef, 547 F.3d 1090, 1093 (9th Cir. 2008) (“The plain language of § 1015(a) does not 24 require the false statement to be material.”). 25 In sum, the Court concludes that a violation of § 1015(a) is not inherently 26 fraudulent and does not include the element of materiality essential to perjury. As a 27 result, the crime Li was convicted of committing is not categorically a crime involving 28 moral turpitude. - 11 - 1 2. Modified categorical approach. 2 As noted above, if a crime is not categorically a crime involving moral turpitude, 3 courts apply the modified categorical approach and “look beyond the language of the 4 statute to a narrow, specified set of documents that are part of the record of conviction,” 5 including the state charging document, a signed plea agreement, jury instructions, guilty 6 pleas, transcripts of plea proceedings and the judgment. Notash, 427 F.3d at 697. The 7 purpose of this inquiry is to identify, if possible, the precise crime that was committed, 8 and the government carries the burden of showing that the conviction was for a crime 9 involving moral turpitude. Id. at 698-700. 10 As already noted, Li admitted only to knowingly making “a” false statement. 11 Because Li did not admit during the colloquy that she possessed a fraudulent intent, or 12 sought to procure some benefits through her false statement, the Court cannot conclude 13 from her admission that she committed a crime involving fraud and therefore a crime of 14 moral turpitude. For reasons described above, the Court takes judicial notice only of Li’s 15 precise admission, not of other statements contained in her plea agreement. 16 Nor can the Court conclude that Li committed the equivalent of perjury. As noted 17 above, perjury requires a false statement that is material, and the materiality of the false 18 statement Li made was never an issue in her criminal case. As already noted, § 1015(a) 19 does not require materiality. Youssef, 547 F.3d at 1093. 20 For these reasons, the Court concludes that Li’s § 1015(a) conviction is not a 21 crime of moral turpitude under the modified categorical approach. Review of the 22 relevant documents from her 2009 conviction simply does not establish that the crime she 23 committed involved fraud or was tantamount to perjury, and the government has 24 provided no other basis on which to conclude that her conviction was for a crime 25 involving moral turpitude. 26 The Court will grant summary judgment for Li on Count II. There is no further 27 issue of fact to be decided on this claim. The issue is not whether the government could 28 show Li’s alleged false statements to be fraudulent or material at the trial in this case. - 12 - 1 The issue is whether her 2009 conviction was for a crime of moral turpitude, an issue that 2 must be resolved by looking to that conviction. Because the Court cannot conclude that 3 the conviction is a crime of moral turpitude under either the categorical or modified 4 categorical approaches, the Court concludes as a matter of law that it is not. 5 C. Count III – Bigamy as a crime involving moral turpitude. 6 The government asserts that Li was not of good moral character during the 7 statutory period because she committed bigamy under California law by marrying Chen 8 while still married to Bambrough. Bigamy is indeed a crime involving moral turpitude, 9 Gonzales-Martinez v. Landon, 203 F.2d 196, 197 (9th Cir. 1953), but it cannot alone 10 justify Li’s denaturalization. A single crime of moral turpitude cannot be grounds for 11 denaturalization if the maximum statutory sentence for the crime does not exceed one 12 year, and, if the person was convicted of the crime, the person did not receive a sentence 13 of more than six months. 8 U.S.C. § 1182(a)(2)(A)(ii)(II). Bigamy is punishable under 14 California law by a prison term “not exceeding one year,” Cal. Crim. Code § 283, and Li 15 was never convicted or imprisoned for bigamy. Because bigamy is the only crime 16 alleged in Count III (Doc. 16 at 11-12), summary judgment will be granted for Li. 17 D. Count IV – Bigamy as evidence of bad moral character. 18 The government alleges that Li illegally procured her citizenship because she 19 committed an unlawful act of bigamy that reflected adversely on her moral character 20 during the statutory period. Doc. 16 at 10. Specifically, the government cites 8 C.F.R. 21 § 316.10(b)(3)(ii), which provides that “unless the applicant establishes extenuating 22 circumstances, the applicant shall be found to lack good moral character if . . . the 23 applicant . . . Committed unlawful acts that adversely reflect upon the applicant’s moral 24 character.” The government asserts that Li cannot establish extenuating circumstances 25 with regard to her commission of bigamy. Doc. 16 at 10. 26 Li disputes that she ever committed bigamy. She argues that she never intended to 27 marry Chen, that her wedding to Chen was a “mock” ceremony staged to appease 28 members of his family, and that she did not believe their marriage to be legitimate from a - 13 - 1 legal standpoint. Docs. 134, 135, ¶ 6.3 Li submits deposition testimony from Chen, who 2 also asserts that they never intended to be legally married (Doc. 135, Ex. 10), an affidavit 3 from Li’s mother, Ruby Zhao, who states that she knew they never intended to marry 4 (Doc. 135, Ex. 11), and an affidavit from Steve Greschner, a friend of Li’s who later 5 became her husband, stating that he also knew that Li and Chen never intended to legally 6 marry (Doc. 135, Ex. 12).4 Li also testified in her own deposition that she did not intend 7 to marry Chen. Doc. 135-1 at 15. 8 The government has submitted many documents to show the nature of Li and 9 Chen’s relationship and their intent to marry and live as a married couple. Doc. 152, 10 ¶¶ 52-61, 71-101. It has alleged that the ceremony was real, id., ¶¶ 102-118, and that 11 after the ceremony Li and Chen held themselves out as husband and wife, as evidenced 12 by numerous legal documents, id. ¶¶ 119-147. 13 The evidence presented by Li and the government creates an issue of fact as to 14 whether Li and Chen intended to marry and therefore committed bigamy under California 15 law. Summary judgment will be denied for both sides. 16 E. Count V – Extramarital affair. 17 The government asserts that Li was not of good moral character during the 18 statutory period because she engaged in an extramarital affair that had a tendency to 19 destroy her marriage. See 8 C.F.R. § 316.10(b)(3)(ii) (“Unless the applicant establishes 20 extenuating circumstances, the applicant shall be found to lack good moral character if, 21 during the statutory period, the applicant . . . [h]ad an extramarital affair which tended to 22 destroy an existing marriage.”). There is no dispute that Li had an extramarital affair 23 with Chen. Li met Chen soon after she was married to Bambrough and began an affair 24 3 25 26 27 Li also argues that even if she had intended to marry Chen, the marriage would have been illegal and void because she was already married to Antony Bambrough. Docs. 134, 135, ¶ 6. This argument lacks merit. A person can be party to an illegal marriage and still be prosecuted for bigamy under California law. Gersten v. C.I.R., 267 F.2d 195 (9th Cir. 1959). 4 28 The Court gives little weight to the affidavit from Li’s mother given Li’s own assertion in this litigation that her mother was not capable of being deposed due to mental health issues. - 14 - 1 with Chen in 1998. Doc. 135, ¶ 20. In late 1998 or early 1999, she was pregnant with 2 her first child by Chen. Id., ¶ 21. 3 There is, however, a factual dispute as to whether the affair tended to destroy Li 4 and Bambrough’s marriage. Doc. 160 at 22. Bambrough asserted in his deposition that 5 he found out about the affair when Li told him she was pregnant with another man’s child 6 sometime in the spring of 1999, and that it was the affair that caused the end of his 7 marriage to Li. Doc. 152, ¶ 39.5 Li, on the other hand, argues that the affair was not the 8 cause of her break-up with Bambrough. Doc. 160 at 22. She asserts that she left 9 Bambrough because he quit a job in 1998 against her wishes. Id. at 23. She also has 10 presented evidence that Bambrough accepted the relationship she had with Chen and that 11 the three of them got along well even after the affair came to light. Id. at 22. 12 Whether the extramarital affair between Li and Chen had a tendency to destroy the 13 marriage is an issue of fact that must be resolved at trial. Summary judgment is denied as 14 to both parties on this issue. 15 F. Count VI – Willful misrepresentation and concealment. 16 The government argues that Li procured her citizenship by willfully concealing 17 and misrepresenting her marital status and the existence of her children, and that such 18 willful concealment and misrepresentation is a sufficient ground for denaturalization 19 under 8 U.S.C. § 1451(a). Doc. 16 at 12. Section 1451(a) contains four independent 20 requirements for revocation of citizenship based on concealment or misrepresentation: 21 (1) the naturalized citizen must have misrepresented or concealed some fact, (2) the 22 misrepresentation or concealment must have been willful, (3) the fact must have been 23 24 25 26 27 28 5 Li objects to admission of the affidavit of Antony Bambrough because she contends that the affidavit is inconsistent with his deposition and therefore should be disregarded under Kennedy v. Allied Mut. Ins. Co., 952 F.2d 262, 266-67 (9th Cir 1991), and Radobenko v. Automated Equip. Corp., 520 F.2d 540, 543-44 (9th Cir. 1975). Doc. 161 at 2. Both Kennedy and Radobenko concern situations in which a party to a lawsuit attempted to defeat summary judgment by creating an issue of fact through submission of a sham affidavit. Bambrough is not a party to this lawsuit, nor has Li provided a basis for concluding that differences between his affidavit and deposition are “not the result of an honest discrepancy, a mistake, or the result of newly discovered evidence.” Kennedy, 952 F.2d at 266-67. - 15 - 1 material, and (4) the naturalized citizen must have procured citizenship as a result of the 2 misrepresentation or concealment. Kungys, 485 U.S. at767. 3 In its motion for summary judgment, the government alleges several false 4 statements on Li’s N-400 and in her naturalization interview, including that she 5 concealed the existence of her children and misrepresented her marital history. Doc. 157 6 at 47-49. 7 summary judgment on Count VI, but also argues from the evidence that Li lied about 8 having no children and about her marital history. Id. The government relies primarily on Li’s 2009 conviction as a basis for 9 The Court cannot grant summary judgment on this count. If the 2009 conviction 10 is not considered, the factual disputes discussed above prevent the Court from concluding 11 that Li knowingly made false statements concerning her marital status. Li also disputes 12 that she knowingly failed to disclose her children, contending that she misunderstood the 13 requirements of the naturalization form. 14 If the 2009 conviction is considered, the government still has not established its 15 right to summary judgment. Although Li admitted to knowingly making a false 16 statement, she did not identify the false statement and the Court therefore cannot take 17 judicial notice that she admitted any particular false statement. As a result, even if the 18 Court could conclude from Li’s conviction that the first two requirements of § 1451(a) 19 are met – a misrepresentation of fact that is willful – the Court could grant summary 20 judgment for the government on this count only if it could also conclude that each of the 21 alleged misrepresentations was material and resulted in her procuring citizenship, the 22 third and fourth requirements under § 1451(a). Stated differently, because the record 23 from the 2009 conviction does not reveal which false statement Li admitted, the Court 24 would have to conclude that all of the possible false statements satisfy the materiality and 25 causation requirements of § 1451(a) before summary judgment could be entered. The 26 Court cannot reach such a conclusion. 27 The parties have presented conflicting evidence on whether the failure to disclose 28 Li’s children in the immigration process was material to or resulted in her naturalization. - 16 - 1 Docs. 172-1 at 13, 170-2 at 5-10. This factual issue on one of the alleged false statements 2 prevents the Court from granting summary judgment for the government.6 3 V. Request for stay. 4 Li asks the Court to stay these proceedings pending resolution of a habeas petition 5 she has brought in the United States District Court of the Northern District of California 6 challenging the validity of her 2009 conviction. Doc. 160 at 2. Li contends that the 7 California court has not reached the merits of her petition because the petition was 8 dismissed on procedural grounds, and that she has since filed a Rule 59 motion to amend 9 the judgment. Id. 10 A district court has the inherent power to stay proceedings, and whether to grant a 11 stay is within the court’s discretion and appropriate when it serves the interests of judicial 12 economy and efficiency. Rivers v. Walt Disney Co., 980 F. Supp. 1358, 1360 (C.D. Cal. 13 1997) (citing Weisman v. Se. Hotel Prop. Ltd., No. 91-6232, 1992 WL 131080, at *6 14 (S.D.N.Y. June 1, 1992)). The power to stay is “incidental to the power inherent in every 15 court to control the disposition of the causes on its docket with economy of time and 16 effort for itself, for counsel, and for litigants.” Rivers, 980 F. Supp. at 1360 (quoting 17 Landis v. N. Am. Co., 299 U.S. 248, 254 (1936); Gold v. John-Manville Sales Corp., 723 18 F.2d 1068, 1077 (3d Cir. 1983). When considering a motion to stay, the district court 19 should consider three factors: (1) potential prejudice to the non-moving party; 20 (2) hardship and inequity to the moving party if the action is not stayed; and (3) the 21 judicial resources that would be saved by avoiding duplicative litigation if the cases are in 22 fact consolidated. 23 Processing, Inc., Nos. 92-1030, 92-1086 , 1992 WL 102762, at *1-2 (E.D. Penn. May 7, 24 1992)). Rivers, 980 F. Supp. at 1360, (citing Am. Seafood v. Magnolia 25 Li’s habeas petition was denied by the California federal court as untimely. 26 United States v. Li, 5:09-CR-00177-EJD-1, 2013 WL 6140860 (N.D. Cal. Nov. 21, 27 6 28 Materiality is a question for the Court, but it “rests upon a factual evidentiary showing” that is now in dispute and will be resolved at trial. Kungys, 485 U.S. at 772 (citation and quotation marks omitted). - 17 - 1 2013). 2 appealability so she can appeal the dismissal to the Ninth Circuit. If the motion is 3 granted and Li appeals, the appeal could take one or two years to resolve. If she prevails 4 on her argument that the petition was timely, the case would return to the district court 5 and start over, a process that could take several more years. The unsuccessful party then 6 would almost surely appeal to the Ninth Circuit, a process that could again take years to 7 resolve. Thus, even if Li were ultimately to prevail, the process could take six or more 8 years to complete. Although the Court understands that much is at stake here for Li, the 9 government also has an interest in seeing this case resolved, and a delay of many years 10 Li’s motion to amend simply asks the court to grant her a certificate of would prejudice its position as evidence grew stale and memories faded. 11 To evaluate hardship to Li if a stay is denied, the Court has reviewed her filings in 12 the habeas proceeding. The Court finds it unlikely that Li will prevail in her arguments 13 that she had an available affirmative defense that counsel did not advise her of, and that 14 she did not know her conviction could have serious immigration consequences. The 15 affirmative defense that Li alleges her lawyer failed to inform her of is that, because 16 California law voids any bigamous marriage, she could have asserted that her statements 17 about her marriage on her naturalization form were true. 18 argument in this proceeding (Docs. 134, 135, ¶ 6) and the Court found above that it lacks 19 merit because a person can be party to an illegal marriage that is void and still be guilty 20 of bigamy. Gersten, 267 F.2d at 195. As to her argument that she was not advised of the 21 immigration consequences of her plea, in addition to the fact that her 2009 lawyer admits 22 having told her that a challenge to her naturalization was a possible (albeit unlikely) 23 consequence of her conviction (Doc. 158 at 130), the prosecutor specifically stated during 24 her change-of-plea hearing that the government could attempt to revoke her citizenship 25 on the basis of her conviction (Doc. 158-8 at 122). She nonetheless went forward with 26 her guilty plea. But she made a similar 27 Because the Court finds it unlikely that Li will prevail on her habeas claim, the 28 Court concludes that the hardship she will experience as a result of this Court’s denial of - 18 - 1 her stay request does not outweigh the multi-year delay the government would endure if a 2 stay were granted. 3 4 Finally, the Court’s serious doubts about the merits of Li’s habeas petition causes it to conclude that judicial resources are not likely to be saved by delaying this case. 5 Li’s unappealed conviction is final for purposes of this proceeding. Lackawanna 6 Cnty. Dist. Attorney v. Coss, 532 U.S. 394, 403 (2001). The Court concludes that this 7 action should not be stayed while Li pursues habeas relief in other courts. 8 IT IS ORDERED: 9 10 1. Defendant’s motion for summary judgment (Doc. 134) is granted as to Counts II and III and denied as to Counts, I, IV, V, and VI as set forth above. 11 2. Plaintiff’s motion for summary judgment (Doc. 157) is denied. 12 3. The Court will set a final pretrial conference by separate order. 13 Dated this 6th day of March, 2014. 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 - 19 -
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