Lewis v. Alabama Dept. of Public Safety, 831 F. Supp. 824 (M.D. Ala. 1993)
August 10, 1993
ALABAMA DEPARTMENT OF PUBLIC SAFETY, et al., Defendants.
United States District Court, M.D. Alabama, E.D.
W. Troy Massey, Montgomery, AL, for plaintiff.
Patrick Mahaney and Jack Curtis, Montgomery, AL, James R. Thrash, Opelika, AL, for defendants.
CORRECTED MEMORANDUM OPINION
DE MENT, District Judge.
This case involves a black wrecker driver who owns a wrecker business in the Opelika/Auburn area. The State of Alabama requires that each trooper post maintain a list of wrecker operators which troopers call on a *825 rotating basis when the owner of a motor vehicle is unable to make a decision about a wrecker service to tow his vehicle. The wrecker operators are private companies with no affiliation with the Alabama Department of Public Safety. The Department of Public Safety has adopted rules and regulations, the requirements of which wrecker operators must meet in order to be included on the list. One of the regulations adopted by the Department is the requirement that the operator not be convicted of a felony or misdemeanor involving force, violence or moral turpitude (Pl.Ex. #5 at 5).
In 1990 the plaintiff applied with the Alabama Department of Public Safety to be placed on the list. The plaintiff's application was denied due to his criminal record. The plaintiff had been convicted of five worthless check violations which have been held by the Supreme Court of Alabama to involve moral turpitude.
The plaintiff alleges that the reason for the denial was his race and has alleged a violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 1983, and the Equal Protection Clause of the United States Constitution.
The plaintiff, contends that the regulations are in conflict with Title VII of the Civil Rights Act of 1964, in that the regulation as applied discriminates against the plaintiff and others similarly situated, on the basis of race and color. Title VII generally prohibits employment discrimination on the basis of race, color, religion, sex or national origin. In support of the allegations of racial discrimination, the plaintiff cites the court to statistics relating to the percentage of black misdemeanor convictions compared to white misdemeanor convictions in Lee County, Alabama. These statistics are inconclusive in proving de facto discrimination because there are to many unknown factors for the statistics to be accurate. The plaintiff admits that out of a total of 2,055 total misdemeanor convictions in Lee County the racial makeup of the offenders was unknown in 1,366 of the cases. (Tr. at 27). This means that the racial breakout of 55 percent of the data used for the statistical base is unknown, thus making the given statistics worthless.
Therefore, the court finds no basis for which to base a disparate impact case under Title VII.
The plaintiff next contends that the regulations violate his right to equal protection of the law pursuant to the Fourteenth Amendment to the Constitution of the United States. Under the 1987 Towing and Recovery Services Rules and Regulations at issue, no owner or operator shall be on the rotation list who has been convicted of a felony involving grand larceny, theft of property, etc. or a misdemeanor involving either force, violence or moral turpitude." (Plaintiffs exhibit #3 at 5). The question before the court is whether discrimination against a class of misdemeanants is permissible under the Equal Protection Clause of the Fourteenth Amendment.
The plaintiff, has attempted to invoke the compelling state interest test by urging the court that the regulations have a disproportionate racial impact and thus are discriminatory on the basis of race. As stated above, the plaintiff has failed to produce statistical evidence which supports a claim that this regulation discriminates against blacks. Moreover, the court finds that a classification based on one's criminal record is not a "suspect classification" and therefore this group does not require the strict scrutiny given a "suspect classification." The court must therefore analyze the regulation prohibiting the licensing of convicted misdemeanants in light of the rational basis test.
RATIONAL BASIS TEST
The Supreme Court has defined the rational basis test thusly,: "... the classification must be reasonable, not arbitrary, and must rest upon some ground of difference having a fair and substantial relation to the object of the legislation (here, regulations), so that all persons similarly circumstanced shall be treated alike." F.S. Royster Guano *826 Co. v. Virginia, 253 U.S. 412, 415, 40 S. Ct. 560, 562, 64 L. Ed. 989 (1920). But, simply discerning any regulatory reason, however plausible, will not serve to satisfy the rational basis requirement. The relevant inquiry should more properly focus upon whether the means utilized to carry out a regulatory purpose substantially furthers that end. See United State Dept. of Agri. v. Moreno, 413 U.S. 528, 93 S. Ct. 2821, 37 L. Ed. 2d 782 (1973); Weber v. Aetna Casualty & Surety Co., 406 U.S. 164, 92 S. Ct. 1400, 31 L. Ed. 2d 768 (1972); Reed v. Reed, 404 U.S. 71, 92 S. Ct. 251, 30 L. Ed. 2d 225 (1971); Butts v. Nichols, 381 F. Supp. 573 (U.S.D.C. Iowa 1974).
The defendants contend that the purpose of the regulation is "to protect the property of the people that's [sic] injured in accidents in the State of Alabama, the only way that we know how to predict a persons' honesty is based on his past actions" (Jones Test. at 156). In essence, the defendants contend that a convicted misdemeanant cannot be relied on to be honest and trustworthy.
The validity of this purpose is not before the court nor is the public policy of the State of Alabama, in this regard, an appropriate inquiry for the court. While the determination of regulatory interests are within the reviewable discretion of the regulatory agency, the means of implementing those goals, however, are the proper subject of judicial review and in this case these regulations violates the Equal Protection Clause and are therefore impermissible.
The court finds this regulation to be unconstitutional and violative of the Equal Protection clause for two reasons. (1) The regulation has an across the board prohibition against placing people on the rotation list who are misdemeanants and who have been convicted of crimes against "moral turpitude" with no tailoring in an effort to conform to the legitimate state interest of denying the licensing of dishonest and untrustworthy applicants. As a result, the regulation is both over and under inclusive. (2) The regulation is enforced differently against people who apply with convictions and those who are convicted of such a misdemeanor or even a felony after being placed on the list. The defendants admit that they do not routinely check records of persons who had been placed on the list. As a result, when the policy was changed in 1992, some 25-30 drivers were found to have criminal convictions. (Jones test. at 151). For the reasons set out below, the court finds that this distinction among the members of the class of offenders is irrational, regardless of the importance of the public safety consideration underlying the regulation, or the relevance of prior convictions to fitness.
(1) Over and Under Inclusive
There is no doubt that that the State can logically prohibit and refuse to license a wrecker driver where the misdemeanor would directly reflect on the qualifications of the job. However, an across the board prohibition against the licensing of misdemeanant who have been convicted of a crime against "moral turpitude", given the types of crimes considered to include moral turpitude, provides no tailoring to conform the regulations to meet the legitimate state interest. Without a more precise relationship of the means utilized by the regulations to achieve this end, the regulations clearly violate an equal protection analysis. The exclusion or inclusion of properly identified members in a class is `necessary to achieve the articulate state goal.' Kramer v. Union Free District No. 15, 395 U.S. 621, 89 S. Ct. 1886, 23 L. Ed. 2d 583 (1969).
Moral turpitude has been defined by the Supreme Court of Alabama as signifying an inherent quality of baseness, vileness and depravity in the private and social duties which a man owes to his fellow man or to society in general. McElroy's Alabama Evidence 377 (1991). By enacting a blanket prohibition on all misdemeanants who have committed a crime against moral turpitude, a clearly anomalous, ambiguous and enigmatic situation results. For example, persons convicted of adultery would be rejected from the rotation list regardless of the fact that this crime is not related to the job. In contrast, an individual convicted of multiple driving while intoxicated offenses, reckless driving, speeding or stop sign offenses would not be precluded for the list because these are not *827 considered to be crimes against moral turpitude; yet they are more directly related to the job than the proceeding offense. (See Defendant's Ex. 2 p. 8).
Because of the lack of narrowing, the statute is both over and under inclusive; citizens who clearly could be trusted to tow a vehicle containing personal property are denied a license, while a misdemeanant convicted of crime not involving moral turpitude but directly related to safety of the public is not disqualified. This regulation gives no consideration to the nature, circumstances and seriousness of the crime in relation to the job sought, the time elapsing since the conviction, or the degree of the misdemeanant's rehabilitation.
In this case the plaintiff was convicted on five worthless check violations. Worthless check violations have been held to be a crime against moral turpitude. (Plaintiff test. at 135). Because these are crimes against moral turpitude, the plaintiff was automatically barred from being placed on the rotation list with out being given the opportunity to explain the circumstances surrounding his convictions. The same result would occur had he only been convicted of one worthless check such as Billy Glass who was rejected from the list for one worthless check violation (Pl.Ex. 19). The circumstances surrounding the conviction should be taken into account before an automatic bar is issued. The convictions themselves are prima facie evidence of dishonesty and untrustworthiness. However, the labeling of crimes by the Supreme Court of Alabama as against moral turpitude has not been a consistent one. The presumption that because a person committed a crime which has held to be one against moral turpitude to mean he or she is unreliable and untrustworthy as a wrecker driver should be a rebuttable one to prevent it from being unconstitutional.
The regulation suffers from the defect of irrationality because the class defined misdemeanors involving moral turpitude is insufficiently related to the articulated purpose of the regulation. As a result, a totally irrational and inconsistent scheme is created which violates the Equal Protection Clause.
(2) Unequal application
The defendant admits that once an applicant is placed on the list, the troopers do not make a routine check to determine whether he thereafter has been convicted of the prohibiting crimes. This allows someone who committed armed robbery within a few days of being placed on the list or someone who committed a crime but was not convicted until after being placed on the list, would remain on the list. However, one who had been convicted of these offenses before applying *828 would be automatically barred from the list.
In Miller v. Carter, 547 F.2d 1314 (7th Cir. 1977), the court dealt with a similar issue. In that case the plaintiff was denied a chauffeur's license because he had been convicted of a felony 10 years before he had applied. The issue was whether the ordinance that barred a person convicted of certain offense from obtaining a public chauffeur's license violated the Due Process Clause and Equal Protection Clause of the Fourteenth Amendment. The court found that the fact that the ordinance treated applicants and licenses differently in the application of the ordinance violated the doctrine of equal protection of the law. The defendants attempted to distinguish the two classes by saying that those who committed an offense after the fact had a proven track record before the commission of the crime to balance against the felony in evaluating fitness; whereas the only way to evaluate an applicant was his past behavior. The court held:
Such distinctions among those members of the class of ex-offenders are irrational, regardless of the importance of the public safety considerations underlying the statute or the relevance of prior to fitness. In fact, allowing existing licensees who commit felonies to continue to be eligible for licensing undercuts the reasonableness of the basis for the classification, which is that the felony is per se likely to create a serious risk which cannot be sufficiently evaluated to protect the public through individualized hearings. An applicant for a license who has committed one of the described felonies and a licensee who has done the same are similarly situated, and no justification exists for automatically disqualifying one and not the other. Accordingly, insofar as ... [the regulations] ... discriminate irrationally among the class of ex-offenders, they violate the equal protection clause of the fourteenth amendment. (Emphasis supplied.)
The same reasoning applies in this case. Alabama's legitimate reason for this regulation is undercut by the fact that at the time the plaintiff applied to be placed on the list, drivers who had been convicted of assault, theft of property, insufficient funds check, trafficking in drugs, and larceny were on the list and were entrusted with property belonging to the citizens of the state and others.
At this juncture, the plaintiff is left to reapply under the 1992 regulations. This opinion does not suggest that he should or should not have his name placed on the current list pursuant to those regulations. It simply declares the 1987 regulations constitutionally infirm and leaves that the plaintiff to reapply under the current regulation. The 1992 regulations are similar to the 1987 regulations except that some of the misdemeanors against "moral turpitude" are specifically named and the Department only looks at an applicant's criminal record over the past 10 years. Although the following is pure dictum, it would appear that the 1992 regulations are unconstitutional in part for the same reasons as the 1987 regulations are unconstitutional in part. Moreover, it is a matter of serious concern to the court that, again, under the 1992 regulations, one may be denied the license, without the right to explain the circumstances of the misdemeanor conviction on which the denial is based, even if the conviction is slightly less than ten years old. However, as noted, supra, the court does not reach the issue of "irrebuttable presumption" of dishonesty or untrustworthiness, either of which is a legitimate reason to bar one's name from the list. Nor does the court reach the issue of whether the *829 licensing or appeal process provided for in the 1992 regulations comports with due process of law under either the federal or state standards. See, e.g., Alabama Administrative Procedure Act, Ala.Code § 41-22-1 et seq. (1975).NOTES
 The court recognizes that the more convictions the less credible is the justification.
 The fact that this creates an irrebuttable presumption is arguably a violation of due process. Since the court has declared that the regulation violates the Equal Protection Clause it does not reach the issue of due process.
 The regulation in this case specifies standards of conduct required of its wrecker drivers and sets penalties for violations of those standards. Section VII PENALTIES describes, as conduct which shall lead to the elimination of the operator from the rotation log. According to this "violation of these regulations shall be cause for the elimination.... [s]aid removal shall be for a period of not less than ten days nor more that 1 year." Nowhere in the penalty section do the regulations say that prohibited conduct leads to automatic removal from the list. Based on the penalty section, a licensee would only be barred for a maximum of one year if he or she were to violate Section V, I. However, the plaintiff in this case is absolutely barred from being placed on the list. The court finds no justification for the difference in treatment.
The court further notes that while this plaintiff does not have standing to challenge the vagueness of the regulation as they apply to one who is already licensed, the regulations are unclear as to what action will be taken against a licensee once it is determined that he or she has been convicted of one of the crimes under discussion. The language of Section V,I states that:
No owner or operator shall be on the list who has been convicted of a felony involving grand larceny, theft of property, etc. or a misdemeanor or felony involving either force, violence or moral turpitude.
This language if read alone appears to automatically eliminate the driver from the rotation list. However, if read in context with the entire regulations, a violation of this section would only lead to suspension of up to a year. This ambiguity only adds to the problems involved in enforcing the regulation.
 Wilbur Clark-placed on the list in November 1983 convicted of assault on December 3, 1991 purged from the list November 1992.
 Richard Kennedy placed on the list May 31, 1978 convicted of theft of property on October 29, 1987 purged form the list November 11, 1992.
 Grover Smith placed on the list in April 1986 convicted of insufficient funds check on February 22, 1990 purged from the list November 1992.
 Charles Wilkins placed on the list in April 1986 convicted of drug trafficking in May of 1984 purged from of the list in November 1992.
 Ray Holder convicted of larceny in January 1986 purged from the list August 1992.