Garrison v. Ortiz, et al, No. 08-1216 (10th Cir. 2008)
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FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS October 21, 2008 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court CHARLES ALLEN GARRISON, Petitioner - Appellant, v. No. 08-1216 (D. Colorado) JOE ORTIZ, Executive Director of the Colorado Department of Corrections; JOHN W. SUTHERS, The Attorney General of the State of Colorado, (D.C. No. 1:05-CV-01300-WDM-BNB) Respondents - Appellees. ORDER DENYING CERTIFICATE OF APPEALABILITY Before BRISCOE, MURPHY, and HARTZ, Circuit Judges. Charles Allen Garrison was convicted of first-degree murder in Colorado state court. He filed an application under 28 U.S.C. § 2254, seeking habeas relief on the ground that the introduction at trial of two out-of-court statements violated his right to confront the witnesses against him. The United States District Court for the District of Colorado denied relief and he seeks a certificate of appealability (COA). See 28 U.S.C. § 2253(c)(1)(A) (requiring COA to pursue an appeal). Because Mr. Garrison has not "made a substantial showing of the denial of a constitutional right," id. § 2253(c)(2), we deny his application for a COA and dismiss the appeal. The relevant out-of-court statements admitted at Mr. Garrison s trial were made by Brent Pellerin, the victim of the crime. Approximately three weeks before he was murdered, Pellerin took a series of personal phone calls at his place of employment. These calls visibly upset Pellerin, and his manager, Richard Budnik, asked what was wrong. Pellerin replied that a friend from California was threatening to kill him. This statement was admitted at trial as an excited utterance. Two weeks later Pellerin was again visibly agitated at work and, during a cigarette break, told a concerned Budnik that his friend was coming here from California to kill [him]. Aplt. App. at 67. When Budnik suggested that he call the police, Pellerin downplayed the threat, stating that he doesn t mean anything and that it is no big deal. Id. at 175. These statements were admitted under Colorado s residual exception to the hearsay rule. The Confrontation Clause of the Sixth Amendment, which applies to the states through its incorporation in the Due Process Clause of the Fourteenth Amendment, provides that "[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him." U.S. Const. amend. VI; see Pointer v. Texas, 380 U.S. 400, 403 (1965) (incorporating Confrontation Clause). In Crawford v. Washington, 541 U.S. 36 (2004), the Supreme Court held that the Confrontation Clause prohibits the "admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for -2- cross-examination." Id. at 53 54. Without exhaustively defining testimonial, the Crawford Court noted that testimonial statements typically involve a solemn declaration or affirmation made for the purpose of . . . proving some fact. Id. at 51 (brackets and internal quotation marks omitted). In Davis v. Washington, 547 U.S. 813 (2006), the Court addressed the scope of the term testimonial in the context of police interrogations. The Court held that statements are testimonial when made during a police interrogation whose primary purpose . . . is to establish or prove past events potentially relevant to later criminal prosecution. Id. at 822. Conversely, statements are not testimonial if made during an interrogation whose primary purpose . . . is to enable police assistance to meet an ongoing emergency. Id. The out-of-court statements made by Pellerin are plainly not testimonial. Pellerin made the statements to explain his mood, not to prove that Mr. Garrison was, in fact, coming from California to kill him. Indeed, Pellerin stated that police involvement was unnecessary because the threats were no big deal because the friend did not actually mean anything. Aplt. App. at 175; see Crawford, 541 U.S. at 51 ( testimony generally seeks to establish some fact ); see also Davis, 547 U.S. at 822. Moreover, the statements at issue were made informally to a person with no role in the enforcement of criminal laws, and thus bear none of the indicia of testimony. As Crawford observed, An accuser who makes a formal statement to government officers bears testimony in a sense that a -3- person who makes a casual remark to an acquaintance does not. 541 U.S. at 51. In this respect Davis was even more explicit, declaring that formality is indeed essential to testimonial utterance. 547 U.S. at 830 n.5. In short, because Pellerin s out-of-court statements were made informally to an acquaintance and did not seek to prove facts relevant to a criminal investigation, they cannot be deemed testimonial. After similarly concluding that Pellerin s statements were not testimonial, the district court nonetheless analyzed whether the statements bore sufficient guarantees of trustworthiness under the pre-Crawford Confrontation Clause test set out in Ohio v. Roberts 448 U.S. 56, 66 (1980). The court relied on our opinion in United States v. Ramirez, 479 F.3d 1229 (10th Cir. 2007), which held that although Crawford applies to testimonial statements, nontestimonial statements are still approached under the pre-Crawford rubric of Ohio v. Roberts. Id. at 1247. Ramirez is not good law on this particular point. In Davis the Supreme Court held that the Confrontation Clause applies only to testimonial statements, observing that a limitation so clearly reflected in the text of the constitutional provision must fairly be said to mark out not merely its core, but its perimeter. 547 U.S. at 824. Thus, it is clear that the trustworthiness test established in Roberts has been overruled. See Whorton v. Bockting, 127 S. Ct. 1173, 1183 (2007); see also United States v. Townley, 472 F.3d 1267, 1273 (10th Cir. 2007) (noting that Crawford abrogated Roberts). Accordingly, we do not -4- need to address whether the statements at issue bore sufficient guarantees of trustworthiness. Because the out-of-court statements admitted in Mr. Garrison s trial were nontestimonial, he has not made a substantial showing that his constitutional right to confront the witnesses against him was violated. See 28 U.S.C. § 2253(c)(2). We therefore DENY Mr. Garrison s application for a COA and DISMISS this appeal. ENTERED FOR THE COURT Harris L Hartz Circuit Judge -5-
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