United States of America, v. Steven Santostefano, Appellant, 448 F.3d 681 (3d Cir. 2006)

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US Court of Appeals for the Third Circuit - 448 F.3d 681 (3d Cir. 2006) Argued May 18, 2006
Filed May 26, 2006

On Appeal from the United States District Court for the Middle District of Pennsylvania, D.C. No. 03-cr-305 and 04-cr-499, District Judge: Hon. James M. Munley.

Gerard E. Grealish, Esq. (Argued), Scranton, PA, for Appellant.

Christy H. Fawcett, Esq. (Argued), Thomas A. Marino, Esq., Assistant United States Attorney, Harrisburg, PA, for Appellee.

Before FISHER, ALDISERT and LOURIE,*  Circuit Judges.

JUDGMENT ORDER

ALDISERT, Circuit Judge.


This cause came to be considered on the record from the United States District Court for the Middle District of Pennsylvania and was argued on May 18, 2006, and

IT APPEARING that this appeal presents an intersection between Rule 1101(d) (3) of the Federal Rules of Evidence, which states that the Rules of Evidence, including those barring hearsay, do not apply to supervised release violation hearings, and Rule 32.1(b) (2) (C) of the Federal Rules of Criminal Procedure, which provides that a defendant is entitled to an opportunity to appear, present evidence, and question any adverse witness unless the court determines that the interests of justice do not require the witness to appear; and

IT APPEARING that the major thrust of Appellant's position on appeal is that excessive hearsay dominated the revocation hearing in the District Court for the Middle District of Pennsylvania; and

IT APPEARING that Appellant did not raise the hearsay objection at the hearing before the District Court, thus requiring our review to be for plain error, Rule 52(b), Federal Rules of Criminal Procedure; and

IT APPEARING that an appellant who seeks to prevail on plain error review must show that: (1) an error occurred; (2) the error was plain; (3) the error affected his substantial rights; and (4) the error is one seriously affecting the fairness, integrity or public reputation of judicial proceedings, such that the Court should exercise its discretion to correct the error, Johnson v. United States, 520 U.S. 461, 466-467, 117 S. Ct. 1544, 137 L. Ed. 2d 718 (1997); and

IT APPEARING that although the testimony before the revocation hearing was admittedly hearsay, a previous revocation hearing had been conducted on September 14 and September 19, 2005 in the United States District Court for the District of Arizona in which the defendant had the opportunity to question the hearsay declaring; and

IT APPEARING that Appellant and his counsel made no attempt to obtain a transcript of the prior hearing to challenge the hearsay testimony at the later hearing, or to notify the District Court of the prior hearing; and

IT APPEARING that had Appellant raised his objection at the hearing in the District Court for the Middle District of Pennsylvania, the government would have had the opportunity to present either live testimony or a transcript of the prior hearing; and

CONSIDERING the totality of the two proceedings and circumstances presented here, and applying the standard of plain error, we are unable to conclude that any error seriously affected the fairness, integrity or public reputation of judicial proceedings so that this Court should exercise its discretion to correct any error; accordingly,

IT IS ORDERED and ADJUDGED that the judgment of the District Court dated October 24, 2005 be and is hereby AFFIRMED.

 *

Honorable Alan D. Lourie, Circuit Judge, United States Court of Appeals for the Federal Circuit, sitting by designation

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