Unpublished Disposition, 893 F.2d 1338 (9th Cir. 1990)

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U.S. Court of Appeals for the Ninth Circuit - 893 F.2d 1338 (9th Cir. 1990)

In re GRAND JURY PROCEEDINGS.John Leslie VOUK, Witness-Appellant,v.UNITED STATES of America, Appellee.

No. 89-30295.

United States Court of Appeals, Ninth Circuit.

Submitted Nov. 29, 1989.* Decided Jan. 12, 1990.

Appeal from the United States District Court for the Western District of Washington; John Coughenour, District Judge, Presiding.

Before HUG, WIGGINS and BRUNETTI, Circuit Judges.


MEMORANDUM** 

John Leslie Vouk appeals the district court's judgment holding him in civil contempt for refusing to testify before the grand jury subsequent to a grant of immunity.1  We affirm the district court's adjudication of contempt.

Vouk contends that his refusal to testify is justified because (1) the Fifth Amendment protects him from being compelled to give testimony that may later be used against him in a state prosecution and (2) the Fifth Amendment protects him from testifying on matters that were the subject of his criminal conviction while the appeal of that conviction is pending. These contentions lack merit.

Vouk argues first that he cannot be compelled to testify because the federal grant of immunity does not adequately protect him against the use of his testimony in a state prosecution. Under Washington law, the state must grant transactional immunity to overcome the privilege against self-incrimination. See State v. Runions, 100 Wash. 2d 52, 665 P.2d 1358 (Wash.1983); State v. McCullough, 49 Wash. App. 546, 744 P.2d 641 (Wash.Ct.App.1987).

A grant of use immunity pursuant to 18 U.S.C. § 6003 clearly prohibits the use of compelled testimony in state courts. See In re Grand Jury Proceedings (United States v. Mena), 662 F.2d 532, 533-34 (9th Cir. 1981) (per curiam). "The federal grant of use immunity is sufficient to overcome the Fifth Amendment privilege against self-incrimination." See United States v. Rose, 806 F.2d 931, 932 (9th Cir. 1986). The fact that a state sees fit to provide broader transactional immunity is irrelevant where the question arises in federal court in response to federal charges. See id.2 

Accordingly, Vouk's argument that the Compulsion Order did not protect him from the use of his statements in a state prosecution is meritless.3 

Vouk next contends that his Fifth Amendment privilege survives because the Fifth Amendment prohibits compelling a convicted defendant, through a grant of use immunity, to testify to matters which are the subject of an appeal filed by that defendant. Vouk's argument is based on the fear that should his conviction be overturned, any testimony he might have given before the grand jury could be used to imperil his chances in any subsequent retrial.

The Ninth Circuit has recently held that "a witness whose appeal is pending may be compelled to testify by a grant of use immunity." See In re Grand Jury Proceedings (Garcia-Rosell v. United States), 889 F.2d 220, 222 (9th Cir. 1989) (per curiam). " [S]o long as the Government proves that its evidence at any subsequent retrial is derived from sources independent of the immunized testimony, the grant of use immunity to obtain the testimony from a convicted defendant whose appeal is pending does not violate the Fifth Amendment." See id. (citing United States v. Schwimmer, 882 F.2d 22 (2d Cir. 1989)). Garcia-Rosell controls this case and, accordingly, Vouk's argument lacks merit.

The district court's judgment of contempt is AFFIRMED.

 *

The panel unanimously finds this case suitable for decision without oral argument. Fed. R. App. P. 34(a) and 9th Cir.R. 34-4

 **

This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as provided by 9th Cir.R. 36-3

 1

This court reviews the district court's finding of contempt under 28 U.S.C. § 1826 for abuse of discretion. In re Grand Jury Proceedings (Doe v. United States), 801 F.2d 1164, 1167 (9th Cir. 1986). A grand jury witness may be held in civil contempt if he refuses without just cause to testify. 28 U.S.C. § 1826

 2

Vouk relies on Murphy v. Waterfront Commission of New York Harbor, 378 U.S. 52 (1964) for his proposition that his testimony could be used against him in a state prosecution. His reliance on that case is misplaced. Murphy states that a witness granted use immunity by one jurisdictional authority enjoys the same immunity as against any other jurisdictional authority. Id. at 79-80 (dictum)

 3

Moreover, the plain language of the Compulsion Order specifically states that Vouk "shall be forever immune from the use of such testimony against him in any prosecution, penalty or forfeiture, either State or Federal or otherwise...." (Emphasis added.)

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