Utah Chapter 08 — Uniform Commercial Code - Investment Securities
- 70A-8-100 — Title.
- 70A-8-101 — Definitions.
- 70A-8-102 — Rules for determining whether certain obligations and interests are securities or financial assets.
- 70A-8-103 — Acquisition of security or financial asset or interest therein.
- 70A-8-104 — Notice of adverse claim.
- 70A-8-105 — Control.
- 70A-8-106 — Whether indorsement, instruction, or entitlement order is effective.
- 70A-8-107 — Warranties in direct holding.
- 70A-8-108 — Warranties in indirect holding.
- 70A-8-109 — Applicability -- Choice of law.
- 70A-8-110 — Clearing corporation rules.
- 70A-8-111 — Creditor's legal process.
- 70A-8-112 — Statute of frauds inapplicable.
- 70A-8-113 — Evidentiary rules concerning certificated securities.
- 70A-8-114 — Securities intermediary and others not liable to adverse claimant.
- 70A-8-115 — Securities intermediary as purchaser for value.
- 70A-8-201 — Issuer.
- 70A-8-202 — Issuer's responsibility and defenses -- Notice of defect or defense.
- 70A-8-203 — Staleness as notice of defect or defense.
- 70A-8-204 — Effect of issuer's restriction on transfer.
- 70A-8-205 — Effect of unauthorized signature on security certificate.
- 70A-8-206 — Completion or alteration of security certificate.
- 70A-8-207 — Rights and duties of issuer with respect to registered owners.
- 70A-8-208 — Effect of signature of authenticating trustee, registrar, or transfer agent.
- 70A-8-209 — Issuer's lien.
- 70A-8-210 — Overissue.
- 70A-8-301 — Delivery.
- 70A-8-302 — Rights of purchaser.
- 70A-8-303 — Protected purchaser.
- 70A-8-304 — Indorsement.
- 70A-8-305 — Instruction.
- 70A-8-306 — Effect of guaranteeing signature, indorsement, or instruction.
- 70A-8-307 — Purchaser's right to requisites for registration of transfer.
- 70A-8-401 — Duty of issuer to register transfer.
- 70A-8-402 — Assurance that indorsement or instruction is effective.
- 70A-8-403 — Demand that issuer not register transfer.
- 70A-8-404 — Wrongful registration.
- 70A-8-405 — Replacement of lost, destroyed, or wrongfully taken security certificate.
- 70A-8-406 — Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- 70A-8-407 — Authenticating trustee, transfer agent, and registrar.
- 70A-8-409 — Water corporations.
- 70A-8-501 — Securities account -- Acquisition of security entitlement from securities intermediary.
- 70A-8-502 — Assertion of adverse claim against entitlement holder.
- 70A-8-503 — Property interest of entitlement holder in financial asset held by securities intermediary.
- 70A-8-504 — Duty of securities intermediary to maintain financial asset.
- 70A-8-505 — Duty of securities intermediary with respect to payments and distributions.
- 70A-8-506 — Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 70A-8-507 — Duty of securities intermediary to comply with entitlement order.
- 70A-8-508 — Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- 70A-8-509 — Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- 70A-8-510 — Rights of purchaser of security entitlement from entitlement holder.
- 70A-8-511 — Priority among security interests and entitlement holders.
- 70A-8-601 — Transition provisions.