§ 31315. — Waivers, exemptions, and pilot programs.
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From the U.S. Code Online via GPO Access
[wais.access.gpo.gov]
[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
January 7, 2003 and December 19, 2003]
[CITE: 49USC31315]
TITLE 49--TRANSPORTATION
SUBTITLE VI--MOTOR VEHICLE AND DRIVER PROGRAMS
PART B--COMMERCIAL
CHAPTER 313--COMMERCIAL MOTOR VEHICLE OPERATORS
Sec. 31315. Waivers, exemptions, and pilot programs
(a) Waivers.--The Secretary may grant a waiver that relieves a
person from compliance in whole or in part with a regulation issued
under this chapter or section 31136 if the Secretary determines that it
is in the public interest to grant the waiver and that the waiver is
likely to achieve a level of safety that is equivalent to, or greater
than, the level of safety that would be obtained in the absence of the
waiver--
(1) for a period not in excess of 3 months;
(2) limited in scope and circumstances;
(3) for nonemergency and unique events; and
(4) subject to such conditions as the Secretary may impose.
(b) Exemptions.--
(1) In general.--Upon receipt of a request pursuant to paragraph
(3), the Secretary of Transportation may grant to a person or class
of persons an exemption from a regulation prescribed under this
chapter or section 31136 if the Secretary finds such exemption would
likely achieve a level of safety that is equivalent to, or greater
than, the level that would be achieved absent such exemption. An
exemption may be granted for no longer than 2 years from its
approval date and may be renewed upon application to the Secretary.
(2) Authority to revoke exemption.--The Secretary shall
immediately revoke an exemption if--
(A) the person fails to comply with the terms and conditions
of such exemption;
(B) the exemption has resulted in a lower level of safety
than was maintained before the exemption was granted; or
(C) continuation of the exemption would not be consistent
with the goals and objectives of this chapter or section 31136,
as the case may be.
(3) Requests for exemption.--Not later than 180 days after the
date of enactment of this section and after notice and an
opportunity for public comment, the Secretary shall specify by
regulation the procedures by which a person may request an
exemption. Such regulations shall, at a minimum, require the person
to provide the following information for each exemption request:
(A) The provisions from which the person requests exemption.
(B) The time period during which the requested exemption
would apply.
(C) An analysis of the safety impacts the requested
exemption may cause.
(D) The specific countermeasures the person would undertake
to ensure an equivalent or greater level of safety than would be
achieved absent the requested exemption.
(4) Notice and comment.--
(A) Upon receipt of a request.--Upon receipt of an exemption
request, the Secretary shall publish in the Federal Register a
notice explaining the request that has been filed and shall give
the public an opportunity to inspect the safety analysis and any
other relevant information known to the Secretary and to comment
on the request. This subparagraph does not require the release
of information protected by law from public disclosure.
(B) Upon granting a request.--Upon granting a request for
exemption, the Secretary shall publish in the Federal Register
the name of the person granted the exemption, the provisions
from which the person will be exempt, the effective period, and
all terms and conditions of the exemption.
(C) After denying a request.--After denying a request for
exemption, the Secretary shall publish in the Federal Register
the name of the person denied the exemption and the reasons for
such denial. The Secretary may meet the requirement of this
subparagraph by periodically publishing in the Federal Register
the names of persons denied exemptions and the reasons for such
denials.
(5) Applications to be dealt with promptly.--The Secretary shall
grant or deny an exemption request after a thorough review of its
safety implications, but in no case later than 180 days after the
filing date of such request.
(6) Terms and conditions.--The Secretary shall establish terms
and conditions for each exemption to ensure that it will likely
achieve a level of safety that is equivalent to, or greater than,
the level that would be achieved absent such exemption. The
Secretary shall monitor the implementation of the exemption to
ensure compliance with its terms and conditions.
(7) Notification of state compliance and enforcement
personnel.--Before granting a request for exemption, the Secretary
shall notify State safety compliance and enforcement personnel,
including roadside inspectors, and the public that a person will be
operating pursuant to an exemption and any terms and conditions that
will apply to the exemption.
(c) Pilot Programs.--
(1) In general.--The Secretary may conduct pilot programs to
evaluate alternatives to regulations relating to, or innovative
approaches to, motor carrier, commercial motor vehicle, and driver
safety. Such pilot programs may include exemptions from a regulation
prescribed under this chapter or section 31136 if the pilot program
contains, at a minimum, the elements described in paragraph (2). The
Secretary shall publish in the Federal Register a detailed
description of each pilot program, including the exemptions to be
considered, and provide notice and an opportunity for public comment
before the effective date of the program.
(2) Program elements.--In proposing a pilot program and before
granting exemptions for purposes of a pilot program, the Secretary
shall require, as a condition of approval of the project, that the
safety measures in the project are designed to achieve a level of
safety that is equivalent to, or greater than, the level of safety
that would otherwise be achieved through compliance with the
regulations prescribed under this chapter or section 31136. The
Secretary shall include, at a minimum, the following elements in
each pilot program plan:
(A) A scheduled life of each pilot program of not more than
3 years.
(B) A specific data collection and safety analysis plan that
identifies a method for comparison.
(C) A reasonable number of participants necessary to yield
statistically valid findings.
(D) An oversight plan to ensure that participants comply
with the terms and conditions of participation.
(E) Adequate countermeasures to protect the health and
safety of study participants and the general public.
(F) A plan to inform State partners and the public about the
pilot program and to identify approved participants to safety
compliance and enforcement personnel and to the public.
(3) Authority to revoke participation.--The Secretary shall
immediately revoke participation in a pilot program of a motor
carrier, commercial motor vehicle, or driver for failure to comply
with the terms and conditions of the pilot program or if continued
participation would not be consistent with the goals and objectives
of this chapter or section 31136, as the case may be.
(4) Authority to terminate program.--The Secretary shall
immediately terminate a pilot program if its continuation would not
be consistent with the goals and objectives of this chapter or
section 31136, as the case may be.
(5) Report to congress.--At the conclusion of each pilot
program, the Secretary shall report to Congress the findings,
conclusions, and recommendations of the program, including suggested
amendments to laws and regulations that would enhance motor carrier,
commercial motor vehicle, and driver safety and improve compliance
with national safety standards.
(d) Preemption of State Rules.--During the time period that a
waiver, exemption, or pilot program is in effect under this chapter or
section 31136, no State shall enforce any law or regulation that
conflicts with or is inconsistent with the waiver, exemption, or pilot
program with respect to a person operating under the waiver or exemption
or participating in the pilot program.
(Pub. L. 103-272, Sec. 1(e), July 5, 1994, 108 Stat. 1029; Pub. L. 105-
178, title IV, Sec. 4007(a), June 9, 1998, 112 Stat. 401.)
Historical and Revision Notes
----------------------------------------------------------------------------------------------------------------
Revised Section Source (U.S. Code) Source (Statutes at Large)
----------------------------------------------------------------------------------------------------------------
31315................................. 49 App.:2711. Oct. 27, 1986, Pub. L. 99-570, Sec.
12013, 100 Stat. 3207-186.
----------------------------------------------------------------------------------------------------------------
The words ``Notwithstanding any other provision of this chapter''
are omitted as surplus.
References in Text
The date of enactment of this section, referred to in subsec.
(b)(3), probably means the date of enactment of Pub. L. 105-178, which
amended this section generally and was approved June 9, 1998.
Amendments
1998--Pub. L. 105-178 amended section catchline and text generally.
Prior to amendment, text read as follows: ``After notice and an
opportunity for comment, the Secretary of Transportation may waive any
part of this chapter or a regulation prescribed under this chapter as it
applies to a class of individuals or commercial motor vehicles if the
Secretary decides the waiver is not contrary to the public interest and
does not diminish the safe operation of commercial motor vehicles. A
waiver under this section shall be published in the Federal Register
with reasons for the waiver.''
Protection of Existing Exemptions
For provisions making amendment by section 4007 of Pub. L. 105-178
inapplicable to or otherwise not affecting waiver, exemption, or pilot
program in effect the day before June 9, 1998, under this chapter or
section 31136(e) of this title, see section 4007(d) of Pub. L. 105-178,
set out as a note under section 31136 of this title.
Section Referred to in Other Sections
This section is referred to in section 31136 of this title.