US CHAPTER 2B — SECURITIES EXCHANGES
- § 78a. — Short title.
- § 78b. — Necessity for regulation.
- § 78c. — Definitions and application.
- § 78c-1. — Swap agreements.
- § 78d. — Securities and Exchange Commission.
- § 78d-1. — Delegation of functions by Commission.
- § 78d-2. — Transfer of functions with respect to assignment of personnel to chairman.
- § 78e. — Transactions on unregistered exchanges.
- § 78f. — National securities exchanges.
- § 78g. — Margin requirements.
- § 78h. — Restrictions on borrowing and lending by members, brokers, and dealers.
- § 78i. — Manipulation of security prices.
- § 78j. — Manipulative and deceptive devices.
- § 78j-1. — Audit requirements.
- § 78k. — Trading by members of exchanges, brokers, and dealers.
- § 78k-1. — National market system for securities; securities information processors.
- § 78l. — Registration requirements for securities.
- § 78l-1. — Applications for unlisted trading privileges deemed filed under section 78l of this title.
- § 78m. — Periodical and other reports.
- § 78n. — Proxies.
- § 78o. — Registration and regulation of brokers and dealers.
- § 78o-1. — Brokers deemed to be registered.
- § 78o-2. — Liabilities arising prior to amendment unaffected.
- § 78o-3. — Registered securities associations.
- § 78o-4. — Municipal securities.
- § 78o-5. — Government securities brokers and dealers.
- § 78p. — Directors, officers, and principal stockholders.
- § 78q. — Records and reports.
- § 78q-1. — National system for clearance and settlement of securities transactions.
- § 78q-2. — Automated quotation systems for penny stocks.
- § 78r. — Liability for misleading statements.
- § 78s. — Registration, responsibilities, and oversight of selfregulatory organizations.
- § 78t. — Liability of controlling persons and persons who aid and abet violations.
- § 78t-1. — Liability to contemporaneous traders for insider trading.
- § 78u. — Investigations and actions.
- § 78u-1. — Civil penalties for insider trading.
- § 78u-2. — Civil remedies in administrative proceedings.
- § 78u-3. — Ceaseanddesist proceedings.
- § 78u-4. — Private securities litigation.
- § 78u-5. — Application of safe harbor for forwardlooking statements.
- § 78v. — Hearings by Commission.
- § 78w. — Rules, regulations, and orders; annual reports.
- § 78x. — Public availability of information.
- § 78y. — Court review of orders and rules.
- § 78z. — Unlawful representations.
- § 78aa. — Jurisdiction of offenses and suits.
- § 78aa-1. — Special provision relating to statute of limitations on private causes of action.
- § 78bb. — Effect on existing law.
- § 78cc. — Validity of contracts.
- § 78dd. — Foreign securities exchanges.
- § 78dd-1. — Prohibited foreign trade practices by issuers.
- § 78dd-2. — Prohibited foreign trade practices by domestic concerns.
- § 78dd-3. — Prohibited foreign trade practices by persons other than issuers or domestic concerns.
- § 78ee. — Transaction fees.
- § 78ff. — Penalties.
- § 78gg. — Separability.
- § 78hh. — Effective date.
- § 78hh-1. — Effective date of certain sections.
- § 78ii, 78jj. — Omitted or Repealed.
- § 78kk. — Authorization of appropriations.
- § 78ll. — Requirements for the EDGAR system.
- § 78mm. — General exemptive authority.