40 C.F.R. PART 35--STATE AND LOCAL ASSISTANCE

TITLE 40--Protection of Environment

CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY

SUBCHAPTER B--GRANTS AND OTHER FEDERAL ASSISTANCE

PART 35--STATE AND LOCAL ASSISTANCE

rule
§35.001
Applicability.

Subpart A--ENVIRONMENTAL PROGRAM GRANTS

§35.100
Purpose of the subpart.
§35.101
Environmental programs covered by the subpart.
§35.102
Definitions of terms.
§35.104
Components of a complete application.
§35.105
Time frame for submitting an application.
§35.107
Work plans.
§35.108
Funding period.
§35.109
Consolidated grants.
§35.110
Time frame for EPA action.
§35.111
Criteria for approving an application.
§35.112
Factors considered in determining award amount.
§35.113
Reimbursement for pre-award costs.
§35.114
Amendments and other changes.
§35.115
Evaluation of performance.
§35.116
Direct implementation.
§35.117
Unused funds.
§35.118
Unexpended balances.
§35.130
Purpose of Performance Partnership Grants.
§35.132
Requirements summary.
§35.133
Programs eligible for inclusion.
§35.134
Eligible recipients.
§35.135
Activities eligible for funding.
§35.136
Cost share requirements.
§35.137
Application requirements.
§35.138
Competitive grants.
§35.140
Purpose.
§35.141
Definitions.
§35.143
Allotment.
§35.145
Maximum federal share.
§35.146
Maintenance of effort.
§35.147
Minimum cost share for a Performance Partnership Grant.
§35.148
Award limitations.
§35.160
Purpose.
§35.161
Definition.
§35.162
Basis for allotment.
§35.165
Maintenance of effort.
§35.168
Award limitations.
§35.170
Purpose.
§35.172
Allotment.
§35.175
Maximum federal share.
§35.178
Award limitations.
§35.190
Purpose.
§35.192
Basis for allotment.
§35.195
Maximum federal share.
§35.198
Award limitation.
§35.210
Purpose.
§35.212
Basis for allotment.
§35.215
Maximum federal share.
§35.218
Award limitation.
§35.230
Purpose.
§35.232
Basis for allotment.
§35.235
Maximum federal share.
§35.240
Purpose.
§35.242
Basis for allotment.
§35.245
Maximum federal share.
§35.250
Purpose.
§35.251
Basis for allotment.
§35.252
Maximum federal share.
§35.260
Purpose.
§35.265
Maximum federal share.
§35.266
Maintenance of effort.
§35.268
Award limitations.
§35.270
Purpose.
§35.272
Funding coordination.
§35.290
Purpose.
§35.292
Basis for allotment.
§35.295
Maximum federal share.
§35.298
Award limitations.
§35.310
Purpose.
§35.312
Basis for allotment.
§35.315
Maximum federal share.
§35.318
Award limitation.
§35.330
Purpose.
§35.332
Basis for allotment.
§35.335
Maximum federal share.
§35.340
Purpose.
§35.342
Competitive process.
§35.343
Definitions.
§35.345
Eligible applicants.
§35.348
Award limitation.
§35.349
Maximum federal share.
§35.360
Purpose.
§35.362
Competitive process.
§35.364
Maximum federal share.
§35.380
Purpose.
§35.382
Competitive process.
§35.385
Maximum federal share.
§35.400
Purpose.
§35.402
Allotment.
§35.405
Maintenance of effort.
§35.408
Award limitations.
§35.410
Purpose.
§35.412
Allotment.
§35.415
Maximum federal share.
§35.418
Award limitations.
rule

Subpart B--ENVIRONMENTAL PROGRAM GRANTS FOR TRIBES

§35.500
Purpose of the subpart.
§35.501
Environmental programs covered by the subpart.
§35.502
Definitions of terms.
§35.503
Deviation from this subpart.
§35.504
Eligibility of an Intertribal Consortium.
§35.505
Components of a complete application.
§35.506
Time frame for submitting an application.
§35.507
Work plans.
§35.508
Funding period.
§35.509
Consolidated grants.
§35.510
Time frame for EPA action.
§35.511
Criteria for approving an application.
§35.512
Factors considered in determining award amount.
§35.513
Reimbursement for pre-award costs.
§35.514
Amendments and other changes.
§35.515
Evaluation of performance.
§35.516
Direct implementation.
§35.517
Unused funds.
§35.518
Unexpended balances.
§35.530
Purpose of Performance Partnership Grants.
§35.532
Requirements summary.
§35.533
Programs eligible for inclusion.
§35.534
Eligible recipients.
§35.535
Activities eligible for funding.
§35.536
Cost share requirements.
§35.537
Application requirements.
§35.538
Project period.
§35.540
Purpose.
§35.542
Definitions.--[Reserved]
§35.543
Eligible recipients.
§35.545
Eligible activities.
§35.548
Award limitations.
§35.570
Purpose.
§35.572
Definitions.
§35.573
Eligible Tribe.
§35.575
Maximum federal share.
§35.576
Maintenance of effort.
§35.578
Award limitation.
§35.580
Purpose.
§35.582
Definitions.
§35.583
Eligible recipients.
§35.585
Maximum federal share.
§35.588
Award limitations.
§35.600
Purpose.
§35.603
Competitive process.
§35.604
Maximum federal share.
§35.610
Purpose.
§35.613
Competitive process.
§35.615
Maximum federal share.
§35.630
Purpose.
§35.632
Definition.
§35.633
Eligibility requirements.
§35.635
Maximum federal share.
§35.636
Maintenance of effort.
§35.638
Award limitations.
§35.640
Purpose.
§35.641
Eligible recipients.
§35.642
Maximum federal share.
§35.645
Basis for allotment.
§35.646
Purpose.
§35.649
Maximum federal share.
§35.650
Purpose.
§35.653
Eligible recipients.
§35.655
Basis for allotment.
§35.659
Maximum federal share.
§35.660
Purpose.
§35.661
Competitive process.
§35.662
Definitions.
§35.663
Eligible recipients.
§35.668
Award limitation.
§35.669
Maximum federal share.
§35.670
Purpose.
§35.672
Definition.
§35.673
Annual amount reserved by EPA.
§35.675
Maximum federal share.
§35.676
Eligible recipients.
§35.678
Award limitations.
§35.680
Purpose.
§35.682
Definition.
§35.683
Annual amount reserved by EPA.
§35.685
Maximum federal share.
§35.686
Eligible recipients.
§35.688
Award limitations.
§35.690
Purpose.
§35.691
Funding coordination.
§35.693
Eligible recipients.
§35.700
Purpose.
§35.702
Basis for allotment.
§35.703
Eligible recipients.
§35.705
Maximum federal share.
§35.708
Award limitations.
§35.710
Purpose.
§35.712
Competitive process.
§35.713
Eligible recipients.
§35.715
Maximum federal share.
§35.718
Award limitation.
§35.720
Purpose.
§35.723
Competitive process.
§35.725
Maximum federal share.
§35.730
Purpose.
§35.731
Eligible recipients.
§35.732
Basis for allotment.
§35.735
Maximum federal share.
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Subparts C-D--[RESERVED]

rule

Subpart E--GRANTS FOR CONSTRUCTION OF TREATMENT WORKS--CLEAN WATER ACT

§35.900
Purpose.
§35.901
Program policy.
§35.903
Summary of construction grant program.
§35.905
Definitions.
§35.907
Municipal pretreatment program.
§35.908
Innovative and alternative technologies.
§35.909
Step 2+3 grants.
§35.910
Allocation of funds.
§35.910-1
Allotments.
§35.910-2
Period of availability; reallotment.
§§35.910-3--35.910-4
[Reserved]
§35.910-5
Additional allotments of previously withheld sums.
§35.910-6
Fiscal Year 1977 public works allotments.
§35.910-7
Fiscal Year 1977 Supplemental Appropriations Act allotments.
§35.910-8
Allotments for fiscal years 1978-1981.
§35.910-9
Allotment of Fiscal Year 1978 appropriation.
§35.910-10
Allotment of Fiscal Year 1979 appropriation.
§35.910-11
Allotment of Fiscal Year 1980 appropriation.
§35.910-12
Reallotment of deobligated funds of Fiscal Year 1978.
§35.912
Delegation to State agencies.
§35.915
State priority system and project priorty list.
§35.915-1
Reserves related to the project priority list.
§35.917
Facilities planning (step 1).
§35.917-1
Content of facilities plan.
§35.917-2
State responsibilities.
§35.917-3
Federal assistance.
§35.917-4
Planning scope and detail.
§35.917-5
Public participation.
§35.917-6
Acceptance by implementing governmental units.
§35.917-7
State review and certification of facilities plan.
§35.917-8
Submission and approval of facilities plan.
§35.917-9
Revision or amendment of facilities plan.
§35.918
Individual systems.
§35.918-1
Additional limitations on awards for individual systems.
§35.918-2
Eligible and ineligible costs.
§35.918-3
Requirements for discharge of effluents.
§35.920
Grant application.
§35.920-1
Eligibility.
§35.920-2
Procedure.
§35.920-3
Contents of application.
§35.925
Limitations on award.
§35.925-1
Facilities planning.
§35.925-2
Water quality management plans and agencies.
§35.925-3
Priority determination.
§35.925-4
State allocation.
§35.925-5
Funding and other capabilities.
§35.925-6
Permits.
§35.925-7
Design.
§35.925-8
Environmental review.
§35.925-9
Civil rights.
§35.925-10
Operation and maintenance program.
§35.925-11
User charges and industrial cost recovery.
§35.925-12
Property.
§35.925-13
Sewage collection system.
§35.925-14
Compliance with environmental laws.
§35.925-15
Treatment of industrial wastes.
§35.925-16
Federal activities.
§35.925-17
Retained amounts for reconstruction and expansion.
§35.925-18
Limitation upon project costs incurred prior to award.
§35.925-19
[Reserved]
§35.925-20
Procurement.
§35.925-21
Storm sewers.
§35.926
Value engineering (VE).
§35.927
Sewer system evaluation and rehabilitation.
§35.927-1
Infiltration/inflow analysis.
§35.927-2
Sewer system evaluation survey.
§35.927-3
Rehabilitation.
§35.927-4
Sewer use ordinance.
§35.927-5
Project procedures.
§35.928
Requirements for an industrial cost recovery system.
§35.928-1
Approval of the industrial cost recovery system.
§35.928-2
Use of industrial cost recovery payments.
§35.928-3
Implementation of the industrial cost recovery system.
§35.928-4
Moratorium on industrial cost recovery payments.
§35.929
Requirements for user charge system.
§35.929-1
Approval of the user charge system.
§35.929-2
General requirements for all user charge systems.
§35.929-3
Implementation of the user charge system.
§35.930
Award of grant assistance.
§35.930-1
Types of projects.
§35.930-2
Grant amount.
§35.930-3
Grant term.
§35.930-4
Project scope.
§35.930-5
Federal share.
§35.930-6
Limitation on Federal share.
§35.935
Grant conditions.
§35.935-1
Grantee responsibilities.
§35.935-2
Procurement.
§35.935-3
Property.
§35.935-4
Step 2+3 projects.
§35.935-5
Davis-Bacon and related statutes.
§35.935-6
Equal employment opportunity.
§35.935-7
Access.
§35.935-8
Supervision.
§35.935-9
Project initiation and completion.
§35.935-10
Copies of contract documents.
§35.935-11
Project changes.
§35.935-12
Operation and maintenance.
§35.935-13
Submission and approval of user charge systems.
§35.935-14
Final inspection.
§35.935-15
Submission and approval of industrial cost recovery system.
§35.935-16
Sewer use ordinance and evaluation/rehabilitation program.
§35.935-17
Training facility.
§35.935-18
Value engineering.
§35.935-19
Municipal pretreatment program.
§35.935-20
Innovative processes and techniques.
§35.936
Procurement.
§35.936-1
Definitions.
§35.936-2
Grantee procurement systems; State or local law.
§35.936-3
Competition.
§35.936-4
Profits.
§35.936-5
Grantee responsibility.
§35.936-6
EPA responsibility.
§35.936-7
Small and minority business.
§35.936-8
Privity of contract.
§35.936-9
Disputes.
§35.936-10
Federal procurement regulations.
§35.936-11
General requirements for subagreements.
§35.936-12
Documentation.
§35.936-13
Specifications.
§35.936-14
Force account work.
§35.936-15
Limitations on subagree-ment award.
§35.936-16
Code or standards of conduct.
§35.936-17
Fraud and other unlawful or corrupt practices.
§35.936-18
Negotiation of subagree-ments.
§35.936-19
Small purchases.
§35.936-20
Allowable costs.
§35.936-21
Delegation to State agencies; certification of procurement systems.
§35.936-22
Bonding and insurance.
§35.937
Subagreements for architectural or engineering services.
§35.937-1
Type of contract (subagreement).
§35.937-2
Public notice.
§35.937-3
Evaluation of qualifications.
§35.937-4
Solicitation and evaluation of proposals.
§35.937-5
Negotiation.
§35.937-6
Cost and price considerations.
§35.937-7
Profit.
§35.937-8
Award of subagreement.
§35.937-9
Required solicitation and subagreement provisions.
§35.937-10
Subagreement payments--architectural or engineering services.
§35.937-11
Applicability to existing contracts.
§35.937-12
Subcontracts under subagreements for architectural or engineering services.
§35.938
Construction contracts (subagreements) of grantees.
§35.938-1
Applicability.
§35.938-2
Performance by contract.
§35.938-3
Type of contract.
§35.938-4
Formal advertising.
§35.938-5
Negotiation of contract amendments (change orders).
§35.938-6
Progress payments to contractors.
§35.938-7
Retention from progress payments.
§35.938-8
Required construction contract provisions.
§35.938-9
Subcontracts under construction contracts.
§35.939
Protests.
§35.940
Determination of allowable costs.
§35.940-1
Allowable project costs.
§35.940-2
Unallowable costs.
§35.940-3
Costs allowable, if approved.
§35.940-4
Indirect costs.
§35.940-5
Disputes concerning allowable costs.
§35.945
Grant payments.
§35.950
Suspension, termination or annulment of grants.
§35.955
Grant amendments to increase grant amounts.
§35.960
Disputes.
§35.965
Enforcement.
§35.970
Contract enforcement.
Appendix
Appendix A to Subpart E of Part 35--Cost-Effectiveness Analysis Guidelines
Appendix
Appendix B to Subpart E of Part 35--Federal Guidelines--User Charges for Operation and Maintenance of Publicly Owned Treatment Works
Appendix
Appendix C-1 to Subpart E of Part 35--Required Provisions--Consulting Engineering Agreements
Appendix
Appendix C-2 to Subpart E of Part 35--Required Provisions--Construction Contracts
Appendix
Appendix D to Subpart E of Part 35--EPA Transition Policy--Existing Consulting Engineering Agreements
Appendix
Appendix E to Subpart E of Part 35--Innovative and Alternative Technology Guidelines
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Subparts F-G--[RESERVED]

rule

Subpart H--COOPERATIVE AGREEMENTS FOR PROTECTING AND RESTORING PUBLICLY OWNED FRESHWATER LAKES

§35.1600
Purpose.
§35.1603
Summary of clean lakes assistance program.
§35.1605
Definitions.
§35.1605-1
The Act.
§35.1605-2
Freshwater lake.
§35.1605-3
Publicly owned freshwater lake.
§35.1605-4
Nonpoint source.
§35.1605-5
Eutrophic lake.
§35.1605-6
Trophic condition.
§35.1605-7
Desalinization.
§35.1605-8
Diagnostic-feasibility study.
§35.1605-9
Indian Tribe set forth at 40 CFR 130.6(d).
§35.1610
Eligibility.
§35.1613
Distribution of funds.
§35.1615
Substate agreements.
§35.1620
Application requirements.
§35.1620-1
Types of assistance.
§35.1620-2
Contents of applications.
§35.1620-3
Environmental evaluation.
§35.1620-4
Public participation.
§35.1620-5
State work programs and lake priority lists.
§35.1620-6
Intergovernmental review.
§35.1630
State lake classification surveys.
§35.1640
Application review and evaluation.
§35.1640-1
Application review criteria.
§35.1650
Award.
§35.1650-1
Project period.
§35.1650-2
Limitations on awards.
§35.1650-3
Conditions on award.
§35.1650-4
Payment.
§35.1650-5
Allowable costs.
§35.1650-6
Reports.
Appendix
Appendix A to Subpart H of Part 35--Requirements for Diagnostic-Feasibility Studies and Environmental Evaluations
rule

Subpart I--GRANTS FOR CONSTRUCTION OF TREATMENT WORKS

§35.2000
Purpose and policy.
§35.2005
Definitions.
§35.2010
Allotment; reallotment.
§35.2012
Capitalization grants.
§35.2015
State priority system and project priority list.
§35.2020
Reserves.
§35.2021
Reallotment of reserves.
§35.2023
Water quality management planning.
§35.2024
Combined sewer overflows.
§35.2025
Allowance and advance of allowance.
§35.2030
Facilities planning.
§35.2032
Innovative and alternative technologies.
§35.2034
Privately owned individual systems.
§35.2035
Rotating biological contractor (RBC) replacement grants.
§35.2036
Design/build project grants.
§35.2040
Grant application.
§35.2042
Review of grant applications.
§35.2050
Effect of approval or certification of documents.
§35.2100
Limitations on award.
§35.2101
Advanced treatment.
§35.2102
Water quality management planning.
§35.2103
Priority determination.
§35.2104
Funding and other considerations.
§35.2105
Debarment and suspension.
§35.2106
Plan of operation.
§35.2107
Intermunicipal service agreements.
§35.2108
Phased or segmented treatment works.
§35.2109
Step 2+3.
§35.2110
Access to individual systems.
§35.2111
Revised water quality standards.
§35.2112
Marine discharge waiver applicants.
§35.2113
Environmental review.
§35.2114
Value engineering.
§35.2116
Collection system.
§35.2118
Preaward costs.
§35.2120
Infiltration/Inflow.
§35.2122
Approval of user charge system and proposed sewer use ordinance.
§35.2123
Reserve capacity.
§35.2125
Treatment of wastewater from industrial users.
§35.2127
Federal facilities.
§35.2130
Sewer use ordinance.
§35.2140
User charge system.
§35.2152
Federal share.
§35.2200
Grant conditions.
§35.2202
Step 2+3 projects.
§35.2203
Step 7 projects.
§35.2204
Project changes.
§35.2205
Maximum allowable project cost.
§35.2206
Operation and maintenance.
§35.2208
Adoption of sewer use ordinance and user charge system.
§35.2210
Land acquisition.
§35.2211
Field testing for Innovative and Alternative Technology Report.
§35.2212
Project initiation.
§35.2214
Grantee responsibilities.
§35.2216
Notice of building completion and final inspection.
§35.2218
Project performance.
§35.2250
Determination of allowable costs.
§35.2260
Advance purchase of eligible land.
§35.2262
Funding of field testing.
§35.2300
Grant payments.
§35.2350
Subagreement enforcement.
Appendix
Appendix A to Subpart I of Part 35--Determination of Allowable Costs
Appendix
Appendix B to Subpart I of Part 35--Allowance for Facilities Planning and Design
rule

Subpart J--CONSTRUCTION GRANTS PROGRAM DELEGATION TO STATES

§35.3000
Purpose.
§35.3005
Policy.
§35.3010
Delegation agreement.
§35.3015
Extent of State responsibilities.
§35.3020
Certification procedures.
§35.3025
Overview of State performance under delegation.
§35.3030
Right of review of State decision.
§35.3035
Public participation.
rule

Subpart K--STATE WATER POLLUTION CONTROL REVOLVING FUNDS

§35.3100
Policy and purpose.
§35.3105
Definitions.
§35.3110
Fund establishment.
§35.3115
Eligible activities of the SRF.
§35.3120
Authorized types of assistance.
§35.3125
Limitations on SRF assistance.
§35.3130
The capitalization grant agreement.
§35.3135
Specific capitalization grant agreement requirements.
§35.3140
Environmental review requirements.
§35.3145
Application of other Federal authorities.
§35.3150
Intended Use Plan (IUP).
§35.3155
Payments.
§35.3160
Cash draw rules.
§35.3165
Reports and audits.
§35.3170
Corrective action.
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