17 C.F.R. PART 31--LEVERAGE TRANSACTIONS
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 31--LEVERAGE TRANSACTIONS
|
|
| Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
|
|
|
|
| Registration of leverage commodities.
|
|
|
|
| Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
|
|
|
|
| Cover of leverage contracts.
|
|
|
|
| Minimum financial requirements.
|
|
|
|
| Repurchase and resale of leverage contracts by leverage transaction merchants.
|
|
|
|
| Financial reports of leverage transaction merchants.
|
|
|
|
| Reporting to leverage customers.
|
|
|
|
| Monthly reporting requirements.
|
|
|
|
| Records of leverage transactions.
|
|
|
|
| Unlawful representations.
|
|
|
|
| Prohibition of guarantees against loss.
|
|
|
|
| Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
|
|
|
|
| Prohibited trading in leverage contracts.
|
|
|
|
| Limited right to rescind first leverage contract.
|
|
|
|
| Bid and ask prices; carrying charges.
|
|
|
|
| Quarterly reporting requirement.
|
|
|
|
| Registered futures association membership.
|
|
|
|
| Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
|
|
|
|
| Arbitration or other dispute settlement procedures.
|
|
Disclaimer: These codes may not be the most recent version.
The United States may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
