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TITLE 4
EVIDENCE AND
WITNESSES
Chapter 40. Evidence Code
41. Evidence Generally
42. Execution, Formalities and Interpretation
of Writings
43. Public Writings
44. Witnesses
45. Testimony Generally
_______________
Chapter 40 — Evidence
Code
2007 EDITION
EVIDENCE CODE
EVIDENCE AND WITNESSES
GENERAL PROVISIONS
40.010 Rule
100. Short title
40.015 Rule
101. Applicability of
40.020 Rule
102. Purpose and construction
40.025 Rule
103. Rulings on evidence
40.030 Rule
104. Preliminary questions
40.035 Rule
105. Limited admissibility
40.040 Rule
106. When part of transaction proved, whole admissible
JUDICIAL NOTICE
40.060 Rule
201(a). Scope
40.065 Rule
201(b). Kinds of facts
40.070 Rules
201(c) and 201(d). When mandatory or discretionary
40.075 Rule
201(e).
40.080 Rule
201(f). Time of taking notice
40.085 Rule
201(g). Instructing the jury
40.090 Rule
202. Law that is judicially noticed
BURDEN OF PERSUASION; BURDEN OF PRODUCING
EVIDENCE; PRESUMPTIONS
40.105 Rule
305. Allocation of the burden of persuasion
40.110 Rule
306. Instructions on the burden of persuasion
40.115 Rule
307. Allocation of the burden of producing evidence
40.120 Rule
308. Presumptions in civil proceedings
40.125 Rule
309. Presumptions in criminal proceedings
40.130 Rule
310. Conflicting presumptions
40.135 Rule
311. Presumptions
RELEVANCY
40.150 Rule
401. Definition of “relevant evidence”
40.155 Rule
402. Relevant evidence generally admissible
40.160 Rule
403. Exclusion of relevant evidence on grounds of prejudice, confusion or undue
delay
40.170 Rule
404. Character evidence; evidence of other crimes, wrongs or acts
40.172 Rule
404-1. Pattern, practice or history of abuse; expert testimony
40.175 Rule
405. Methods of proving character
40.180 Rule
406. Habit; routine practice
40.185 Rule
407. Subsequent remedial measures
40.190 Rule
408. Compromise and offers to compromise
40.195 Rule
409. Payment of medical and similar expenses
40.200 Rule
410. Withdrawn plea or statement not admissible
40.205 Rule
411. Liability insurance
40.210 Rule
412. Sex offense cases; relevance of victim’s past behavior or manner of dress
PRIVILEGES
40.225 Rule
503. Lawyer-client privilege
40.230 Rule
504. Psychotherapist-patient privilege
40.235 Rule
504-1. Physician-patient privilege
40.240 Rule
504-2. Nurse-patient privilege
40.245 Rule
504-3. School employee-student privilege
40.250 Rule
504-4. Clinical social worker-client privilege
40.252 Rule
504-5. Communications revealing intent to commit certain crimes
40.255 Rule
505. Husband-wife privilege
40.260 Rule
506. Member of clergy-penitent privilege
40.262 Rule
507. Counselor-client privilege
40.265 Rule
508a. Stenographer-employer privilege
40.270 Rule
509. Public officer privilege
40.272 Rule
509-1. Sign language interpreter privilege
40.273 Rule
509-2. Non-English-speaking person-interpreter privilege
40.275 Rule
510. Identity of informer
40.280 Rule
511. Waiver of privilege by voluntary disclosure
40.285 Rule
512. Privileged matter disclosed under compulsion or without opportunity to
claim privilege
40.290 Rule
513. Comment upon or inference from claim of privilege
40.295 Rule
514. Effect on existing privileges
WITNESSES
40.310 Rule
601. General rule of competency
40.315 Rule
602. Lack of personal knowledge
40.320 Rule
603. Oath or affirmation
40.325 Rule
604. Interpreters
40.330 Rule
605. Competency of judge as witness
40.335 Rule
606. Competency of juror as witness
40.345 Rule
607. Who may impeach
40.350 Rule
608. Evidence of character and conduct of witness
40.355 Rule
609. Impeachment by evidence of conviction of crime; exceptions
40.360 Rule
609-1. Impeachment for bias or interest
40.365 Rule
610. Religious beliefs or opinions
40.370 Rule
611. Mode and order of interrogation and presentation
40.375 Rule
612. Writing used to refresh memory
40.380 Rule
613. Prior statements of witnesses
40.385 Rule
615. Exclusion of witnesses
OPINIONS AND EXPERT TESTIMONY
40.405 Rule
701. Opinion testimony by lay witnesses
40.410 Rule
702. Testimony by experts
40.415 Rule
703. Bases of opinion testimony by experts
40.420 Rule
704. Opinion on ultimate issue
40.425 Rule
705. Disclosure of fact or data underlying expert opinion
40.430 Rule
706. Impeachment of expert witness by learned treatise
HEARSAY
40.450 Rule
801. Definitions for ORS 40.450 to 40.475
40.455 Rule
802. Hearsay rule
40.460 Rule
803. Hearsay exceptions; availability of declarant immaterial
40.465 Rule
804. Hearsay exceptions when the declarant is unavailable
40.470 Rule
805. Hearsay within hearsay
40.475 Rule
806. Attacking and supporting credibility of declarant
AUTHENTICATION AND IDENTIFICATION
40.505 Rule
901. Requirement of authentication or identification
40.510 Rule
902. Self-authentication
40.515 Rule
903. Subscribing witness’ testimony unnecessary
CONTENTS OF WRITINGS, RECORDINGS AND
PHOTOGRAPHS
40.550 Rule
1001. Definitions for ORS 40.550 to 40.585
40.555 Rule
1002. Requirement of original
40.560 Rule
1003. Admissibility of duplicates
40.562 Rule
1003-1. Admissibility of reproduction
40.565 Rule
1004. Admissibility of other evidence of contents
40.570 Rule
1005. Public records
40.575 Rule
1006. Summaries
40.580 Rule
1007. Testimony or written admission of party
40.585 Rule
1008. Functions of court and jury
GENERAL PROVISIONS
40.010
Rule 100. Short title. ORS
40.010 to 40.585 and 41.415 shall be known and may be cited as the Oregon
Evidence Code. [1981 c.892 §1]
40.015
Rule 101. Applicability of
(a) A hearing or mediation before a
magistrate of the Oregon Tax Court as provided by ORS 305.501;
(b) The small claims department of a
circuit court as provided by ORS 46.415; and
(c) The small claims department of a
justice court as provided by ORS 55.080.
(2) The Oregon Evidence Code applies
generally to civil actions, suits and proceedings, criminal actions and
proceedings and to contempt proceedings except those in which the court may act
summarily.
(3) ORS 40.225 to 40.295 relating to
privileges apply at all stages of all actions, suits and proceedings.
(4) ORS 40.010 to 40.210 and 40.310 to
40.585 do not apply in the following situations:
(a) The determination of questions of fact
preliminary to admissibility of evidence when the issue is to be determined by
the court under ORS 40.030.
(b) Proceedings before grand juries,
except as required by ORS 132.320.
(c) Proceedings for extradition, except as
required by ORS 133.743 to 133.857.
(d) Sentencing proceedings, except
proceedings under ORS 138.012 and 163.150, as required by ORS 137.090 or
proceedings under ORS 136.765 to 136.785.
(e) Proceedings to revoke probation,
except as required by ORS 137.090.
(f) Issuance of warrants of arrest, bench
warrants or search warrants.
(g) Proceedings under ORS chapter 135
relating to conditional release, security release, release on personal
recognizance, or preliminary hearings, subject to ORS 135.173.
(h) Proceedings to determine proper
disposition of a child in accordance with ORS 419B.325 (2) and 419C.400 (4).
(i) Proceedings under ORS 813.210,
813.215, 813.220, 813.230, 813.250 and 813.255 to determine whether a driving
while under the influence of intoxicants diversion agreement should be allowed
or terminated. [1981 c.892 §2; 1983 c.784 §1; 1985 c.16 §444; 1987 c.441 §10;
1993 c.18 §13; 1993 c.33 §289; 1995 c.531 §1; 1995 c.650 §22; 1995 c.657 §22;
1995 c.658 §35; 1999 c.1055 §11; 2005 c.345 §2; 2005 c.463 §8; 2005 c.463 §13;
2005 c.843 §25; 2007 c.16 §2]
40.020
Rule 102. Purpose and construction. The Oregon Evidence Code shall be construed to secure fairness in
administration, elimination of unjustifiable expense and delay, and promotion
of growth and development of the law of evidence to the end that the truth may
be ascertained and proceedings justly determined. [1981 c.892 §3]
40.025
Rule 103. Rulings on evidence.
(1) Evidential error is not presumed to be prejudicial. Error may not be
predicated upon a ruling which admits or excludes evidence unless a substantial
right of the party is affected, and:
(a) In case the ruling is one admitting
evidence, a timely objection or motion to strike appears of record, stating the
specific ground of objection, if the specific ground was not apparent from the
context; or
(b) In case the ruling is one excluding
evidence, the substance of the evidence was made known to the court by offer or
was apparent from the context within which questions were asked.
(2) The court may add any other or further
statement which shows the character of the evidence, the form in which it was
offered, the objection made and the ruling thereon. It may direct the making of
an offer in question and answer form.
(3) In jury cases, proceedings shall be
conducted, to the extent practicable, so as to prevent inadmissible evidence
from being suggested to the jury by any means, such as making statements or
offers of proof or asking questions in the hearing of the jury.
(4) Nothing in this rule precludes taking
notice of plain errors affecting substantial rights although they were not
brought to the attention of the court. [1981 c.892 §4]
40.030
Rule 104. Preliminary questions. (1) Preliminary questions concerning the qualification of a person to
be a witness, the existence of a privilege or the admissibility of evidence
shall be determined by the court, subject to the provisions of subsection (2)
of this section. In making its determination the court is not bound by the
rules of evidence except those with respect to privileges.
(2) When the relevancy of evidence depends
upon the fulfillment of a condition of fact, the court shall admit it upon, or
subject to, the introduction of evidence sufficient to support a finding of the
fulfillment of the condition.
(3) Hearings on the admissibility of
confessions shall in all cases be conducted out of the hearing of the jury.
Hearings on other preliminary matters shall be so conducted when the interests
of justice require or, when an accused is a witness, if the accused so
requests.
(4) The accused does not, by testifying
upon a preliminary matter, become subject to cross-examination as to other
issues in the case.
(5) This section does not limit the right
of a party to introduce before the jury evidence relevant to weight or
credibility. [1981 c.892 §5]
40.035
Rule 105. Limited admissibility. When evidence which is admissible as to one party or for one purpose
but not admissible as to another party or for another purpose is admitted, the
court, upon request, shall restrict the evidence to its proper scope and
instruct the jury accordingly. [1981 c.892 §6]
40.040
Rule 106. When part of transaction proved, whole admissible. When part of an act, declaration,
conversation or writing is given in evidence by one party, the whole on the
same subject, where otherwise admissible, may at that time be inquired into by
the other; when a letter is read, the answer may at that time be given; and
when a detached act, declaration, conversation or writing is given in evidence,
any other act, declaration, conversation or writing which is necessary to make
it understood may at that time also be given in evidence. [1981 c.892 §6a]
JUDICIAL
NOTICE
40.060
Rule 201(a). Scope. ORS
40.060 to 40.085 govern judicial notice of adjudicative facts. ORS 40.090
governs judicial notice of law. [1981 c.892 §7]
40.065
Rule 201(b). Kinds of facts.
A judicially noticed fact must be one not subject to reasonable dispute in that
it is either:
(1) Generally known within the territorial
jurisdiction of the trial court; or
(2) Capable of accurate and ready
determination by resort to sources whose accuracy cannot reasonably be
questioned. [1981 c.892 §8]
40.070
Rules 201(c) and 201(d). When mandatory or discretionary. (1) A court may take judicial notice, whether
requested or not.
(2) A court shall take judicial notice if
requested by a party and supplied with the necessary information. [1981 c.892 §9]
40.075
Rule 201(e).
40.080
Rule 201(f). Time of taking notice. Judicial notice may be taken at any stage of the proceeding. [1981
c.892 §11]
40.085
Rule 201(g). Instructing the jury. (1) In a civil action or proceeding, the court shall instruct the jury
to accept as conclusive any fact or law judicially noticed.
(2) In a criminal case, the court shall
instruct the jury that it may, but is not required to, accept as conclusive any
fact judicially noticed in favor of the prosecution. [1981 c.892 §12]
40.090
Rule 202. Law that is judicially noticed. Law judicially noticed is defined as:
(1) The decisional, constitutional and
public statutory law of
(2) Public and private official acts of
the legislative, executive and judicial departments of this state, the
(3) Rules of professional conduct for
members of the Oregon State Bar.
(4) Regulations, ordinances and similar
legislative enactments issued by or under the authority of the
(5) Rules of court of any court of this
state or any court of record of the
(6) The law of an organization of nations
and of foreign nations and public entities in foreign nations.
(7) An ordinance, comprehensive plan or
enactment of any county or incorporated city in this state, or a right derived
therefrom. As used in this subsection, “comprehensive plan” has the meaning
given that term by ORS 197.015. [1981 c.892 §13; 2007 c.63 §1]
BURDEN OF
PERSUASION; BURDEN OF PRODUCING EVIDENCE; PRESUMPTIONS
40.105
Rule 305. Allocation of the burden of persuasion. A party has the burden of persuasion as to
each fact the existence or nonexistence of which the law declares essential to
the claim for relief or defense the party is asserting. [1981 c.892 §14]
40.110
Rule 306. Instructions on the burden of persuasion. The court shall instruct the jury as to
which party bears the applicable burden of persuasion on each issue only after
all of the evidence in the case has been received. [1981 c.892 §15]
40.115
Rule 307. Allocation of the burden of producing evidence. (1) The burden of producing evidence as to a
particular issue is on the party against whom a finding on the issue would be
required in the absence of further evidence.
(2) The burden of producing evidence as to
a particular issue is initially on the party with the burden of persuasion as
to that issue. [1981 c.892 §16]
40.120
Rule 308. Presumptions in civil proceedings. In civil actions and proceedings, a presumption imposes on the party
against whom it is directed the burden of proving that the nonexistence of the
presumed fact is more probable than its existence. [1981 c.892 §17]
40.125
Rule 309. Presumptions in criminal proceedings. (1) The judge is not authorized to direct
the jury to find a presumed fact against the accused.
(2) When the presumed fact establishes
guilt or is an element of the offense or negates a defense, the judge may
submit the question of guilt or the existence of the presumed fact to the jury
only if:
(a) A reasonable juror on the evidence as
a whole could find that the facts giving rise to the presumed fact have been
established beyond a reasonable doubt; and
(b) The presumed fact follows more likely
than not from the facts giving rise to the presumed fact. [1981 c.892 §18]
40.130
Rule 310. Conflicting presumptions. If presumptions are conflicting, the presumption applies that is
founded upon weightier considerations of policy and logic. If considerations of
policy and logic are of equal weight, neither presumption applies. [1981 c.892 §19]
40.135
Rule 311. Presumptions. (1)
The following are presumptions:
(a) A person intends the ordinary
consequences of a voluntary act.
(b) A person takes ordinary care of the
person’s own concerns.
(c) Evidence willfully suppressed would be
adverse to the party suppressing it.
(d) Money paid by one to another was due
to the latter.
(e) A thing delivered by one to another
belonged to the latter.
(f) An obligation delivered to the debtor
has been paid.
(g) A person is the owner of property from
exercising acts of ownership over it or from common reputation of the ownership
of the person.
(h) A person in possession of an order on
that person, for the payment of money or the delivery of a thing, has paid the
money or delivered the thing accordingly.
(i) A person acting in a public office was
regularly appointed to it.
(j) Official duty has been regularly
performed.
(k) A court, or judge acting as such,
whether in this state or any other state or country, was acting in the lawful
exercise of the jurisdiction of the court.
(L) Private transactions have been fair
and regular.
(m) The ordinary course of business has
been followed.
(n) A promissory note or bill of exchange
was given or indorsed for a sufficient consideration.
(o) An indorsement of a negotiable
promissory note, or bill of exchange, was made at the time and place of making
the note or bill.
(p) A writing is truly dated.
(q) A letter duly directed and mailed was
received in the regular course of the mail.
(r) A person is the same person if the
name is identical.
(s) A person not heard from in seven years
is dead.
(t) Persons acting as copartners have
entered into a contract of copartnership.
(u) A man and woman deporting themselves
as husband and wife have entered into a lawful contract of marriage.
(v) A child born in lawful wedlock is
legitimate.
(w) A thing once proved to exist continues
as long as is usual with things of that nature.
(x) The law has been obeyed.
(y) An uninterrupted adverse possession of
real property for 20 years or more has been held pursuant to a written
conveyance.
(z) A trustee or other person whose duty
it was to convey real property to a particular person has actually conveyed it
to the person, when such presumption is necessary to perfect the title of the
person or the person’s successor in interest.
(2) A statute providing that a fact or a
group of facts is prima facie evidence of another fact establishes a
presumption within the meaning of this section. [1981 c.892 §20]
RELEVANCY
40.150
Rule 401. Definition of “relevant evidence.” “Relevant evidence” means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the action
more probable or less probable than it would be without the evidence. [1981
c.892 §21]
40.155
Rule 402. Relevant evidence generally admissible. All relevant evidence is admissible, except
as otherwise provided by the Oregon Evidence Code, by the Constitutions of the
40.160
Rule 403. Exclusion of relevant evidence on grounds of prejudice, confusion or
undue delay. Although
relevant, evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury, or by considerations of undue delay or needless
presentation of cumulative evidence. [1981 c.892 §23]
40.170
Rule 404. Character evidence; evidence of other crimes, wrongs or acts. (1) Evidence of a person’s character or
trait of character is admissible when it is an essential element of a charge,
claim or defense.
(2) Evidence of a person’s character is
not admissible for the purpose of proving that the person acted in conformity
therewith on a particular occasion, except:
(a) Evidence of a pertinent trait of
character offered by an accused, or by the prosecution to rebut the same;
(b) Evidence of a pertinent trait of
character of the victim of the crime offered by an accused, or by the
prosecution to rebut the same or evidence of a character trait of peacefulness
of the victim offered by the prosecution to rebut evidence that the victim was
the first aggressor;
(c) Evidence of the character of a
witness, as provided in ORS 40.345 to 40.355; or
(d) Evidence of the character of a party
for violent behavior offered in a civil assault and battery case when
self-defense is pleaded and there is evidence to support such defense.
(3) Evidence of other crimes, wrongs or
acts is not admissible to prove the character of a person in order to show that
the person acted in conformity therewith. It may, however, be admissible for
other purposes, such as proof of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of mistake or accident.
(4) In criminal actions, evidence of other
crimes, wrongs or acts by the defendant is admissible if relevant except as
otherwise provided by:
(a) ORS 40.180, 40.185, 40.190, 40.195,
40.200, 40.205, 40.210 and, to the extent required by the United States Constitution
or the Oregon Constitution, ORS 40.160;
(b) The rules of evidence relating to
privilege and hearsay;
(c) The
(d) The
40.172
Rule 404-1. Pattern, practice or history of abuse; expert testimony. (1) In any proceeding, any party may
introduce evidence establishing a pattern, practice or history of abuse of a
person and may introduce expert testimony to assist the fact finder in
understanding the significance of such evidence if the evidence:
(a) Is relevant to any material issue in
the proceeding; and
(b) Is not inadmissible under any other
provision of law including, but not limited to, rules regarding relevance,
privilege, hearsay, competency and authentication.
(2) This section may not be construed to
limit any evidence that would otherwise be admissible under the Oregon Evidence
Code or any other provision of law.
(3) As used in this section, “abuse” has
the meaning given that term in ORS 107.705. [1997 c.397 §2]
Note: 40.172 was added to and made a part of
40.010 to 40.585 by legislative action but was not added to any smaller series
therein. See Preface to Oregon Revised Statutes for further explanation.
40.175
Rule 405. Methods of proving character. (1) In all cases in which evidence of character or a trait of
character of a person is admissible, proof may be made by testimony as to
reputation or by testimony in the form of an opinion. On cross-examination,
inquiry is allowable into relevant specific instances of conduct.
(2)(a) In cases in which character or a
trait of character of a person is admissible under ORS 40.170 (1), proof may
also be made of specific instances of the conduct of the person.
(b) When evidence is admissible under ORS
40.170 (3) or (4), proof may be made of specific instances of the conduct of
the person. [1981 c.892 §25; 1997 c.313 §34]
40.180
Rule 406. Habit; routine practice. (1) Evidence of the habit of a person or of the routine practice of an
organization, whether corroborated or not and regardless of the presence of
eyewitnesses, is relevant to prove that the conduct of the person or
organization on a particular occasion was in conformity with the habit or
routine practice.
(2) As used in this section, “habit” means
a person’s regular practice of meeting a particular kind of situation with a
specific, distinctive type of conduct. [1981 c.892 §21]
40.185
Rule 407. Subsequent remedial measures. When, after an event, measures are taken which, if taken previously,
would have made the event less likely to occur, evidence of the subsequent
measures is not admissible to prove negligence or culpable conduct in
connection with the event. This section does not require the exclusion of
evidence of subsequent measures when offered for another purpose, such as
proving ownership, control, or feasibility of precautionary measures, if
controverted, or impeachment. [1981 c.892 §27]
40.190
Rule 408. Compromise and offers to compromise. (1)(a) Evidence of furnishing or offering or
promising to furnish, or accepting or offering or promising to accept, a
valuable consideration in compromising or attempting to compromise a claim
which was disputed as to either validity or amount, is not admissible to prove
liability for or invalidity of the claim or its amount.
(b) Evidence of conduct or statements made
in compromise negotiations is likewise not admissible.
(2)(a) Subsection (1) of this section does
not require the exclusion of any evidence otherwise discoverable merely because
it is presented in the course of compromise negotiations.
(b) Subsection (1) of this section also
does not require exclusion when the evidence is offered for another purpose,
such as proving bias or prejudice of a witness, negating a contention of undue
delay, or proving an effort to obstruct a criminal investigation or
prosecution. [1981 c.892 §28]
40.195
Rule 409. Payment of medical and similar expenses. Evidence of furnishing or offering or
promising to pay medical, hospital or similar expenses occasioned by an injury
is not admissible to prove liability for the injury. Evidence of payment for
damages arising from injury or destruction of property is not admissible to
prove liability for the injury or destruction. [1981 c.892 §29]
40.200
Rule 410. Withdrawn plea or statement not admissible. (1) A plea of guilty or no contest which is
not accepted or has been withdrawn shall not be received against the defendant
in any criminal proceeding.
(2) No statement or admission made by a
defendant or a defendant’s attorney during any proceeding relating to a plea of
guilty or no contest which is not accepted or has been withdrawn shall be
received against the defendant in any criminal proceeding. [1981 c.892 §29a]
40.205
Rule 411. Liability insurance.
(1) Except where lack of liability insurance is an element of an offense,
evidence that a person was or was not insured against liability is not
admissible upon the issue whether the person acted negligently or otherwise
wrongfully.
(2) Subsection (1) of this section does
not require the exclusion of evidence of insurance against liability when
offered for another purpose, such as proving agency, ownership or control, or
bias, prejudice or motive of a witness. [1981 c.892 §30]
40.210
Rule 412. Sex offense cases; relevance of victim’s past behavior or manner of
dress. (1) Notwithstanding
any other provision of law, in a prosecution for a crime described in ORS
163.355 to 163.427, or in a prosecution for an attempt to commit one of these
crimes, the following evidence is not admissible:
(a) Reputation or opinion evidence of the
past sexual behavior of an alleged victim of the crime or a corroborating
witness; or
(b) Reputation or opinion evidence
presented for the purpose of showing that the manner of dress of an alleged
victim of the crime incited the crime or indicated consent to the sexual acts
alleged in the charge.
(2) Notwithstanding any other provision of
law, in a prosecution for a crime described in ORS 163.355 to 163.427, or in a
prosecution for an attempt to commit one of these crimes, evidence of a victim’s
past sexual behavior other than reputation or opinion evidence is also not
admissible, unless the evidence other than reputation or opinion evidence:
(a) Is admitted in accordance with
subsection (4) of this section; and
(b) Is evidence that:
(A) Relates to the motive or bias of the
alleged victim;