New York Procurement; General Rule And Exceptions.
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§ 312. Procurement; general rule and exceptions. a. Prior to entering
into or renewing a contract valued at more than one hundred thousand
dollars to provide technical, consultant, or personal services, an
agency shall follow the procedure established herein.
1. Prior to issuing an invitation for bids, request for proposals, or
other solicitation, the agency shall determine whether such contract
will directly result in the displacement of any city employee. If the
agency determines that such result would not occur, it shall include a
certification to that effect, signed by the agency head, in any
invitation for bids, request for proposals, or other solicitation. If
the agency determines that such result would occur, the agency shall
determine the costs incurred and the benefits derived in performing the
service, consistent with the scope and specifications within the
solicitation, with city employees, and shall submit such analysis, with
all supporting documentation, prior to issuance of any solicitation, to
the comptroller.
2. Immediately upon receipt of bids and proposals, the agency shall
submit such determination, analysis, and supporting documentation to the
council and to the appropriate collective bargaining representatives
representing employees who would be affected pursuant to paragraph 1 of
subdivision a of this section.
3. Prior to award of a contract, the agency shall perform a
comparative analysis of the costs expected to be incurred and the
benefits expected to be derived from entering into a contract with the
proposed vendor, based on such vendor's best and final offer, and such
agency's analysis of the costs incurred and the benefits derived from
providing the service with city employees. If the agency head intends to
award the contract, he or she shall submit the reasons therefor,
together with such analysis, and all supporting documentation, to the
comptroller, the council, and the appropriate collective bargaining
representatives representing employees who would be affected pursuant to
paragraph 1 of paragraph a of this section.
4. The council may, within thirty days after receipt of such reasons,
analysis, and supporting documentation hold a hearing on this matter. No
contract award shall be made prior to the expiration of this thirty-day
period or a council hearing, whichever is sooner.
5. a. All cost and comparative analyses required under this section
shall be conducted in accordance with standard methodology of the office
of management and budget, and consistent with the rules of the
procurement policy board, as both are modified herein, subject to
further modification by local law. Such analyses shall include all
reasonable costs associated with performing the service using city
employees and all reasonable costs associated with performing the
service under the proposed contract.
b. Such analyses shall further include, the total number,
qualifications, job descriptions, and titles of all personnel to be
employed by the vendor under the proposed contract, as well as the
nature and cost of salaries and benefits to be provided to such
personnel.
c. Such analyses shall further include, but not be limited to, the
cost of employee supervision directly related to the provision of the
service, vendor solicitation, contract preparation, contract
administration, monitoring and evaluating the contractor, capitalization
of equipment over the period such equipment shall be in use, supplies;
the cost of providing the equivalent quantity and quality of service by
city employees compared to the cost of providing such service by
contract, based upon the best and final offer of the proposed vendor,
and such other factors as will assist in arriving at full and accurate
cost determinations and comparisons.
6. The reasons given to award the contracts shall include all factors
that have been considered in determining whether contracting for this
service is in the best interest of the city, whether or not such reasons
are contained within the cost or comparative analyses. Such factors
shall include, but not be limited to, the potential for contractor
default, the time required to perform the service, and the quality of
the service to be delivered.
7. The mayor or his or her designee may prepare and implement a plan
of assistance for displaced city employees, which may include, but need
not be limited to, training to place such employees in comparable
positions within the contracting agency or any other agency. The cost of
such assistance plan may be included within the cost of contracting-out
in the cost and comparative analyses.
8. For the purpose of this section, "displacement" shall mean any
employment action that results in a reduction in the number of funded
positions, including but not limited to, those resulting from the
layoff; demotion; bumping; involuntary transfer to a new class, title,
or location; time-based reductions, or reductions in customary hours of
work, wages, or benefits of any city employee.
b. 1. Except as provided for in sections three hundred fourteen,
three hundred fifteen and three hundred sixteen, contracts shall be
awarded by competitive sealed bidding under such rules as shall be made
by the procurement policy board, except that, in a special case as
defined in subdivision b of this section, the head of an agency
proposing to award such contract may order otherwise in accordance with
policies and procedures established by the procurement policy board.
2. A determination by the head of an agency to use other than
competitive sealed bidding except as provided for by sections three
hundred fourteen and three hundred sixteen shall be made in writing,
stating the reasons why competitive sealed bidding is not practicable or
not advantageous and why the method of procurement selected pursuant to
section three hundred seventeen is the most competitive alternative that
is appropriate under the circumstances. The head of the agency shall
include the determination or a summary of the determination in the
notice of solicitation, or for an emergency procurement in the notice of
award, required to be published pursuant to section three hundred
twenty-five of this chapter.
c. 1. For the purposes of this chapter, the term "special case" shall
be defined as a situation in which it is either not practicable or not
advantageous to the city to use competitive sealed bidding for one of
the following reasons:
i. specifications cannot be made sufficiently definite and certain to
permit selection based on price alone;
ii. judgment is required in evaluating competing proposals, and it is
in the best interest of the city to require a balancing of price,
quality, and other factors;
iii. the good, service or construction to be procured is available
only from a single source;
iv. testing or experimentation is required with a product or
technology, or a new source for a product or technology, or to evaluate
the service or reliability of such product or technology; or
v. such other reasons as defined by rule of the procurement policy
board.
2. The procurement policy board may provide by rule that it is either
not practicable or not advantageous to the city, for one of the reasons
set forth in paragraph one of this subdivision, to procure a specified
type of good, service or construction by competitive sealed bidding.