There is a newer version of the Tennessee Code
2014 Tennessee Code
Title 48 - Corporations And Associations
Securities
Chapter 1 - Securities
Part 1 - Tennessee Securities Act of 1980
- § 48-1-101 - Short title.
- § 48-1-102 - Part definitions.
- § First - of 2 versions of this section
- § Second - of 2 versions of this section
- § 48-1-104 - Securities registration requirement -- Civil penalty.
- § 48-1-105 - Registration by coordination.
- § 48-1-106 - Registration by qualification.
- § 48-1-107 - Provisions applicable to registration generally.
- § 48-1-108 - Stop order denying, suspending, or revoking registration.
- § 48-1-109 - Registration of broker-dealers, agents, and investment adviser.
- § 48-1-110 - Registration procedure.
- § 48-1-111 - Records and reports -- Examinations.
- § 48-1-112 - Denial, revocation, suspension, cancellation, or withdrawal of registration.
- § 48-1-113 - Filing of sales and advertising literature.
- § 48-1-114 - Unlawful representation concerning registration or exemption.
- § 48-1-115 - Administration.
- § 48-1-116 - Rules, forms, orders, and hearings.
- § 48-1-117 - Administrative files and opinions.
- § 48-1-118 - Investigations and subpoenas.
- § 48-1-119 - Injunctions.
- § 48-1-120 - Judicial review.
- § 48-1-121 - Fraudulent acts or devices.
- § 48-1-122 - Civil liabilities.
- § 48-1-123 - Criminal prosecution.
- § 48-1-124 - Scope of law -- Service of process.
- § 48-1-125 - Notice filing and fee requirements for covered securities.
- § 48-1-126 - Exemptions from notice filing and fee requirements.
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