There is a newer version of the North Carolina General Statutes
2012 North Carolina General Statutes
Chapter 78C - Investment Advisers.
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.
- Section 78C-16 - Registration and notice filing requirement.
- Section 78C-17 - Registration and notice filing procedures.
- Section 78C-18 - Post-registration provisions.
- Section 78C-19 - Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.
- Section 78C-20 - Methods of registration.
- Section 78C-21 through 78C-25 - Reserved for future codification purposes.
Disclaimer: These codes may not be the most recent version. North Carolina may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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