There is a newer version of the North Carolina General Statutes
2005 North Carolina Code - Chapter 78C — Investment Advisers.
- § 78C-1. Title.
- § 78C-2. Definitions.
- §§ 78C-3 through 78C-7: Reserved for future codification purposes.
- § 78C-8. Advisory activities.
- § 78C-9. Misleading filings.
- § 78C-10. Unlawful representations concerning registration or exemption.
- §§ 78C-11 through 78C-15: Reserved for future codification purposes.
- § 78C-16. Registration and notice filing requirement.
- § 78C-17. Registration and notice filing procedures.
- § 78C-18. Post-registration provisions.
- § 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.
- § 78C-20. Methods of registration.
- §§ 78C-21 through 78C-25: Reserved for future codification purposes.
- § 78C-26. Administration of Chapter.
- § 78C-27. Investigations and subpoenas.
- § 78C-28. Injunctions; cease and desist orders; civil penalties.
- § 78C-29. Judicial review of orders.
- § 78C-30. Rules, forms, orders, and hearings.
- § 78C-31. Administrative files and opinions.
- §§ 78C-32 through 78C-37: Reserved for future codification purposes.
- § 78C-38. Civil liabilities.
- § 78C-39. Criminal penalties.
- § 78C-40. Burden of proof.
- §§ 78C-41 through 78C-45: Reserved for future codification purposes.
- § 78C-46. Scope of the Chapter; service of process.
- § 78C-47. Statutory policy.
- § 78C-48. Severability of provisions.
- §§ 78C-49 through 78C-59. Reserved for future codification purposes.
- §§ 78C-60 through 78C-62: Expired.
- §§ 78C-63 through 78C-70. Reserved for future codification purposes.
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.
- §§ 78C-82 through 78C-84. Reserved for future codification purposes.
- § 78C-85. Title.
- § 78C-86. Definitions.
- § 78C-87. Service of process; subpoenas.
- § 78C-88. Athlete agents; registration required; exceptions; void contracts.
- § 78C-89. Registration as athlete agent; form; requirements.
- § 78C-90. Certificate of registration; issuance or denial; renewal.
- § 78C-91. Suspension; revocation; refusal to renew registration.
- § 78C-92. Temporary registration.
- § 78C-93. Registration; renewal of fees.
- § 78C-94. Required form of contract.
- § 78C-95. Notice to educational institution.
- § 78C-96. Student-athlete's right to cancel.
- § 78C-97. Required records; waiver of attorney-client privilege.
- § 78C-98. Prohibited conduct.
- § 78C-99. Criminal penalties.
- § 78C-100. Civil remedies.
- § 78C-101. Administrative penalty.
- § 78C-102. Uniformity of application and construction.
- § 78C-103. Electronic Signatures in Global and National Commerce Act.
- § 78C-104. Severability.
- § 78C-105. Rules.
Disclaimer: These codes may not be the most recent version. North Carolina may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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