There is a newer version of the North Carolina General Statutes
2005 North Carolina Code - Chapter 78A — North Carolina Securities Act.
- § 78A-1. Title.
- § 78A-2. Definitions.
- §§ 78A-3 through 78A-7. Reserved for future codification purposes.
- § 78A-8. Sales and purchases.
- § 78A-9. Misleading filings.
- § 78A-10. Unlawful representations concerning registration or exemption.
- § 78A-11. Unlawful telephone rooms.
- § 78A-12. Manipulation of market.
- § 78A-13. Disclosures required in offer and sale of viaticals.
- § 78A-14. Advertising of Viatical Settlement Contracts.
- § 78A-15. Reserved for future codification purposes.
- § 78A-16. Exempt securities.
- § 78A-17. Exempt transactions.
- § 78A-18. Denial and revocation of exemptions.
- §§ 78A-19 through 78A-23. Reserved for future codification purposes.
- § 78A-24. Registration requirement.
- § 78A-25. Registration by notification.
- § 78A-26. Registration by coordination.
- § 78A-27. Registration by qualification.
- § 78A-28. Provisions applicable to registration generally.
- § 78A-29. Denial, suspension, and revocation of registration.
- § 78A-30. Application to exchange securities.
- § 78A-31. Notice filings for securities covered under federal law.
- §§ 78A-32 through 78A-35. Reserved for future codification purposes.
- § 78A-36. Registration requirement.
- § 78A-36.1. Limited registration of Canadian dealers and salesmen.
- § 78A-37. Registration procedure.
- § 78A-38. Post-registration provisions.
- § 78A-39. Denial, revocation, suspension, censure, cancellation, and withdrawal of registration.
- § 78A-40. Alternative methods of registration.
- §§ 78A-41 through 78A-44. Reserved for future codification purposes.
- § 78A-45. Administration of Chapter.
- § 78A-46. Investigations and subpoenas.
- § 78A-47. Injunctions; cease and desist orders.
- § 78A-48. Judicial review of orders.
- § 78A-49. Rules, forms, orders, and hearings.
- § 78A-50. Administrative files and opinions.
- §§ 78A-51 through 78A-55. Reserved for future codification purposes.
- § 78A-56. Civil liabilities.
- § 78A-57. Criminal penalties.
- § 78A-58. Obstruction of investigation.
- §§ 78A-59 through 78A-62. Reserved for future codification purposes.
- § 78A-63. Scope of the Chapter; service of process.
- § 78A-64. Statutory policy.
- § 78A-65. Repeal and saving provisions.
- § 78A-66. Jurisdictional limitations.
Disclaimer: These codes may not be the most recent version. North Carolina may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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