2010 New York Code
SOS - Social Services
Article 6 - CHILDREN
Title 1 - (371 - 392) CARE AND PROTECTION OF CHILDREN
384-B - Guardianship and custody of destitute or dependent children; commitment by court order; modification of commitment and restoration of parental rights.

§   384-b.  * Guardianship  and  custody  of  destitute  or  dependent
  children; commitment by court order.
    * NB Effective until November 11, 2010
    * Guardianship  and  custody  of  destitute  or  dependent   children;
  commitment by court order; modification of commitment and restoration of
  parental rights.
    * NB Effective November 11, 2010
  1. Statement of legislative findings and intent.
    (a)  The legislature recognizes that the health and safety of children
  is of paramount importance. To the extent  it  is  consistent  with  the
  health  and  safety  of  the child, the legislature further hereby finds
  that:
    (i) it is desirable for children to grow up with a normal family  life
  in  a  permanent  home  and  that  such  circumstance  offers  the  best
  opportunity for children to develop and thrive;
    (ii) it is generally desirable for the child  to  remain  with  or  be
  returned  to  the  birth  parent  because  the child's need for a normal
  family life will usually best be met in the home of  its  birth  parent,
  and  that parents are entitled to bring up their own children unless the
  best interests of the child would be thereby endangered;
    (iii) the state's first obligation is to help the family with services
  to prevent its break-up or to reunite it if the child has  already  left
  home; and
    (iv) when it is clear that the birth parent cannot or will not provide
  a normal family home for the child and when continued foster care is not
  an  appropriate  plan  for  the child, then a permanent alternative home
  should be sought for the child.
    (b) The legislature further finds that many  children  who  have  been
  placed  in foster care experience unnecessarily protracted stays in such
  care without being  adopted  or  returned  to  their  parents  or  other
  custodians.  Such  unnecessary  stays  may  deprive  these  children  of
  positive, nurturing family relationships and have deleterious effects on
  their development into responsible, productive citizens. The legislature
  further finds that provision of a timely procedure for the  termination,
  in  appropriate  cases,  of the rights of the birth parents could reduce
  such unnecessary stays.
    It is the intent of  the  legislature  in  enacting  this  section  to
  provide procedures not only assuring that the rights of the birth parent
  are   protected,   but  also,  where  positive,  nurturing  parent-child
  relationships no longer exist, furthering the best interests, needs, and
  rights of the child by terminating parental rights and freeing the child
  for adoption.
    2. For the purposes of this section, (a) "child" shall mean  a  person
  under  the  age  of  eighteen  years; and, (b) "parent" shall include an
  incarcerated parent unless otherwise qualified.
    3. (a) The guardianship of the person and the custody of  a  destitute
  or  dependent  child  may  be committed to an authorized agency, or to a
  foster parent authorized pursuant to section one thousand eighty-nine of
  the family court act to institute a proceeding under this section, or to
  a relative with care and custody of the child, by order of  a  surrogate
  or  judge  of  the  family  court,  as  hereinafter provided. Where such
  guardianship and custody is  committed  to  a  foster  parent  or  to  a
  relative  with  care  and  custody  of  the  child,  the family court or
  surrogate's court shall retain continuing jurisdiction over the  parties
  and  the  child and may, upon its own motion or the motion of any party,
  revoke, modify or extend its order, if the  foster  parent  or  relative
  fails to institute a proceeding for the adoption of the child within six
  months  after  the  entry  of  the order committing the guardianship and

custody of the child to such foster parent or relative. Where the foster
  parent or relative institutes a proceeding for the adoption of the child
  and the adoption petition is finally  denied  or  dismissed,  the  court
  which  committed the guardianship and custody of the child to the foster
  parent or relative shall revoke the order of commitment. Where the court
  revokes an order committing the guardianship and custody of a child to a
  foster parent or relative, it shall commit the guardianship and  custody
  of the child to an authorized agency.
    (b) A proceeding under this section may be originated by an authorized
  agency or by a foster parent authorized to do so pursuant to section one
  thousand  eighty-nine of the family court act or by a relative with care
  and custody of the child or, if an  authorized  agency  ordered  by  the
  court to originate a proceeding under this section fails to do so within
  the  time  fixed  by  the  court, by the child's attorney or guardian ad
  litem on the court's direction.
    (c) Where a child was placed or continued in foster care  pursuant  to
  article  ten  or  ten-A of the family court act or section three hundred
  fifty-eight-a of this chapter, a proceeding under this section shall  be
  originated  in  the  family  court in the county in which the proceeding
  pursuant to article ten or ten-A of the  family  court  act  or  section
  three  hundred fifty-eight-a of this chapter was last heard and shall be
  assigned, wherever  practicable,  to  the  judge  who  last  heard  such
  proceeding.  Where multiple proceedings are commenced under this section
  concerning a child and one or more siblings  or  half-siblings  of  such
  child,  placed  or  continued  in foster care with the same commissioner
  pursuant to section one thousand fifty-five or one thousand  eighty-nine
  of  the  family  court  act,  all  of  such proceedings may be commenced
  jointly in the family court in any county which last heard a  proceeding
  under  article ten or ten-A of the family court act regarding any of the
  children who are the subjects of the proceedings under this section.  In
  such instances, the case shall be assigned, wherever practicable, to the
  judge  who  last  presided  over  such  proceeding. In any other case, a
  proceeding under this section, including a  proceeding  brought  in  the
  surrogate's court, shall be originated in the county where either of the
  parents  of  the child reside at the time of the filing of the petition,
  if known, or, if such residence is not known, in the county in which the
  authorized agency has an office for the regular conduct of  business  or
  in  which  the  child  resides  at  the  time  of  the initiation of the
  proceeding. To the extent possible, the court shall, when appointing  an
  attorney   for  the  child,  appoint  an  attorney  who  has  previously
  represented the child.
    (c-1) Before hearing a petition under this section, the court in which
  the termination  of  parental  rights  petition  has  been  filed  shall
  ascertain  whether the child is under the jurisdiction of a family court
  pursuant to a placement in a child protective or foster care  proceeding
  or  continuation  in  out-of-home  care pursuant to a permanency hearing
  and, if so, which court exercised  jurisdiction  over  the  most  recent
  proceeding.  If  the  court  determines  that  the  child  is  under the
  jurisdiction of a  different  family  court,  the  court  in  which  the
  termination  of  parental  rights  petition  was  filed  shall  stay its
  proceeding for not more than thirty days and shall communicate with  the
  court  that  exercised jurisdiction over the most recent proceeding. The
  communication shall be recorded or summarized on the record by the court
  in which the termination of parental rights  petition  was  filed.  Both
  courts  shall  notify the parties and child's attorney, if any, in their
  respective proceedings and shall give them  an  opportunity  to  present
  facts and legal argument or to participate in the communication prior to
  the  issuance  of  a  decision on jurisdiction. The court that exercised

jurisdiction over the most recent proceeding shall determine whether  it
  will  accept  or  decline  jurisdiction over the termination of parental
  rights  petition.  This   determination   of   jurisdiction   shall   be
  incorporated  into  an order regarding jurisdiction that shall be issued
  by the court in which the termination of parental  rights  petition  was
  filed  within  thirty  days  of such filing. If the court that exercised
  jurisdiction over the most recent proceeding determines that  it  should
  exercise  jurisdiction over the termination of parental rights petition,
  the order shall require that the petition shall be transferred  to  that
  court  forthwith  but  in  no event more than thirty-five days after the
  filing of  the  petition.  The  petition  shall  be  assigned,  wherever
  practicable,  to  the judge who heard the most recent proceeding. If the
  court that  exercised  jurisdiction  over  the  most  recent  proceeding
  declines  to exercise jurisdiction over the adoption petition, the court
  in which the termination of parental rights  petition  was  filed  shall
  issue  an  order  incorporating  that  determination  and  shall proceed
  forthwith.
    (d) The family court shall have exclusive, original jurisdiction  over
  any  proceeding  brought upon grounds specified in paragraph (c), (d) or
  (e) of subdivision four of  this  section,  and  the  family  court  and
  surrogate's  court shall have concurrent, original jurisdiction over any
  proceeding brought upon grounds specified in paragraph  (a)  or  (b)  of
  subdivision  four  of this section, except as provided in paragraphs (c)
  and (c-1) of this subdivision.
    (e) A proceeding under this section is originated  by  a  petition  on
  notice  served  upon the child's parent or parents, the attorney for the
  child's parent or parents and upon such other persons as the  court  may
  in  its  discretion  prescribe. Such notice shall inform the parents and
  such other persons that the proceeding may result in  an  order  freeing
  the  child  for adoption without the consent of or notice to the parents
  or such other persons. Such notice also shall  inform  the  parents  and
  such  other  persons  of  their  right  to  the  assistance  of counsel,
  including any right they may have to have counsel assigned by the  court
  in  any  case  where  they are financially unable to obtain counsel. The
  petition shall set forth the names  and  last  known  addresses  of  all
  persons  required to be given notice of the proceeding, pursuant to this
  section and section three hundred eighty-four-c of this title, and there
  shall  be  shown  by  the  petition  or  by  affidavit  or  other  proof
  satisfactory to the court that there are no persons other than those set
  forth  in  the  petition  who  are  entitled  to  notice pursuant to the
  provisions of this section or of section three hundred eighty-four-c  of
  this  title. When the proceeding is initiated in family court service of
  the petition and other process shall be  made  in  accordance  with  the
  provisions of section six hundred seventeen of the family court act, and
  when  the proceeding is initiated in surrogate's court, service shall be
  made in accordance with the provisions of section three hundred seven of
  the surrogate's court procedure act. When the proceeding is initiated on
  the grounds of abandonment of a child less than one year of age  at  the
  time  of  the  transfer of the care and custody of such child to a local
  social services official,  the  court  shall  take  judicial  notice  of
  efforts  to locate the child's parents or other known relatives or other
  persons legally responsible pursuant to paragraph  (ii)  of  subdivision
  (b) of section one thousand fifty-five of the family court act.
    (f)  In  any  proceeding  under  this section in which the surrogate's
  court has exercised jurisdiction,  the  provisions  of  the  surrogate's
  court  procedure act shall apply to the extent that they do not conflict
  with the specific provisions of this section. In  any  proceeding  under
  this  section  in which the family court has exercised jurisdiction, the

provisions of articles one, two and eleven of the family court act shall
  apply to the  extent  that  they  do  not  conflict  with  the  specific
  provisions  of  this  section. In any proceeding under this section, the
  provisions  and  limitations of article thirty-one of the civil practice
  law and rules shall apply to the extent that they do not  conflict  with
  the specific provisions of this section. In determining any motion for a
  protective order, the court shall consider the need of the party for the
  discovery  to  assist  in  the preparation of the case and any potential
  harm to the child from the discovery. The court shall set a schedule for
  discovery to avoid  unnecessary  delay.  Any  proceeding  originated  in
  family  court  upon the ground specified in paragraph (d) of subdivision
  four  of  this  section  shall  be  conducted  in  accordance  with  the
  provisions of part one of article six of the family court act.
    (g)  (i)  An  order committing the guardianship and custody of a child
  pursuant to this section shall be granted only upon a finding  that  one
  or more of the grounds specified in subdivision four of this section are
  based upon clear and convincing proof.
    (ii) Where a proceeding has been properly commenced under this section
  by  the  filing of a petition before the eighteenth birthday of a child,
  an order committing the guardianship and custody of a child pursuant  to
  this section upon a finding under subdivision four of this section shall
  be  granted  after  the  eighteenth  birthday of a child where the child
  consents to such disposition.
    (h) In any proceeding brought upon a ground set forth in paragraph (c)
  of subdivision four, neither the  privilege  attaching  to  confidential
  communications  between  husband  and  wife,  as  set  forth  in section
  forty-five hundred two of the civil practice  law  and  rules,  nor  the
  physician-patient  and  related  privileges,  as  set  forth  in section
  forty-five hundred four of the civil practice law  and  rules,  nor  the
  psychologist-client  privilege,  as  set  forth  in  section  forty-five
  hundred seven of the civil  practice  law  and  rules,  nor  the  social
  worker-client  privilege,  as  set  forth  in section forty-five hundred
  eight of the civil practice  law  and  rules,  shall  be  a  ground  for
  excluding evidence which otherwise would be admissible.
    (i) In a proceeding instituted by an authorized agency pursuant to the
  provisions  of this section, proof of the likelihood that the child will
  be placed for adoption shall not be required in determining whether  the
  best  interests  of the child would be promoted by the commitment of the
  guardianship and custody of the child to an authorized agency.
    (j) The order and the papers upon which it was granted in a proceeding
  under this section shall be filed in the court, and a certified copy  of
  such  order shall also be filed in the office of the county clerk of the
  county in which such court is located, there to be recorded  and  to  be
  inspected  or  examined  in  the  same manner as a surrender instrument,
  pursuant to the provisions of section three hundred eighty-four of  this
  chapter.
    (k)  Where  the child is over fourteen years of age, the court may, in
  its discretion, consider the wishes of the child in determining  whether
  the  best  interests of the child would be promoted by the commitment of
  the guardianship and custody of the child.
    (l) (i) Notwithstanding any other law to the contrary,  whenever:  the
  child  shall  have  been  in  foster care for fifteen months of the most
  recent twenty-two months; or  a  court  of  competent  jurisdiction  has
  determined  the  child  to be an abandoned child; or the parent has been
  convicted of a crime as set forth in subdivision eight of this  section,
  the  authorized  agency  having  care of the child shall file a petition
  pursuant to this section unless based on a case by  case  determination:
  (A)  the child is being cared for by a relative or relatives; or (B) the

agency has documented in the most recent case plan, a copy of which  has
  been  made  available  to the court, a compelling reason for determining
  that the filing of a petition would not be in the best interest  of  the
  child;  or  (C)  the agency has not provided to the parent or parents of
  the child such services as it deems necessary for the safe return of the
  child to the parent or parents, unless such  services  are  not  legally
  required;   or   (D)   the   parent  or  parents  are  incarcerated,  or
  participating in a residential substance abuse treatment program, or the
  prior incarceration or  participation  of  a  parent  or  parents  in  a
  residential substance abuse treatment program is a significant factor in
  why the child has been in foster care for fifteen of the last twenty-two
  months,  provided  that  the  parent  maintains a meaningful role in the
  child's life based on the criteria set forth in subparagraph (v) of this
  paragraph and the agency has  not  documented  a  reason  why  it  would
  otherwise be appropriate to file a petition pursuant to this section.
    (ii)  For  the purposes of this section, a compelling reason whereby a
  social services  official  is  not  required  to  file  a  petition  for
  termination  of  parental  rights in accordance with subparagraph (i) of
  this paragraph includes, but is not limited to, where:
    (A) the child was placed into foster care pursuant to article three or
  seven of the family court act and a review of  the  specific  facts  and
  circumstances  of the child's placement demonstrate that the appropriate
  permanency goal for the child is either (1) return to his or her  parent
  or guardian or (2) discharge to independent living;
    (B) the child has a permanency goal other than adoption;
    (C)  the  child is fourteen years of age or older and will not consent
  to his or her adoption;
    (D) there are insufficient grounds for filing a petition to  terminate
  parental rights; or
    (E)  the  child  is the subject of a pending disposition under article
  ten of the family court act, except where such child is already  in  the
  custody  of  the  commissioner  of  social  services  as  a  result of a
  proceeding other than the pending article ten proceeding, and  a  review
  of  the  specific  facts  and  circumstances  of  the  child's placement
  demonstrate that the  appropriate  permanency  goal  for  the  child  is
  discharge to his or her parent or guardian.
    (iii)  For  the  purposes  of  this paragraph, the date of the child's
  entry into foster care is the earlier of sixty days after  the  date  on
  which  the  child  was  removed  from the home or the date the child was
  found by a court to be an abused or neglected child pursuant to  article
  ten of the family court act.
    (iv)  In  the  event  that  the social services official or authorized
  agency having care and custody of the child fails to file a petition  to
  terminate parental rights within sixty days of the time required by this
  section, or within ninety days of a court direction to file a proceeding
  not  otherwise required by this section, such proceeding may be filed by
  the foster parent of the child without further court  order  or  by  the
  attorney  for  the  child on the direction of the court. In the event of
  such filing the social services official  or  authorized  agency  having
  care  and  custody  of  the  child  shall  be  served with notice of the
  proceeding and shall join the petition.
    (v) For the purposes  of  clause  (D)  of  subparagraph  (i)  of  this
  paragraph, an assessment of whether a parent maintains a meaningful role
  in his or her child's life shall be based on evidence, which may include
  the  following:  a  parent's expressions or acts manifesting concern for
  the child, such as letters, telephone calls, visits, and other forms  of
  communication  with  the child; efforts by the parent to communicate and
  work with the authorized agency, law guardian, foster parent, the court,

and the parent's attorney or other individuals providing services to the
  parent,  including  correctional,  mental  health  and  substance  abuse
  treatment  program  personnel  for  the  purpose  of  complying with the
  service  plan  and  repairing,  maintaining or building the parent-child
  relationship; a positive  response  by  the  parent  to  the  authorized
  agency's  diligent  efforts  as  defined in paragraph (f) of subdivision
  seven of this section; and whether  the  continued  involvement  of  the
  parent in the child's life is in the child's best interest. In assessing
  whether a parent maintains a meaningful role in his or her child's life,
  the  authorized  agency shall gather input from individuals and agencies
  in a reasonable position to help make this assessment, including but not
  limited to, the authorized agency, law guardian, parent,  child,  foster
  parent  or  other  individuals  of  importance  in the child's life, and
  parent's attorney or other individuals providing services to the parent,
  including correctional, mental  health  and  substance  abuse  treatment
  program  personnel. The court may make an order directing the authorized
  agency to undertake further steps to aid in completing its assessment.
    4. An order  committing  the  guardianship  and  custody  of  a  child
  pursuant  to  this section shall be granted only upon one or more of the
  following grounds:
    (a) Both parents of the child are dead, and no guardian of the  person
  of such child has been lawfully appointed; or
    (b)  The parent or parents, whose consent to the adoption of the child
  would otherwise be required  in  accordance  with  section  one  hundred
  eleven  of  the  domestic  relations  law,  abandoned such child for the
  period of six months immediately prior to the date on which the petition
  is filed in the court; or
    (c) The parent or parents, whose consent to the adoption of the  child
  would  otherwise  be  required  in  accordance  with section one hundred
  eleven of  the  domestic  relations  law,  are  presently  and  for  the
  foreseeable  future  unable,  by  reason  of  mental  illness  or mental
  retardation, to provide proper and adequate care for  a  child  who  has
  been  in  the  care  of  an authorized agency for the period of one year
  immediately prior to the date on which the  petition  is  filed  in  the
  court; or
    (d) The child is a permanently neglected child; or
    (e)  The parent or parents, whose consent to the adoption of the child
  would otherwise be required  in  accordance  with  section  one  hundred
  eleven of the domestic relations law, severely or repeatedly abused such
  child.  Where  a court has determined that reasonable efforts to reunite
  the child with his or her parent  are  not  required,  pursuant  to  the
  family  court  act  or  this  chapter,  a petition to terminate parental
  rights on the ground of severe abuse as set forth in subparagraph  (iii)
  of  paragraph  (a)  of  subdivision  eight  of this section may be filed
  immediately upon such determination.
    5. (a) For the purposes of this section, a child is "abandoned" by his
  parent if such parent evinces an intent to forego his  or  her  parental
  rights  and obligations as manifested by his or her failure to visit the
  child and communicate with the child or agency, although able to  do  so
  and  not  prevented  or  discouraged from doing so by the agency. In the
  absence  of  evidence  to  the  contrary,  such  ability  to  visit  and
  communicate shall be presumed.
    (b)  The  subjective  intent  of  the  parent,  whether  expressed  or
  otherwise, unsupported  by  evidence  of  the  foregoing  parental  acts
  manifesting  such  intent,  shall not preclude a determination that such
  parent has abandoned his or her child. In making such determination, the
  court shall not require a showing of diligent efforts,  if  any,  by  an

authorized  agency to encourage the parent to perform the acts specified
  in paragraph (a) of this subdivision.
    6.  (a)  For  the  purposes of this section, "mental illness" means an
  affliction with a mental disease or mental condition which is manifested
  by a disorder or disturbance in behavior, feeling, thinking or  judgment
  to  such  an extent that if such child were placed in or returned to the
  custody of the parent, the child  would  be  in  danger  of  becoming  a
  neglected child as defined in the family court act.
    (b)  For  the  purposes  of  this  section, "mental retardation" means
  subaverage  intellectual  functioning  which   originates   during   the
  developmental  period  and  is  associated  with  impairment in adaptive
  behavior to such an extent that if such child were placed in or returned
  to the custody of the parent, the child would be in danger of becoming a
  neglected child as defined in the family court act.
    (c) The legal sufficiency of the proof in a proceeding upon the ground
  set forth in paragraph (c) of subdivision four of this section shall not
  be determined until the judge has taken the testimony of a psychologist,
  or psychiatrist, in accordance with paragraph (e) of this subdivision.
    (d) A determination or order upon a ground set forth in paragraph  (c)
  of  subdivision  four  shall  in  no  way  affect  any  other  right, or
  constitute an adjudication of the legal status of the parent.
    (e) In every proceeding upon a ground set forth in  paragraph  (c)  of
  subdivision four the judge shall order the parent to be examined by, and
  shall  take the testimony of, a qualified psychiatrist or a psychologist
  licensed pursuant to article one hundred fifty-three  of  the  education
  law  as  defined  in section 730.10 of the criminal procedure law in the
  case  of  a  parent  alleged  to  be  mentally  ill  or  retarded,  such
  psychologist  or  psychiatrist  to be appointed by the court pursuant to
  section thirty-five of the judiciary law. The parent and the  authorized
  agency  shall  have the right to submit other psychiatric, psychological
  or  medical  evidence.  If  the  parent  refuses  to  submit   to   such
  court-ordered  examination, or if the parent renders himself unavailable
  therefor whether before or after the initiation of  a  proceeding  under
  this  section,  by  departing  from  the  state or by concealing himself
  therein, the appointed psychologist or psychiatrist, upon the  basis  of
  other  available  information,  including,  but  not limited to, agency,
  hospital or clinic records, may testify without an examination  of  such
  parent,  provided that such other information affords a reasonable basis
  for his opinion.
    7.   (a) For the purposes  of  this  section,  "permanently  neglected
  child" shall mean a child who is in the care of an authorized agency and
  whose parent or custodian has failed for a period of either at least one
  year  or  fifteen out of the most recent twenty-two months following the
  date such child came into the care of an authorized agency substantially
  and continuously or repeatedly to maintain contact with or plan for  the
  future  of the child, although physically and financially able to do so,
  notwithstanding  the  agency's  diligent  efforts   to   encourage   and
  strengthen  the  parental  relationship  when  such  efforts will not be
  detrimental to the best interests of the child. The court shall consider
  the special circumstances of an incarcerated parent or parents, or of  a
  parent  or  parents  participating  in  a  residential  substance  abuse
  treatment program, when determining whether a child  is  a  "permanently
  neglected  child" as defined in this paragraph. In such cases, the court
  also shall  consider  the  particular  constraints,  including  but  not
  limited  to, limitations placed on family contact and the unavailability
  of social or rehabilitative services to aid  in  the  development  of  a
  meaningful  relationship  between  the parent and his or her child, that
  may impact the parent's ability to  substantially  and  continuously  or

repeatedly  maintain  contact  with his or her child and to plan for the
  future of his  or  her  child  as  defined  in  paragraph  (c)  of  this
  subdivision.  Where a court has previously determined in accordance with
  paragraph   (b)   of   subdivision   three   of  section  three  hundred
  fifty-eight-a of this chapter or  section  one  thousand  thirty-nine-b,
  subparagraph  (A)  of  paragraph  (i)  of subdivision (b) of section one
  thousand fifty-two, paragraph (b) of subdivision two  of  section  seven
  hundred  fifty-four or paragraph (c) of subdivision two of section 352.2
  of the family court act that reasonable efforts to make it possible  for
  the  child  to  return  safely  to his or her home are not required, the
  agency shall not be required to demonstrate diligent efforts as  defined
  in  this section. In the event that the parent defaults after due notice
  of a proceeding to determine such neglect, such physical  and  financial
  ability of such parent may be presumed by the court.
    (b) For the purposes of paragraph (a) of this subdivision, evidence of
  insubstantial  or  infrequent contacts by a parent with his or her child
  shall not, of itself, be sufficient as a matter of  law  to  preclude  a
  determination  that such child is a permanently neglected child. A visit
  or communication by a parent with the child which is of  such  character
  as   to  overtly  demonstrate  a  lack  of  affectionate  and  concerned
  parenthood shall not be deemed a substantial contact.
    (c) As used in paragraph (a) of this subdivision,  "to  plan  for  the
  future  of  the child" shall mean to take such steps as may be necessary
  to provide an adequate, stable home and  parental  care  for  the  child
  within  a  period  of  time  which  is  reasonable  under  the financial
  circumstances available to the parent. The plan must  be  realistic  and
  feasible,  and good faith effort shall not, of itself, be determinative.
  In determining whether a parent has planned for the future of the child,
  the court may consider the failure of the  parent  to  utilize  medical,
  psychiatric,  psychological and other social and rehabilitative services
  and material resources made available to such parent.
    (d) For the purposes of this subdivision:
    (i) A parent shall not be deemed unable to maintain  contact  with  or
  plan for the future of the child by reason of such parent's use of drugs
  or  alcohol,  except  while  the  parent  is  actually  hospitalized  or
  institutionalized therefor; and
    (ii) The time during  which  a  parent  is  actually  hospitalized  or
  institutionalized  shall  not  interrupt,  but  shall  not be part of, a
  period of failure to maintain contact with or plan for the future  of  a
  child.
    (e)   Notwithstanding   the   provisions  of  paragraph  (a)  of  this
  subdivision, evidence of diligent efforts by an agency to encourage  and
  strengthen the parental relationship shall not be required when:
    (i)  The  parent  has  failed  for  a period of six months to keep the
  agency apprised of his or her location,  provided  that  the  court  may
  consider  the  particular  delays  or barriers an incarcerated parent or
  parents, or a parent or parents participating in a residential substance
  abuse treatment program, may experience in keeping the  agency  apprised
  of his or her location; or
    (ii) An incarcerated parent has failed on more than one occasion while
  incarcerated  to  cooperate  with an authorized agency in its efforts to
  assist such parent to plan for the future of the child, as  such  phrase
  is  defined  in  paragraph  (c) of this subdivision, or in such agency's
  efforts to plan and arrange  visits  with  the  child  as  described  in
  subparagraph five of paragraph (f) of this subdivision.
    (f)  As  used  in  this  subdivision,  "diligent  efforts"  shall mean
  reasonable attempts by an  authorized  agency  to  assist,  develop  and

encourage  a  meaningful  relationship  between  the  parent  and child,
  including but not limited to:
    (1) consultation and cooperation with the parents in developing a plan
  for appropriate services to the child and his family;
    (2)  making  suitable  arrangements for the parents to visit the child
  except that with respect to an incarcerated parent, arrangements for the
  incarcerated parent to visit the child outside the correctional facility
  shall not be  required  unless  reasonably  feasible  and  in  the  best
  interest of the child;
    (3)  provision of services and other assistance to the parents, except
  incarcerated parents, so that problems preventing the discharge  of  the
  child from care may be resolved or ameliorated;
    (4)  informing  the  parents  at  appropriate intervals of the child's
  progress, development and health;
    (5) making suitable arrangements  with  a  correctional  facility  and
  other  appropriate persons for an incarcerated parent to visit the child
  within the correctional facility,  if  such  visiting  is  in  the  best
  interests   of   the   child.  When  no  visitation  between  child  and
  incarcerated parent has been arranged for or permitted by the authorized
  agency because such visitation is determined  not  to  be  in  the  best
  interest  of  the child, then no permanent neglect proceeding under this
  subdivision shall be  initiated  on  the  basis  of  the  lack  of  such
  visitation.  Such  arrangements  shall include, but shall not be limited
  to, the transportation of the child to the  correctional  facility,  and
  providing  or suggesting social or rehabilitative services to resolve or
  correct the problems other than incarceration itself  which  impair  the
  incarcerated  parent's  ability to maintain contact with the child. When
  the parent is incarcerated in a correctional  facility  located  outside
  the  state,  the  provisions  of this subparagraph shall be construed to
  require that an  authorized  agency  make  such  arrangements  with  the
  correctional  facility  only  if  reasonably feasible and permissible in
  accordance with the laws and regulations applicable  to  such  facility;
  and
    (6)  providing  information  which  the authorized agency shall obtain
  from the office of children and family  services,  outlining  the  legal
  rights  and  obligations  of  a  parent  who  is  incarcerated  or  in a
  residential substance abuse treatment program whose child is in  custody
  of  an  authorized  agency,  and  on  social  or rehabilitative services
  available in the community, including family visiting services,  to  aid
  in  the  development of a meaningful relationship between the parent and
  child.  Wherever possible, such information shall  include  transitional
  and  family  support  services  located  in  the  community  to which an
  incarcerated parent or parent participating in a  residential  substance
  abuse treatment program shall return.
    8.  (a)  For the purposes of this section a child is "severely abused"
  by his or her parent if (i) the child has been found  to  be  an  abused
  child  as  a  result  of  reckless  or  intentional  acts  of the parent
  committed under circumstances evincing a depraved indifference to  human
  life, which result in serious physical injury to the child as defined in
  subdivision ten of section 10.00 of the penal law; or
    (ii)  the  child  has  been found to be an abused child, as defined in
  paragraph (iii) of subdivision (e) of section ten hundred twelve of  the
  family  court act, as a result of such parent's acts; provided, however,
  the respondent must have committed or knowingly allowed to be  committed
  a  felony  sex  offense  as  defined in sections 130.25, 130.30, 130.35,
  130.40, 130.45, 130.50, 130.65, 130.67, 130.70, 130.75 and 130.80 of the
  penal law and, for  the  purposes  of  this  section  the  corroboration

requirements  contained  in the penal law shall not apply to proceedings
  under this section; or
    (iii) (A) the parent of such child has been convicted of murder in the
  first  degree  as defined in section 125.27, murder in the second degree
  as defined in section  125.25,  manslaughter  in  the  first  degree  as
  defined  in  section  125.20,  or  manslaughter  in the second degree as
  defined in section 125.15, and the victim of any such crime was  another
  child  of  the  parent or another child for whose care such parent is or
  has been legally responsible as defined in subdivision  (g)  of  section
  one  thousand  twelve  of the family court act, or another parent of the
  child, unless the convicted parent was a victim of physical,  sexual  or
  psychological  abuse  by the decedent parent and such abuse was a factor
  in causing the homicide; or has been convicted of an attempt  to  commit
  any  of  the foregoing crimes, and the victim or intended victim was the
  child or another child of the parent or another  child  for  whose  care
  such parent is or has been legally responsible as defined in subdivision
  (g)  of  section one thousand twelve of the family court act, or another
  parent of the child,  unless  the  convicted  parent  was  a  victim  of
  physical,  sexual or psychological abuse by the decedent parent and such
  abuse was a factor in causing the attempted homicide; (B) the parent  of
  such  child  has  been  convicted of criminal solicitation as defined in
  article one hundred, conspiracy as defined in article one  hundred  five
  or  criminal  facilitation  as defined in article one hundred fifteen of
  the penal law for conspiring, soliciting  or  facilitating  any  of  the
  foregoing  crimes,  and  the  victim or intended victim was the child or
  another child of the parent or another child for whose care such  parent
  is  or  has  been  legally responsible; (C) the parent of such child has
  been convicted of assault in the second degree  as  defined  in  section
  120.05,  assault  in  the  first  degree as defined in section 120.10 or
  aggravated assault upon a person less than eleven years old  as  defined
  in section 120.12 of the penal law, and the victim of any such crime was
  the child or another child of the parent or another child for whose care
  such parent is or has been legally responsible; or has been convicted of
  an  attempt  to  commit  any  of the foregoing crimes, and the victim or
  intended victim was the child or another child of the parent or  another
  child  for whose care such parent is or has been legally responsible; or
  (D) the parent of such child has been convicted under  the  law  in  any
  other  jurisdiction  of  an  offense which includes all of the essential
  elements of any crime specified in  clause  (A),  (B)  or  (C)  of  this
  subparagraph; and
    (iv)  the agency has made diligent efforts to encourage and strengthen
  the  parental  relationship,  including  efforts  to  rehabilitate   the
  respondent,  when  such  efforts  will  not  be  detrimental to the best
  interests of the child, and such efforts have been unsuccessful and  are
  unlikely  to  be successful in the foreseeable future. Where a court has
  previously determined in accordance with  this  chapter  or  the  family
  court  act  that reasonable efforts to make it possible for the child to
  return safely to his or her home are not required, the agency shall  not
  be  required  to  demonstrate  diligent  efforts  as  set  forth in this
  section.
    (b) For the purposes of this section a child is "repeatedly abused" by
  his or her parent if:
    (i) the child has been found to be an abused child, (A) as defined  in
  paragraph  (i)  of  subdivision (e) of section ten hundred twelve of the
  family court act, as a result of such parent's acts; or (B)  as  defined
  in  paragraph  (iii) of subdivision (e) of section ten hundred twelve of
  the family court act, as a  result  of  such  parent's  acts;  provided,
  however,  the  respondent must have committed or knowingly allowed to be

committed a felony sex offense as defined in  sections  130.25,  130.30,
  130.35,  130.40,  130.45,  130.50,  130.65,  130.67,  130.70, 130.75 and
  130.80 of the penal law; and
    (ii)  (A)  the child or another child for whose care such parent is or
  has been legally responsible has been previously found, within the  five
  years  immediately  preceding  the initiation of the proceeding in which
  such abuse is found, to be an abused child, as defined in paragraph  (i)
  or  (iii) of subdivision (e) of section ten hundred twelve of the family
  court act, as a result of such parent's acts; provided, however, in  the
  case  of a finding of abuse as defined in paragraph (iii) of subdivision
  (e) of section ten hundred twelve of the family court act the respondent
  must have committed or knowingly allowed to be committed  a  felony  sex
  offense  as  defined in sections 130.25, 130.30, 130.35, 130.40, 130.45,
  130.50, 130.65, 130.67, 130.70, 130.75 and 130.80 of the penal  law,  or
  (B)  the  parent  has  been  convicted  of a crime under section 130.25,
  130.30, 130.35, 130.40, 130.45, 130.50, 130.65, 130.67,  130.70,  130.75
  or  130.80 of the penal law against the child, a sibling of the child or
  another child for  whose  care  such  parent  is  or  has  been  legally
  responsible,  within  the  five  year  period  immediately preceding the
  initiation of the proceeding in which abuse is found; and
    (iii)  the  agency  has  made  diligent  efforts,  to  encourage   and
  strengthen  the parental relationship, including efforts to rehabilitate
  the respondent, when such efforts will not be detrimental  to  the  best
  interests  of the child, and such efforts have been unsuccessful and are
  unlikely to be successful in the foreseeable future. Where a  court  has
  previously  determined  in  accordance  with  this chapter or the family
  court act that reasonable efforts to make it possible for the  child  to
  return  safely to his or her home are not required, the agency shall not
  be required to  demonstrate  diligent  efforts  as  set  forth  in  this
  section.
    (c)  Notwithstanding  any  other provision of law, the requirements of
  paragraph (g) of subdivision three of this section shall be satisfied if
  one of the findings of abuse pursuant to subparagraph  (i)  or  (ii)  of
  paragraph  (b)  of  this  subdivision  is found to be based on clear and
  convincing evidence.
    (d) A determination by the court in accordance with article ten of the
  family court act based upon clear and convincing evidence that the child
  was a severely abused child as defined in subparagraphs (i) and (ii)  of
  paragraph  (a)  of this subdivision shall establish that the child was a
  severely  abused  child  in  accordance  with  this  section.   Such   a
  determination  by the court in accordance with article ten of the family
  court  act  based  upon  a  fair  preponderance  of  evidence  shall  be
  admissible in any proceeding commenced in accordance with this section.
    (e) A determination by the court in accordance with article ten of the
  family  court  act based upon clear and convincing evidence that a child
  was abused as defined in paragraph (i) of subdivision (e) of section ten
  hundred twelve of the family court act, as a  result  of  such  parent's
  acts; or (B) as defined in paragraph (iii) of subdivision (e) of section
  ten hundred twelve of the family court act, as a result of such parent's
  acts; provided, however, the respondent must have committed or knowingly
  allowed  to  be  committed  a  felony sex offense as defined in sections
  130.25, 130.30, 130.35, 130.40, 130.45, 130.50, 130.65, 130.67,  130.70,
  130.75 and 130.80 of the penal law shall establish that the child was an
  abused  child  for  the  purpose  of  a  determination  as  required  by
  subparagraph (i) or (ii) of paragraph (b) of this  subdivision.  Such  a
  determination  by the court in accordance with article ten of the family
  court  act  based  upon  a  fair  preponderance  of  evidence  shall  be
  admissible in any proceeding commenced in accordance with this section.

(f)  Upon  a  finding  pursuant  to  paragraph  (a)  or  (b)  of  this
  subdivision that the child has been severely or repeatedly abused by his
  or her parent, the court shall enter an order of disposition either  (i)
  committing  the  guardianship and custody of the child, pursuant to this
  section,  or  (ii)  suspending  judgment  in accordance with section six
  hundred thirty-three of the family court act, upon  a  further  finding,
  based on clear and convincing, competent, material and relevant evidence
  introduced  in  a  dispositional hearing, that the best interests of the
  child require such commitment  or  suspension  of  judgment.  Where  the
  disposition  ordered  is  the  commitment  of  guardianship  and custody
  pursuant to this section, an  initial  freed  child  permanency  hearing
  shall  be  completed pursuant to section one thousand eighty-nine of the
  family court act.
    9. Nothing in this section  shall  be  construed  to  terminate,  upon
  commitment  of  the guardianship and custody of a child to an authorized
  agency or foster parent, any rights  and  benefits,  including  but  not
  limited  to rights relating to inheritance, succession, social security,
  insurance and wrongful death action claims, possessed by or available to
  the child pursuant to any other provision of  law.  Notwithstanding  any
  other   provision   of  law,  a  child  committed  to  the  custody  and
  guardianship of an authorized agency pursuant to this section  shall  be
  deemed  to  continue  in  foster  care until such time as an adoption or
  another planned permanent living arrangement  is  finalized.  Where  the
  disposition  ordered  is  the  commitment  of  guardianship  and custody
  pursuant to this section, an  initial  freed  child  permanency  hearing
  shall be held pursuant to section one thousand eighty-nine of the family
  court act.
    10.  Upon  the  court's order transferring custody and guardianship to
  the commissioner, the attorney for  the  petitioning  authorized  agency
  shall  promptly  serve  upon  the persons who have been approved by such
  agency as the child's adoptive parents, notice of entry  of  such  order
  and advise such persons that an adoption proceeding may be commenced. In
  accordance with the regulations of the department, the authorized agency
  shall  advise  such  persons of the procedures necessary for adoption of
  the child. The authorized agency shall cooperate with  such  persons  in
  the provision of necessary documentation.
    11. Upon the entry of an order committing the guardianship and custody
  of a child pursuant to this section, the court shall inquire whether any
  foster parent or parents with whom the child resides, or any relative of
  the child, or other person, seeks to adopt such child. If such person or
  persons  do seek to adopt such child, such person or persons may submit,
  and the court shall accept, all such petitions for the adoption  of  the
  child,  together  with  an  adoption home study, if any, completed by an
  authorized agency or disinterested person as such  term  is  defined  in
  subdivision  three  of  section  one  hundred  sixteen  of  the domestic
  relations law. The court  shall  thereafter  establish  a  schedule  for
  completion  of  other inquiries and investigations necessary to complete
  review of the adoption of the child and shall immediately set a schedule
  for completion of the adoption.
    12. If the court determines to commit the custody and guardianship  of
  the  child  pursuant  to  this  section,  or  if the court determines to
  suspend judgement pursuant to section six hundred  thirty-three  of  the
  family court act, the court in its order shall determine if there is any
  parent  to  whom  notice  of  an  adoption would be required pursuant to
  section one hundred eleven-a of the domestic relations law. In its order
  the court shall indicate whether  such  person  or  persons  were  given
  notice  of  the  proceeding and whether such person or persons appeared.

Such determinations shall be conclusive in  all  subsequent  proceedings
  relating to the custody, guardianship or adoption of the child.
    * 13. A petition to modify a disposition of commitment of guardianship
  and  custody  in  order  to  restore  parental  rights may be brought in
  accordance with part one-A of article six of the family court act  where
  the  conditions  enumerated  in  section six hundred thirty-five of such
  part have been met.
    * NB Effective November 11, 2010

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