There is a newer version of the Kentucky Revised Statutes
2011 Kentucky Revised Statutes
Article 8 Investment Securities
- Part 1. Short Title and General Matters
- 355.8.101 Short title.
- 355.8.102 Definitions.
- 355.8.103 Rules for determining whether certain obligations and interests are securities or financial assets.
- 355.8.104 Acquisition of security or financial asset or interest therein.
- 355.8.105 Notice of adverse claim.
- 355.8.106 Control.
- 355.8.107 Whether indorsement, instruction, or entitlement order is effective.
- 355.8.108 Warranties in direct holding.
- 355.8.109 Warranties in indirect holding.
- 355.8.110 Applicability -- Choice of law.
- 355.8.111 Clearing corporation rules.
- 355.8.112 Creditor's legal process.
- 355.8.113 Statute of frauds inapplicable.
- 355.8.114 Evidentiary rules concerning certificated securities.
- 355.8.115 Securities intermediary and others not liable to adverse claimant.
- 355.8.116 Securities intermediary as purchaser for value. Part 2. Issue and Issuer
- 355.8.201 "Issuer."
- 355.8.202 Issuer's responsibility and defenses -- Notice of defect of defense.
- 355.8.203 Staleness as notice of defect or defense.
- 355.8.204 Effect of issuer's restrictions on transfer.
- 355.8.205 Effect of unauthorized signature on security certificate.
- 355.8.206 Completion or alteration of security certificate.
- 355.8.207 Rights and duties of issuer with respect to registered owners.
- 355.8.208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- 355.8.209 Issuer's lien.
- 355.8.210 Overissue. Part 3. Transfer of Certificated and Uncertificated Securities
- 355.8.301 Delivery.
- 355.8.302 Rights of purchaser.
- 355.8.303 Protected purchaser.
- 355.8.304 Indorsement.
- 355.8.305 Instruction.
- 355.8.306 Effect of guaranteeing signature, indorsement, or instruction.
- 355.8.307 Purchaser's right to requisites for registration of transfer.
- 355.8.308 Repealed, effective January 1, 1997.
- 355.8.309 Repealed, effective January 1, 1997.
- 355.8.310 Repealed, effective January 1, 1997.
- 355.8.311 Repealed, effective January 1, 1997.
- 355.8.312 Repealed, effective January 1, 1997.
- 355.8.313 Repealed, effective January 1, 1997.
- 355.8.314 Repealed, effective January 1, 1997.
- 355.8.315 Repealed, effective January 1, 1997.
- 355.8.316 Repealed, effective January 1, 1997.
- 355.8.317 Repealed, effective January 1, 1997.
- 355.8.318 Repealed, effective January 1, 1997.
- 355.8.319 Repealed, effective January 1, 1997.
- 355.8.320 Repealed, effective January 1, 1997.
- 355.8.321 Repealed, effective January 1, 1997. Part 4. Registration
- 355.8.401 Duty of issuer to register transfer.
- 355.8.402 Assurance that indorsement or instruction is effective.
- 355.8.403 Demand that issuer not register transfer.
- 355.8.404 Wrongful registration.
- 355.8.405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- 355.8.406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- 355.8.407 Authenticating trustee, transfer agent, and registrar.
- 355.8.408 Repealed, 1997. Part 5. Security Entitlements
- 355.8.501 Securities account -- Acquisition of security entitlement from securities intermediary.
- 355.8.502 Assertion of adverse claim against entitlement holder.
- 355.8.503 Property interest of entitlement holder in financial asset held by securities intermediary.
- 355.8.504 Duties of securities intermediary to maintain financial asset.
- 355.8.505 Duty of securities intermediary with respect to payments and distributions.
- 355.8.506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 355.8.507 Duty of securities intermediary to comply with entitlement order.
- 355.8.508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- 355.8.509 Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- 355.8.510 Rights of purchaser of security entitlement from entitlement holder.
- 355.8.511 Priority among security interests and entitlement holders.
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