There is a newer version of the Kansas Statutes
2013 Kansas Statutes
Chapter 17 CORPORATIONS
Article 12a UNIFORM SECURITIES ACT
- Section 17-12a-101 Citation of act.
- Section 17-12a-102 Definitions.
- Section 17-12a-103 References to federal statutes.
- Section 17-12a-104 References to federal agencies.
- Section 17-12a-105 Electronic records and signatures.
- Section 17-12a-201 Exempt securities.
- Section 17-12a-202 Exempt transactions.
- Section 17-12a-203 Additional exemptions and waivers.
- Section 17-12a-204 Denial, suspension, revocation, condition or limitation of exemptions.
- Section 17-12a-205 Exemption filing fees.
- Section 17-12a-301 Securities registration requirement.
- Section 17-12a-302 Notice filing.
- Section 17-12a-303 Securities registration by coordination.
- Section 17-12a-304 Securities registration by qualification.
- Section 17-12a-305 Securities registration filings.
- Section 17-12a-306 Denial, suspension and revocation of securities registration.
- Section 17-12a-307 Waiver and modification.
- Section 17-12a-401 Broker-dealer registration requirement and exemptions.
- Section 17-12a-402 Agent registration requirement and exemptions.
- Section 17-12a-403 Investment adviser registration requirement and exemptions.
- Section 17-12a-404 Investment adviser representative registration requirement and exemptions.
- Section 17-12a-405 Federal covered investment adviser notice filing requirement.
- Section 17-12a-406 Registration by broker-dealer, agent, investment adviser and investment adviser representative.
- Section 17-12a-407 Succession and change in registration of broker-dealer or investment adviser.
- Section 17-12a-408 Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
- Section 17-12a-409 Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative.
- Section 17-12a-410 Filing fees.
- Section 17-12a-411 Postregistration requirements.
- Section 17-12a-412 Denial, revocation, suspension, withdrawal, restriction, condition or limitation of registration.
- Section 17-12a-501 General fraud.
- Section 17-12a-502 Prohibited conduct in providing investment advice.
- Section 17-12a-503 Evidentiary burden.
- Section 17-12a-504 Filing of sales and advertising literature.
- Section 17-12a-505 Misleading filings; coercion; obstruction.
- Section 17-12a-506 Misrepresentations concerning registration or exemption.
- Section 17-12a-507 Qualified immunity.
- Section 17-12a-508 Criminal penalties; statute of limitations.
- Section 17-12a-509 Civil liability.
- Section 17-12a-510 Rescission offers.
- Section 17-12a-601 Administration; investor education fund.
- Section 17-12a-602 Investigations and subpoenas.
- Section 17-12a-603 Civil enforcement.
- Section 17-12a-604 Administrative enforcement.
- Section 17-12a-605 Rules, forms, orders, interpretive opinions and hearings.
- Section 17-12a-606 Administrative files and opinions.
- Section 17-12a-607 Public records; confidentiality.
- Section 17-12a-608 Uniformity and cooperation with other agencies.
- Section 17-12a-609 Judicial review.
- Section 17-12a-610 Jurisdiction.
- Section 17-12a-611 Service of process.
- Section 17-12a-612 Severability clause.
- Section 17-12a-703 Repeals; application of act to existing proceeding and existing rights and duties.
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