State v. David Claudio

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COURT OF APPEALS DECISION DATED AND FILED NOTICE This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. October 28, 2008 A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See WIS. STAT. § 808.10 and RULE 809.62. David R. Schanker Clerk of Court of Appeals Appeal No. Cir. Ct. No. 2000CF3224 2007AP2124 STATE OF WISCONSIN IN COURT OF APPEALS DISTRICT I STATE OF WISCONSIN, PLAINTIFF-RESPONDENT, V. DAVID CLAUDIO, DEFENDANT-APPELLANT. APPEAL from orders of the circuit court for Milwaukee County: DANIEL L. KONKOL, Judge. Affirmed. Before Fine and Kessler, JJ., and Daniel L. LaRocque, Reserve Judge. ¶1 PER CURIAM. David Claudio appeals from an order summarily denying his postconviction motion for plea withdrawal, and from a related order denying his motion for leave to file a supplemental motion. We conclude that No. 2007AP2124 Claudio s motion for plea withdrawal, even as supplemented, does not allege a sufficient reason to overcome the procedural bar of State v. Escalona-Naranjo, 185 Wis. 2d 168, 185-86, 517 N.W.2d 157 (1994) and State v. Tillman, 2005 WI App 71, ¶¶25-27, 281 Wis. 2d 157, 696 N.W.2d 574.1 Therefore, we affirm. ¶2 In 2000, Claudio pled guilty to attempted first-degree intentional homicide with a dangerous weapon, as a party to the crime. The trial court imposed a fifty-five-year sentence, comprised of forty- and fifteen-year respective periods of initial confinement and extended supervision. Appellate counsel filed a no-merit report, to which Claudio did not respond. judgment of conviction. This court affirmed the See State v. Claudio, No. 2001AP2100-CRNM, unpublished slip op. at 1 (WI App Jan. 16, 2002). In 2004, Claudio filed a pro se postconviction motion pursuant to WIS. STAT. § 974.06 (2003-04), which was summarily denied as procedurally barred by Escalona. Although Claudio appealed from that order, this court dismissed that appeal for his failure to pay the filing fee or to seek to waive that fee. In 2006, Claudio filed a petition for a writ of habeas corpus, alleging the ineffective assistance of appellate counsel, pursuant State v. Knight, 168 Wis. 2d 509, 522, 484 N.W.2d 540 (1992), which we denied ex parte. See Claudio v. Kingston, No. 2006AP213-W, unpublished slip op. at 2 (WI App Mar. 2, 2006). ¶3 Claudio now files another postconviction motion pursuant to WIS. STAT. § 974.06 (2005-06), which the trial court summarily denied as procedurally 1 The procedural bar referenced in these two cases is the same; we therefore use the case names interchangeably when referring to Escalona s procedural bar, or Tillman s procedural bar. See State v. Escalona-Naranjo, 185 Wis. 2d 168, 185-86, 517 N.W.2d 157 (1994); State v. Tillman, 2005 WI App 71, ¶¶25-27, 281 Wis. 2d 157, 696 N.W.2d 574. 2 No. 2007AP2124 barred by Escalona and Tillman.2 Claudio then filed a motion for leave to file a supplemental motion, to add reasons as to why his motion overcomes Tillman s procedural bar. The trial court denied the motion, rejecting his additional reasons for failing to previously raise this issue. It is from these two recent postconviction orders that Claudio appeals. ¶4 Claudio moved for postconviction plea withdrawal, alleging that the prosecutor breached the plea bargain. The prosecutor did not recommend a specific number of years for sentencing as agreed, but then compared Claudio s culpability to that of his co-defendant, and urged the trial court to impose a comparable sentence. Claudio now claims that by comparing his culpability to that of his co-defendant, the prosecutor was essentially recommending a particular sentence, and in doing so, breached the plea bargain. ¶5 To avoid Escalona s procedural bar, Claudio must allege a sufficient reason for failing to have previously raised all grounds for postconviction relief on direct appeal or in his original postconviction motion. See Escalona, 185 Wis. 2d at 185-86. Whether Escalona s procedural bar applies to a postconviction claim is a question of law entitled to independent review. See State v. Tolefree, 209 Wis. 2d 421, 424, 563 N.W.2d 175 (Ct. App. 1997). [A] prior no merit appeal may serve as a procedural bar to a subsequent postconviction motion and ensuing appeal which raises the same issues or other issues that could have been previously raised. Tillman, 281 Wis. 2d 157, ¶27. We extended Escalona s applicability to postconviction motions following no-merit appeals. See Tillman, 2 All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted. 3 No. 2007AP2124 281 Wis. 2d 157, ¶27. Before applying Tillman s procedural bar however, both the trial and appellate courts must pay close attention to whether the no merit procedures were in fact followed. In addition, the court must consider whether that procedure, even if followed, carries a sufficient degree of confidence warranting the application of the procedural bar under the particular facts and circumstances of the case. Id., ¶20 (footnote omitted). ¶6 Initially, Claudio alleged that postconviction counsel s failure to challenge trial counsel s effectiveness for failing to object to the prosecutor s breach at sentencing was his reason for failing to previously raise this issue. In his motion for leave to supplement his postconviction motion, Claudio added two more reasons: (1) this was a complicated legal issue that he (Claudio) did not understand, and that was covertly presented by the prosecutor; and (2) the court of appeals neglected its obligation to independently review the record in a nomerit appeal. See Anders v. California, 386 U.S. 738, 744-45 (1967); State v. Fortier, 2006 WI App 11, ¶27, 289 Wis. 2d 179, 709 N.W.2d 893. We conclude that none of these reasons overcome Tillman s procedural bar. ¶7 First, if postconviction counsel was ineffective for failing to challenge trial counsel s effectiveness, Claudio does not explain why he did not raise this issue in response to the no-merit report. He also does not explain why he did not raise this issue in his 2004 pro se postconviction motion. ¶8 Second, if the prosecutor s sentencing presentation constituted a breach of the plea bargain, Claudio should have been aware of that alleged breach at sentencing. If not, Claudio certainly was or should have been aware of that alleged breach by the time of his no-merit appeal. 4 No. 2007AP2124 ¶9 Third, this court fulfilled its obligation when it independently reviewed the record during its no-merit review. See Anders, 386 U.S. at 744-45; Claudio, No. 2001AP2100-CRNM, unpublished slip op. at 2-3. We expressly determined that Claudio s guilty plea was valid. See Claudio, No 2001AP2100CRNM, unpublished slip op. at 2. In order to do so, we independently reviewed the transcript of the plea hearing. We also reviewed the transcript of the sentencing hearing. See id. at 2-3. If we had determined that the prosecutor s sentencing presentation had breached the parties plea bargain, we would have, at minimum, ordered further briefing on the potential issue of a breach; the type of breach Claudio alleges is not too sophisticated or covert[] for this court to have discovered while independently searching the record incident to our Anders obligation. See Anders, 386 U.S. at 744-45. ¶10 Claudio has not alleged a sufficient reason for failing to previously raise the issue of plea withdrawal for an alleged breach of the plea bargain on direct appeal, in his previous pro se postconviction motion, or in his petition for a writ of habeas corpus challenging appellate counsel s effectiveness. If Claudio believed that the prosecutor had breached the plea bargain, he should have realized that the prosecutor had done so at the sentencing hearing, shortly thereafter, or certainly by the time of his appeal. Claudio previously filed a pro se postconviction motion where he also failed to raise this issue. None of the reasons that Claudio alleged (even those he alleged belatedly in his motion for leave to supplement his postconviction motion) are sufficient to overcome Tillman s procedural bar. We are confident that the no-merit procedures were followed. See Tillman, 281 Wis. 2d 157, ¶20; Fortier, 289 Wis. 2d 179, ¶27. This court independently reviewed the record searching for arguably meritorious issues incident to Claudio s no-merit appeal. See Anders, 386 U.S. at 744-45. We 5 No. 2007AP2124 expressly reviewed the transcripts of the plea and sentencing hearings. See Claudio, No. 2001AP2100-CRNM, unpublished slip op. at 2-3. An arguable breach of the plea bargain is an obvious issue that would have been apparent to an appellate court. By the Court. Orders affirmed. This opinion will not be published. 809.23(1)(b)5. 6 See WIS. STAT. RULE

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