Spencer v North Carolina Board of Nursing

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Download PDF An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure. NO. COA11-1361 NORTH CAROLINA COURT OF APPEALS Filed: 3 July 2012 PAULA SPENCER, LPN, Petitioner, v. Wake County No. 11 CVS 5364 NORTH CAROLINA BOARD OF NURSING, Respondent. Appeal by petitioner from judgment entered 13 September 2011 by Judge Gary E. Trawick in Wake County Superior Court. Heard in the Court of Appeals 8 March 2012. Patrice Walker for the petitioner-appellant. J.W. Bryant, Law Firm, P.L.L.C. by John Walter Bryant & Amber Ivie Hayles for the respondent-appellee. STEELMAN, Judge. The superior court did not err in affirming Boardâ s Final Decision and Order imposing probationary conditions upon Petitionerâ s license as a nurse. I. Factual and Procedural History Paula Spencer (petitioner) is a Licensed Practical Nurse. The North Carolina Board of Nursing (Board) was established by -2statute to oversee the practice of nursing. N.C. Gen. Stat. § 90-171.21 (2011). On 2 June 2010, Board sent a Letter of Charges to petitioner stating that she had been convicted of two driving while impaired (DWI) charges in a year and that this indicated that petitioner â may not be safe and competent to practice nursing or that you may have violated the Nursing Practice Act.â On 25 February 2011, a hearing was held before Board. The parties stipulated to petitionerâ s two DWI convictions within a one year period. On 25 February 2011, Board entered a Final Decision and Order. This order made the following findings of fact: 5. Ms. Spencer was convicted of the first DWI on March 3, 2009, in Randolph County. She was convicted of the second DWI on February 8, 2010, in Guilford County. Ms. Spencer received two (2) DWIâ s within one (1) year. As part of the court sanction, Ms. Spencer was placed on supervised probation for two (2) years. 6. Ms. Spencer was an in-patient and received treatment for substance abuse from the Watershed Treatment Facility in Delray Beach, Florida from October 8, 2009 through November 24, 2009. Following discharge, she continued her treatment with Recovery and Renewal Intensive Outpatient Program in High Point, North Carolina from November 27, 2009 through January 18, 2010. Ms. Spencer was diagnosed with chemical dependency. -3Board ordered probationary that conditions petitioner requiring be her issued to a comply license with with Boardâ s probation program for a minimum of one year. On 4 April 2011, petitioner filed a Petition for Judicial Review in the Superior Court of Wake County. On 13 September 2011, Judge Trawick entered an order affirming the Decision and Order of Board. Petitioner appeals. II. Standard of Review In reviewing an appeal from a trial courtâ s order affirming an agencyâ s final decision, this Court must â (1) determine the appropriate standard of review and, when applicable, (2) determine whether the trial court properly applied this standard.â In re Appeal by McCrary, 112 N.C. App. 161, 166, 435 S.E.2d 359, 363 (1993). The proper standard of review for the trial court to apply â in reviewing an agency decision depends upon the nature of the alleged error.â Id. Where an appellant alleges the agencyâ s decision was affected by errors of law, â de novoâ review is required; however, where an appellant questions whether the agencyâ s decision was supported by substantial evidence or was arbitrary and capricious, the trial court must employ the â whole recordâ test. Walker v. N.C. Dept. of Human Resources, 100 N.C. App. 498, 502, 397 S.E.2d 350, 354 (1990), disc. review denied, 328 N.C. 98, 402 S.E.2d 430 (1991); see also N.C. Gen. Stat. §§ 150B-51(b)(4)-(6) (1999). Final -4Dixie Lumber Co. of Cherryville v. N.C. Depâ t of Envâ t, Health & Nat. Res., 150 N.C. App. 144, 146-47, case, the petition 563 S.E.2d 212, 214 (2002). In the instant for judicial review attacked Boardâ s jurisdiction, attacked the sufficiency of the evidence presented to Board, attacked finding of fact 8 and conclusions of law 1, 5, 6, 7, and 8. Boardâ s finding of fact 8 reads as follows: The Board takes official notice that with itâ s [sic] mandate to protect the public, the Board cannot fulfill the mandate if a known substance abuser is not appropriately monitored. Ms. Spencer declined participation in the Alternative Program; and therefore, the Board cannot assure she is safe and competent to practice nursing without monitoring her nursing practice. The petition for judicial review attacked the legal validity of Boardâ s conclusions in the first sentence of finding 8 and the second portion of the second sentence. It did not challenge the finding contained in the first part of the second sentence. We hold that the portions of finding of fact 8 challenged in the petition are in reality conclusions of law and treat them as such. See, e.g., Sheffer v. Rardin, ___ N.C. App. ___, ___, 704 S.E.2d 32, 35 (2010). -5Based upon this holding, we conclude that the proper standard of review for the superior court for all issues in this matter was de novo. This was the standard of review that was applied by the superior court in this case. To the extent that petitioner seeks direct review of alleged errors contained in Boardâ s Final Decision, these are not properly before this Court. Our review is limited to the final judgment of the superior court. N.C. Gen. Stat. § 150B-52 (2011). See also Craven Regâ l Med. Auth. v. N.C. Depâ t of Health and Human Servs., 176 N.C. App. 46, 59, 625 S.E.2d 837, 845 (2006). Petitionerâ s arguments seeking direct review of Boardâ s Final Decision and Order are dismissed. This disposes of Arguments I, II, VI, VII, and VIII contained in petitionerâ s brief. III. Petitionerâ s Substance Abuse In her third argument, petitioner contends that the superior court erred in its findings 17 and 181 because they were not 1 supported by competent evidence and were not relevant. Certain portions of the superior courtâ s order are designated as â findings of fact.â These â findingsâ consist of legal conclusions and repetition of findings contained in Boardâ s Final Decision and Order. As noted above, the proper standard of review for the superior court was de novo. We treat these â findingsâ as either conclusions of law or recitations explaining the reasoning of the court, but not as true â findings of fact.â -6Petitioner argues that â the Legislature has given the Board jurisdiction over nurses only when they allow substance abuse to impact their nursing practice.â We disagree. Findings 17 and 18 of the superior courtâ s order read as follows: 17. The NCBN cannot fulfill its mandate to protect the public if a known, and as in this case, an admitted substance abuser is not appropriately monitored. 18. As the Petitioner declined to participate in the Alternative Program where she would have been monitored, the NCBN cannot best assure the Petitioner has not relapsed and that she is safe and competent to practice nursing. These findings are clearly based upon finding of fact 8 contained in Boardâ s Final Decision and Order, as set forth above. As previously noted, petitioner failed to contest the factual portions of finding of fact 8 of Boardâ s order in her petition for judicial review. We are thus left with her challenge to Boardâ s authority to discipline nurses who have a substance abuse problem. challenge findings of We fact note 5 and that petitioner 6 Boardâ s of failed order. to The superior court considered those to be established facts, as does this Court for purposes of our analysis. -7Petitionerâ s argument is that even though she has a substance abuse problem, there was no evidence or findings that this problem affected her performance of her work duties, and that Board was without authority to discipline her by placing her on probation. The superior court held that N.C.G.S. § 90-171.37 authorizes the NCBN to discipline a nurse who has been convicted of or pleaded guilty to any crime which indicates that the nurse is unfit or incompetent to practice nursing, engages in conduct that endangers the public health, and/or has violated an [sic] rules enacted by the Board. See N.C.G.S. § 90-171.37(2), (4), (7), and (8). N.C. Gen. Stat. § 90-171.23(b)(3) authorizes Board to â [a]dopt, amend or repeal rules and regulations as may be necessary to carry out the provisions of this Article.â N.C. Gen. Stat. § 90171.23(b)(3) (2011). Board has adopted regulations found in Article 21 of the North Carolina Administrative Code. â Behaviors and activities which may result in disciplinary action by the Boardâ include drug or alcohol abuse or â commission of any crime which bears on a licenseeâ s fitness to practice nursing as set out in G.S. 90-171.48(a)(2).â 21 N.C.A.C. 36.0217(c) (2010). N.C. Gen. Stat. § 90-171.48(a)(2) contains a long list of criminal offenses, including â driving while impaired in -8violation of G.S. 20-138.1 through G.S. 20-138.5.â N.C. Gen. Stat. § 90-171.48(a)(2) (2011). Under 21 N.C.A.C. 36.0217(c), the drug or alcohol abuse is not restricted to abuse that occurs in the actual course of performing nursing duties. Similarly, the convictions for impaired driving, under the regulations, are deemed to bear on petitionerâ s fitness to practice nursing. Petitionerâ s argument is without merit. IV. Clear and Convincing Evidence In her evidence â clear fourth presented and argument, to convincingâ Board petitioner contends did not show her evidence, the applicable that the violations by standard. We disagree. We first note that the critical factual findings of Board in findings of fact 5 and 6 were unchallenged in the petition for judicial review, and are binding on appeal. The superior court concluded as follows: Facts in an Administrative Proceeding shall be proved by credible and substantial evidence. The substantial evidence should be both clear and convincing and should be such that would lead a reasonable mind to a conclusion that a violation of the Nursing Practice Act or pertinent administrative regulations have occurred. -9The superior court went on to hold that the Board correctly determined that petitioner had violated a number of statutory and regulatory provisions and was properly disciplined by Board. Petitionerâ s argument is based upon a parsing of the words contained in the superior courtâ s conclusion number 4, set forth above. She contends that â clear and convincingâ evidence is a higher standard than evidence that â would lead a reasonable mind to a conclusion.â These clauses are joined by the conjunction â and.â We hold that the second clause in the sentence did not constitute an improper dilution of the standard of proof required in this case. This argument is without merit. V. Sufficiency of Superior Courtâ s Conclusions In her fifth argument, petitioner contends that conclusions of law 5, 6, and 7 of the superior court do not support its affirmation of the decision of Board. We disagree. These three conclusions held that petitioner violated N.C. Gen. Stat. § 90-171.37(7) and (8) and 21 N.C.A.C. 36.0217(c)(1). In addition to revoking and suspending licenses, Board has the authority to â invoke other such disciplinary measures, censure, or probative proper; in terms any against instance or a licensee instances as in it deems fit and which the Board is -10satisfied that the applicant or licensee: . . . [h]as willfully violated any rules enacted by the Board.â N.C. Gen. Stat. § 90171.37 (2011). The conclusions of law holding that petitioner violated provisions of N.C. Gen. Stat. § 90-171.37 support its affirmation of Boardâ s decision. This argument is without merit. AFFIRMED. Judges ELMORE and STROUD concur. Report per Rule 30(e).